Simplex Trading, LLC

SEC CIK: 0001488542
Latest filing: Aug 12, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 28, 2021. Long positions only; changes compare share counts with Q2 2021.

Positions: 2,763; −47 vs. Q2 2021
Portfolio value: $2.82B; +$45.9M (+1.7%) vs. Q2 2021
Filed: Oct 28, 2021; SEC

Holdings of Simplex Trading, LLC in Q3 2021
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
CHUYChuy's Holdings, Inc.	COM	370	$13.0K	<0.1%	00.0%	Unchanged	History
CLVSClovis Oncology, Inc.	COM	2,390	$13.0K	<0.1%	+100+4.4%	Added	History
NAPADuckhorn Portfolio, Inc.	COM	629	$13.0K	<0.1%	00.0%	Unchanged	History
FWONALiberty Media Corp	COM SER A FRMLA	300	$13.0K	<0.1%	00.0%	Unchanged	History
Adamas Trust, Inc.649604501	COM PAR $.02	2,900	$13.0K	<0.1%	00.0%	Unchanged	–
Global X FDS37954Y285	TELMDC&DIG ETF	778	$14.0K	<0.1%	00.0%	Unchanged	–
WTTRSelect Water Solutions, Inc.	CL A COM	2,246	$14.0K	<0.1%	00.0%	Unchanged	History
DGIIDigi International Inc	COM	725	$14.0K	<0.1%	00.0%	Unchanged	History
Global X FDS37950E291	GLOBX SUPDV US	745	$14.0K	<0.1%	00.0%	Unchanged	–
Global X FDS37954Y467	E COMMERCE ETF	413	$14.0K	<0.1%	00.0%	Unchanged	–
TKCTurkcell Iletisim Hizmetleri A S	SPON ADR NEW	3,123	$14.0K	<0.1%	00.0%	Unchanged	History
SANASana Biotechnology, Inc.	COM	752	$14.0K	<0.1%	−100−11.7%	Reduced	History
AEVAAeva Technologies, Inc.	COM	1,356	$14.0K	<0.1%	+1,356	New	History
China Southern Airlines Co L169409109	SPON ADR CL H	465	$14.0K	<0.1%	00.0%	Unchanged	–
Direxion Shs ETF Tr25459W557	7 10YR TRES BEAR	1,684	$14.0K	<0.1%	00.0%	Unchanged	–
Direxion Shs ETF Tr25460E257	DAILY S&P BEAR	1,322	$14.0K	<0.1%	00.0%	Unchanged	–
FTKFlotek Industries Inc	COM	7,932	$14.0K	<0.1%	+5,331+205.0%	Added	History
GWBGreat Western Bancorp, Inc.	COM	453	$14.0K	<0.1%	00.0%	Unchanged	History
Mechel Pao583840608	SPONSORED ADR NE	6,919	$14.0K	<0.1%	00.0%	Unchanged	–
GTXGarrett Motion Inc.	Stock	1,992	$15.0K	<0.1%	+100+5.3%	Added	History
AIZAssurant, Inc.	Stock	100	$15.0K	<0.1%	−95−48.7%	Reduced	History
FOURShift4 Payments, Inc.	CL A	159	$15.0K	<0.1%	+159	New	History
AVAHAveanna Healthcare Holdings, Inc.	COM	1,235	$15.0K	<0.1%	00.0%	Unchanged	History
IMOSChipmos Technologies Inc	SPONSORD ADS NEW	436	$15.0K	<0.1%	00.0%	Unchanged	History
OSGOctave Specialty Group Inc	COM NEW	960	$15.0K	<0.1%	00.0%	Unchanged	History
DINDine Brands Global, Inc.	COM	175	$15.0K	<0.1%	00.0%	Unchanged	History
GNSSGenasys Inc.	COM	2,674	$15.0K	<0.1%	+100+3.9%	Added	History
TRAKReposiTrak, Inc.	COM NEW	2,749	$15.0K	<0.1%	00.0%	Unchanged	History
ProShares Tr74347R172	ULTRA 20YR TRE	290	$15.0K	<0.1%	00.0%	Unchanged	–
