Simplex Trading, LLC
- SEC CIK
- 0001488542
- Latest filing
- Aug 12, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Apr 26, 2021. Long positions only.
- Positions
- 2,793
- No 13F data for Q4 2020
- Portfolio value
- $1.79B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| UHALU-Haul Holding Co | COM | 7 | $4.00K | <0.1% | – | – | History |
| BDTXBlack Diamond Therapeutics, Inc. | COM | 200 | $4.00K | <0.1% | – | – | History |
| DRVNDriven Brands Holdings Inc. | COM | 178 | $4.00K | <0.1% | – | – | History |
| EEXEmerald Holding, Inc. | COM | 887 | $4.00K | <0.1% | – | – | History |
| FBIZFirst Business Financial Services, Inc. | COM | 200 | $4.00K | <0.1% | – | – | History |
| GTIMGood Times Restaurants Inc. | COM NEW | 1,120 | $4.00K | <0.1% | – | – | History |
| PAXPatria Investments Ltd | COM CL A | 282 | $4.00K | <0.1% | – | – | History |
| AVCTAmerican Virtual Cloud Technologies, Inc. | COM | 717 | $4.00K | <0.1% | – | – | History |
| ATRAAtara Biotherapeutics, Inc. | COM | 318 | $4.00K | <0.1% | – | – | History |
| CYBECyberoptics Corp | COM | 184 | $4.00K | <0.1% | – | – | History |
| Direxion Shs ETF Tr25460E273 | DAILY LATIN AMER | 70 | $4.00K | <0.1% | – | – | – |
| AIFUAIFU Inc. | SPONSORED ADR | 335 | $4.00K | <0.1% | – | – | History |
| FSTFAST Acquisition Corp. | COM CL A | 397 | $4.00K | <0.1% | – | – | History |
| Fly Leasing Ltd34407D109 | SPONSORED ADR | 293 | $4.00K | <0.1% | – | – | – |
| IECIec Electronics Corp | COM | 400 | $4.00K | <0.1% | – | – | History |
| Lux Health Tech Acquisition55068A100 | COM CL A | 485 | $4.00K | <0.1% | – | – | – |
| MDC Partners Inc.552697104 | CL A SUB VTG | 1,483 | $4.00K | <0.1% | – | – | – |
| Nesco Hldgs Inc64083J104 | COM | 466 | $4.00K | <0.1% | – | – | – |
| PVLPermianville Royalty Trust | TR UNIT | 2,710 | $4.00K | <0.1% | – | – | History |
| SASRSandy Spring Bancorp Inc | COM | 100 | $4.00K | <0.1% | – | – | History |
| XWELXWELL, Inc. | COM | 2,600 | $4.00K | <0.1% | – | – | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 100 | $5.00K | <0.1% | – | – | – |
| TJXTJX Companies Inc | Stock | 80 | $5.00K | <0.1% | – | – | History |
| AGXArgan Inc | Stock | 110 | $5.00K | <0.1% | – | – | History |
| HWKNHawkins Inc | COM | 157 | $5.00K | <0.1% | – | – | History |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 92 | $5.00K | <0.1% | – | – | – |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 100 | $5.00K | <0.1% | – | – | – |
| STXSStereotaxis, Inc. | COM NEW | 750 | $5.00K | <0.1% | – | – | History |
| Fidelity Covington Trust316092857 | MSCI RL EST ETF | 200 | $5.00K | <0.1% | – | – | – |
| HOPEHope Bancorp Inc | COM | 349 | $5.00K | <0.1% | – | – | History |
| ASRVAmeriserv Financial Inc | COM | 1,242 | $5.00K | <0.1% | – | – | History |
| CCRNCross Country Healthcare Inc | COM | 480 | $5.00K | <0.1% | – | – | History |
| DYAIDyadic International Inc | COM | 915 | $5.00K | <0.1% | – | – | History |
| OFIXOrthofix Medical Inc. | COM | 127 | $5.00K | <0.1% | – | – | History |
| SSTKShutterstock, Inc. | COM | 65 | $5.00K | <0.1% | – | – | History |
| CHADDeFi Development Corp. | CSI300 CHINA1X | 307 | $5.00K | <0.1% | – | – | History |
| Direxion Shs ETF Tr25459Y520 | DRX DLYSOKOR3X | 125 | $5.00K | <0.1% | – | – | – |
| EPZMEpizyme, Inc. | COM | 684 | $5.00K | <0.1% | – | – | History |
