Simplex Trading, LLC
- SEC CIK
- 0001488542
- Latest filing
- Aug 12, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Apr 26, 2021. Long positions only.
- Positions
- 2,793
- No 13F data for Q4 2020
- Portfolio value
- $1.79B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LFVNLifevantage Corp | COM NEW | 16 | $0 | 0.0% | – | – | History |
| UCTTUltra Clean Holdings, Inc. | COM | 3,748 | $0 | 0.0% | – | – | History |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 5,567 | $0 | 0.0% | – | – | – |
| SFMSprouts Farmers Market, Inc. | COM | 86,463 | $0 | 0.0% | – | – | History |
| WBWEIBO Corp | SPONSORED ADR | 4,436 | $0 | 0.0% | – | – | History |
| TGTXTG Therapeutics, Inc. | COM | 8,204 | $0 | 0.0% | – | – | History |
| KEYKeycorp | COM | 5,328 | $0 | 0.0% | – | – | History |
| UNFIUnited Natural Foods Inc | COM | 17,419 | $0 | 0.0% | – | – | History |
| ARWRArrowhead Pharmaceuticals, Inc. | COM | 30,850 | $0 | 0.0% | – | – | History |
| AEOAmerican Eagle Outfitters Inc | COM | 16,339 | $0 | 0.0% | – | – | History |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 1,390 | $0 | 0.0% | – | – | – |
| HUBSHubSpot Inc | COM | 2,145 | $0 | 0.0% | – | – | History |
| ALKSAlkermes plc. | SHS | 59,074 | $0 | 0.0% | – | – | History |
| WSMWilliams Sonoma Inc | COM | 6,864 | $0 | 0.0% | – | – | History |
| NXPINXP Semiconductors N.V. | COM | 25,062 | $0 | 0.0% | – | – | History |
| CMPRCIMPRESS plc | SHS EURO | 5 | $0 | 0.0% | – | – | History |
| CYTKCytokinetics Inc | COM NEW | 12,788 | $0 | 0.0% | – | – | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 278,706 | $0 | 0.0% | – | – | History |
| SUPNSupernus Pharmaceuticals, Inc. | COM | 7,655 | $0 | 0.0% | – | – | History |
| CMRECostamare Inc. | SHS | 17,551 | $0 | 0.0% | – | – | History |
| LVSLas Vegas Sands Corp | COM | 160,158 | $0 | 0.0% | – | – | History |
| CBOECboe Global Markets, Inc. | COM | 33,008 | $0 | 0.0% | – | – | History |
| FXAInvesco CurrencyShares Australian Dollar Trust | AUSTRALIAN DOL | 6,838 | $0 | 0.0% | – | – | History |
| GERNGeron Corp | COM | 827 | $0 | 0.0% | – | – | History |
| EXELExelixis, Inc. | COM | 1,665 | $0 | 0.0% | – | – | History |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 27,598 | $0 | 0.0% | – | – | – |
| WINGWingstop Inc. | COM | 1,168 | $0 | 0.0% | – | – | History |
| ZTOZTO Express (Cayman) Inc. | SPONSORED ADS A | 14,373 | $0 | 0.0% | – | – | History |
| CHRSCoherus Oncology, Inc. | COM | 8,768 | $0 | 0.0% | – | – | History |
| MACMacerich Co | COM | 173,581 | $0 | 0.0% | – | – | History |
| XPOXPO, Inc. | COM | 16,328 | $0 | 0.0% | – | – | History |
| Global X FDS37954Y384 | CYBRSCURTY ETF | 36 | $0 | 0.0% | – | – | – |
| MOSMosaic Co | COM | 106,655 | $0 | 0.0% | – | – | History |
| SBACSba Communications Corp | CL A | 1,498 | $0 | 0.0% | – | – | History |
| BCRXBiocryst Pharmaceuticals Inc | COM | 39,871 | $0 | 0.0% | – | – | History |
| AZTAAzenta, Inc. | COM | 7,071 | $0 | 0.0% | – | – | History |
| FOXAFox Corp | CL A COM | 150 | $0 | 0.0% | – | – | History |
| EAElectronic Arts Inc. | COM | 63,657 | $0 | 0.0% | – | – | History |
| AVXLAnavex Life Sciences Corp. | COM NEW | 25,163 | $0 | 0.0% | – | – | History |
