Simplex Trading, LLC
- SEC CIK
- 0001488542
- Latest filing
- Aug 12, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Apr 26, 2021. Long positions only.
- Positions
- 2,793
- No 13F data for Q4 2020
- Portfolio value
- $1.79B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Atlantic Power Corp04878Q863 | COM NEW | 7,166 | $20.0K | <0.1% | – | – | – |
| Iconix Brand Group, Inc.451055305 | COM NEW | 10,318 | $20.0K | <0.1% | – | – | – |
| ProShares Tr74347R131 | SHRT HGH YIELD | 1,100 | $20.0K | <0.1% | – | – | – |
| AMCRAmcor plc | ORD | 1,760 | $20.0K | <0.1% | – | – | History |
| QTNTQuotient Ltd | SHS | 5,609 | $20.0K | <0.1% | – | – | History |
| SBUXStarbucks Corp | Stock | 200 | $21.0K | <0.1% | – | – | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 78 | $21.0K | <0.1% | – | – | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 200 | $21.0K | <0.1% | – | – | – |
| SEICSEI Investments Co | COM | 347 | $21.0K | <0.1% | – | – | History |
| WRAPWrap Technologies, Inc. | COM | 3,910 | $21.0K | <0.1% | – | – | History |
| EHEHang Holdings Ltd | ADS | 567 | $21.0K | <0.1% | – | – | History |
| CAPRCapricor Therapeutics, Inc. | COM NEW | 4,629 | $21.0K | <0.1% | – | – | History |
| FABCFabric.AI, Inc. | COM | 3,392 | $21.0K | <0.1% | – | – | History |
| DRDDrdgold Ltd | SPON ADR REPSTG | 2,279 | $21.0K | <0.1% | – | – | History |
| VanEck Vectors ETF Tr92189F726 | BIOTECH ETF | 124 | $21.0K | <0.1% | – | – | – |
| VISLVislink Technologies, Inc. | COM | 7,406 | $21.0K | <0.1% | – | – | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 172 | $22.0K | <0.1% | – | – | – |
| PANWPalo Alto Networks Inc | Stock | 70 | $22.0K | <0.1% | – | – | History |
| TMQTrilogy Metals Inc. | COM | 10,399 | $22.0K | <0.1% | – | – | History |
| AVNTAvient Corp | COM | 470 | $22.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 1,125 | $22.0K | <0.1% | – | – | – |
| ADCTADC Therapeutics SA | SHS | 936 | $22.0K | <0.1% | – | – | History |
| APAmpco Pittsburgh Corp | COM | 3,321 | $22.0K | <0.1% | – | – | History |
| NNVCNanoviricides, Inc. | COM | 4,869 | $22.0K | <0.1% | – | – | History |
| APTXAptinyx Inc. | COM | 7,624 | $22.0K | <0.1% | – | – | History |
| BMRABiomerica Inc | COM NEW | 4,109 | $22.0K | <0.1% | – | – | History |
| CEMIChembio Diagnostics, Inc. | COM NEW | 6,465 | $22.0K | <0.1% | – | – | History |
| Direxion Shs ETF Tr25460E505 | DAILY CS 2X SH | 401 | $22.0K | <0.1% | – | – | – |
| Global X FDS37954Y319 | MSCI GREECE ETF | 866 | $22.0K | <0.1% | – | – | – |
| VRAYViewRay, Inc. | COM | 5,199 | $22.0K | <0.1% | – | – | History |
| WRIWeingarten Realty Investors | SH BEN INT | 850 | $22.0K | <0.1% | – | – | History |
| IIIVi3 Verticals, Inc. | COM CL A | 751 | $23.0K | <0.1% | – | – | History |
| ACCOAcco Brands Corp | COM | 2,841 | $23.0K | <0.1% | – | – | History |
| AGCOAGCO Corp | COM | 163 | $23.0K | <0.1% | – | – | History |
| EVFMEvofem Biosciences, Inc. | COM | 13,182 | $23.0K | <0.1% | – | – | History |
| First Rep BK San Francisco C33616C100 | COM | 139 | $23.0K | <0.1% | – | – | – |
| SVVCFirsthand Technology Value Fund, Inc. | COM | 4,318 | $23.0K | <0.1% | – | – | History |
| PPBTPurple Biotech Ltd. | SPONSORED ADS | 5,735 | $23.0K | <0.1% | – | – | History |
| TLSATiziana Life Sciences Ltd | SPONSORED ADS | 8,464 | $23.0K | <0.1% | – | – | History |
