Simplex Trading, LLC
- SEC CIK
- 0001488542
- Latest filing
- Aug 12, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Apr 26, 2021. Long positions only.
- Positions
- 2,793
- No 13F data for Q4 2020
- Portfolio value
- $1.79B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| IRBTiRobot Corp | COM | 2,469 | $0 | 0.0% | – | – | History |
| JAGXJaguar Health, Inc. | COM | 46,532 | $0 | 0.0% | – | – | History |
| KNDIKandi Technologies Group, Inc. | COM | 100 | $0 | 0.0% | – | – | History |
| KSUKansas City Southern | COM NEW | 1,879 | $0 | 0.0% | – | – | History |
| KPTIKaryopharm Therapeutics Inc. | COM | 3,110 | $0 | 0.0% | – | – | History |
| Leaf Group Ltd52177G102 | COM | 52,205 | $0 | 0.0% | – | – | – |
| FWONKLiberty Media Corp | COM SER C FRMLA | 1,714 | $0 | 0.0% | – | – | History |
| MFAMfa Financial, Inc. | COM | 50 | $0 | 0.0% | – | – | History |
| MROMarathon Oil Corp | COM | 283,841 | $0 | 0.0% | – | – | History |
| MUXMcEwen Inc. | COM | 230,842 | $0 | 0.0% | – | – | History |
| MDPHawkeye Acquisition, Inc. | COM | 2,467 | $0 | 0.0% | – | – | History |
| EBSBMeridian Bancorp, Inc. | COM | 39 | $0 | 0.0% | – | – | History |
| Michaels Cos Inc59408Q106 | COM | 6,958 | $0 | 0.0% | – | – | – |
| PDCEPDC Energy, Inc. | COM | 22,847 | $0 | 0.0% | – | – | History |
| PRETQPennsylvania Real Estate Investment Trust | SH BEN INT | 48,750 | $0 | 0.0% | – | – | History |
| PFSWPfsweb Inc | COM NEW | 33 | $0 | 0.0% | – | – | History |
| PSXPPhillips 66 Partners LP | COM UNIT REP INT | 36,816 | $0 | 0.0% | – | – | History |
| PBPBPotbelly Corp | COM | 98 | $0 | 0.0% | – | – | History |
| PQ Group Hldgs Inc73943T103 | COM | 19 | $0 | 0.0% | – | – | – |
| PROFProfound Medical Corp. | COM NEW | 43 | $0 | 0.0% | – | – | History |
| ProShares Tr74347B110 | ULTRAPRO SHORT S | 20 | $0 | 0.0% | – | – | – |
| ProShares Tr74347B201 | PSHS ULTSH 20YRS | 116,746 | $0 | 0.0% | – | – | – |
| ProShares Tr74347G739 | ULTSHRT QQQ | 21,136 | $0 | 0.0% | – | – | – |
| ProShares Tr74347R313 | PSHS ULSHT 7-10Y | 38,499 | $0 | 0.0% | – | – | – |
| ZSLProShares Trust II | PSHS ULSSLVR NEW | 12,889 | $0 | 0.0% | – | – | History |
| SVXYProShares Trust II | SHT VIX ST TRM | 15,710 | $0 | 0.0% | – | – | History |
| VIXYProShares Trust II | VIX SH TRM FUTRS | 31,487 | $0 | 0.0% | – | – | History |
| AGQProShares Trust II | ULTRA SILVER NEW | 7,425 | $0 | 0.0% | – | – | History |
| KOLDProShares Trust II | ULSHT BLOOMB GAS | 50 | $0 | 0.0% | – | – | History |
| YCSProShares Trust II | ULTRASHORT YEN N | 1,912 | $0 | 0.0% | – | – | History |
| UGLProShares Trust II | ULTRA GOLD | 12,764 | $0 | 0.0% | – | – | History |
| ProShares Tr74347X302 | MSCI EMRG ETF | 1,890 | $0 | 0.0% | – | – | – |
| ProShares Tr74347X864 | ULTRPRO S&P500 | 46,424 | $0 | 0.0% | – | – | – |
| PZNPzena Investment Management, Inc. | CLASS A | 87 | $0 | 0.0% | – | – | History |
| RDFNRedfin Corp | COM | 1,368 | $0 | 0.0% | – | – | History |
| REVRQRevlon Inc | CL A NEW | 18,900 | $0 | 0.0% | – | – | History |
| RADNew Rite Aid, LLC | COM | 18,469 | $0 | 0.0% | – | – | History |
| SGMOQSangamo Therapeutics, Inc | COM | 14,746 | $0 | 0.0% | – | – | History |
| SCUSculptor Capital Management, Inc. | COM CL A | 8,978 | $0 | 0.0% | – | – | History |