| PGENPrecigen, Inc. | COM | 11,381 | $0 | 0.0% | – | – | History |
| iShares Inc464286871 | MSCI HONG KG ETF | 1,156 | $0 | 0.0% | – | – | – |
| CVECenovus Energy Inc. | COM | 62,918 | $0 | 0.0% | – | – | History |
| CNQCanadian Natural Resources Ltd | COM | 24,498 | $0 | 0.0% | – | – | History |
| GTNGray Media, Inc | COM | 641 | $0 | 0.0% | – | – | History |
| AUPHAurinia Pharmaceuticals Inc. | COM | 30,386 | $0 | 0.0% | – | – | History |
| SCIService Corp International | COM | 11,765 | $0 | 0.0% | – | – | History |
| LEGNLegend Biotech Corp | SPONSORED ADS | 19 | $0 | 0.0% | – | – | History |
| PACBPacific Biosciences of California, Inc. | COM | 44,058 | $0 | 0.0% | – | – | History |
| NOGNorthern Oil & Gas, Inc. | COM | 34,508 | $0 | 0.0% | – | – | History |
| ESEEsco Technologies Inc | COM | 724 | $0 | 0.0% | – | – | History |
| HALOHalozyme Therapeutics, Inc. | COM | 11,159 | $0 | 0.0% | – | – | History |
| AGMFederal Agricultural Mortgage Corp | CL C | 2,051 | $0 | 0.0% | – | – | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 89,603 | $0 | 0.0% | – | – | History |
| AMHAmerican Homes 4 Rent | CL A | 252 | $0 | 0.0% | – | – | History |
| VSATViasat Inc | COM | 28,868 | $0 | 0.0% | – | – | History |
| NEONeogenomics Inc | COM NEW | 8,368 | $0 | 0.0% | – | – | History |
| USOUnited States Oil Fund, LP | UNITS | 233,103 | $0 | 0.0% | – | – | History |
| IBNIcici Bank Ltd | ADR | 37,009 | $0 | 0.0% | – | – | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 8,566 | $0 | 0.0% | – | – | – |
| RIGTransocean Ltd. | REGISTERED SHS | 167,219 | $0 | 0.0% | – | – | History |
| SRPTSarepta Therapeutics, Inc. | COM | 33,355 | $0 | 0.0% | – | – | History |
| UGPUltrapar Holdings Inc | SP ADR REP COM | 234 | $0 | 0.0% | – | – | History |
| DALDelta Air Lines, Inc. | COM NEW | 26,798 | $0 | 0.0% | – | – | History |
| ERIIEnergy Recovery, Inc. | COM | 27,723 | $0 | 0.0% | – | – | History |
| INCYIncyte Corp | COM | 17,003 | $0 | 0.0% | – | – | History |
| ESIElement Solutions Inc | COM | 32,954 | $0 | 0.0% | – | – | History |
| OKTAOkta, Inc. | CL A | 21,647 | $0 | 0.0% | – | – | History |
| ORNOrion Group Holdings Inc | COM | 11,285 | $0 | 0.0% | – | – | History |
| PBFPBF Energy Inc. | CL A | 70,244 | $0 | 0.0% | – | – | History |
| MURMurphy Oil Corp | COM | 2,286 | $0 | 0.0% | – | – | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 100 | $0 | 0.0% | – | – | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 58,219 | $0 | 0.0% | – | – | – |
| iShares Inc46434G830 | MSCI ITALY ETF | 7,160 | $0 | 0.0% | – | – | – |
| MHOM/I Homes, Inc. | COM | 1,038 | $0 | 0.0% | – | – | History |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | 31,348 | $0 | 0.0% | – | – | – |
| Procure ETF Trust II74280R205 | SPACE ETF | 30,057 | $0 | 0.0% | – | – | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 91,825 | $0 | 0.0% | – | – | – |
| ADSKAutodesk, Inc. | COM | 5,328 | $0 | 0.0% | – | – | History |
| ALGNAlign Technology Inc | COM | 3 | $0 | 0.0% | – | – | History |
| HIMXHimax Technologies, Inc. | SPONSORED ADR | 15,618 | $0 | 0.0% | – | – | History |
| ENICEnel Chile S.A. | SPONSORED ADR | 124 | $0 | 0.0% | – | – | History |
