Simplex Trading, LLC

SEC CIK: 0001488542
Latest filing: Aug 12, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 28, 2021. Long positions only; changes compare share counts with Q2 2021.

Positions: 2,763; −47 vs. Q2 2021
Portfolio value: $2.82B; +$45.9M (+1.7%) vs. Q2 2021
Filed: Oct 28, 2021; SEC

Holdings of Simplex Trading, LLC in Q3 2021
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
Triterras IncG9103H102	SHS CL A	228	$1.00K	<0.1%	00.0%	Unchanged	–
UTSIUtstarcom Holdings Corp.	SHS NEW	740	$1.00K	<0.1%	00.0%	Unchanged	History
ProShares Tr74347G655	ULT MSCIBZL CAPP	128	$1.00K	<0.1%	00.0%	Unchanged	–
CBChubb Ltd	Stock	15	$2.00K	<0.1%	−100−87.0%	Reduced	History
Strategy Shares Nasdaq 7HANDL Index ETF86280R506	ETF	111	$2.00K	<0.1%	+100+909.1%	Added	–
Schwab US Tips ETF808524870	ETF	46	$2.00K	<0.1%	00.0%	Unchanged	–
ACLSAxcelis Technologies Inc	Stock	65	$2.00K	<0.1%	+65	New	History
HTOH2O America	COM	45	$2.00K	<0.1%	00.0%	Unchanged	History
VanEck ETF Trust92189H300	JP MRGAN EM LOC	69	$2.00K	<0.1%	00.0%	Unchanged	–
CAAPCorporacion America Airports S.A.	COM	352	$2.00K	<0.1%	00.0%	Unchanged	History
WTWWillis Towers Watson PLC	SHS	12	$2.00K	<0.1%	−25−67.6%	Reduced	History
TFINTriumph Financial, Inc.	COM	28	$2.00K	<0.1%	00.0%	Unchanged	History
CUBICustomers Bancorp, Inc.	COM	52	$2.00K	<0.1%	00.0%	Unchanged	History
SPDR Series Trust78464A771	ST STR SP CAPMKT	29	$2.00K	<0.1%	00.0%	Unchanged	–
ASURAsure Software Inc	COM	331	$2.00K	<0.1%	00.0%	Unchanged	History
CIACitizens, Inc.	CL A	384	$2.00K	<0.1%	00.0%	Unchanged	History
CVLGCovenant Logistics Group, Inc.	CL A	101	$2.00K	<0.1%	+100+10,000.0%	Added	History
GAIAGaia, Inc	CL A	250	$2.00K	<0.1%	+200+400.0%	Added	History
GTIMGood Times Restaurants Inc.	COM NEW	665	$2.00K	<0.1%	00.0%	Unchanged	History
LFTLument Finance Trust, Inc.	COM	560	$2.00K	<0.1%	00.0%	Unchanged	History
ORICOric Pharmaceuticals, Inc.	COM	116	$2.00K	<0.1%	00.0%	Unchanged	History
VYGRVoyager Therapeutics, Inc.	COM	724	$2.00K	<0.1%	+724	New	History
KLRSKalaris Therapeutics, Inc.	COM	100	$2.00K	<0.1%	00.0%	Unchanged	History
CBBCincinnati Bell Inc	COM NEW	172	$2.00K	<0.1%	00.0%	Unchanged	History
Copel-ADR20441B605	ADR	387	$2.00K	<0.1%	00.0%	Unchanged	–
SVVCFirsthand Technology Value Fund, Inc.	COM	402	$2.00K	<0.1%	+299+290.3%	Added	History
Global X FDS37954Y228	CLEANTECH ETF	100	$2.00K	<0.1%	00.0%	Unchanged	–
Great Panther MNG Ltd39115V101	COM	3,700	$2.00K	<0.1%	00.0%	Unchanged	–
HNGRHanger, Inc.	COM NEW	100	$2.00K	<0.1%	00.0%	Unchanged	History
Invesco Exch Traded FD Tr II46138E164	S&P SMLCP ENGY	272	$2.00K	<0.1%	00.0%	Unchanged	–
