Simplex Trading, LLC
- SEC CIK
- 0001488542
- Latest filing
- Aug 12, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Apr 26, 2021. Long positions only.
- Positions
- 2,793
- No 13F data for Q4 2020
- Portfolio value
- $1.79B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| TVTXTravere Therapeutics, Inc. | COM | 2,088 | $52.0K | <0.1% | – | – | History |
| LILALiberty Latin America Ltd. | COM CL A | 4,078 | $52.0K | <0.1% | – | – | History |
| Atech (Parent) Resolution Corp.00973N102 | COM | 3,962 | $52.0K | <0.1% | – | – | – |
| SCPXScorpius Holdings, Inc. | COM | 7,237 | $52.0K | <0.1% | – | – | History |
| IINIntricon Corp | COM | 2,051 | $52.0K | <0.1% | – | – | History |
| MTAMetalla Royalty & Streaming Ltd. | COM NEW | 5,881 | $52.0K | <0.1% | – | – | History |
| DTILPrecision Biosciences Inc | COM | 5,033 | $52.0K | <0.1% | – | – | History |
| SIOXSio Gene Therapies Inc. | COMMON | 20,264 | $52.0K | <0.1% | – | – | History |
| WKHSWorkhorse Group Inc. | COM NEW | 3,787 | $52.0K | <0.1% | – | – | History |
| ATECAlphatec Holdings, Inc. | COM NEW | 3,399 | $53.0K | <0.1% | – | – | History |
| RLIRli Corp | COM | 482 | $53.0K | <0.1% | – | – | History |
| RYAAYRyanair Holdings PLC | SPONSORED ADR | 469 | $53.0K | <0.1% | – | – | History |
| DBIDesigner Brands Inc. | CL A | 3,063 | $53.0K | <0.1% | – | – | History |
| CSODCornerstone OnDemand Inc | COM | 1,227 | $53.0K | <0.1% | – | – | History |
| CMPCompass Minerals International Inc | Stock | 871 | $54.0K | <0.1% | – | – | History |
| BVNBuenaventura Mining Co Inc | SPONSORED ADR | 5,455 | $54.0K | <0.1% | – | – | History |
| SLPSimulations Plus, Inc. | COM | 865 | $54.0K | <0.1% | – | – | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 1,000 | $54.0K | <0.1% | – | – | – |
| SYSo-Young International Inc. | SPONSORED ADS | 5,523 | $54.0K | <0.1% | – | – | History |
| BSQRBsquare Corp | COM NEW | 15,931 | $54.0K | <0.1% | – | – | History |
| CNSLConsolidated Communications Holdings, Inc. | COM | 7,500 | $54.0K | <0.1% | – | – | History |
| DSXDiana Shipping Inc. | COM | 18,177 | $54.0K | <0.1% | – | – | History |
| BROBrown & Brown, Inc. | Stock | 1,224 | $55.0K | <0.1% | – | – | History |
| PAYCPaycom Software, Inc. | Stock | 149 | $55.0K | <0.1% | – | – | History |
| IRTCiRhythm Holdings, Inc. | COM | 402 | $55.0K | <0.1% | – | – | History |
| FSTRFoster L B Co | COM | 3,111 | $55.0K | <0.1% | – | – | History |
| TILEInterface Inc | COM | 4,459 | $55.0K | <0.1% | – | – | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 7,702 | $55.0K | <0.1% | – | – | History |
| UMHUmh Properties, Inc. | COM | 2,880 | $55.0K | <0.1% | – | – | History |
| UFIUnifi Inc | COM NEW | 2,009 | $55.0K | <0.1% | – | – | History |
| CNCEConcert Pharmaceuticals, Inc. | COM | 11,112 | $55.0K | <0.1% | – | – | History |
| Fednat Hldg Co31431B109 | COM | 11,952 | $55.0K | <0.1% | – | – | – |
| PHXPHX Minerals Inc. | CL A | 19,512 | $55.0K | <0.1% | – | – | History |
| ZVOZovio Inc | COM | 13,694 | $55.0K | <0.1% | – | – | History |
| ACLSAxcelis Technologies Inc | Stock | 1,373 | $56.0K | <0.1% | – | – | History |
| CHDChurch & Dwight Co Inc | COM | 642 | $56.0K | <0.1% | – | – | History |