| SIXSix Flags Entertainment Corp | COM | 6,440 | $0 | 0.0% | – | – | History |
| SNBRQSleep Number Corp | COM | 2,134 | $0 | 0.0% | – | – | History |
| SMTC Corp832682207 | COM NEW | 100 | $0 | 0.0% | – | – | – |
| SRNESorrento Therapeutics, Inc. | COM NEW | 1,200 | $0 | 0.0% | – | – | History |
| SPPISpectrum Pharmaceuticals Inc | COM | 47,487 | $0 | 0.0% | – | – | History |
| FLYYSpirit Aviation Holdings, Inc. | COM | 34,053 | $0 | 0.0% | – | – | History |
| STKLSunOpta Inc. | COM | 28,596 | $0 | 0.0% | – | – | History |
| SPRTSupport.com, Inc. | COM NEW | 13,127 | $0 | 0.0% | – | – | History |
| SRGASurgalign Holdings, Inc. | COM | 33,706 | $0 | 0.0% | – | – | History |
| TXMDTherapeuticsMD, Inc. | COM | 70,484 | $0 | 0.0% | – | – | History |
| TATravelCenters of America Inc. | COM NEW | 2,619 | $0 | 0.0% | – | – | History |
| TRVNTrevena Inc | COM | 200 | $0 | 0.0% | – | – | History |
| TRUETrueCar, Inc. | COM | 22,328 | $0 | 0.0% | – | – | History |
| XXII22nd Century Group, Inc. | COM | 160,625 | $0 | 0.0% | – | – | History |
| TWTRTwitter, Inc. | COM | 315 | $0 | 0.0% | – | – | History |
| USACUSA Compression Partners, LP | COMUNIT LTDPAR | 5,353 | $0 | 0.0% | – | – | History |
| UNGUnited States Natural Gas Fund, LP | UNIT PAR | 180,643 | $0 | 0.0% | – | – | History |
| VanEck Vectors ETF Tr92189F205 | STEEL ETF | 12,571 | $0 | 0.0% | – | – | – |
| Varian Med Sys Inc92220P105 | COM | 820 | $0 | 0.0% | – | – | – |
| VWTRVidler Water Resources, Inc. | COM | 37 | $0 | 0.0% | – | – | History |
| VHCVirnetX Holding Corp | COM | 65,101 | $0 | 0.0% | – | – | History |
| VSTOVista Outdoor Inc. | COM | 14,405 | $0 | 0.0% | – | – | History |
| Vonage Holdings Corp92886T201 | COM | 28,664 | $0 | 0.0% | – | – | – |
| WMCWestern Asset Mortgage Capital Corp | COM | 150 | $0 | 0.0% | – | – | History |
| WWWW International, Inc. | COM | 58,480 | $0 | 0.0% | – | – | History |
| XLNXXilinx Inc | COM | 23,937 | $0 | 0.0% | – | – | History |
| YELLQYellow Corp | COM | 96,912 | $0 | 0.0% | – | – | History |
| ZNGAZynga Inc | CL A | 75,894 | $0 | 0.0% | – | – | History |
| TEAMAtlassian Corp | CL A | 13,168 | $0 | 0.0% | – | – | History |
| Auris Medical Holding LtdG07025201 | SHS | 21,809 | $0 | 0.0% | – | – | – |
| ENDPEndo International plc | SHS | 234 | $0 | 0.0% | – | – | History |
| EBONEbang International Holdings Inc. | CL A SHS | 127,302 | $0 | 0.0% | – | – | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 48,682 | $0 | 0.0% | – | – | History |
| MRVLMarvell Technology, Inc. | ORD | 30,282 | $0 | 0.0% | – | – | History |
| NTPIFNam Tai Property Inc. | SHS | 117,339 | $0 | 0.0% | – | – | History |
| Ribbit Leap LtdG7552B105 | SHS CL A | 2 | $0 | 0.0% | – | – | – |
| SBBPStrongbridge Biopharma plc | SHS USD | 241 | $0 | 0.0% | – | – | History |
| Cellcom Israel LtdM2196U109 | SHS | 47 | $0 | 0.0% | – | – | – |
| Capital Product Partners L PY11082206 | PARTNERSHP UNITS | 13,327 | $0 | 0.0% | – | – | – |
| Navios Maritime Holdings Inc.Y62197119 | COM | 10,210 | $0 | 0.0% | – | – | – |
| EPACEnerpac Tool Group Corp | CL A COM | 48 | $1.00K | <0.1% | – | – | History |
| Flexshares Tr33939L837 | INTL QLTDV IDX | 63 | $1.00K | <0.1% | – | – | – |