KRONKronos Bio, Inc.	COM	98	$2.00K	<0.1%	00.0%	Unchanged	History
LJPCLa Jolla Pharmaceutical Co	COM PAR $.0001 2	518	$2.00K	<0.1%	00.0%	Unchanged	History
MRSNMersana Therapeutics, Inc.	COM	173	$2.00K	<0.1%	−100−36.6%	Reduced	History
IMDXInsight Molecular Diagnostics Inc.	COM	397	$2.00K	<0.1%	+300+309.3%	Added	History
Oneconnect Finl Technology C68248T105	SPONSORED ADS	217	$2.00K	<0.1%	00.0%	Unchanged	–
PRPOPrecipio, Inc.	COM	783	$2.00K	<0.1%	−461−37.1%	Reduced	History
EUOProShares Trust II	ULTRASHRT EURO	99	$2.00K	<0.1%	+99	New	History
MTBLYMoatable, Inc.	SPONSORED ADS	234	$2.00K	<0.1%	00.0%	Unchanged	History
TRXTRX GOLD Corp	COM	5,000	$2.00K	<0.1%	+100+2.0%	Added	History
TBNKTerritorial Bancorp Inc.	COM	100	$2.00K	<0.1%	00.0%	Unchanged	History
VSTMVerastem, Inc.	COM	646	$2.00K	<0.1%	−84−11.5%	Reduced	History
VNRXVolitionrx Ltd	COM	802	$2.00K	<0.1%	00.0%	Unchanged	History
BIOXBioceres Crop Solutions Corp.	SHS	144	$2.00K	<0.1%	+144	New	History
State Street SPDR S&P 400 Mid Cap Value ETF78464A839	ETF	50	$3.00K	<0.1%	00.0%	Unchanged	–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853	ETF	70	$3.00K	<0.1%	00.0%	Unchanged	–
AMAntero Midstream Corp	Stock	321	$3.00K	<0.1%	−2,132−86.9%	Reduced	History
ACAArcosa, Inc.	COM	57	$3.00K	<0.1%	00.0%	Unchanged	History
SPDR Index Shs FDS78463X871	ST INTL CAP ETF	100	$3.00K	<0.1%	00.0%	Unchanged	–
TCPCBlackRock TCP Capital Corp.	COM	250	$3.00K	<0.1%	−100−28.6%	Reduced	History
HSTMHealthstream Inc	COM	138	$3.00K	<0.1%	00.0%	Unchanged	History
CUZCousins Properties Inc	COM NEW	99	$3.00K	<0.1%	00.0%	Unchanged	History
TSQTownsquare Media, Inc.	CL A	295	$3.00K	<0.1%	00.0%	Unchanged	History
PRTAProthena Corp Public Ltd Co	SHS	62	$3.00K	<0.1%	−500−89.0%	Reduced	History
CWCOConsolidated Water Co. Ltd.	ORD	281	$3.00K	<0.1%	00.0%	Unchanged	History
REXRRexford Industrial Realty, Inc.	COM	53	$3.00K	<0.1%	00.0%	Unchanged	History
iShares Tr46435U853	BROAD USD HIGH	90	$3.00K	<0.1%	00.0%	Unchanged	–
TRNOTerreno Realty Corp	COM	47	$3.00K	<0.1%	00.0%	Unchanged	History
RCELAVITA Medical, Inc.	COM	164	$3.00K	<0.1%	00.0%	Unchanged	History
GSITGsi Technology Inc	COM	579	$3.00K	<0.1%	00.0%	Unchanged	History
KVHIKVH Industries Inc	COM	285	$3.00K	<0.1%	00.0%	Unchanged	History
NESRNational Energy Services Reunited Corp.	SHS	252	$3.00K	<0.1%	00.0%	Unchanged	History
CNXNPC Connection Inc	COM	79	$3.00K	<0.1%	00.0%	Unchanged	History
PCYOPure Cycle Corp	COM NEW	241	$3.00K	<0.1%	00.0%	Unchanged	History
SPOKSpok Holdings, Inc	COM	401	$3.00K	<0.1%	00.0%	Unchanged	History
AGENAgenus Inc	COM NEW	600	$3.00K	<0.1%	00.0%	Unchanged	History