| FSKFS KKR Capital Corp | COM | 1,232 | $24.0K | <0.1% | – | – | History |
| SUNSunoco LP | COM UT REP LP | 772 | $24.0K | <0.1% | – | – | History |
| BCEBce Inc | COM NEW | 539 | $24.0K | <0.1% | – | – | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 400 | $24.0K | <0.1% | – | – | – |
| MREOMereo BioPharma Group plc | SPON ADS | 7,379 | $24.0K | <0.1% | – | – | History |
| QUIKQUICKLOGIC Corp | COM NEW | 3,564 | $24.0K | <0.1% | – | – | History |
| QNSTQuinstreet, Inc | COM | 1,220 | $24.0K | <0.1% | – | – | History |
| WABCWestamerica Bancorporation | COM | 394 | $24.0K | <0.1% | – | – | History |
| CSIICardiovascular Systems Inc | COM | 649 | $24.0K | <0.1% | – | – | History |
| DNBDun & Bradstreet Holdings, Inc. | COM | 1,030 | $24.0K | <0.1% | – | – | History |
| HRCHill-Rom Holdings, Inc. | COM | 226 | $24.0K | <0.1% | – | – | History |
| Imv Inc44974L103 | COM | 7,441 | $24.0K | <0.1% | – | – | – |
| RCMR1 RCM Holdco Inc. | COM | 1,002 | $24.0K | <0.1% | – | – | History |
| SIENProject Sage Oldco, Inc. | COM | 3,314 | $24.0K | <0.1% | – | – | History |
| UPSUnited Parcel Service Inc | Stock | 150 | $25.0K | <0.1% | – | – | History |
| RGLDRoyal Gold Inc | Stock | 239 | $25.0K | <0.1% | – | – | History |
| SHOSunstone Hotel Investors, Inc. | COM | 2,072 | $25.0K | <0.1% | – | – | History |
| OCFCOceanfirst Financial Corp | COM | 1,070 | $25.0K | <0.1% | – | – | History |
| DNLIDenali Therapeutics Inc. | COM | 449 | $25.0K | <0.1% | – | – | History |
| STOKStoke Therapeutics, Inc. | COM | 661 | $25.0K | <0.1% | – | – | History |
| AANAaron's Company, Inc. | COM | 991 | $25.0K | <0.1% | – | – | History |
| Aegion Corp00770F104 | COM | 896 | $25.0K | <0.1% | – | – | – |
| AIRCApartment Income REIT Corp. | COM | 597 | $25.0K | <0.1% | – | – | History |
| CANETeucrium Commodity Trust | SUGAR FD | 3,569 | $25.0K | <0.1% | – | – | History |
| GLNGGolar LNG Ltd | SHS | 2,610 | $26.0K | <0.1% | – | – | History |
| HCSGHealthcare Services Group Inc | COM | 928 | $26.0K | <0.1% | – | – | History |
| CBUCommunity Financial System, Inc. | COM | 343 | $26.0K | <0.1% | – | – | History |
| AIRGAirgain Inc | COM | 1,245 | $26.0K | <0.1% | – | – | History |
| APOGApogee Enterprises, Inc. | COM | 660 | $26.0K | <0.1% | – | – | History |
| ESCAEscalade Inc | COM | 1,276 | $26.0K | <0.1% | – | – | History |
| SNDSmart Sand, Inc. | COM | 10,412 | $26.0K | <0.1% | – | – | History |
| EGYVaalco Energy Inc | COM NEW | 11,853 | $26.0K | <0.1% | – | – | History |
| ACORAcorda Therapeutics, Inc. | COM NEW | 5,544 | $26.0K | <0.1% | – | – | History |
| ULUnilever PLC | SPON ADR NEW | 479 | $26.0K | <0.1% | – | – | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 305 | $27.0K | <0.1% | – | – | – |
| CAMTCamtek Ltd | ORD | 930 | $27.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V720 | LEISU ENTMT ETF | 604 | $27.0K | <0.1% | – | – | – |
| DBPInvesco DB Precious Metals Fund | PRECIOUS METAL | 589 | $27.0K | <0.1% | – | – | History |
| ACELAccel Entertainment, Inc. | COM CL A1 | 2,527 | $27.0K | <0.1% | – | – | History |
| SIEBSiebert Financial Corp | COM | 6,887 | $27.0K | <0.1% | – | – | History |
| Global X FDS37950E606 | MSCI CHINA FINCL | 1,663 | $27.0K | <0.1% | – | – | – |
| Golar LNG Partners LPY2745C102 | COM UNIT LPI | 7,904 | $27.0K | <0.1% | – | – | – |