Ryb Ed Inc74979W101	ADR	3,519	$15.0K	<0.1%	00.0%	Unchanged	–
RGLSRegulus Therapeutics Inc.	COM NEW	18,323	$15.0K	<0.1%	−2,000−9.8%	Reduced	History
RNACCartesian Therapeutics, Inc.	COM	3,442	$15.0K	<0.1%	−325−8.6%	Reduced	History
STMPStamps.com Inc	COM NEW	75	$15.0K	<0.1%	00.0%	Unchanged	History
DLNGDynagas LNG Partners LP	COM UNIT LTD PT	4,403	$15.0K	<0.1%	−6,047−57.9%	Reduced	History
Schwab Emerging Markets Equity ETF808524706	ETF	500	$16.0K	<0.1%	00.0%	Unchanged	–
MKLMarkel Group Inc.	COM	14	$16.0K	<0.1%	−100−87.7%	Reduced	History
ANABAnaptysbio, Inc	COM	643	$16.0K	<0.1%	00.0%	Unchanged	History
AMPHAmphastar Pharmaceuticals, Inc.	COM	800	$16.0K	<0.1%	00.0%	Unchanged	History
WERNWerner Enterprises Inc	COM	360	$16.0K	<0.1%	−1−0.3%	Reduced	History
MOG.AMoog Inc.	CL A	200	$16.0K	<0.1%	00.0%	Unchanged	History
BANRBanner Corp	COM NEW	300	$16.0K	<0.1%	00.0%	Unchanged	History
RLJRLJ Lodging Trust	COM	1,061	$16.0K	<0.1%	00.0%	Unchanged	History
ACICAmerican Coastal Insurance Corp	COM	2,908	$16.0K	<0.1%	00.0%	Unchanged	History
KODKodiak Sciences Inc.	COM	170	$16.0K	<0.1%	+100+142.9%	Added	History
SWIMLatham Group, Inc.	COM	509	$16.0K	<0.1%	00.0%	Unchanged	History
NHTCNatural Health Trends Corp	COM	2,425	$16.0K	<0.1%	00.0%	Unchanged	History
FRBKRepublic First Bancorp Inc	COM	4,031	$16.0K	<0.1%	−1,526−27.5%	Reduced	History
Eros STX Global CorporationG3788M114	SHS NEW	10,832	$16.0K	<0.1%	00.0%	Unchanged	–
Schwab U.S. Large-Cap Value ETF808524409	ETF	257	$17.0K	<0.1%	00.0%	Unchanged	–
KKRKKR & Co. Inc.	COM	286	$17.0K	<0.1%	−202−41.4%	Reduced	History
PKEPark Aerospace Corp	COM	1,141	$17.0K	<0.1%	00.0%	Unchanged	History
AVAAvista Corp	COM	400	$17.0K	<0.1%	00.0%	Unchanged	History
ARAYAccuray Inc	COM	3,752	$17.0K	<0.1%	00.0%	Unchanged	History
FIXComfort Systems USA Inc	COM	223	$17.0K	<0.1%	00.0%	Unchanged	History
VCVisteon Corp	COM NEW	141	$17.0K	<0.1%	00.0%	Unchanged	History
Abrdn ETFs003261104	BBRG ALL COMD K1	675	$17.0K	<0.1%	−1−0.1%	Reduced	–
ADUSAddus HomeCare Corp	COM	200	$17.0K	<0.1%	00.0%	Unchanged	History
TBLATaboola.com Ltd.	ORD SHS	1,658	$17.0K	<0.1%	+1,458+729.0%	Added	History
MHOM/I Homes, Inc.	COM	285	$17.0K	<0.1%	00.0%	Unchanged	History
iShares Inc464286525	MSCI GBL MIN VOL	167	$17.0K	<0.1%	00.0%	Unchanged	–
NUVBNuvation Bio Inc.	COM CL A	1,827	$17.0K	<0.1%	00.0%	Unchanged	History
SMMTSummit Therapeutics Inc.	COM	2,185	$17.0K	<0.1%	−731−25.1%	Reduced	History
BCDABioCardia, Inc.	COM	4,371	$17.0K	<0.1%	00.0%	Unchanged	History
CEMIChembio Diagnostics, Inc.	COM NEW	6,059	$17.0K	<0.1%	−474−7.3%	Reduced	History
GTHXG1 Therapeutics, Inc.	COM	784	$17.0K	<0.1%	+52+7.1%	Added	History
NVEENV5 Global, Inc.	COM	189	$17.0K	<0.1%	00.0%	Unchanged	History