| FCPTFour Corners Property Trust, Inc. | COM | 60 | $1.00K | <0.1% | – | – | History |
| BELFBBel Fuse Inc | CL B | 100 | $1.00K | <0.1% | – | – | History |
| ARCOArcos Dorados Holdings Inc. | SHS CLASS -A - | 342 | $1.00K | <0.1% | – | – | History |
| UEUrban Edge Properties | COM | 99 | $1.00K | <0.1% | – | – | History |
| MBWMMercantile Bank Corp | COM | 60 | $1.00K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33734X838 | INDXX NAT RE ETF | 100 | $1.00K | <0.1% | – | – | – |
| Global X FDS37954Y467 | E COMMERCE ETF | 45 | $1.00K | <0.1% | – | – | – |
| ANIPAni Pharmaceuticals Inc | COM | 54 | $1.00K | <0.1% | – | – | History |
| CFFNCapitol Federal Financial, Inc. | COM | 79 | $1.00K | <0.1% | – | – | History |
| CIACitizens, Inc. | CL A | 250 | $1.00K | <0.1% | – | – | History |
| EBFEnnis, Inc. | COM | 81 | $1.00K | <0.1% | – | – | History |
| TRAKReposiTrak, Inc. | COM NEW | 301 | $1.00K | <0.1% | – | – | History |
| SMBKSmartfinancial Inc. | COM NEW | 87 | $1.00K | <0.1% | – | – | History |
| INNSummit Hotel Properties, Inc. | COM | 129 | $1.00K | <0.1% | – | – | History |
| ULBIUltralife Corp | COM | 238 | $1.00K | <0.1% | – | – | History |
| A H Belo Corp001282102 | COM CL A | 803 | $1.00K | <0.1% | – | – | – |
| CGCCanopy Growth Corp | COM | 60 | $1.00K | <0.1% | – | – | History |
| CDTXCidara Therapeutics, Inc. | COM | 488 | $1.00K | <0.1% | – | – | History |
| CTGComputer Task Group Inc | COM | 118 | $1.00K | <0.1% | – | – | History |
Options (6,206)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 6,206 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPDR S&P 500 ETF Tr78462F953 | PUT | $10.1B | – |
| SPDR S&P 500 ETF Tr78462F903 | CALL | – | $4.29B |
| Amazon Com Inc023135906 | CALL | – | $2.14B |
| Amazon Com Inc023135956 | PUT | $1.87B | – |
| Apple Inc037833900 | CALL | – | $1.62B |
| Apple Inc037833950 | PUT | $1.45B | – |
| Facebook Inc30303M902 | CALL | – | $719.4M |
| Microsoft Corp594918904 | CALL | – | $660.3M |
| SPDR Gold Tr78463V907 | CALL | – | $605.8M |
| Microsoft Corp594918954 | PUT | $598.9M | – |
| Facebook Inc30303M952 | PUT | $593.8M | – |
| SPDR Gold Tr78463V957 | GOLD SHS | $585.8M | – |
| iShares Tr464287957 | PUT | $407.9M | – |
| Boeing Co097023905 | COM | – | $396.4M |
| Netflix Inc64110L956 | PUT | $379.1M | – |
| SPDR Dow Jones Indl Average78467X959 | PUT | $337.2M | – |
| Advanced Micro Devices Inc007903957 | PUT | $334.0M | – |
| Salesforce Com Inc79466L902 | CALL | – | $292.5M |
| Alphabet Inc02079K955 | PUT | $287.5M | – |
| Boeing Co097023955 | PUT | $277.7M | – |
| Advanced Micro Devices Inc007903907 | CALL | – | $261.6M |
| Baidu Inc056752908 | CALL | – | $261.1M |
| SPDR Dow Jones Indl Average78467X909 | CALL | – | $260.3M |
| Visa Inc92826C909 | CALL | – | $252.0M |
| Alphabet Inc02079K905 | CALL | – | $245.2M |
| Square Inc852234903 | CALL | – | $241.1M |
| NIO Inc62914V956 | PUT | $240.5M | – |
| Netflix Inc64110L906 | CALL | – | $239.0M |
| Visa Inc92826C959 | PUT | $238.1M | – |
| Square Inc852234953 | PUT | $237.8M | – |
| Baidu Inc056752958 | PUT | $235.3M | – |
| Shopify Inc82509L957 | PUT | $219.2M | – |
| PayPal Hldgs Inc70450Y953 | PUT | $213.1M | – |
| Micron Technology Inc595112953 | PUT | $197.3M | – |
| Select Sector SPDR Tr81369Y956 | PUT | $188.5M | – |