| AVNSAvanos Medical, Inc. | Stock | 647 | $28.0K | <0.1% | – | – | History |
| EMEEMCOR Group, Inc. | Stock | 252 | $28.0K | <0.1% | – | – | History |
| SKYChampion Homes, Inc. | Stock | 631 | $28.0K | <0.1% | – | – | History |
| BOHBank of Hawaii Corp | COM | 320 | $28.0K | <0.1% | – | – | History |
| PAYSPaysign, Inc. | COM | 6,505 | $28.0K | <0.1% | – | – | History |
| iShares Tr464287796 | U.S. ENERGY ETF | 1,102 | $28.0K | <0.1% | – | – | – |
| IDAIdacorp Inc | COM | 281 | $28.0K | <0.1% | – | – | History |
| COLMColumbia Sportswear Co | COM | 266 | $28.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V811 | DORSEY WRGT TECH | 200 | $28.0K | <0.1% | – | – | – |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 722 | $28.0K | <0.1% | – | – | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 1,646 | $28.0K | <0.1% | – | – | History |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 422 | $28.0K | <0.1% | – | – | – |
| PBTPermian Basin Royalty Trust | UNIT BEN INT | 7,056 | $28.0K | <0.1% | – | – | History |
| TRXTRX GOLD Corp | COM | 47,568 | $28.0K | <0.1% | – | – | History |
| TRIBTrinity Biotech PLC | SPON ADR NEW | 7,518 | $28.0K | <0.1% | – | – | History |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 4,367 | $29.0K | <0.1% | – | – | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 645 | $29.0K | <0.1% | – | – | – |
| RCELAVITA Medical, Inc. | COM | 1,500 | $29.0K | <0.1% | – | – | History |
| TUSKMammoth Energy Services, Inc. | COM | 5,566 | $29.0K | <0.1% | – | – | History |
Options (6,206)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 6,206 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPDR S&P 500 ETF Tr78462F953 | PUT | $10.1B | – |
| SPDR S&P 500 ETF Tr78462F903 | CALL | – | $4.29B |
| Amazon Com Inc023135906 | CALL | – | $2.14B |
| Amazon Com Inc023135956 | PUT | $1.87B | – |
| Apple Inc037833900 | CALL | – | $1.62B |
| Apple Inc037833950 | PUT | $1.45B | – |
| Facebook Inc30303M902 | CALL | – | $719.4M |
| Microsoft Corp594918904 | CALL | – | $660.3M |
| SPDR Gold Tr78463V907 | CALL | – | $605.8M |
| Microsoft Corp594918954 | PUT | $598.9M | – |
| Facebook Inc30303M952 | PUT | $593.8M | – |
| SPDR Gold Tr78463V957 | GOLD SHS | $585.8M | – |
| iShares Tr464287957 | PUT | $407.9M | – |
| Boeing Co097023905 | COM | – | $396.4M |
| Netflix Inc64110L956 | PUT | $379.1M | – |
| SPDR Dow Jones Indl Average78467X959 | PUT | $337.2M | – |
| Advanced Micro Devices Inc007903957 | PUT | $334.0M | – |
| Salesforce Com Inc79466L902 | CALL | – | $292.5M |
| Alphabet Inc02079K955 | PUT | $287.5M | – |
| Boeing Co097023955 | PUT | $277.7M | – |
| Advanced Micro Devices Inc007903907 | CALL | – | $261.6M |
| Baidu Inc056752908 | CALL | – | $261.1M |
| SPDR Dow Jones Indl Average78467X909 | CALL | – | $260.3M |
| Visa Inc92826C909 | CALL | – | $252.0M |
| Alphabet Inc02079K905 | CALL | – | $245.2M |
| Square Inc852234903 | CALL | – | $241.1M |
| NIO Inc62914V956 | PUT | $240.5M | – |
| Netflix Inc64110L906 | CALL | – | $239.0M |
| Visa Inc92826C959 | PUT | $238.1M | – |
| Square Inc852234953 | PUT | $237.8M | – |
| Baidu Inc056752958 | PUT | $235.3M | – |
| Shopify Inc82509L957 | PUT | $219.2M | – |
| PayPal Hldgs Inc70450Y953 | PUT | $213.1M | – |