PPBIPacific Premier Bancorp Inc	COM	400	$17.0K	<0.1%	00.0%	Unchanged	History
TMXTerminix Global Holdings Inc	COM	363	$17.0K	<0.1%	00.0%	Unchanged	History
TATravelCenters of America Inc.	COM NEW	561	$17.0K	<0.1%	00.0%	Unchanged	History
SPCEVirgin Galactic Holdings, Inc	COM	406	$17.0K	<0.1%	−16,609−97.6%	Reduced	History
NTPIFNam Tai Property Inc.	SHS	732	$17.0K	<0.1%	00.0%	Unchanged	History
Invesco Exchange Traded FD T46137V266	S&P500 PUR GWT	100	$18.0K	<0.1%	00.0%	Unchanged	–
AGFirst Majestic Silver Corp	COM	1,215	$18.0K	<0.1%	+1,215	New	History
CHRSCoherus Oncology, Inc.	COM	1,288	$18.0K	<0.1%	−800−38.3%	Reduced	History
iShares Tr464288638	ISHS 5-10YR INVT	300	$18.0K	<0.1%	00.0%	Unchanged	–
CRMDCorMedix Inc.	COM	2,596	$18.0K	<0.1%	00.0%	Unchanged	History
DGICADonegal Group Inc	CL A	1,213	$18.0K	<0.1%	00.0%	Unchanged	History
IOSPInnospec Inc.	COM	200	$18.0K	<0.1%	00.0%	Unchanged	History
KRMDKORU Medical Systems, Inc.	COM	4,603	$18.0K	<0.1%	−600−11.5%	Reduced	History
ARCHArch Resources, Inc.	CL A	319	$18.0K	<0.1%	+10+3.2%	Added	History
CAPLCrossAmerica Partners LP	UT LTD PTN INT	965	$18.0K	<0.1%	00.0%	Unchanged	History
DCBODocebo Inc.	COM	300	$18.0K	<0.1%	+100+50.0%	Added	History
DREDuke Realty Corp	COM NEW	400	$18.0K	<0.1%	00.0%	Unchanged	History
MANTMantech International Corp	CL A	210	$18.0K	<0.1%	00.0%	Unchanged	History
LGMKLogicMark, Inc.	COM NEW	22,068	$18.0K	<0.1%	00.0%	Unchanged	History
TISITeam Inc	COM	2,683	$18.0K	<0.1%	00.0%	Unchanged	History
Navios Maritime Acquis CorpY62159143	SHS	5,506	$18.0K	<0.1%	00.0%	Unchanged	–
iShares Tips Bond ETF464287176	ETF	155	$19.0K	<0.1%	00.0%	Unchanged	–
FPIFarmland Partners Inc.	COM	1,590	$19.0K	<0.1%	00.0%	Unchanged	History
First Tr Exchange Trad FD VI33739H101	FST TR GLB FD	835	$19.0K	<0.1%	00.0%	Unchanged	–
MACMacerich Co	COM	1,078	$19.0K	<0.1%	+1,078	New	History
Etfis Ser Tr I26923G822	VIRTUS INFRCAP	756	$19.0K	<0.1%	00.0%	Unchanged	–
HXLHexcel Corp	COM	321	$19.0K	<0.1%	+29+9.9%	Added	History
Fidelity Covington Trust316092857	MSCI RL EST ETF	648	$19.0K	<0.1%	00.0%	Unchanged	–
KODKEastman Kodak Co	COM NEW	2,399	$19.0K	<0.1%	+2,399	New	History
HCMHUTCHMED (China) Ltd	SPONSORED ADS	500	$19.0K	<0.1%	00.0%	Unchanged	History
Bellus Health Inc New07987C204	COM NEW	6,204	$19.0K	<0.1%	00.0%	Unchanged	–
Epiphany Technology Acquisit29429X109	COM CL A	1,977	$19.0K	<0.1%	00.0%	Unchanged	–
GATOGatos Silver, Inc.	COM	1,096	$19.0K	<0.1%	00.0%	Unchanged	History
JAXJ. Alexander's Holdings, Inc.	COM	1,560	$19.0K	<0.1%	00.0%	Unchanged	History

Options (7,026)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 7,026 by value.