Amplify ETF Tr032108854	SEYMOUR CANNBS	150	$3.00K	<0.1%	00.0%	Unchanged	–
ATNXAthenex, Inc.	COM	695	$3.00K	<0.1%	00.0%	Unchanged	History
AYTUAytu Biopharma, Inc	COM NEW	723	$3.00K	<0.1%	00.0%	Unchanged	History
BKCCBlackRock Capital Investment Corp	COM	887	$3.00K	<0.1%	00.0%	Unchanged	History
KDNYChinook Therapeutics, Inc.	COM	260	$3.00K	<0.1%	00.0%	Unchanged	History
Clearway Energy, Inc.18539C105	CL A	140	$3.00K	<0.1%	00.0%	Unchanged	–
CHADDeFi Development Corp.	CSI300 CHINA1X	207	$3.00K	<0.1%	00.0%	Unchanged	History
Emx Rty Corp26873J107	COM	1,218	$3.00K	<0.1%	00.0%	Unchanged	–
HRHealthcare Realty Trust Inc	COM	113	$3.00K	<0.1%	00.0%	Unchanged	History
LogicBio Therapeutics, Inc.54142F102	COM	821	$3.00K	<0.1%	00.0%	Unchanged	–
NRTNorth European Oil Royalty Trust	SH BEN INT	550	$3.00K	<0.1%	+550	New	History
PROFProfound Medical Corp.	COM NEW	217	$3.00K	<0.1%	00.0%	Unchanged	History
Secoo Hldg Ltd81367P101	ADR	1,610	$3.00K	<0.1%	+1,168+264.3%	Added	–
SCSSteelcase Inc	CL A	212	$3.00K	<0.1%	−700−76.8%	Reduced	History
STONStonemor Inc.	COM	1,135	$3.00K	<0.1%	00.0%	Unchanged	History
TTOOT2 Biosystems, Inc.	COM	2,806	$3.00K	<0.1%	00.0%	Unchanged	History
XWELXWELL, Inc.	COM	2,600	$3.00K	<0.1%	00.0%	Unchanged	History
AVNSAvanos Medical, Inc.	Stock	110	$4.00K	<0.1%	00.0%	Unchanged	History
KEKimball Electronics, Inc.	Stock	189	$4.00K	<0.1%	00.0%	Unchanged	History
CTRECareTrust REIT, Inc.	COM	193	$4.00K	<0.1%	−300−60.9%	Reduced	History
CERTCertara, Inc.	COM	176	$4.00K	<0.1%	00.0%	Unchanged	History
RGPResources Connection, Inc.	COM	340	$4.00K	<0.1%	−100−22.7%	Reduced	History
BEKEKE Holdings Inc.	SPONSORED ADS	92	$4.00K	<0.1%	−9,462−99.0%	Reduced	History
WHDCactus, Inc.	CL A	113	$4.00K	<0.1%	00.0%	Unchanged	History
MCFTMasterCraft Boat Holdings, Inc.	COM	167	$4.00K	<0.1%	00.0%	Unchanged	History
EVTCEVERTEC, Inc.	COM	98	$4.00K	<0.1%	00.0%	Unchanged	History
BWENBroadwind, Inc.	COM NEW	1,088	$4.00K	<0.1%	00.0%	Unchanged	History
GROYGold Royalty Corp.	COMMON SHARES	834	$4.00K	<0.1%	−100−10.7%	Reduced	History
LFCRLifecore Biomedical, Inc.	COM	419	$4.00K	<0.1%	−200−32.3%	Reduced	History
PHATPhathom Pharmaceuticals, Inc.	COM	132	$4.00K	<0.1%	00.0%	Unchanged	History
TGTredegar Corp	COM	362	$4.00K	<0.1%	00.0%	Unchanged	History
ULBIUltralife Corp	COM	569	$4.00K	<0.1%	00.0%	Unchanged	History
ORKAOruka Therapeutics, Inc.	COM	1,270	$4.00K	<0.1%	+1,270	New	History
Direxion Shs ETF Tr25459W565	7 10YR TRES BULL	78	$4.00K	<0.1%	00.0%	Unchanged	–
DXYNDixie Group Inc	CL A	1,232	$4.00K	<0.1%	−600−32.8%	Reduced	History

Options (7,026)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 7,026 by value.