| FAROFaro Technologies Inc | COM | 68 | $5.00K | <0.1% | – | – | History |
| Landcadia Holdings III Inc51476H100 | COM CL A | 501 | $5.00K | <0.1% | – | – | – |
| MPXMarine Products Group, LLC | COM | 310 | $5.00K | <0.1% | – | – | History |
| NRPNatural Resource Partners LP | COM UNIT LTD PAR | 310 | $5.00K | <0.1% | – | – | History |
| PIPRPiper Sandler Companies | COM | 50 | $5.00K | <0.1% | – | – | History |
| ProShares Tr74347X658 | SHT FTSE CHIN 50 | 400 | $5.00K | <0.1% | – | – | – |
| Ryb Ed Inc74979W101 | ADR | 1,525 | $5.00K | <0.1% | – | – | – |
| SLESuper League Enterprise, Inc. | COM | 785 | $5.00K | <0.1% | – | – | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 230 | $5.00K | <0.1% | – | – | History |
| YMABY-mAbs Therapeutics, Inc. | COM | 181 | $5.00K | <0.1% | – | – | History |
| DLNGDynagas LNG Partners LP | COM UNIT LTD PT | 1,843 | $5.00K | <0.1% | – | – | History |
| GGGGraco Inc | COM | 97 | $6.00K | <0.1% | – | – | History |
| iShares Inc464286749 | MSCI SWITZERLAND | 155 | $6.00K | <0.1% | – | – | – |
| DGIIDigi International Inc | COM | 339 | $6.00K | <0.1% | – | – | History |
| CEVACeva Inc | COM | 110 | $6.00K | <0.1% | – | – | History |
| SFBSServisFirst Bancshares, Inc. | COM | 100 | $6.00K | <0.1% | – | – | History |
| ALXOAlx Oncology Holdings Inc | COM | 94 | $6.00K | <0.1% | – | – | History |
| CVEOCiveo Corp | COM NEW | 405 | $6.00K | <0.1% | – | – | History |
| FENCFennec Pharmaceuticals Inc. | COM | 1,086 | $6.00K | <0.1% | – | – | History |
| PKOHPark Ohio Holdings Corp | COM | 200 | $6.00K | <0.1% | – | – | History |
| CCLPCSI Compressco LP | COM UNIT | 3,404 | $6.00K | <0.1% | – | – | History |
| CHXChampionX Corp | COM | 281 | $6.00K | <0.1% | – | – | History |
| CKPTCheckpoint Therapeutics, Inc. | COM | 2,104 | $6.00K | <0.1% | – | – | History |
| AUMNGolden Minerals Co | COM | 9,591 | $6.00K | <0.1% | – | – | History |
| Grubhub Inc400110102 | COM | 100 | $6.00K | <0.1% | – | – | – |
| MINDMind Technology, Inc | COM | 3,086 | $6.00K | <0.1% | – | – | History |
| SLGSL Green Realty Corp | COM | 100 | $6.00K | <0.1% | – | – | History |
| KNOPKNOT Offshore Partners LP | COM UNITS | 374 | $6.00K | <0.1% | – | – | History |
| NJRNew Jersey Resources Corp | Stock | 199 | $7.00K | <0.1% | – | – | History |
| LNTAlliant Energy Corp | Stock | 138 | $7.00K | <0.1% | – | – | History |
| Global X FDS37954Y285 | TELMDC&DIG ETF | 378 | $7.00K | <0.1% | – | – | – |
| MYRGMyr Group Inc. | COM | 111 | $7.00K | <0.1% | – | – | History |
| ATROAstronics Corp | COM | 395 | $7.00K | <0.1% | – | – | History |
| CUZCousins Properties Inc | COM NEW | 212 | $7.00K | <0.1% | – | – | History |
| iShares Tr464287341 | GLOBAL ENERG ETF | 300 | $7.00K | <0.1% | – | – | – |
| ProShares Tr74347R735 | PSHS ULT HLTHCRE | 95 | $7.00K | <0.1% | – | – | – |
| DGXQuest Diagnostics Inc | COM | 55 | $7.00K | <0.1% | – | – | History |
| CATYCathay General Bancorp | COM | 173 | $7.00K | <0.1% | – | – | History |
| CSVCarriage Services Inc | COM | 210 | $7.00K | <0.1% | – | – | History |
| HDSNHudson Technologies Inc | COM | 4,906 | $7.00K | <0.1% | – | – | History |
| KVHIKVH Industries Inc | COM | 624 | $7.00K | <0.1% | – | – | History |
| OLPOne Liberty Properties Inc | COM | 335 | $7.00K | <0.1% | – | – | History |