Option positions of Simplex Trading, LLC in Q3 2021
Security	Class	Puts	Calls
SPDR S&P 500 ETF Tr78462F953	PUT	$12.7B	–
SPDR S&P 500 ETF Tr78462F903	CALL	–	$5.55B
Tesla Inc88160R951	PUT	$5.35B	–
Invesco QQQ Tr46090E953	PUT	$3.86B	–
iShares Tr464287957	PUT	$3.58B	–
Tesla Inc88160R901	CALL	–	$3.29B
Amazon Com Inc023135956	PUT	$2.44B	–
Invesco QQQ Tr46090E903	UNIT SER 1	–	$2.40B
Amazon Com Inc023135906	CALL	–	$2.24B
Apple Inc037833900	CALL	–	$2.00B
Apple Inc037833950	PUT	$1.75B	–
iShares Tr464287907	CALL	–	$1.65B
Select Sector SPDR Tr81369Y956	PUT	$1.00B	–
NVIDIA Corporation67066G954	PUT	$985.7M	–
Select Sector SPDR Tr81369Y906	CALL	–	$941.0M
Alibaba Group Hldg Ltd01609W902	CALL	–	$867.5M
Facebook Inc30303M952	PUT	$860.4M	–
GameStop Corp New36467W959	PUT	$858.2M	–
Facebook Inc30303M902	CALL	–	$813.4M
NVIDIA Corporation67066G904	CALL	–	$804.1M
Alphabet Inc02079K955	PUT	$788.6M	–
AMC Entmt Hldgs Inc00165C954	PUT	$785.7M	–
SPDR Gold Tr78463V957	GOLD SHS	$709.8M	–
Microsoft Corp594918954	PUT	$683.6M	–
SPDR Gold Tr78463V907	CALL	–	$646.6M
Alibaba Group Hldg Ltd01609W952	PUT	$644.6M	–
Alphabet Inc02079K905	CALL	–	$611.3M
Microsoft Corp594918904	CALL	–	$571.1M
Netflix Inc64110L956	PUT	$509.7M	–
Netflix Inc64110L906	CALL	–	$449.1M
Advanced Micro Devices Inc007903957	PUT	$420.4M	–
Boeing Co097023905	COM	–	$414.7M
Advanced Micro Devices Inc007903907	CALL	–	$388.1M
SPDR Dow Jones Indl Average78467X909	CALL	–	$328.6M
Salesforce Com Inc79466L902	CALL	–	$323.8M
iShares Silver Tr46428Q909	CALL	–	$316.9M
Salesforce Com Inc79466L952	PUT	$314.0M	–
Square Inc852234953	PUT	$304.5M	–
Boeing Co097023955	PUT	$304.2M	–
Baidu Inc056752908	CALL	–	$265.4M
VanEck Vectors ETF Tr92189F902	CALL	–	$262.8M
SPDR Dow Jones Indl Average78467X959	PUT	$261.5M	–
VanEck Vectors ETF Tr92189F952	PUT	$259.4M	–
Disney Walt Co254687956	PUT	$258.6M	–
AMC Entmt Hldgs Inc00165C904	CALL	–	$249.4M
Micron Technology Inc595112903	CALL	–	$248.5M
NIO Inc62914V956	PUT	$245.1M	–
Baidu Inc056752958	PUT	$243.6M	–
Square Inc852234903	CALL	–	$242.4M
Disney Walt Co254687906	CALL	–	$239.0M
Snap Inc83304A956	PUT	$238.4M	–
ARK ETF Tr00214Q957	PUT	$226.9M	–
Micron Technology Inc595112953	PUT	$224.7M	–
PayPal Hldgs Inc70450Y953	PUT	$216.3M	–
JPMorgan Chase & Co46625H955	PUT	$215.2M	–
Adobe Systems Incorporated00724F951	PUT	$213.2M	–
Shopify Inc82509L957	PUT	$210.7M	–
Citigroup Inc172967954	PUT	$208.7M	–
Intel Corp458140900	CALL	–	$206.7M
Visa Inc92826C909	CALL	–	$206.6M
PayPal Hldgs Inc70450Y903	CALL	–	$204.8M
Roku Inc77543R952	PUT	$201.8M	–
