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Simplex Trading, LLC

SEC CIK
0001488542
Latest filing
Aug 12, 2026

Holdings in Q1 2021

Holdings as of Mar 31, 2021, filed Apr 26, 2021. Long positions only.

Institution overview
Positions
2,793
No 13F data for Q4 2020
Portfolio value
$1.79B
No 13F data for Q4 2020
Filed
Apr 26, 2021
SEC

Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.

Holdings of Simplex Trading, LLC in Q1 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 197,753$32.3M1.8%––History
Paramount Global92556H206CL B597,826$27.0M1.5%–––
MSTRStrategy IncStock35,716$24.2M1.4%––History
XPEVXpeng Inc.ADS558,889$20.4M1.1%––History
LRCXLam Research CorpCOM33,347$19.8M1.1%––History
MARAMARA Holdings, Inc.COM390,368$18.7M1.0%––History
PDDPDD Holdings Inc.SPONSORED ADS136,673$18.3M1.0%––History
CCitigroup IncStock239,907$17.5M1.0%––History
PFEPfizer IncStock464,628$16.8M0.9%––History
AALAmerican Airlines Group Inc.Stock630,880$15.1M0.8%––History
UALUnited Airlines Holdings, Inc.COM248,710$14.3M0.8%––History
TDOCTeladoc Health, Inc.COM78,708$14.3M0.8%––History
NCLHNorwegian Cruise Line Holdings Ltd.SHS508,323$14.0M0.8%––History
AMZNAmazon Com IncStock4,100$12.7M0.7%––History
CRMSalesforce, Inc.Stock58,967$12.5M0.7%––History
DOCUDocuSign, Inc.Stock60,689$12.3M0.7%––History
SHOPShopify Inc.Stock11,007$12.2M0.7%––History
XUnited States Steel CorpCOM445,988$11.7M0.7%––History
PLUGPlug Power IncStock316,130$11.3M0.6%––History
BABoeing CoStock44,059$11.2M0.6%––History
FUTUFutu Holdings LtdSPON ADS CL A70,525$11.2M0.6%––History
DKNGDraftKings Inc.COM CL A174,874$10.7M0.6%––History
MOAltria Group, Inc.Stock204,538$10.5M0.6%––History
BILIBilibili Inc.SPONS ADS REP Z96,362$10.3M0.6%––History
AMATApplied Materials IncStock76,134$10.2M0.6%––History
TTDTrade Desk, Inc.Stock15,439$10.1M0.6%––History
SPLKSplunk IncCOM73,641$9.98M0.6%––History
GEGeneral Electric CoCOM719,925$9.45M0.5%––History
TSMTaiwan Semiconductor Manufacturing Co LtdADR78,947$9.34M0.5%––History
GMGeneral Motors CoCOM157,528$9.05M0.5%––History
PINSPinterest, Inc.CL A119,718$8.86M0.5%––History
NOWServiceNow, Inc.Stock16,871$8.44M0.5%––History
LUVSouthwest Airlines CoCOM137,557$8.40M0.5%––History
MSFTMicrosoft CorpStock34,341$8.10M0.5%––History
INTCIntel CorpStock116,132$7.43M0.4%––History
iShares Global Clean Energy ETF464288224ETF295,429$7.18M0.4%–––
SWKSSkyworks Solutions, Inc.Stock39,073$7.17M0.4%––History
TWLOTwilio IncCL A20,704$7.05M0.4%––History
BIDUBaidu, Inc.ADR32,397$7.05M0.4%––History
FVRRFiverr International Ltd.ORD SHS31,528$6.85M0.4%––History
WORKSlack Technologies, Inc.COM CL A167,959$6.82M0.4%––History
iShares Tr464287515EXPANDED TECH19,894$6.79M0.4%–––
FFord Motor CoStock550,304$6.74M0.4%––History
CLColgate Palmolive CoStock84,844$6.69M0.4%––History
LILi Auto Inc.SPONSORED ADS265,627$6.64M0.4%––History
KSSKOHLS CorpStock108,878$6.49M0.4%––History
RKTRocket Companies, Inc.Stock280,550$6.48M0.4%––History