Option positions of Simplex Trading, LLC in Q3 2021
Security	Class	Puts	Calls
SPDR S&P 500 ETF Tr78462F953	PUT	$12.7B	–
SPDR S&P 500 ETF Tr78462F903	CALL	–	$5.55B
Tesla Inc88160R951	PUT	$5.35B	–
Invesco QQQ Tr46090E953	PUT	$3.86B	–
iShares Tr464287957	PUT	$3.58B	–
Tesla Inc88160R901	CALL	–	$3.29B
Amazon Com Inc023135956	PUT	$2.44B	–
Invesco QQQ Tr46090E903	UNIT SER 1	–	$2.40B
Amazon Com Inc023135906	CALL	–	$2.24B
Apple Inc037833900	CALL	–	$2.00B
Apple Inc037833950	PUT	$1.75B	–
iShares Tr464287907	CALL	–	$1.65B
Select Sector SPDR Tr81369Y956	PUT	$1.00B	–
NVIDIA Corporation67066G954	PUT	$985.7M	–
Select Sector SPDR Tr81369Y906	CALL	–	$941.0M
Alibaba Group Hldg Ltd01609W902	CALL	–	$867.5M
Facebook Inc30303M952	PUT	$860.4M	–
GameStop Corp New36467W959	PUT	$858.2M	–
Facebook Inc30303M902	CALL	–	$813.4M
NVIDIA Corporation67066G904	CALL	–	$804.1M
Alphabet Inc02079K955	PUT	$788.6M	–
AMC Entmt Hldgs Inc00165C954	PUT	$785.7M	–
SPDR Gold Tr78463V957	GOLD SHS	$709.8M	–
Microsoft Corp594918954	PUT	$683.6M	–
SPDR Gold Tr78463V907	CALL	–	$646.6M
Alibaba Group Hldg Ltd01609W952	PUT	$644.6M	–
Alphabet Inc02079K905	CALL	–	$611.3M
Microsoft Corp594918904	CALL	–	$571.1M
Netflix Inc64110L956	PUT	$509.7M	–
Netflix Inc64110L906	CALL	–	$449.1M
Advanced Micro Devices Inc007903957	PUT	$420.4M	–
Boeing Co097023905	COM	–	$414.7M
Advanced Micro Devices Inc007903907	CALL	–	$388.1M
SPDR Dow Jones Indl Average78467X909	CALL	–	$328.6M
Salesforce Com Inc79466L902	CALL	–	$323.8M
iShares Silver Tr46428Q909	CALL	–	$316.9M
Salesforce Com Inc79466L952	PUT	$314.0M	–
Square Inc852234953	PUT	$304.5M	–
Boeing Co097023955	PUT	$304.2M	–
Baidu Inc056752908	CALL	–	$265.4M
VanEck Vectors ETF Tr92189F902	CALL	–	$262.8M
SPDR Dow Jones Indl Average78467X959	PUT	$261.5M	–
VanEck Vectors ETF Tr92189F952	PUT	$259.4M	–
Disney Walt Co254687956	PUT	$258.6M	–
AMC Entmt Hldgs Inc00165C904	CALL	–	$249.4M
Micron Technology Inc595112903	CALL	–	$248.5M
NIO Inc62914V956	PUT	$245.1M	–
Baidu Inc056752958	PUT	$243.6M	–
Square Inc852234903	CALL	–	$242.4M
Disney Walt Co254687906	CALL	–	$239.0M
Snap Inc83304A956	PUT	$238.4M	–
ARK ETF Tr00214Q957	PUT	$226.9M	–
Micron Technology Inc595112953	PUT	$224.7M	–
PayPal Hldgs Inc70450Y953	PUT	$216.3M	–
JPMorgan Chase & Co46625H955	PUT	$215.2M	–
Adobe Systems Incorporated00724F951	PUT	$213.2M	–
Shopify Inc82509L957	PUT	$210.7M	–
Citigroup Inc172967954	PUT	$208.7M	–
Intel Corp458140900	CALL	–	$206.7M
Visa Inc92826C909	CALL	–	$206.6M
PayPal Hldgs Inc70450Y903	CALL	–	$204.8M
Roku Inc77543R952	PUT	$201.8M	–