| PACKRanpak Holdings Corp. | COM CL A | 384 | $7.00K | <0.1% | – | – | History |
| URGNUroGen Pharma Ltd. | COM | 361 | $7.00K | <0.1% | – | – | History |
| APPHAppHarvest, Inc. | COM | 400 | $7.00K | <0.1% | – | – | History |
| LIDRAEye, Inc. | CL A | 700 | $7.00K | <0.1% | – | – | History |
| CEPLCapstone Energy Plus, Inc. | COM | 768 | $7.00K | <0.1% | – | – | History |
| DRNADicerna Pharmaceuticals Inc | COM | 277 | $7.00K | <0.1% | – | – | History |
| Direxion Shs ETF Tr25460E257 | DAILY S&P BEAR | 504 | $7.00K | <0.1% | – | – | – |
| Direxion Shs ETF Tr25460E737 | DLY INDL BU 3X | 200 | $7.00K | <0.1% | – | – | – |
| IMHImpac Mortgage Holdings Inc | COM NEW | 3,834 | $7.00K | <0.1% | – | – | History |
| iShares Tr46434V423 | MSCI SAUDI ARBIA | 208 | $7.00K | <0.1% | – | – | – |
| ProShares Tr74347R180 | ULTR 7-10 TREA | 121 | $7.00K | <0.1% | – | – | – |
| EUOProShares Trust II | ULTRASHRT EURO | 315 | $7.00K | <0.1% | – | – | History |
| TTOOT2 Biosystems, Inc. | COM | 4,600 | $7.00K | <0.1% | – | – | History |
| CWKCushman & Wakefield Ltd. | SHS | 445 | $7.00K | <0.1% | – | – | History |
| ASPSAltisource Portfolio Solutions S.A. | REG SHS | 810 | $7.00K | <0.1% | – | – | History |
| Vanguard Health Care ETF92204A504 | ETF | 39 | $8.00K | <0.1% | – | – | – |
| Vanguard Industrials ETF92204A603 | ETF | 45 | $8.00K | <0.1% | – | – | – |
| ACAArcosa, Inc. | COM | 132 | $8.00K | <0.1% | – | – | History |
| AMRXAmneal Pharmaceuticals, Inc. | COM STK CL A | 1,213 | $8.00K | <0.1% | – | – | History |
| Direxion Shares ETF Trust25460E869 | DAILY 500 1X ETF | 510 | $8.00K | <0.1% | – | – | – |
Options (6,206)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 6,206 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPDR S&P 500 ETF Tr78462F953 | PUT | $10.1B | – |
| SPDR S&P 500 ETF Tr78462F903 | CALL | – | $4.29B |
| Amazon Com Inc023135906 | CALL | – | $2.14B |
| Amazon Com Inc023135956 | PUT | $1.87B | – |
| Apple Inc037833900 | CALL | – | $1.62B |
| Apple Inc037833950 | PUT | $1.45B | – |
| Facebook Inc30303M902 | CALL | – | $719.4M |
| Microsoft Corp594918904 | CALL | – | $660.3M |
| SPDR Gold Tr78463V907 | CALL | – | $605.8M |
| Microsoft Corp594918954 | PUT | $598.9M | – |
| Facebook Inc30303M952 | PUT | $593.8M | – |
| SPDR Gold Tr78463V957 | GOLD SHS | $585.8M | – |
| iShares Tr464287957 | PUT | $407.9M | – |
| Boeing Co097023905 | COM | – | $396.4M |
| Netflix Inc64110L956 | PUT | $379.1M | – |
| SPDR Dow Jones Indl Average78467X959 | PUT | $337.2M | – |
| Advanced Micro Devices Inc007903957 | PUT | $334.0M | – |
| Salesforce Com Inc79466L902 | CALL | – | $292.5M |
| Alphabet Inc02079K955 | PUT | $287.5M | – |
| Boeing Co097023955 | PUT | $277.7M | – |
| Advanced Micro Devices Inc007903907 | CALL | – | $261.6M |
| Baidu Inc056752908 | CALL | – | $261.1M |
| SPDR Dow Jones Indl Average78467X909 | CALL | – | $260.3M |
| Visa Inc92826C909 | CALL | – | $252.0M |
| Alphabet Inc02079K905 | CALL | – | $245.2M |
| Square Inc852234903 | CALL | – | $241.1M |
| NIO Inc62914V956 | PUT | $240.5M | – |
| Netflix Inc64110L906 | CALL | – | $239.0M |
| Visa Inc92826C959 | PUT | $238.1M | – |
| Square Inc852234953 | PUT | $237.8M | – |
| Baidu Inc056752958 | PUT | $235.3M | – |
| Shopify Inc82509L957 | PUT | $219.2M | – |
| PayPal Hldgs Inc70450Y953 | PUT | $213.1M | – |