Churchill Capital Corp IV171439102CL A275,781$6.39M0.4%–––
ISRGIntuitive Surgical IncCOM NEW8,152$6.02M0.3%––History
ASMLASML Holding NVADR9,613$5.93M0.3%––History
AMTAmerican Tower CorpREIT24,779$5.92M0.3%––History
ENPHEnphase Energy, Inc.Stock36,439$5.91M0.3%––History
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X65,460$5.86M0.3%–––
SPYSPDR S&P 500 ETF TrustETF14,718$5.83M0.3%––History
SLBSLB LimitedStock213,585$5.81M0.3%––History
WBDWarner Bros. Discovery, Inc.COM SER A133,319$5.79M0.3%––History
WBAWalgreens Boots Alliance, Inc.COM105,244$5.78M0.3%––History
ZMZoom Communications, Inc.Stock17,713$5.69M0.3%––History
BACBank of America CorpStock147,007$5.69M0.3%––History
JDJD.com, Inc.SPON ADS CL A66,923$5.64M0.3%––History
PYPLPayPal Holdings, Inc.Stock23,052$5.60M0.3%––History
Farfetch Ltd30744W107ORD SH CL A105,110$5.57M0.3%–––
BYNDBeyond Meat, Inc.COM42,650$5.55M0.3%––History
ALXNAlexion Pharmaceuticals, Inc.COM35,556$5.44M0.3%––History
Kraneshares Trust500767306CSI CHI INTERNET70,809$5.41M0.3%–––
PTONPeloton Interactive, Inc.CL A COM47,982$5.39M0.3%––History
NOKNokia CorpSPONSORED ADR1,343,769$5.32M0.3%––History
CSCOCisco Systems, Inc.Stock101,382$5.24M0.3%––History
BMYBristol Myers Squibb CoStock82,740$5.22M0.3%––History
DDOGDatadog, Inc.CL A COM61,834$5.15M0.3%––History
AAPLApple Inc.Stock41,755$5.10M0.3%––History
NVAXNovavax IncCOM NEW27,851$5.05M0.3%––History
TMETencent Music Entertainment GroupSPON ADS243,272$4.98M0.3%––History
ZSZscaler, Inc.Stock29,026$4.98M0.3%––History
iShares Inc464286103MSCI AUST ETF200,510$4.97M0.3%–––
MGMMGM Resorts InternationalStock130,813$4.97M0.3%––History
Royal Dutch Shell PLC780259206SPONS ADR A124,530$4.88M0.3%–––
JMIAJumia Technologies AGSPONSORED ADS134,522$4.77M0.3%––History
EOGEOG Resources IncStock64,962$4.71M0.3%––History
SESea LtdSPONSORD ADS20,804$4.64M0.3%––History
BLKBlackRock, Inc.COM5,998$4.52M0.3%––History
SHWSherwin Williams CoCOM6,114$4.51M0.3%––History
GAPGap IncCOM150,430$4.48M0.3%––History
JNJJohnson & JohnsonStock26,670$4.38M0.2%––History
NKENIKE, Inc.Stock32,782$4.36M0.2%––History
GS Acquisition Hldgs Corp II36258Q105COM CL A415,293$4.33M0.2%–––
FICOFair Isaac CorpCOM8,855$4.30M0.2%––History
UUnity Software Inc.COM42,854$4.30M0.2%––History
Direxion Shares ETF Trust25460G609DAI ENE BUL ETF181,445$4.29M0.2%–––
iShares Russell 1000 Value ETF464287598ETF27,792$4.21M0.2%–––
IAUiShares Gold TrustISHARES251,501$4.09M0.2%––History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF79,356$4.05M0.2%–––
DELLDell Technologies Inc.Stock45,556$4.01M0.2%––History
RACEFerrari N.V.COM19,167$4.01M0.2%––History
iShares Core S&P Small Cap ETF464287804ETF36,791$3.99M0.2%–––
TMOThermo Fisher Scientific Inc.Stock8,537$3.90M0.2%––History
VRTXVertex Pharmaceuticals IncStock18,054$3.88M0.2%––History
SNPSSynopsys IncCOM15,435$3.82M0.2%––History
MARMarriott International IncStock25,598$3.79M0.2%––History
Direxion Shs ETF Tr25460G500OIL GAS BL 2X SH52,501$3.70M0.2%–––

