Simplex Trading, LLC
- SEC CIK
- 0001488542
- Latest filing
- Aug 12, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Apr 26, 2021. Long positions only.
- Positions
- 2,793
- No 13F data for Q4 2020
- Portfolio value
- $1.79B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NGVCNatural Grocers by Vitamin Cottage, Inc. | COM | 464 | $8.00K | <0.1% | – | – | History |
| ETONEton Pharmaceuticals, Inc. | COM | 1,100 | $8.00K | <0.1% | – | – | History |
| BKEBuckle Inc | COM | 212 | $8.00K | <0.1% | – | – | History |
| AWREAware Inc | COM | 2,309 | $8.00K | <0.1% | – | – | History |
| GALTGalectin Therapeutics Inc | COM NEW | 3,910 | $8.00K | <0.1% | – | – | History |
| PHATPhathom Pharmaceuticals, Inc. | COM | 232 | $8.00K | <0.1% | – | – | History |
| USNAUsana Health Sciences Inc | COM | 85 | $8.00K | <0.1% | – | – | History |
| VNDAVanda Pharmaceuticals Inc. | COM | 533 | $8.00K | <0.1% | – | – | History |
| Abraxas Pete Corp003830304 | COM NEW | 2,769 | $8.00K | <0.1% | – | – | – |
| AVTXAvalo Therapeutics, Inc. | COM | 2,746 | $8.00K | <0.1% | – | – | History |
| Cloopen Group Holding Limite18900M104 | ADS | 638 | $8.00K | <0.1% | – | – | – |
| CEQPCrestwood Equity Partners LP | UNIT LTD PARTNER | 314 | $8.00K | <0.1% | – | – | History |
| Global X FDS37954Y814 | FINTECH ETF | 183 | $8.00K | <0.1% | – | – | – |
| MMLPMartin Midstream Partners L.P. | UNIT L P INT | 3,433 | $8.00K | <0.1% | – | – | History |
| Seacor Holdings Inc811904101 | COM | 200 | $8.00K | <0.1% | – | – | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 43 | $9.00K | <0.1% | – | – | – |
| MKCMcCormick & Co Inc | Stock | 110 | $9.00K | <0.1% | – | – | History |
| KEKimball Electronics, Inc. | Stock | 353 | $9.00K | <0.1% | – | – | History |
| DASHDoorDash, Inc. | Stock | 69 | $9.00K | <0.1% | – | – | History |
| Exchange Traded Concepts Tru301505707 | ROBO GLB ETF | 148 | $9.00K | <0.1% | – | – | – |
| PSOPearson PLC | SPONSORED ADR | 920 | $9.00K | <0.1% | – | – | History |
| SXCSunCoke Energy, Inc. | COM | 1,380 | $9.00K | <0.1% | – | – | History |
| INVAInnoviva, Inc. | COM | 786 | $9.00K | <0.1% | – | – | History |
| CABACabaletta Bio, Inc. | COM | 817 | $9.00K | <0.1% | – | – | History |
| CSRCenterspace | COM | 144 | $9.00K | <0.1% | – | – | History |
| FLLFull House Resorts Inc | COM | 1,098 | $9.00K | <0.1% | – | – | History |
| MLRMiller Industries Inc | COM NEW | 208 | $9.00K | <0.1% | – | – | History |
| NBPNovaBridge Biosciences | SPONSORED ADS | 200 | $9.00K | <0.1% | – | – | History |
| WGOWinnebago Industries Inc | COM | 121 | $9.00K | <0.1% | – | – | History |
| AYTUAytu Biopharma, Inc | COM NEW | 1,257 | $9.00K | <0.1% | – | – | History |
| Global X FDS37950E127 | REIT ETF | 1,015 | $9.00K | <0.1% | – | – | – |
| IVCInvacare Holdings Corp | COM | 1,241 | $9.00K | <0.1% | – | – | History |
| KNLKnoll Inc | COM NEW | 560 | $9.00K | <0.1% | – | – | History |
| RJETRepublic Airways Holdings Inc. | COM NEW | 708 | $9.00K | <0.1% | – | – | History |
| PAYAPaya Holdings Inc. | COM CL A | 898 | $9.00K | <0.1% | – | – | History |
| PLGPlatinum Group Metals Ltd | COM | 2,387 | $9.00K | <0.1% | – | – | History |
| TTCFTattooed Chef, Inc. | COM CL A | 500 | $9.00K | <0.1% | – | – | History |
| Tidal ETF Tr886364603 | RPAR RISK PARI | 419 | $9.00K | <0.1% | – | – | – |