Qualcomm Inc747525953	PUT	$201.5M	–
GameStop Corp New36467W909	CALL	–	$199.8M
Roku Inc77543R902	CALL	–	$194.5M
JPMorgan Chase & Co46625H905	CALL	–	$193.4M
Mastercard Incorporated57636Q904	CALL	–	$189.5M
Shopify Inc82509L907	CALL	–	$189.0M
Zoom Video Communications IN98980L951	PUT	$183.2M	–
ProShares Tr74347X900	CALL	–	$180.0M
Airbnb Inc009066901	CALL	–	$179.5M
Visa Inc92826C959	PUT	$178.4M	–
FedEx Corp31428X906	CALL	–	$176.0M
Walmart Inc931142903	CALL	–	$175.3M
Mastercard Incorporated57636Q954	PUT	$173.0M	–
NIO Inc62914V906	CALL	–	$172.9M
SPDR Ser Tr78464A958	PUT	$169.9M	–
Citigroup Inc172967904	CALL	–	$166.3M
Viacomcbs Inc92556H906	CALL	–	$165.6M
FedEx Corp31428X956	PUT	$164.5M	–
Goldman Sachs Group Inc38141G954	PUT	$163.3M	–
iShares Tr464288955	PUT	$161.9M	–
Nike Inc654106903	CALL	–	$160.6M
Jd.com Inc47215P906	CALL	–	$160.1M
BK of America Corp060505954	PUT	$159.0M	–
Walmart Inc931142953	PUT	$156.8M	–
iShares Inc464286951	PUT	$156.6M	–
Intel Corp458140950	PUT	$155.3M	–
Chipotle Mexican Grill Inc169656955	PUT	$153.4M	–
Qualcomm Inc747525903	CALL	–	$153.1M
ProShares Tr74347X950	PUT	$150.3M	–
Moderna Inc60770K957	PUT	$143.7M	–
Adobe Systems Incorporated00724F901	CALL	–	$143.0M
Zoom Video Communications IN98980L901	CALL	–	$140.9M
Costco WHSL Corp New22160K905	CALL	–	$140.9M
Broadcom Inc11135F951	PUT	$140.6M	–
Airbnb Inc009066951	PUT	$140.0M	–
Coinbase Global Inc19260Q957	PUT	$137.4M	–
Twitter Inc90184L902	CALL	–	$135.2M
Target Corp87612E956	PUT	$131.7M	–

Sold out since Q2 2021 (108)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of Simplex Trading, LLC sold out since Q2 2021
Security	Class	Shares in Q2 2021	Value in Q2 2021	% of portfolio in Q2 2021	History
AMZNAmazon Com Inc	Stock	2,761	$9.50M	0.3%	History
SPYSPDR S&P 500 ETF Trust	ETF	20,467	$8.76M	0.3%	History
Moxian Inc624697306	COM	337,513	$7.52M	0.3%	–
WORKSlack Technologies, Inc.	COM CL A	116,357	$5.15M	0.2%	History
ALXNAlexion Pharmaceuticals, Inc.	COM	18,712	$3.44M	0.1%	History
Tuscan Hldgs Corp90069K104	COM	209,614	$2.86M	0.1%	–
iShares Tr464287234	MSCI EMG MKT ETF	51,112	$2.82M	0.1%	–
Lightspeed Pos Inc53227R106	SUB VTG SHS	20,588	$1.72M	0.1%	–
AHTAshford Hospitality Trust Inc	COM SHS	344,776	$1.57M	0.1%	History
PEPPepsiCo Inc	Stock	10,526	$1.56M	0.1%	History
Tortoise Acquisition Corp IIG89554102	COM CL A	145,590	$1.46M	0.1%	–
Apex Technology Acquisition03768F102	COM CL A	118,738	$1.45M	0.1%	–
Decarbonization Plus Acqu Co242797108	COM CL A	114,594	$1.18M	<0.1%	–
BBWIBath & Body Works, Inc.	COM	14,522	$1.05M	<0.1%	History
