Simplex Trading, LLC
- SEC CIK
- 0001488542
- Latest filing
- Aug 12, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Apr 26, 2021. Long positions only.
- Positions
- 2,793
- No 13F data for Q4 2020
- Portfolio value
- $1.79B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PPCPilgrims Pride Corp | Stock | 2,796 | $66.0K | <0.1% | – | – | History |
| SRSpire Inc | COM | 894 | $66.0K | <0.1% | – | – | History |
| TDWTidewater Inc | COM | 5,284 | $66.0K | <0.1% | – | – | History |
| ASYSAmtech Systems Inc | COM PAR $0.01N | 5,656 | $66.0K | <0.1% | – | – | History |
| SYBXSynlogic, Inc. | COM | 18,626 | $66.0K | <0.1% | – | – | History |
| LADRLadder Capital Corp | CL A | 5,761 | $67.0K | <0.1% | – | – | History |
| INGING Groep NV | SPONSORED ADR | 5,528 | $67.0K | <0.1% | – | – | History |
| ESTAEstablishment Labs Holdings Inc. | COM | 1,084 | $67.0K | <0.1% | – | – | History |
| HTHTH World Group Ltd | SPONSORED ADS | 1,224 | $67.0K | <0.1% | – | – | History |
| CMTLComtech Telecommunications Corp | COM NEW | 2,699 | $67.0K | <0.1% | – | – | History |
| DBDDiebold Nixdorf, Inc | COM | 4,743 | $67.0K | <0.1% | – | – | History |
| LJPCLa Jolla Pharmaceutical Co | COM PAR $.0001 2 | 15,848 | $67.0K | <0.1% | – | – | History |
| NSTGNS Wind Down Co., Inc. | COM | 1,027 | $67.0K | <0.1% | – | – | History |
| SPTNSpartanNash Co | COM | 3,423 | $67.0K | <0.1% | – | – | History |
| STRAStrategic Education, Inc. | COM | 747 | $68.0K | <0.1% | – | – | History |
| TOLToll Brothers, Inc. | COM | 1,200 | $68.0K | <0.1% | – | – | History |
| MTLSMaterialise NV | SPONSORED ADS | 1,907 | $68.0K | <0.1% | – | – | History |
| LBRDKLiberty Broadband Corp | COM SER C | 458 | $68.0K | <0.1% | – | – | History |
| CRKComstock Resources Inc | COM | 12,496 | $69.0K | <0.1% | – | – | History |
| ARIApollo Commercial Real Estate Finance, Inc. | COM | 4,978 | $69.0K | <0.1% | – | – | History |
| PNTGPennant Group, Inc. | COM | 1,527 | $69.0K | <0.1% | – | – | History |
| VICIVici Properties Inc. | COM | 2,460 | $69.0K | <0.1% | – | – | History |
| CPFCentral Pacific Financial Corp | COM NEW | 2,599 | $69.0K | <0.1% | – | – | History |
| RGSRegis Corp | COM | 5,505 | $69.0K | <0.1% | – | – | History |
| SREVConcentrix Srev, Inc. | COM | 47,105 | $69.0K | <0.1% | – | – | History |
| PLMRPalomar Holdings, Inc. | Stock | 1,054 | $70.0K | <0.1% | – | – | History |
| GPNGlobal Payments Inc | Stock | 350 | $70.0K | <0.1% | – | – | History |
| FFBCFirst Financial Bancorp | COM | 2,919 | $70.0K | <0.1% | – | – | History |
| ARDXArdelyx, Inc. | COM | 10,613 | $70.0K | <0.1% | – | – | History |
| CATOCato Corp | CL A | 5,854 | $70.0K | <0.1% | – | – | History |
| MODNModel N, Inc. | COM | 2,013 | $70.0K | <0.1% | – | – | History |
| LBTYALiberty Global Ltd. | SHS CL A | 2,758 | $70.0K | <0.1% | – | – | History |
| SMFGSumitomo Mitsui Financial Group, Inc. | SPONSORED ADR | 9,879 | $71.0K | <0.1% | – | – | History |
| CHDNChurchill Downs Inc | COM | 313 | $71.0K | <0.1% | – | – | History |
| SPDR Series Trust78464A722 | ST STR SP PHARMA | 1,421 | $71.0K | <0.1% | – | – | – |
| MRVIMaravai Lifesciences Holdings, Inc. | COM CL A | 2,003 | $71.0K | <0.1% | – | – | History |
| OOMAOoma Inc | COM | 4,481 | $71.0K | <0.1% | – | – | History |
| CFRXCONTRAFECT Corp | COM NEW | 14,954 | $71.0K | <0.1% | – | – | History |