| SLRCSLR Investment Corp. | COM | 3,207 | $56.0K | <0.1% | – | – | History |
| OTEXOpen Text Corp | COM | 1,190 | $56.0K | <0.1% | – | – | History |
| ONITOnity Group Inc. | COM NEW | 1,980 | $56.0K | <0.1% | – | – | History |
| Aeterna Zentaris Inc007975402 | COM | 49,757 | $56.0K | <0.1% | – | – | – |
| AAICArlington Asset Investment Corp. | CL A NEW | 13,884 | $56.0K | <0.1% | – | – | History |
| NMRDNemaura Medical Inc. | COM NEW | 7,408 | $56.0K | <0.1% | – | – | History |
| PGTIPGT Innovations, Inc. | COM | 2,241 | $56.0K | <0.1% | – | – | History |
| TTCToro Co | COM | 555 | $57.0K | <0.1% | – | – | History |
| BOKFBok Financial Corp | COM NEW | 647 | $57.0K | <0.1% | – | – | History |
| ASRTAssertio Holdings, Inc. | COM STK | 84,832 | $57.0K | <0.1% | – | – | History |
| GDENNew Royal Holdco I Inc. | COM | 2,285 | $57.0K | <0.1% | – | – | History |
| MSG Network Inc553573106 | CL A | 3,819 | $57.0K | <0.1% | – | – | – |
| NEPTFNeptune Wellness Solutions Inc. | COM | 43,596 | $57.0K | <0.1% | – | – | History |
| CMCCommercial Metals Co | Stock | 1,892 | $58.0K | <0.1% | – | – | History |
| ACIUAC Immune SA | SHS | 7,630 | $58.0K | <0.1% | – | – | History |
| SOHUSohu.com Ltd | SPONSORED ADS | 3,710 | $58.0K | <0.1% | – | – | History |
| ETF Managers Tr26924G706 | WEDBUSH VID GAME | 601 | $58.0K | <0.1% | – | – | – |
| SCOProShares Trust II | ULSHT BLOOMB OIL | 8,250 | $58.0K | <0.1% | – | – | History |
| Fidelity MSCI Materials Index ETF316092881 | ETF | 1,335 | $59.0K | <0.1% | – | – | – |
| iShares Inc464286665 | MSCI PAC JP ETF | 1,186 | $59.0K | <0.1% | – | – | – |
| VICRVicor Corp | COM | 705 | $59.0K | <0.1% | – | – | History |
| BKDBrookdale Senior Living Inc. | COM | 9,866 | $59.0K | <0.1% | – | – | History |
| FCFranklin Covey Co | COM | 2,087 | $59.0K | <0.1% | – | – | History |
| MATVMativ Holdings, Inc. | COM | 1,215 | $59.0K | <0.1% | – | – | History |
| RCKTRocket Pharmaceuticals, Inc. | COM | 1,350 | $59.0K | <0.1% | – | – | History |
| TGTredegar Corp | COM | 3,984 | $59.0K | <0.1% | – | – | History |
| Barclays Bank PLC06739H313 | ETN DJUBSCOCO 38 | 2,016 | $59.0K | <0.1% | – | – | – |
| XAIRBeyond Air, Inc. | COM | 10,878 | $59.0K | <0.1% | – | – | History |
| CAI International, Inc.12477X106 | COM | 1,317 | $59.0K | <0.1% | – | – | – |
| Overseas Shipholding Group Inc69036R863 | CL A NEW | 28,855 | $59.0K | <0.1% | – | – | – |
| ROGRogers Corp | COM | 322 | $60.0K | <0.1% | – | – | History |
| SRRKScholar Rock Holding Corp | COM | 1,200 | $60.0K | <0.1% | – | – | History |
| WTRGEssential Utilities, Inc. | COM | 1,349 | $60.0K | <0.1% | – | – | History |
| MDCSekisui House U.S., Inc. | COM | 1,022 | $60.0K | <0.1% | – | – | History |
| GCOGenesco Inc | COM | 1,302 | $61.0K | <0.1% | – | – | History |
| BQBoqii Holding Ltd | SPONSORED ADS | 11,103 | $61.0K | <0.1% | – | – | History |
| FMBIFirst Midwest Bancorp Inc | COM | 2,785 | $61.0K | <0.1% | – | – | History |
| ZEUSOlympic Steel Inc | COM | 2,104 | $61.0K | <0.1% | – | – | History |
| VVNTVivint Smart Home, Inc. | COM CL A | 4,325 | $61.0K | <0.1% | – | – | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 243 | $62.0K | <0.1% | – | – | – |