| AFYAAfya Ltd | CL A COM | 19 | $0 | 0.0% | – | – | History |
| ALKAlaska Air Group, Inc. | COM | 4,097 | $0 | 0.0% | – | – | History |
| ANGOAngiodynamics Inc | COM | 34 | $0 | 0.0% | – | – | History |
| MLCOMelco Resorts & Entertainment LTD | ADR | 178,606 | $0 | 0.0% | – | – | History |
| MTArcelorMittal | NY REGISTRY SH | 11 | $0 | 0.0% | – | – | History |
| CVNACarvana Co. | CL A | 18,304 | $0 | 0.0% | – | – | History |
| HXLHexcel Corp | COM | 1,359 | $0 | 0.0% | – | – | History |
| WKCWorld Kinect Corp | COM | 721 | $0 | 0.0% | – | – | History |
| KRNYKearny Financial Corp. | COM | 1,805 | $0 | 0.0% | – | – | History |
| iShares Tr464288273 | EAFE SML CP ETF | 5 | $0 | 0.0% | – | – | – |
| OPLNOPENLANE, Inc. | COM | 81,553 | $0 | 0.0% | – | – | History |
| MTUSMetallus Inc. | COM | 8,156 | $0 | 0.0% | – | – | History |
| CCOICogent Communications Holdings, Inc. | COM NEW | 3,371 | $0 | 0.0% | – | – | History |
| TKCTurkcell Iletisim Hizmetleri A S | SPON ADR NEW | 2,172 | $0 | 0.0% | – | – | History |
| ASIXAdvanSix Inc. | COM | 7,196 | $0 | 0.0% | – | – | History |
| ACICAmerican Coastal Insurance Corp | COM | 1,641 | $0 | 0.0% | – | – | History |
| ABUSArbutus Biopharma Corp | COM | 15,955 | $0 | 0.0% | – | – | History |
| BBBLACKBERRY Ltd | COM | 310,900 | $0 | 0.0% | – | – | History |
| CSIQCanadian Solar Inc. | COM | 28,093 | $0 | 0.0% | – | – | History |
Options (6,206)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 6,206 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPDR S&P 500 ETF Tr78462F953 | PUT | $10.1B | – |
| SPDR S&P 500 ETF Tr78462F903 | CALL | – | $4.29B |
| Amazon Com Inc023135906 | CALL | – | $2.14B |
| Amazon Com Inc023135956 | PUT | $1.87B | – |
| Apple Inc037833900 | CALL | – | $1.62B |
| Apple Inc037833950 | PUT | $1.45B | – |
| Facebook Inc30303M902 | CALL | – | $719.4M |
| Microsoft Corp594918904 | CALL | – | $660.3M |
| SPDR Gold Tr78463V907 | CALL | – | $605.8M |
| Microsoft Corp594918954 | PUT | $598.9M | – |
| Facebook Inc30303M952 | PUT | $593.8M | – |
| SPDR Gold Tr78463V957 | GOLD SHS | $585.8M | – |
| iShares Tr464287957 | PUT | $407.9M | – |
| Boeing Co097023905 | COM | – | $396.4M |
| Netflix Inc64110L956 | PUT | $379.1M | – |
| SPDR Dow Jones Indl Average78467X959 | PUT | $337.2M | – |
| Advanced Micro Devices Inc007903957 | PUT | $334.0M | – |
| Salesforce Com Inc79466L902 | CALL | – | $292.5M |
| Alphabet Inc02079K955 | PUT | $287.5M | – |
| Boeing Co097023955 | PUT | $277.7M | – |
| Advanced Micro Devices Inc007903907 | CALL | – | $261.6M |
| Baidu Inc056752908 | CALL | – | $261.1M |
| SPDR Dow Jones Indl Average78467X909 | CALL | – | $260.3M |
| Visa Inc92826C909 | CALL | – | $252.0M |
| Alphabet Inc02079K905 | CALL | – | $245.2M |
| Square Inc852234903 | CALL | – | $241.1M |
| NIO Inc62914V956 | PUT | $240.5M | – |
| Netflix Inc64110L906 | CALL | – | $239.0M |
| Visa Inc92826C959 | PUT | $238.1M | – |
| Square Inc852234953 | PUT | $237.8M | – |
| Baidu Inc056752958 | PUT | $235.3M | – |
| Shopify Inc82509L957 | PUT | $219.2M | – |
| PayPal Hldgs Inc70450Y953 | PUT | $213.1M | – |
| Micron Technology Inc595112953 | PUT | $197.3M | – |
| Select Sector SPDR Tr81369Y956 | PUT | $188.5M | – |