| INFNInfinera Corp | COM | 7,379 | $71.0K | <0.1% | – | – | History |
| RCIRogers Communications Inc | CL B | 1,564 | $72.0K | <0.1% | – | – | History |
| WSRWhitestone REIT | COM | 7,450 | $72.0K | <0.1% | – | – | History |
| ALECAlector, Inc. | COM | 3,624 | $72.0K | <0.1% | – | – | History |
| TECXTectonic Therapeutic, Inc. | COM | 5,707 | $72.0K | <0.1% | – | – | History |
| IBIOiBio, Inc. | COM NEW | 47,366 | $72.0K | <0.1% | – | – | History |
| PXDPioneer Natural Resources Co | COM | 456 | $72.0K | <0.1% | – | – | History |
| FRFirst Industrial Realty Trust Inc | COM | 1,637 | $74.0K | <0.1% | – | – | History |
| CSPRCasper Sleep Inc. | COM | 10,348 | $74.0K | <0.1% | – | – | History |
| AIXCFF EAI Robotics Ecosystem Inc. | COM | 27,432 | $74.0K | <0.1% | – | – | History |
| Washington Prime Group Inc.93964W405 | COM | 33,515 | $74.0K | <0.1% | – | – | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 343 | $75.0K | <0.1% | – | – | – |
| EWBCEast West Bancorp Inc | COM | 1,028 | $75.0K | <0.1% | – | – | History |
| PNWPinnacle West Capital Corp | COM | 923 | $75.0K | <0.1% | – | – | History |
| VIPSVipshop Holdings Ltd | SPONSORED ADS A | 2,523 | $75.0K | <0.1% | – | – | History |
| iShares MSCI Eafe ETF464287465 | ETF | 1,014 | $76.0K | <0.1% | – | – | – |
| RRRRed Rock Resorts, Inc. | CL A | 2,339 | $76.0K | <0.1% | – | – | History |
| KURAKura Oncology, Inc. | COM | 2,698 | $76.0K | <0.1% | – | – | History |
| RVSBRiverview Bancorp Inc | COM | 11,088 | $76.0K | <0.1% | – | – | History |
| SCSSteelcase Inc | CL A | 5,312 | $76.0K | <0.1% | – | – | History |
| WNS Hldgs Ltd92932M101 | SPON ADR | 1,057 | $76.0K | <0.1% | – | – | – |
| AZOAutoZone Inc | COM | 55 | $77.0K | <0.1% | – | – | History |
| BJBJ's Wholesale Club Holdings, Inc. | COM | 1,738 | $77.0K | <0.1% | – | – | History |
| CVLTCommvault Systems Inc | COM | 1,207 | $77.0K | <0.1% | – | – | History |
| GEOSGeospace Technologies Corp | COM | 8,506 | $77.0K | <0.1% | – | – | History |
| IMUXImmunic, Inc. | COM | 4,834 | $77.0K | <0.1% | – | – | History |
| PRIMPrimoris Services Corp | Stock | 2,371 | $78.0K | <0.1% | – | – | History |
| PRGSProgress Software Corp | COM | 1,790 | $78.0K | <0.1% | – | – | History |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 14,582 | $78.0K | <0.1% | – | – | History |
| NNINelnet Inc | CL A | 1,084 | $78.0K | <0.1% | – | – | History |
| New Gold Inc Cda644535106 | COM | 50,755 | $78.0K | <0.1% | – | – | – |
| LGMKLogicMark, Inc. | COM NEW | 55,972 | $78.0K | <0.1% | – | – | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 3,567 | $80.0K | <0.1% | – | – | – |
| YAlleghany Corp | COM | 129 | $80.0K | <0.1% | – | – | History |
| DRRXDurect Corp | COM | 40,709 | $80.0K | <0.1% | – | – | History |
| iShares Inc464286764 | MSCI SPAIN ETF | 2,977 | $81.0K | <0.1% | – | – | – |
| IDTIdt Corp | CL B NEW | 3,609 | $81.0K | <0.1% | – | – | History |
| CalAmp Corp.128126109 | COM | 7,494 | $81.0K | <0.1% | – | – | – |
| Climate Change Crisis Real I18716C100 | CL A COM | 5,973 | $81.0K | <0.1% | – | – | – |
| HYREHC Liquidating, Inc. | COM | 8,323 | $81.0K | <0.1% | – | – | History |
| Shaw Communications Inc82028K200 | CL B CONV | 3,117 | $81.0K | <0.1% | – | – | – |
| Schwab US Tips ETF808524870 | ETF | 1,346 | $82.0K | <0.1% | – | – | – |