| TTNPTitan Pharmaceuticals Inc | COM NEW | 3,043 | $9.00K | <0.1% | – | – | History |
| UMPQUmpqua Holdings Corp | COM | 565 | $9.00K | <0.1% | – | – | History |
| NXQuanex Building Products CORP | COM | 384 | $10.0K | <0.1% | – | – | History |
| ADUSAddus HomeCare Corp | COM | 100 | $10.0K | <0.1% | – | – | History |
| CUBICustomers Bancorp, Inc. | COM | 344 | $10.0K | <0.1% | – | – | History |
| CVLGCovenant Logistics Group, Inc. | CL A | 488 | $10.0K | <0.1% | – | – | History |
| KODKodiak Sciences Inc. | COM | 95 | $10.0K | <0.1% | – | – | History |
| BBARBanco BBVA Argentina S.A. | SPONSORED ADS | 3,957 | $10.0K | <0.1% | – | – | History |
| Better World Acquisition Cor08772B104 | COM | 1,054 | $10.0K | <0.1% | – | – | – |
| CMOCapstead Mortgage Corp | COM NO PAR | 1,717 | $10.0K | <0.1% | – | – | History |
| CLSCelestica Inc | SUB VTG SHS | 1,213 | $10.0K | <0.1% | – | – | History |
| SOLOElectrameccanica Vehicles Corp. | COM NEW | 2,141 | $10.0K | <0.1% | – | – | History |
| ETRNMidstream Co LLC | COM | 1,259 | $10.0K | <0.1% | – | – | History |
| NERVMinerva Neurosciences, Inc. | COM | 3,630 | $10.0K | <0.1% | – | – | History |
| RBARB Global Inc. | COM | 184 | $10.0K | <0.1% | – | – | History |
| SGFYSignify Health, Inc. | CL A COM | 354 | $10.0K | <0.1% | – | – | History |
| ASAASA Gold & Precious Metals Ltd | SHS | 517 | $10.0K | <0.1% | – | – | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 155 | $11.0K | <0.1% | – | – | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 353 | $11.0K | <0.1% | – | – | – |
| iShares Tr464287531 | US DIGI REAL ETF | 164 | $11.0K | <0.1% | – | – | – |
| DMKDMK Pharmaceuticals Corp | COM NEW | 11,938 | $11.0K | <0.1% | – | – | History |
| CBBCincinnati Bell Inc | COM NEW | 723 | $11.0K | <0.1% | – | – | History |
| CBIOCrescent Biopharma, Inc. | COM | 3,724 | $11.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V670 | DYNMC OIL GAS | 3,322 | $11.0K | <0.1% | – | – | – |
| MV Oil Tr553859109 | TR UNITS | 2,661 | $11.0K | <0.1% | – | – | – |
| ULEProShares Trust II | COM | 800 | $11.0K | <0.1% | – | – | History |
| PIXYShiftPixy, Inc. | COM NEW | 5,164 | $11.0K | <0.1% | – | – | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 100 | $12.0K | <0.1% | – | – | – |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 86 | $12.0K | <0.1% | – | – | – |
| NGVTIngevity Corp | COM | 162 | $12.0K | <0.1% | – | – | History |
| CTRECareTrust REIT, Inc. | COM | 544 | $12.0K | <0.1% | – | – | History |
| RUSHARush Enterprises Inc | CL A | 258 | $12.0K | <0.1% | – | – | History |
| VVVValvoline Inc | COM | 492 | $12.0K | <0.1% | – | – | History |
| NTCTNetscout Systems Inc | COM | 457 | $12.0K | <0.1% | – | – | History |
| MGPIMGP Ingredients Inc | COM | 219 | $12.0K | <0.1% | – | – | History |
| MOVMovado Group Inc | COM | 427 | $12.0K | <0.1% | – | – | History |
| VYGRVoyager Therapeutics, Inc. | COM | 2,642 | $12.0K | <0.1% | – | – | History |
| KLRSKalaris Therapeutics, Inc. | COM | 544 | $12.0K | <0.1% | – | – | History |
| FCFSFirstCash Holdings, Inc. | COM | 187 | $12.0K | <0.1% | – | – | History |
| Huaneng PWR Intl Inc443304100 | SPON ADR H SHS | 885 | $12.0K | <0.1% | – | – | – |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 2,900 | $12.0K | <0.1% | – | – | – |