| Micron Technology Inc595112953 | PUT | $197.3M | – |
| Select Sector SPDR Tr81369Y956 | PUT | $188.5M | – |
| Shopify Inc82509L907 | CALL | – | $184.7M |
| JPMorgan Chase & Co46625H905 | CALL | – | $184.0M |
| PayPal Hldgs Inc70450Y903 | CALL | – | $171.9M |
| NIO Inc62914V906 | CALL | – | $168.0M |
| Salesforce Com Inc79466L952 | PUT | $166.6M | – |
| JPMorgan Chase & Co46625H955 | PUT | $165.4M | – |
| Goldman Sachs Group Inc38141G954 | PUT | $163.5M | – |
| iShares Tr464287907 | CALL | – | $162.8M |
| ProShares Tr74347X900 | CALL | – | $159.2M |
| Roku Inc77543R952 | PUT | $159.1M | – |
| Micron Technology Inc595112903 | CALL | – | $157.5M |
| Adobe Systems Incorporated00724F951 | PUT | $151.5M | – |
| Applied Matls Inc038222955 | PUT | $148.9M | – |
| Zoom Video Communications IN98980L951 | PUT | $146.8M | – |
| ARK ETF Tr00214Q958 | PUT | $146.0M | – |
| Select Sector SPDR Tr81369Y906 | CALL | – | $145.1M |
| Adobe Systems Incorporated00724F901 | CALL | – | $142.8M |
| SPDR Ser Tr78464A958 | PUT | $141.8M | – |
| Intel Corp458140950 | PUT | $138.4M | – |
| Citigroup Inc172967954 | PUT | $136.1M | – |
| Zoom Video Communications IN98980L901 | CALL | – | $134.2M |
| Intel Corp458140900 | CALL | – | $131.5M |
| Taiwan Semiconductor Mfg Ltd874039950 | PUT | $123.6M | – |
| Cisco Sys Inc17275R952 | PUT | $120.8M | – |
| Taiwan Semiconductor Mfg Ltd874039900 | CALL | – | $120.5M |
| Snap Inc83304A906 | CALL | – | $119.7M |
| Roku Inc77543R902 | CALL | – | $116.2M |
| Starbucks Corp855244959 | PUT | $109.2M | – |
| Peloton Interactive Inc70614W950 | PUT | $107.1M | – |
| ARK ETF Tr00214Q908 | CALL | – | $105.3M |
| Jd.com Inc47215P956 | PUT | $104.2M | – |
| Goldman Sachs Group Inc38141G904 | CALL | – | $103.8M |
| Viacomcbs Inc92556H956 | PUT | $103.6M | – |
| Viacomcbs Inc92556H906 | CALL | – | $102.1M |
| Caterpillar Inc149123951 | PUT | $101.7M | – |
| Uber Technologies Inc90353T900 | CALL | – | $98.5M |
| Citigroup Inc172967904 | CALL | – | $98.2M |
| Johnson & Johnson478160904 | CALL | – | $97.9M |
| Sea Ltd81141R950 | PUT | $96.3M | – |
| SPDR Ser Tr78464A908 | CALL | – | $95.8M |
| Snowflake Inc833445909 | CALL | – | $94.9M |
| Johnson & Johnson478160954 | PUT | $94.4M | – |
| Snowflake Inc833445959 | PUT | $92.7M | – |
| Snap Inc83304A956 | PUT | $92.4M | – |
| Applied Matls Inc038222905 | CALL | – | $92.0M |
| AutoZone Inc053332952 | PUT | $89.2M | – |
| AT&T Inc00206R902 | CALL | – | $87.2M |
| Pfizer Inc717081953 | PUT | $86.7M | – |
| Jd.com Inc47215P906 | CALL | – | $86.4M |
| General MTRS Co37045V950 | PUT | $86.2M | – |
| General MTRS Co37045V900 | CALL | – | $86.0M |
| BK of America Corp060505954 | PUT | $83.5M | – |
| Merck & Co. Inc58933Y905 | CALL | – | $83.2M |
| Caterpillar Inc149123901 | CALL | – | $82.4M |
| American Airls Group Inc02376R952 | PUT | $82.2M | – |
| Beyond Meat Inc08862E959 | PUT | $81.0M | – |
| ServiceNow Inc81762P952 | PUT | $80.8M | – |
| Lockheed Martin Corp539830909 | CALL | – | $78.6M |
| United Airls Hldgs Inc910047909 | CALL | – | $78.3M |
| Raytheon Technologies Corp75513E901 | CALL | – | $75.3M |
| iShares Tr464288905 | CALL | – | $75.2M |
| Starbucks Corp855244909 | CALL | – | $75.0M |
| Chevron Corp New166764900 | CALL | – | $74.0M |
| ProShares Tr74347X950 | PUT | $73.6M | – |
| iShares Tr464288955 | PUT | $72.4M | – |