| BOXBox Inc | CL A | 3,611 | $82.0K | <0.1% | – | – | History |
| MCMoelis & Co | CL A | 1,508 | $82.0K | <0.1% | – | – | History |
| SPSCSPS Commerce Inc | COM | 833 | $82.0K | <0.1% | – | – | History |
| FRGFranchise Group, Inc. | COM | 2,281 | $82.0K | <0.1% | – | – | History |
| HIBBHibbett Inc | COM | 1,203 | $82.0K | <0.1% | – | – | History |
| iShares Inc46434G814 | MSCI MLY ETF NEW | 3,056 | $82.0K | <0.1% | – | – | – |
| BCBrunswick Corp | COM | 874 | $83.0K | <0.1% | – | – | History |
| CDXSCodexis, Inc. | COM | 3,639 | $83.0K | <0.1% | – | – | History |
| CLVRClever Leaves Holdings Inc. | COM | 8,088 | $83.0K | <0.1% | – | – | History |
| SPXCSPX Technologies, Inc. | COM | 1,436 | $83.0K | <0.1% | – | – | History |
| GIIIG III Apparel Group Ltd | COM | 2,788 | $84.0K | <0.1% | – | – | History |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 17,588 | $84.0K | <0.1% | – | – | History |
| PAVMPAVmed Inc. | COM | 18,984 | $84.0K | <0.1% | – | – | History |
| ProShares Tr74347R214 | PSHS ULT NASB | 1,016 | $84.0K | <0.1% | – | – | – |
| VBIVVBI Vaccines Inc/BC | COM NEW | 27,310 | $84.0K | <0.1% | – | – | History |
| TXG10x Genomics, Inc. | CL A COM | 471 | $85.0K | <0.1% | – | – | History |
| RVNCRevance Therapeutics, Inc. | COM | 3,047 | $85.0K | <0.1% | – | – | History |
| MCRIMonarch Casino & Resort Inc | COM | 1,421 | $86.0K | <0.1% | – | – | History |
| DANDANA Inc | COM | 3,571 | $86.0K | <0.1% | – | – | History |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 2,225 | $87.0K | <0.1% | – | – | – |
Options (6,206)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 6,206 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPDR S&P 500 ETF Tr78462F953 | PUT | $10.1B | – |
| SPDR S&P 500 ETF Tr78462F903 | CALL | – | $4.29B |
| Amazon Com Inc023135906 | CALL | – | $2.14B |
| Amazon Com Inc023135956 | PUT | $1.87B | – |
| Apple Inc037833900 | CALL | – | $1.62B |
| Apple Inc037833950 | PUT | $1.45B | – |
| Facebook Inc30303M902 | CALL | – | $719.4M |
| Microsoft Corp594918904 | CALL | – | $660.3M |
| SPDR Gold Tr78463V907 | CALL | – | $605.8M |
| Microsoft Corp594918954 | PUT | $598.9M | – |
| Facebook Inc30303M952 | PUT | $593.8M | – |
| SPDR Gold Tr78463V957 | GOLD SHS | $585.8M | – |
| iShares Tr464287957 | PUT | $407.9M | – |
| Boeing Co097023905 | COM | – | $396.4M |
| Netflix Inc64110L956 | PUT | $379.1M | – |
| SPDR Dow Jones Indl Average78467X959 | PUT | $337.2M | – |
| Advanced Micro Devices Inc007903957 | PUT | $334.0M | – |
| Salesforce Com Inc79466L902 | CALL | – | $292.5M |
| Alphabet Inc02079K955 | PUT | $287.5M | – |
| Boeing Co097023955 | PUT | $277.7M | – |
| Advanced Micro Devices Inc007903907 | CALL | – | $261.6M |
| Baidu Inc056752908 | CALL | – | $261.1M |
| SPDR Dow Jones Indl Average78467X909 | CALL | – | $260.3M |
| Visa Inc92826C909 | CALL | – | $252.0M |
| Alphabet Inc02079K905 | CALL | – | $245.2M |
| Square Inc852234903 | CALL | – | $241.1M |
| NIO Inc62914V956 | PUT | $240.5M | – |
| Netflix Inc64110L906 | CALL | – | $239.0M |
| Visa Inc92826C959 | PUT | $238.1M | – |
| Square Inc852234953 | PUT | $237.8M | – |
| Baidu Inc056752958 | PUT | $235.3M | – |
| Shopify Inc82509L957 | PUT | $219.2M | – |
| PayPal Hldgs Inc70450Y953 | PUT | $213.1M | – |