| OESXOrion Energy Systems, Inc. | COM | 1,829 | $12.0K | <0.1% | – | – | History |
| OXSQOxford Square Capital Corp. | COM | 2,681 | $12.0K | <0.1% | – | – | History |
| SANWS&W Seed Co | COM | 3,389 | $12.0K | <0.1% | – | – | History |
| Sailpoint Technologies Holdings, Inc.78781P105 | COM | 252 | $12.0K | <0.1% | – | – | – |
| Dragoneer Growth Opportun CoG28302100 | COM CL A | 1,260 | $12.0K | <0.1% | – | – | – |
| NYMXFNymox Pharmaceutical Corp | COM | 5,493 | $12.0K | <0.1% | – | – | History |
| ASTEAstec Industries Inc | COM | 179 | $13.0K | <0.1% | – | – | History |
| TRSTrimas Corp | COM NEW | 431 | $13.0K | <0.1% | – | – | History |
| FFINFirst Financial Bankshares Inc | COM | 290 | $13.0K | <0.1% | – | – | History |
| Etfis Ser Tr I26923G822 | VIRTUS INFRCAP | 569 | $13.0K | <0.1% | – | – | – |
| SIGASiga Technologies Inc | COM | 2,067 | $13.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 176 | $13.0K | <0.1% | – | – | – |
| SIDNational Steel Co | SPONSORED ADR | 2,044 | $13.0K | <0.1% | – | – | History |
| DGICADonegal Group Inc | CL A | 894 | $13.0K | <0.1% | – | – | History |
| RGNXREGENXBIO Inc. | COM | 385 | $13.0K | <0.1% | – | – | History |
| TZOOTravelzoo | COM NEW | 804 | $13.0K | <0.1% | – | – | History |
| BRYBerry Corp (bry) | COM | 2,446 | $13.0K | <0.1% | – | – | History |
| Leju Hldgs Ltd50187J108 | SPONSORED ADS | 5,564 | $13.0K | <0.1% | – | – | – |
| ProShares Tr74348A244 | ULTSHT REAL EST | 1,262 | $13.0K | <0.1% | – | – | – |
| REVGREV Group, Inc. | COM | 690 | $13.0K | <0.1% | – | – | History |
| STCNSteel Connect LLC | COM | 7,063 | $13.0K | <0.1% | – | – | History |
Options (6,206)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 6,206 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPDR S&P 500 ETF Tr78462F953 | PUT | $10.1B | – |
| SPDR S&P 500 ETF Tr78462F903 | CALL | – | $4.29B |
| Amazon Com Inc023135906 | CALL | – | $2.14B |
| Amazon Com Inc023135956 | PUT | $1.87B | – |
| Apple Inc037833900 | CALL | – | $1.62B |
| Apple Inc037833950 | PUT | $1.45B | – |
| Facebook Inc30303M902 | CALL | – | $719.4M |
| Microsoft Corp594918904 | CALL | – | $660.3M |
| SPDR Gold Tr78463V907 | CALL | – | $605.8M |
| Microsoft Corp594918954 | PUT | $598.9M | – |
| Facebook Inc30303M952 | PUT | $593.8M | – |
| SPDR Gold Tr78463V957 | GOLD SHS | $585.8M | – |
| iShares Tr464287957 | PUT | $407.9M | – |
| Boeing Co097023905 | COM | – | $396.4M |
| Netflix Inc64110L956 | PUT | $379.1M | – |
| SPDR Dow Jones Indl Average78467X959 | PUT | $337.2M | – |
| Advanced Micro Devices Inc007903957 | PUT | $334.0M | – |
| Salesforce Com Inc79466L902 | CALL | – | $292.5M |
| Alphabet Inc02079K955 | PUT | $287.5M | – |
| Boeing Co097023955 | PUT | $277.7M | – |
| Advanced Micro Devices Inc007903907 | CALL | – | $261.6M |
| Baidu Inc056752908 | CALL | – | $261.1M |
| SPDR Dow Jones Indl Average78467X909 | CALL | – | $260.3M |
| Visa Inc92826C909 | CALL | – | $252.0M |
| Alphabet Inc02079K905 | CALL | – | $245.2M |
| Square Inc852234903 | CALL | – | $241.1M |
| NIO Inc62914V956 | PUT | $240.5M | – |
| Netflix Inc64110L906 | CALL | – | $239.0M |
| Visa Inc92826C959 | PUT | $238.1M | – |
| Square Inc852234953 | PUT | $237.8M | – |
| Baidu Inc056752958 | PUT | $235.3M | – |
| Shopify Inc82509L957 | PUT | $219.2M | – |
| PayPal Hldgs Inc70450Y953 | PUT | $213.1M | – |