Options (6,206)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 6,206 by value.

Option positions of Simplex Trading, LLC in Q1 2021
SecurityClassPutsCalls
SPDR S&P 500 ETF Tr78462F953PUT$10.1B–
SPDR S&P 500 ETF Tr78462F903CALL–$4.29B
Amazon Com Inc023135906CALL–$2.14B
Amazon Com Inc023135956PUT$1.87B–
Apple Inc037833900CALL–$1.62B
Apple Inc037833950PUT$1.45B–
Facebook Inc30303M902CALL–$719.4M
Microsoft Corp594918904CALL–$660.3M
SPDR Gold Tr78463V907CALL–$605.8M
Microsoft Corp594918954PUT$598.9M–
Facebook Inc30303M952PUT$593.8M–
SPDR Gold Tr78463V957GOLD SHS$585.8M–
iShares Tr464287957PUT$407.9M–
Boeing Co097023905COM–$396.4M
Netflix Inc64110L956PUT$379.1M–
SPDR Dow Jones Indl Average78467X959PUT$337.2M–
Advanced Micro Devices Inc007903957PUT$334.0M–
Salesforce Com Inc79466L902CALL–$292.5M
Alphabet Inc02079K955PUT$287.5M–
Boeing Co097023955PUT$277.7M–
Advanced Micro Devices Inc007903907CALL–$261.6M
Baidu Inc056752908CALL–$261.1M
SPDR Dow Jones Indl Average78467X909CALL–$260.3M
Visa Inc92826C909CALL–$252.0M
Alphabet Inc02079K905CALL–$245.2M
Square Inc852234903CALL–$241.1M
NIO Inc62914V956PUT$240.5M–
Netflix Inc64110L906CALL–$239.0M
Visa Inc92826C959PUT$238.1M–
Square Inc852234953PUT$237.8M–
Baidu Inc056752958PUT$235.3M–
Shopify Inc82509L957PUT$219.2M–
PayPal Hldgs Inc70450Y953PUT$213.1M–
Micron Technology Inc595112953PUT$197.3M–
Select Sector SPDR Tr81369Y956PUT$188.5M–
Shopify Inc82509L907CALL–$184.7M
JPMorgan Chase & Co46625H905CALL–$184.0M
PayPal Hldgs Inc70450Y903CALL–$171.9M
NIO Inc62914V906CALL–$168.0M
Salesforce Com Inc79466L952PUT$166.6M–
JPMorgan Chase & Co46625H955PUT$165.4M–
Goldman Sachs Group Inc38141G954PUT$163.5M–
iShares Tr464287907CALL–$162.8M
ProShares Tr74347X900CALL–$159.2M
Roku Inc77543R952PUT$159.1M–
Micron Technology Inc595112903CALL–$157.5M
Adobe Systems Incorporated00724F951PUT$151.5M–
Applied Matls Inc038222955PUT$148.9M–
Zoom Video Communications IN98980L951PUT$146.8M–
ARK ETF Tr00214Q958PUT$146.0M–
Select Sector SPDR Tr81369Y906CALL–$145.1M
Adobe Systems Incorporated00724F901CALL–$142.8M
SPDR Ser Tr78464A958PUT$141.8M–
Intel Corp458140950PUT$138.4M–
Citigroup Inc172967954PUT$136.1M–
Zoom Video Communications IN98980L901CALL–$134.2M
Intel Corp458140900CALL–$131.5M
Taiwan Semiconductor Mfg Ltd874039950PUT$123.6M–
Cisco Sys Inc17275R952PUT$120.8M–
Taiwan Semiconductor Mfg Ltd874039900CALL–$120.5M
Snap Inc83304A906CALL–$119.7M
Roku Inc77543R902CALL–$116.2M
Starbucks Corp855244959PUT$109.2M–
Peloton Interactive Inc70614W950PUT$107.1M–
ARK ETF Tr00214Q908CALL–$105.3M
Jd.com Inc47215P956PUT$104.2M–
Goldman Sachs Group Inc38141G904CALL–$103.8M
Viacomcbs Inc92556H956PUT$103.6M–
Viacomcbs Inc92556H906CALL–$102.1M
Caterpillar Inc149123951PUT$101.7M–
Uber Technologies Inc90353T900CALL–$98.5M
Citigroup Inc172967904CALL–$98.2M
Johnson & Johnson478160904CALL–$97.9M
Sea Ltd81141R950PUT$96.3M–
SPDR Ser Tr78464A908CALL–$95.8M
Snowflake Inc833445909CALL–$94.9M
Johnson & Johnson478160954PUT$94.4M–
Snowflake Inc833445959PUT$92.7M–
Snap Inc83304A956PUT$92.4M–
Applied Matls Inc038222905CALL–$92.0M
AutoZone Inc053332952PUT$89.2M–
AT&T Inc00206R902CALL–$87.2M
Pfizer Inc717081953PUT$86.7M–
Jd.com Inc47215P906CALL–$86.4M
General MTRS Co37045V950PUT$86.2M–
General MTRS Co37045V900CALL–$86.0M
BK of America Corp060505954PUT$83.5M–
Merck & Co. Inc58933Y905CALL–$83.2M
Caterpillar Inc149123901CALL–$82.4M
American Airls Group Inc02376R952PUT$82.2M–
Beyond Meat Inc08862E959PUT$81.0M–
ServiceNow Inc81762P952PUT$80.8M–
Lockheed Martin Corp539830909CALL–$78.6M
United Airls Hldgs Inc910047909CALL–$78.3M
Raytheon Technologies Corp75513E901CALL–$75.3M
iShares Tr464288905CALL–$75.2M
Starbucks Corp855244909CALL–$75.0M
Chevron Corp New166764900CALL–$74.0M
ProShares Tr74347X950PUT$73.6M–
iShares Tr464288955PUT$72.4M–