ETNEaton Corp plc	Stock	6,109	$905.0K	<0.1%	History
HOMEAt Home Group Inc.	COM	23,998	$884.0K	<0.1%	History
CRWDCrowdStrike Holdings, Inc.	Stock	2,535	$637.0K	<0.1%	History
BNSBank of Nova Scotia	COM	9,755	$634.0K	<0.1%	History
Software Acquisitn Grup Inc83407F101	COM CL A	55,994	$557.0K	<0.1%	–
Churchill Capital Corp IV171439102	CL A	19,079	$549.0K	<0.1%	–
PQ Group Hldgs Inc73943T103	COM	34,117	$524.0K	<0.1%	–
Qell Acquisition CorpG7307X105	CL A	50,612	$503.0K	<0.1%	–
STZConstellation Brands, Inc.	Stock	1,559	$364.0K	<0.1%	History
OneG7000X105	COM CL A	34,538	$344.0K	<0.1%	–
Holicity Inc435063102	COM CL A	27,491	$339.0K	<0.1%	–
BFHBread Financial Holdings, Inc.	COM	3,119	$324.0K	<0.1%	History
PDACPeridot Acquisition Corp.	SHS CL A	21,491	$261.0K	<0.1%	History
Rice Acquisition Corp762594109	COM CL A	14,050	$253.0K	<0.1%	–
Stable RD Acquisition Corp85236Q109	COM CL A	17,832	$249.0K	<0.1%	–
TWC Tech Hldgs II Corp90117G105	COM	24,936	$247.0K	<0.1%	–
DBCInvesco DB Commodity Index Tracking Fund	UNIT	12,154	$233.0K	<0.1%	History
Climate Change Crisis Real I18716C100	CL A COM	13,140	$197.0K	<0.1%	–
HASHasbro, Inc.	COM	1,948	$184.0K	<0.1%	History
Capitol Investment Corp V14064F100	COM CL A	16,507	$164.0K	<0.1%	–
LMNXLuminex Corp	COM	4,227	$155.0K	<0.1%	History
MSG Network Inc553573106	CL A	10,316	$150.0K	<0.1%	–
SWISolarWinds Corp	COM	8,782	$148.0K	<0.1%	History
KNLKnoll Inc	COM NEW	5,109	$132.0K	<0.1%	History
WRIWeingarten Realty Investors	SH BEN INT	4,018	$128.0K	<0.1%	History
UPWheels Up Experience Inc.	COM	12,636	$126.0K	<0.1%	History
LPROOpen Lending Corp	COM	2,859	$123.0K	<0.1%	History
PRAHPRA Health Sciences, Inc.	COM	705	$116.0K	<0.1%	History
OPFIOppFi Inc.	COM	10,428	$106.0K	<0.1%	History
KPLTKatapult Holdings, Inc.	COM	9,498	$102.0K	<0.1%	History
HRLHormel Foods Corp	COM	2,047	$97.0K	<0.1%	History
RNGRingCentral, Inc.	CL A	304	$88.0K	<0.1%	History
Brookfield Ppty REIT Inc11282X103	CL A	4,594	$86.0K	<0.1%	–
CM Life Sciences Inc18978W109	COM CL A	6,018	$84.0K	<0.1%	–
RMDResmed Inc	COM	330	$81.0K	<0.1%	History
CASHPathward Financial, Inc.	COM	1,606	$81.0K	<0.1%	History
Property Solutions Acquisiti74348Q108	COM	4,928	$76.0K	<0.1%	–
DGXQuest Diagnostics Inc	COM	561	$74.0K	<0.1%	History
BMBLBumble Inc.	COM CL A	1,285	$74.0K	<0.1%	History
AVTXAvalo Therapeutics, Inc.	COM	21,471	$70.0K	<0.1%	History
ALTAltimmune, Inc.	COM NEW	6,985	$68.0K	<0.1%	History
HIBBHibbett Inc	COM	732	$65.0K	<0.1%	History
Soaring Eagle Acquisition CoG8354H126	CL A SHS	6,221	$61.0K	<0.1%	–