| Shopify Inc82509L907 | CALL | – | $184.7M |
| JPMorgan Chase & Co46625H905 | CALL | – | $184.0M |
| PayPal Hldgs Inc70450Y903 | CALL | – | $171.9M |
| NIO Inc62914V906 | CALL | – | $168.0M |
| Salesforce Com Inc79466L952 | PUT | $166.6M | – |
| JPMorgan Chase & Co46625H955 | PUT | $165.4M | – |
| Goldman Sachs Group Inc38141G954 | PUT | $163.5M | – |
| iShares Tr464287907 | CALL | – | $162.8M |
| ProShares Tr74347X900 | CALL | – | $159.2M |
| Roku Inc77543R952 | PUT | $159.1M | – |
| Micron Technology Inc595112903 | CALL | – | $157.5M |
| Adobe Systems Incorporated00724F951 | PUT | $151.5M | – |
| Applied Matls Inc038222955 | PUT | $148.9M | – |
| Zoom Video Communications IN98980L951 | PUT | $146.8M | – |
| ARK ETF Tr00214Q958 | PUT | $146.0M | – |
| Select Sector SPDR Tr81369Y906 | CALL | – | $145.1M |
| Adobe Systems Incorporated00724F901 | CALL | – | $142.8M |
| SPDR Ser Tr78464A958 | PUT | $141.8M | – |
| Intel Corp458140950 | PUT | $138.4M | – |
| Citigroup Inc172967954 | PUT | $136.1M | – |
| Zoom Video Communications IN98980L901 | CALL | – | $134.2M |
| Intel Corp458140900 | CALL | – | $131.5M |
| Taiwan Semiconductor Mfg Ltd874039950 | PUT | $123.6M | – |
| Cisco Sys Inc17275R952 | PUT | $120.8M | – |
| Taiwan Semiconductor Mfg Ltd874039900 | CALL | – | $120.5M |
| Snap Inc83304A906 | CALL | – | $119.7M |
| Roku Inc77543R902 | CALL | – | $116.2M |
| Starbucks Corp855244959 | PUT | $109.2M | – |
| Peloton Interactive Inc70614W950 | PUT | $107.1M | – |
| ARK ETF Tr00214Q908 | CALL | – | $105.3M |
| Jd.com Inc47215P956 | PUT | $104.2M | – |
| Goldman Sachs Group Inc38141G904 | CALL | – | $103.8M |
| Viacomcbs Inc92556H956 | PUT | $103.6M | – |
| Viacomcbs Inc92556H906 | CALL | – | $102.1M |
| Caterpillar Inc149123951 | PUT | $101.7M | – |
| Uber Technologies Inc90353T900 | CALL | – | $98.5M |
| Citigroup Inc172967904 | CALL | – | $98.2M |
| Johnson & Johnson478160904 | CALL | – | $97.9M |
| Sea Ltd81141R950 | PUT | $96.3M | – |
| SPDR Ser Tr78464A908 | CALL | – | $95.8M |
| Snowflake Inc833445909 | CALL | – | $94.9M |
| Johnson & Johnson478160954 | PUT | $94.4M | – |
| Snowflake Inc833445959 | PUT | $92.7M | – |
| Snap Inc83304A956 | PUT | $92.4M | – |
| Applied Matls Inc038222905 | CALL | – | $92.0M |
| AutoZone Inc053332952 | PUT | $89.2M | – |
| AT&T Inc00206R902 | CALL | – | $87.2M |
| Pfizer Inc717081953 | PUT | $86.7M | – |
| Jd.com Inc47215P906 | CALL | – | $86.4M |
| General MTRS Co37045V950 | PUT | $86.2M | – |
| General MTRS Co37045V900 | CALL | – | $86.0M |
| BK of America Corp060505954 | PUT | $83.5M | – |
| Merck & Co. Inc58933Y905 | CALL | – | $83.2M |
| Caterpillar Inc149123901 | CALL | – | $82.4M |
| American Airls Group Inc02376R952 | PUT | $82.2M | – |
| Beyond Meat Inc08862E959 | PUT | $81.0M | – |
| ServiceNow Inc81762P952 | PUT | $80.8M | – |
| Lockheed Martin Corp539830909 | CALL | – | $78.6M |
| United Airls Hldgs Inc910047909 | CALL | – | $78.3M |
| Raytheon Technologies Corp75513E901 | CALL | – | $75.3M |
| iShares Tr464288905 | CALL | – | $75.2M |
| Starbucks Corp855244909 | CALL | – | $75.0M |
| Chevron Corp New166764900 | CALL | – | $74.0M |
| ProShares Tr74347X950 | PUT | $73.6M | – |
| iShares Tr464288955 | PUT | $72.4M | – |