| Micron Technology Inc595112953 | PUT | $197.3M | – |
| Select Sector SPDR Tr81369Y956 | PUT | $188.5M | – |
| Shopify Inc82509L907 | CALL | – | $184.7M |
| JPMorgan Chase & Co46625H905 | CALL | – | $184.0M |
| PayPal Hldgs Inc70450Y903 | CALL | – | $171.9M |
| NIO Inc62914V906 | CALL | – | $168.0M |
| Salesforce Com Inc79466L952 | PUT | $166.6M | – |
| JPMorgan Chase & Co46625H955 | PUT | $165.4M | – |
| Goldman Sachs Group Inc38141G954 | PUT | $163.5M | – |
| iShares Tr464287907 | CALL | – | $162.8M |
| ProShares Tr74347X900 | CALL | – | $159.2M |
| Roku Inc77543R952 | PUT | $159.1M | – |
| Micron Technology Inc595112903 | CALL | – | $157.5M |
| Adobe Systems Incorporated00724F951 | PUT | $151.5M | – |
| Applied Matls Inc038222955 | PUT | $148.9M | – |
| Zoom Video Communications IN98980L951 | PUT | $146.8M | – |
| ARK ETF Tr00214Q958 | PUT | $146.0M | – |
| Select Sector SPDR Tr81369Y906 | CALL | – | $145.1M |
| Adobe Systems Incorporated00724F901 | CALL | – | $142.8M |
| SPDR Ser Tr78464A958 | PUT | $141.8M | – |
| Intel Corp458140950 | PUT | $138.4M | – |
| Citigroup Inc172967954 | PUT | $136.1M | – |
| Zoom Video Communications IN98980L901 | CALL | – | $134.2M |
| Intel Corp458140900 | CALL | – | $131.5M |
| Taiwan Semiconductor Mfg Ltd874039950 | PUT | $123.6M | – |
| Cisco Sys Inc17275R952 | PUT | $120.8M | – |
| Taiwan Semiconductor Mfg Ltd874039900 | CALL | – | $120.5M |
| Snap Inc83304A906 | CALL | – | $119.7M |
| Roku Inc77543R902 | CALL | – | $116.2M |
| Starbucks Corp855244959 | PUT | $109.2M | – |
| Peloton Interactive Inc70614W950 | PUT | $107.1M | – |
| ARK ETF Tr00214Q908 | CALL | – | $105.3M |
| Jd.com Inc47215P956 | PUT | $104.2M | – |
| Goldman Sachs Group Inc38141G904 | CALL | – | $103.8M |
| Viacomcbs Inc92556H956 | PUT | $103.6M | – |
| Viacomcbs Inc92556H906 | CALL | – | $102.1M |
| Caterpillar Inc149123951 | PUT | $101.7M | – |
| Uber Technologies Inc90353T900 | CALL | – | $98.5M |
| Citigroup Inc172967904 | CALL | – | $98.2M |
| Johnson & Johnson478160904 | CALL | – | $97.9M |
| Sea Ltd81141R950 | PUT | $96.3M | – |
| SPDR Ser Tr78464A908 | CALL | – | $95.8M |
| Snowflake Inc833445909 | CALL | – | $94.9M |
| Johnson & Johnson478160954 | PUT | $94.4M | – |
| Snowflake Inc833445959 | PUT | $92.7M | – |
| Snap Inc83304A956 | PUT | $92.4M | – |
| Applied Matls Inc038222905 | CALL | – | $92.0M |
| AutoZone Inc053332952 | PUT | $89.2M | – |
| AT&T Inc00206R902 | CALL | – | $87.2M |
| Pfizer Inc717081953 | PUT | $86.7M | – |
| Jd.com Inc47215P906 | CALL | – | $86.4M |
| General MTRS Co37045V950 | PUT | $86.2M | – |
| General MTRS Co37045V900 | CALL | – | $86.0M |
| BK of America Corp060505954 | PUT | $83.5M | – |
| Merck & Co. Inc58933Y905 | CALL | – | $83.2M |
| Caterpillar Inc149123901 | CALL | – | $82.4M |
| American Airls Group Inc02376R952 | PUT | $82.2M | – |
| Beyond Meat Inc08862E959 | PUT | $81.0M | – |
| ServiceNow Inc81762P952 | PUT | $80.8M | – |
| Lockheed Martin Corp539830909 | CALL | – | $78.6M |
| United Airls Hldgs Inc910047909 | CALL | – | $78.3M |
| Raytheon Technologies Corp75513E901 | CALL | – | $75.3M |
| iShares Tr464288905 | CALL | – | $75.2M |
| Starbucks Corp855244909 | CALL | – | $75.0M |
| Chevron Corp New166764900 | CALL | – | $74.0M |
| ProShares Tr74347X950 | PUT | $73.6M | – |
| iShares Tr464288955 | PUT | $72.4M | – |