Qualcomm Inc747525953	PUT	$201.5M	–
GameStop Corp New36467W909	CALL	–	$199.8M
Roku Inc77543R902	CALL	–	$194.5M
JPMorgan Chase & Co46625H905	CALL	–	$193.4M
Mastercard Incorporated57636Q904	CALL	–	$189.5M
Shopify Inc82509L907	CALL	–	$189.0M
Zoom Video Communications IN98980L951	PUT	$183.2M	–
ProShares Tr74347X900	CALL	–	$180.0M
Airbnb Inc009066901	CALL	–	$179.5M
Visa Inc92826C959	PUT	$178.4M	–
FedEx Corp31428X906	CALL	–	$176.0M
Walmart Inc931142903	CALL	–	$175.3M
Mastercard Incorporated57636Q954	PUT	$173.0M	–
NIO Inc62914V906	CALL	–	$172.9M
SPDR Ser Tr78464A958	PUT	$169.9M	–
Citigroup Inc172967904	CALL	–	$166.3M
Viacomcbs Inc92556H906	CALL	–	$165.6M
FedEx Corp31428X956	PUT	$164.5M	–
Goldman Sachs Group Inc38141G954	PUT	$163.3M	–
iShares Tr464288955	PUT	$161.9M	–
Nike Inc654106903	CALL	–	$160.6M
Jd.com Inc47215P906	CALL	–	$160.1M
BK of America Corp060505954	PUT	$159.0M	–
Walmart Inc931142953	PUT	$156.8M	–
iShares Inc464286951	PUT	$156.6M	–
Intel Corp458140950	PUT	$155.3M	–
Chipotle Mexican Grill Inc169656955	PUT	$153.4M	–
Qualcomm Inc747525903	CALL	–	$153.1M
ProShares Tr74347X950	PUT	$150.3M	–
Moderna Inc60770K957	PUT	$143.7M	–
Adobe Systems Incorporated00724F901	CALL	–	$143.0M
Zoom Video Communications IN98980L901	CALL	–	$140.9M
Costco WHSL Corp New22160K905	CALL	–	$140.9M
Broadcom Inc11135F951	PUT	$140.6M	–
Airbnb Inc009066951	PUT	$140.0M	–
Coinbase Global Inc19260Q957	PUT	$137.4M	–
Twitter Inc90184L902	CALL	–	$135.2M
Target Corp87612E956	PUT	$131.7M	–

Sold out since Q2 2021 (108)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of Simplex Trading, LLC sold out since Q2 2021
Security	Class	Shares in Q2 2021	Value in Q2 2021	% of portfolio in Q2 2021	History
AMZNAmazon Com Inc	Stock	2,761	$9.50M	0.3%	History
SPYSPDR S&P 500 ETF Trust	ETF	20,467	$8.76M	0.3%	History
Moxian Inc624697306	COM	337,513	$7.52M	0.3%	–
WORKSlack Technologies, Inc.	COM CL A	116,357	$5.15M	0.2%	History
ALXNAlexion Pharmaceuticals, Inc.	COM	18,712	$3.44M	0.1%	History
Tuscan Hldgs Corp90069K104	COM	209,614	$2.86M	0.1%	–
iShares Tr464287234	MSCI EMG MKT ETF	51,112	$2.82M	0.1%	–
Lightspeed Pos Inc53227R106	SUB VTG SHS	20,588	$1.72M	0.1%	–
AHTAshford Hospitality Trust Inc	COM SHS	344,776	$1.57M	0.1%	History
PEPPepsiCo Inc	Stock	10,526	$1.56M	0.1%	History
Tortoise Acquisition Corp IIG89554102	COM CL A	145,590	$1.46M	0.1%	–
Apex Technology Acquisition03768F102	COM CL A	118,738	$1.45M	0.1%	–
Decarbonization Plus Acqu Co242797108	COM CL A	114,594	$1.18M	<0.1%	–
BBWIBath & Body Works, Inc.	COM	14,522	$1.05M	<0.1%	History