| Micron Technology Inc595112953 | PUT | $197.3M | – |
| Select Sector SPDR Tr81369Y956 | PUT | $188.5M | – |
| Shopify Inc82509L907 | CALL | – | $184.7M |
| JPMorgan Chase & Co46625H905 | CALL | – | $184.0M |
| PayPal Hldgs Inc70450Y903 | CALL | – | $171.9M |
| NIO Inc62914V906 | CALL | – | $168.0M |
| Salesforce Com Inc79466L952 | PUT | $166.6M | – |
| JPMorgan Chase & Co46625H955 | PUT | $165.4M | – |
| Goldman Sachs Group Inc38141G954 | PUT | $163.5M | – |
| iShares Tr464287907 | CALL | – | $162.8M |
| ProShares Tr74347X900 | CALL | – | $159.2M |
| Roku Inc77543R952 | PUT | $159.1M | – |
| Micron Technology Inc595112903 | CALL | – | $157.5M |
| Adobe Systems Incorporated00724F951 | PUT | $151.5M | – |
| Applied Matls Inc038222955 | PUT | $148.9M | – |
| Zoom Video Communications IN98980L951 | PUT | $146.8M | – |
| ARK ETF Tr00214Q958 | PUT | $146.0M | – |
| Select Sector SPDR Tr81369Y906 | CALL | – | $145.1M |
| Adobe Systems Incorporated00724F901 | CALL | – | $142.8M |
| SPDR Ser Tr78464A958 | PUT | $141.8M | – |
| Intel Corp458140950 | PUT | $138.4M | – |
| Citigroup Inc172967954 | PUT | $136.1M | – |
| Zoom Video Communications IN98980L901 | CALL | – | $134.2M |
| Intel Corp458140900 | CALL | – | $131.5M |
| Taiwan Semiconductor Mfg Ltd874039950 | PUT | $123.6M | – |
| Cisco Sys Inc17275R952 | PUT | $120.8M | – |
| Taiwan Semiconductor Mfg Ltd874039900 | CALL | – | $120.5M |
| Snap Inc83304A906 | CALL | – | $119.7M |
| Roku Inc77543R902 | CALL | – | $116.2M |
| Starbucks Corp855244959 | PUT | $109.2M | – |
| Peloton Interactive Inc70614W950 | PUT | $107.1M | – |
| ARK ETF Tr00214Q908 | CALL | – | $105.3M |
| Jd.com Inc47215P956 | PUT | $104.2M | – |
| Goldman Sachs Group Inc38141G904 | CALL | – | $103.8M |
| Viacomcbs Inc92556H956 | PUT | $103.6M | – |
| Viacomcbs Inc92556H906 | CALL | – | $102.1M |
| Caterpillar Inc149123951 | PUT | $101.7M | – |
| Uber Technologies Inc90353T900 | CALL | – | $98.5M |
| Citigroup Inc172967904 | CALL | – | $98.2M |
| Johnson & Johnson478160904 | CALL | – | $97.9M |
| Sea Ltd81141R950 | PUT | $96.3M | – |
| SPDR Ser Tr78464A908 | CALL | – | $95.8M |
| Snowflake Inc833445909 | CALL | – | $94.9M |
| Johnson & Johnson478160954 | PUT | $94.4M | – |
| Snowflake Inc833445959 | PUT | $92.7M | – |
| Snap Inc83304A956 | PUT | $92.4M | – |
| Applied Matls Inc038222905 | CALL | – | $92.0M |
| AutoZone Inc053332952 | PUT | $89.2M | – |
| AT&T Inc00206R902 | CALL | – | $87.2M |
| Pfizer Inc717081953 | PUT | $86.7M | – |
| Jd.com Inc47215P906 | CALL | – | $86.4M |
| General MTRS Co37045V950 | PUT | $86.2M | – |
| General MTRS Co37045V900 | CALL | – | $86.0M |
| BK of America Corp060505954 | PUT | $83.5M | – |
| Merck & Co. Inc58933Y905 | CALL | – | $83.2M |
| Caterpillar Inc149123901 | CALL | – | $82.4M |
| American Airls Group Inc02376R952 | PUT | $82.2M | – |
| Beyond Meat Inc08862E959 | PUT | $81.0M | – |
| ServiceNow Inc81762P952 | PUT | $80.8M | – |
| Lockheed Martin Corp539830909 | CALL | – | $78.6M |
| United Airls Hldgs Inc910047909 | CALL | – | $78.3M |
| Raytheon Technologies Corp75513E901 | CALL | – | $75.3M |
| iShares Tr464288905 | CALL | – | $75.2M |
| Starbucks Corp855244909 | CALL | – | $75.0M |
| Chevron Corp New166764900 | CALL | – | $74.0M |
| ProShares Tr74347X950 | PUT | $73.6M | – |
| iShares Tr464288955 | PUT | $72.4M | – |