| Micron Technology Inc595112953 | PUT | $197.3M | – |
| Select Sector SPDR Tr81369Y956 | PUT | $188.5M | – |
| Shopify Inc82509L907 | CALL | – | $184.7M |
| JPMorgan Chase & Co46625H905 | CALL | – | $184.0M |
| PayPal Hldgs Inc70450Y903 | CALL | – | $171.9M |
| NIO Inc62914V906 | CALL | – | $168.0M |
| Salesforce Com Inc79466L952 | PUT | $166.6M | – |
| JPMorgan Chase & Co46625H955 | PUT | $165.4M | – |
| Goldman Sachs Group Inc38141G954 | PUT | $163.5M | – |
| iShares Tr464287907 | CALL | – | $162.8M |
| ProShares Tr74347X900 | CALL | – | $159.2M |
| Roku Inc77543R952 | PUT | $159.1M | – |
| Micron Technology Inc595112903 | CALL | – | $157.5M |
| Adobe Systems Incorporated00724F951 | PUT | $151.5M | – |
| Applied Matls Inc038222955 | PUT | $148.9M | – |
| Zoom Video Communications IN98980L951 | PUT | $146.8M | – |
| ARK ETF Tr00214Q958 | PUT | $146.0M | – |
| Select Sector SPDR Tr81369Y906 | CALL | – | $145.1M |
| Adobe Systems Incorporated00724F901 | CALL | – | $142.8M |
| SPDR Ser Tr78464A958 | PUT | $141.8M | – |
| Intel Corp458140950 | PUT | $138.4M | – |
| Citigroup Inc172967954 | PUT | $136.1M | – |
| Zoom Video Communications IN98980L901 | CALL | – | $134.2M |
| Intel Corp458140900 | CALL | – | $131.5M |
| Taiwan Semiconductor Mfg Ltd874039950 | PUT | $123.6M | – |
| Cisco Sys Inc17275R952 | PUT | $120.8M | – |
| Taiwan Semiconductor Mfg Ltd874039900 | CALL | – | $120.5M |
| Snap Inc83304A906 | CALL | – | $119.7M |
| Roku Inc77543R902 | CALL | – | $116.2M |
| Starbucks Corp855244959 | PUT | $109.2M | – |
| Peloton Interactive Inc70614W950 | PUT | $107.1M | – |
| ARK ETF Tr00214Q908 | CALL | – | $105.3M |
| Jd.com Inc47215P956 | PUT | $104.2M | – |
| Goldman Sachs Group Inc38141G904 | CALL | – | $103.8M |
| Viacomcbs Inc92556H956 | PUT | $103.6M | – |
| Viacomcbs Inc92556H906 | CALL | – | $102.1M |
| Caterpillar Inc149123951 | PUT | $101.7M | – |
| Uber Technologies Inc90353T900 | CALL | – | $98.5M |
| Citigroup Inc172967904 | CALL | – | $98.2M |
| Johnson & Johnson478160904 | CALL | – | $97.9M |
| Sea Ltd81141R950 | PUT | $96.3M | – |
| SPDR Ser Tr78464A908 | CALL | – | $95.8M |
| Snowflake Inc833445909 | CALL | – | $94.9M |
| Johnson & Johnson478160954 | PUT | $94.4M | – |
| Snowflake Inc833445959 | PUT | $92.7M | – |
| Snap Inc83304A956 | PUT | $92.4M | – |
| Applied Matls Inc038222905 | CALL | – | $92.0M |
| AutoZone Inc053332952 | PUT | $89.2M | – |
| AT&T Inc00206R902 | CALL | – | $87.2M |
| Pfizer Inc717081953 | PUT | $86.7M | – |
| Jd.com Inc47215P906 | CALL | – | $86.4M |
| General MTRS Co37045V950 | PUT | $86.2M | – |
| General MTRS Co37045V900 | CALL | – | $86.0M |
| BK of America Corp060505954 | PUT | $83.5M | – |
| Merck & Co. Inc58933Y905 | CALL | – | $83.2M |
| Caterpillar Inc149123901 | CALL | – | $82.4M |
| American Airls Group Inc02376R952 | PUT | $82.2M | – |
| Beyond Meat Inc08862E959 | PUT | $81.0M | – |
| ServiceNow Inc81762P952 | PUT | $80.8M | – |
| Lockheed Martin Corp539830909 | CALL | – | $78.6M |
| United Airls Hldgs Inc910047909 | CALL | – | $78.3M |
| Raytheon Technologies Corp75513E901 | CALL | – | $75.3M |
| iShares Tr464288905 | CALL | – | $75.2M |
| Starbucks Corp855244909 | CALL | – | $75.0M |
| Chevron Corp New166764900 | CALL | – | $74.0M |
| ProShares Tr74347X950 | PUT | $73.6M | – |
| iShares Tr464288955 | PUT | $72.4M | – |