ALCAlcon Inc	Stock	859	$60.0K	<0.1%	History
Via Renewables, Inc.846511103	CL A COM	4,726	$53.0K	<0.1%	–
VEONVEON Ltd.	SPONSORED ADR	29,317	$53.0K	<0.1%	History
Auris Medical Holding LtdG07025201	SHS	13,373	$47.0K	<0.1%	–
D8 Holdings CorpG2614K110	SHS CL A	3,657	$36.0K	<0.1%	–
NVVENuvve Holding Corp.	COM	2,541	$35.0K	<0.1%	History
Brookfield Property Partrs LG16249107	UNIT LTD PARTN	1,851	$35.0K	<0.1%	–
QVCGAOld QVC Group, Inc.	COM SER A	2,506	$32.0K	<0.1%	History
JAZZJazz Pharmaceuticals plc	SHS USD	177	$31.0K	<0.1%	History
ETDEthan Allen Interiors Inc	COM	1,090	$30.0K	<0.1%	History
SPRTSupport.com, Inc.	COM NEW	7,880	$30.0K	<0.1%	History
NOGNorthern Oil & Gas, Inc.	COM	1,425	$29.0K	<0.1%	History
GPRKGeoPark Ltd	USD SHS	2,339	$29.0K	<0.1%	History
HPEHewlett Packard Enterprise Co	COM	1,660	$24.0K	<0.1%	History
GTT Communications, Inc.362393100	COM	9,272	$22.0K	<0.1%	–
DBRGDigitalBridge Group, Inc.	CL A COM	2,789	$22.0K	<0.1%	History
CDRCedar Realty Trust, Inc.	COM NEW	1,272	$21.0K	<0.1%	History
DKLDelek Logistics Partners, LP	COM UNT RP INT	479	$20.0K	<0.1%	History
CPLGCorePoint Lodging Inc.	COM	1,594	$17.0K	<0.1%	History
Altimeter Growth Corp 2G0371B109	COM CL A	1,753	$17.0K	<0.1%	–
ETREntergy Corp	COM	154	$15.0K	<0.1%	History
NGLNGL Energy Partners LP	COM UNIT REPST	6,049	$14.0K	<0.1%	History
CORECore-Mark Holding Company, LLC	COM	293	$13.0K	<0.1%	History
HOMBHome Bancshares Inc	COM	490	$12.0K	<0.1%	History
Diamond S Shipping Inc.Y20676105	COM	1,202	$11.0K	<0.1%	–
ACGLArch Capital Group Ltd.	Stock	278	$10.0K	<0.1%	History
FRGIFiesta Restaurant Group, Inc.	COM	804	$10.0K	<0.1%	History
LTCHLatch, Inc.	COM	824	$10.0K	<0.1%	History
BRXBrixmor Property Group Inc.	COM	380	$8.00K	<0.1%	History
MMLPMartin Midstream Partners L.P.	UNIT L P INT	2,684	$8.00K	<0.1%	History
WMGWarner Music Group Corp.	COM CL A	217	$7.00K	<0.1%	History
AMCXAMC Global Media Inc.	CL A	115	$7.00K	<0.1%	History
SPROSpero Therapeutics, Inc.	COM	507	$7.00K	<0.1%	History
Petrochina Co Ltd71646E100	SPONSORED ADR	158	$7.00K	<0.1%	–
Portman Ridge Fin Corp73688F102	COM	3,256	$7.00K	<0.1%	–
DANDANA Inc	COM	258	$6.00K	<0.1%	History
Rodgers Silicon Valley Aq Co774873103	COM	221	$5.00K	<0.1%	–
TALKTalkspace, Inc.	COM	500	$4.00K	<0.1%	History
PCSBPCSB Financial Corp	COM	211	$3.00K	<0.1%	History
KPTIKaryopharm Therapeutics Inc.	COM	284	$2.00K	<0.1%	History
New Sr Invt Group Inc648691103	COM	334	$2.00K	<0.1%	–
IBCPIndependent Bank Corp	COM NEW	73	$1.00K	<0.1%	History
Catabasis Pharmaceuticals IN14875P206	COM NEW	474	$1.00K	<0.1%	–