ETNEaton Corp plc	Stock	6,109	$905.0K	<0.1%	History
HOMEAt Home Group Inc.	COM	23,998	$884.0K	<0.1%	History
CRWDCrowdStrike Holdings, Inc.	Stock	2,535	$637.0K	<0.1%	History
BNSBank of Nova Scotia	COM	9,755	$634.0K	<0.1%	History
Software Acquisitn Grup Inc83407F101	COM CL A	55,994	$557.0K	<0.1%	–
Churchill Capital Corp IV171439102	CL A	19,079	$549.0K	<0.1%	–
PQ Group Hldgs Inc73943T103	COM	34,117	$524.0K	<0.1%	–
Qell Acquisition CorpG7307X105	CL A	50,612	$503.0K	<0.1%	–
STZConstellation Brands, Inc.	Stock	1,559	$364.0K	<0.1%	History
OneG7000X105	COM CL A	34,538	$344.0K	<0.1%	–
Holicity Inc435063102	COM CL A	27,491	$339.0K	<0.1%	–
BFHBread Financial Holdings, Inc.	COM	3,119	$324.0K	<0.1%	History
PDACPeridot Acquisition Corp.	SHS CL A	21,491	$261.0K	<0.1%	History
Rice Acquisition Corp762594109	COM CL A	14,050	$253.0K	<0.1%	–
Stable RD Acquisition Corp85236Q109	COM CL A	17,832	$249.0K	<0.1%	–
TWC Tech Hldgs II Corp90117G105	COM	24,936	$247.0K	<0.1%	–
DBCInvesco DB Commodity Index Tracking Fund	UNIT	12,154	$233.0K	<0.1%	History
Climate Change Crisis Real I18716C100	CL A COM	13,140	$197.0K	<0.1%	–
HASHasbro, Inc.	COM	1,948	$184.0K	<0.1%	History
Capitol Investment Corp V14064F100	COM CL A	16,507	$164.0K	<0.1%	–
LMNXLuminex Corp	COM	4,227	$155.0K	<0.1%	History
MSG Network Inc553573106	CL A	10,316	$150.0K	<0.1%	–
SWISolarWinds Corp	COM	8,782	$148.0K	<0.1%	History
KNLKnoll Inc	COM NEW	5,109	$132.0K	<0.1%	History
WRIWeingarten Realty Investors	SH BEN INT	4,018	$128.0K	<0.1%	History
UPWheels Up Experience Inc.	COM	12,636	$126.0K	<0.1%	History
LPROOpen Lending Corp	COM	2,859	$123.0K	<0.1%	History
PRAHPRA Health Sciences, Inc.	COM	705	$116.0K	<0.1%	History
OPFIOppFi Inc.	COM	10,428	$106.0K	<0.1%	History
KPLTKatapult Holdings, Inc.	COM	9,498	$102.0K	<0.1%	History
HRLHormel Foods Corp	COM	2,047	$97.0K	<0.1%	History
RNGRingCentral, Inc.	CL A	304	$88.0K	<0.1%	History
Brookfield Ppty REIT Inc11282X103	CL A	4,594	$86.0K	<0.1%	–
CM Life Sciences Inc18978W109	COM CL A	6,018	$84.0K	<0.1%	–
RMDResmed Inc	COM	330	$81.0K	<0.1%	History
CASHPathward Financial, Inc.	COM	1,606	$81.0K	<0.1%	History
Property Solutions Acquisiti74348Q108	COM	4,928	$76.0K	<0.1%	–
DGXQuest Diagnostics Inc	COM	561	$74.0K	<0.1%	History
BMBLBumble Inc.	COM CL A	1,285	$74.0K	<0.1%	History
AVTXAvalo Therapeutics, Inc.	COM	21,471	$70.0K	<0.1%	History
ALTAltimmune, Inc.	COM NEW	6,985	$68.0K	<0.1%	History
HIBBHibbett Inc	COM	732	$65.0K	<0.1%	History
Soaring Eagle Acquisition CoG8354H126	CL A SHS	6,221	$61.0K	<0.1%	–