| Shopify Inc82509L907 | CALL | – | $184.7M |
| JPMorgan Chase & Co46625H905 | CALL | – | $184.0M |
| PayPal Hldgs Inc70450Y903 | CALL | – | $171.9M |
| NIO Inc62914V906 | CALL | – | $168.0M |
| Salesforce Com Inc79466L952 | PUT | $166.6M | – |
| JPMorgan Chase & Co46625H955 | PUT | $165.4M | – |
| Goldman Sachs Group Inc38141G954 | PUT | $163.5M | – |
| iShares Tr464287907 | CALL | – | $162.8M |
| ProShares Tr74347X900 | CALL | – | $159.2M |
| Roku Inc77543R952 | PUT | $159.1M | – |
| Micron Technology Inc595112903 | CALL | – | $157.5M |
| Adobe Systems Incorporated00724F951 | PUT | $151.5M | – |
| Applied Matls Inc038222955 | PUT | $148.9M | – |
| Zoom Video Communications IN98980L951 | PUT | $146.8M | – |
| ARK ETF Tr00214Q958 | PUT | $146.0M | – |
| Select Sector SPDR Tr81369Y906 | CALL | – | $145.1M |
| Adobe Systems Incorporated00724F901 | CALL | – | $142.8M |
| SPDR Ser Tr78464A958 | PUT | $141.8M | – |
| Intel Corp458140950 | PUT | $138.4M | – |
| Citigroup Inc172967954 | PUT | $136.1M | – |
| Zoom Video Communications IN98980L901 | CALL | – | $134.2M |
| Intel Corp458140900 | CALL | – | $131.5M |
| Taiwan Semiconductor Mfg Ltd874039950 | PUT | $123.6M | – |
| Cisco Sys Inc17275R952 | PUT | $120.8M | – |
| Taiwan Semiconductor Mfg Ltd874039900 | CALL | – | $120.5M |
| Snap Inc83304A906 | CALL | – | $119.7M |
| Roku Inc77543R902 | CALL | – | $116.2M |
| Starbucks Corp855244959 | PUT | $109.2M | – |
| Peloton Interactive Inc70614W950 | PUT | $107.1M | – |
| ARK ETF Tr00214Q908 | CALL | – | $105.3M |
| Jd.com Inc47215P956 | PUT | $104.2M | – |
| Goldman Sachs Group Inc38141G904 | CALL | – | $103.8M |
| Viacomcbs Inc92556H956 | PUT | $103.6M | – |
| Viacomcbs Inc92556H906 | CALL | – | $102.1M |
| Caterpillar Inc149123951 | PUT | $101.7M | – |
| Uber Technologies Inc90353T900 | CALL | – | $98.5M |
| Citigroup Inc172967904 | CALL | – | $98.2M |
| Johnson & Johnson478160904 | CALL | – | $97.9M |
| Sea Ltd81141R950 | PUT | $96.3M | – |
| SPDR Ser Tr78464A908 | CALL | – | $95.8M |
| Snowflake Inc833445909 | CALL | – | $94.9M |
| Johnson & Johnson478160954 | PUT | $94.4M | – |
| Snowflake Inc833445959 | PUT | $92.7M | – |
| Snap Inc83304A956 | PUT | $92.4M | – |
| Applied Matls Inc038222905 | CALL | – | $92.0M |
| AutoZone Inc053332952 | PUT | $89.2M | – |
| AT&T Inc00206R902 | CALL | – | $87.2M |
| Pfizer Inc717081953 | PUT | $86.7M | – |
| Jd.com Inc47215P906 | CALL | – | $86.4M |
| General MTRS Co37045V950 | PUT | $86.2M | – |
| General MTRS Co37045V900 | CALL | – | $86.0M |
| BK of America Corp060505954 | PUT | $83.5M | – |
| Merck & Co. Inc58933Y905 | CALL | – | $83.2M |
| Caterpillar Inc149123901 | CALL | – | $82.4M |
| American Airls Group Inc02376R952 | PUT | $82.2M | – |
| Beyond Meat Inc08862E959 | PUT | $81.0M | – |
| ServiceNow Inc81762P952 | PUT | $80.8M | – |
| Lockheed Martin Corp539830909 | CALL | – | $78.6M |
| United Airls Hldgs Inc910047909 | CALL | – | $78.3M |
| Raytheon Technologies Corp75513E901 | CALL | – | $75.3M |
| iShares Tr464288905 | CALL | – | $75.2M |
| Starbucks Corp855244909 | CALL | – | $75.0M |
| Chevron Corp New166764900 | CALL | – | $74.0M |
| ProShares Tr74347X950 | PUT | $73.6M | – |
| iShares Tr464288955 | PUT | $72.4M | – |