ALCAlcon Inc	Stock	859	$60.0K	<0.1%	History
Via Renewables, Inc.846511103	CL A COM	4,726	$53.0K	<0.1%	–
VEONVEON Ltd.	SPONSORED ADR	29,317	$53.0K	<0.1%	History
Auris Medical Holding LtdG07025201	SHS	13,373	$47.0K	<0.1%	–
D8 Holdings CorpG2614K110	SHS CL A	3,657	$36.0K	<0.1%	–
NVVENuvve Holding Corp.	COM	2,541	$35.0K	<0.1%	History
Brookfield Property Partrs LG16249107	UNIT LTD PARTN	1,851	$35.0K	<0.1%	–
QVCGAOld QVC Group, Inc.	COM SER A	2,506	$32.0K	<0.1%	History
JAZZJazz Pharmaceuticals plc	SHS USD	177	$31.0K	<0.1%	History
ETDEthan Allen Interiors Inc	COM	1,090	$30.0K	<0.1%	History
SPRTSupport.com, Inc.	COM NEW	7,880	$30.0K	<0.1%	History
NOGNorthern Oil & Gas, Inc.	COM	1,425	$29.0K	<0.1%	History
GPRKGeoPark Ltd	USD SHS	2,339	$29.0K	<0.1%	History
HPEHewlett Packard Enterprise Co	COM	1,660	$24.0K	<0.1%	History
GTT Communications, Inc.362393100	COM	9,272	$22.0K	<0.1%	–
DBRGDigitalBridge Group, Inc.	CL A COM	2,789	$22.0K	<0.1%	History
CDRCedar Realty Trust, Inc.	COM NEW	1,272	$21.0K	<0.1%	History
DKLDelek Logistics Partners, LP	COM UNT RP INT	479	$20.0K	<0.1%	History
CPLGCorePoint Lodging Inc.	COM	1,594	$17.0K	<0.1%	History
Altimeter Growth Corp 2G0371B109	COM CL A	1,753	$17.0K	<0.1%	–
ETREntergy Corp	COM	154	$15.0K	<0.1%	History
NGLNGL Energy Partners LP	COM UNIT REPST	6,049	$14.0K	<0.1%	History
CORECore-Mark Holding Company, LLC	COM	293	$13.0K	<0.1%	History
HOMBHome Bancshares Inc	COM	490	$12.0K	<0.1%	History
Diamond S Shipping Inc.Y20676105	COM	1,202	$11.0K	<0.1%	–
ACGLArch Capital Group Ltd.	Stock	278	$10.0K	<0.1%	History
FRGIFiesta Restaurant Group, Inc.	COM	804	$10.0K	<0.1%	History
LTCHLatch, Inc.	COM	824	$10.0K	<0.1%	History
BRXBrixmor Property Group Inc.	COM	380	$8.00K	<0.1%	History
MMLPMartin Midstream Partners L.P.	UNIT L P INT	2,684	$8.00K	<0.1%	History
WMGWarner Music Group Corp.	COM CL A	217	$7.00K	<0.1%	History
AMCXAMC Global Media Inc.	CL A	115	$7.00K	<0.1%	History
SPROSpero Therapeutics, Inc.	COM	507	$7.00K	<0.1%	History
Petrochina Co Ltd71646E100	SPONSORED ADR	158	$7.00K	<0.1%	–
Portman Ridge Fin Corp73688F102	COM	3,256	$7.00K	<0.1%	–
DANDANA Inc	COM	258	$6.00K	<0.1%	History
Rodgers Silicon Valley Aq Co774873103	COM	221	$5.00K	<0.1%	–
TALKTalkspace, Inc.	COM	500	$4.00K	<0.1%	History
PCSBPCSB Financial Corp	COM	211	$3.00K	<0.1%	History
KPTIKaryopharm Therapeutics Inc.	COM	284	$2.00K	<0.1%	History
New Sr Invt Group Inc648691103	COM	334	$2.00K	<0.1%	–
IBCPIndependent Bank Corp	COM NEW	73	$1.00K	<0.1%	History
Catabasis Pharmaceuticals IN14875P206	COM NEW	474	$1.00K	<0.1%	–