| AGOAssured Guaranty Ltd | COM | 1,489 | $62.0K | <0.1% | – | – | History |
| CULPCulp Inc | COM | 4,042 | $62.0K | <0.1% | – | – | History |
| Direxion Shs ETF Tr25460E711 | DLY UTLTIES 3X | 2,163 | $62.0K | <0.1% | – | – | – |
| USXUS Xpress Enterprises Inc | COM CL A | 5,349 | $62.0K | <0.1% | – | – | History |
| TKTeekay Corp Ltd | COM | 19,555 | $62.0K | <0.1% | – | – | History |
| ABMAbm Industries Inc | COM | 1,250 | $63.0K | <0.1% | – | – | History |
| PCTYPaylocity Holding Corp | COM | 355 | $63.0K | <0.1% | – | – | History |
| SBGISinclair, Inc. | CL A | 2,162 | $63.0K | <0.1% | – | – | History |
| OPRAOpera Ltd | SPONSORED ADS | 6,409 | $64.0K | <0.1% | – | – | History |
| PNNTPennantpark Investment Corp | COM | 11,333 | $64.0K | <0.1% | – | – | History |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 4,436 | $64.0K | <0.1% | – | – | History |
| MODModine Manufacturing Co | COM | 4,340 | $64.0K | <0.1% | – | – | History |
| TBBKBancorp, Inc. | COM | 3,131 | $64.0K | <0.1% | – | – | History |
| CLPTClearPoint Neuro, Inc. | COM | 3,071 | $64.0K | <0.1% | – | – | History |
| Brookfield Ppty REIT Inc11282X103 | CL A | 3,605 | $64.0K | <0.1% | – | – | – |
| QTTBQ32 Bio Inc. | COM | 6,828 | $64.0K | <0.1% | – | – | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 1,495 | $64.0K | <0.1% | – | – | History |
| CYDChina Yuchai International Ltd | COM | 4,259 | $65.0K | <0.1% | – | – | History |
| INVHInvitation Homes Inc. | COM | 2,051 | $65.0K | <0.1% | – | – | History |
| APAMArtisan Partners Asset Management Inc. | CL A | 1,264 | $65.0K | <0.1% | – | – | History |
| FOSLFossil Group, Inc. | COM | 5,278 | $65.0K | <0.1% | – | – | History |
| Listed FD Tr53656F441 | ROUNDHILL STREAM | 5,053 | $65.0K | <0.1% | – | – | – |
| MBIOMustang Bio, Inc. | COM | 19,717 | $65.0K | <0.1% | – | – | History |
| RITMRithm Capital Corp. | REIT | 5,900 | $66.0K | <0.1% | – | – | History |
Options (6,206)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 6,206 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPDR S&P 500 ETF Tr78462F953 | PUT | $10.1B | – |
| SPDR S&P 500 ETF Tr78462F903 | CALL | – | $4.29B |
| Amazon Com Inc023135906 | CALL | – | $2.14B |
| Amazon Com Inc023135956 | PUT | $1.87B | – |
| Apple Inc037833900 | CALL | – | $1.62B |
| Apple Inc037833950 | PUT | $1.45B | – |
| Facebook Inc30303M902 | CALL | – | $719.4M |
| Microsoft Corp594918904 | CALL | – | $660.3M |
| SPDR Gold Tr78463V907 | CALL | – | $605.8M |
| Microsoft Corp594918954 | PUT | $598.9M | – |
| Facebook Inc30303M952 | PUT | $593.8M | – |
| SPDR Gold Tr78463V957 | GOLD SHS | $585.8M | – |
| iShares Tr464287957 | PUT | $407.9M | – |
| Boeing Co097023905 | COM | – | $396.4M |
| Netflix Inc64110L956 | PUT | $379.1M | – |
| SPDR Dow Jones Indl Average78467X959 | PUT | $337.2M | – |
| Advanced Micro Devices Inc007903957 | PUT | $334.0M | – |
| Salesforce Com Inc79466L902 | CALL | – | $292.5M |
| Alphabet Inc02079K955 | PUT | $287.5M | – |
| Boeing Co097023955 | PUT | $277.7M | – |
| Advanced Micro Devices Inc007903907 | CALL | – | $261.6M |
| Baidu Inc056752908 | CALL | – | $261.1M |
| SPDR Dow Jones Indl Average78467X909 | CALL | – | $260.3M |
| Visa Inc92826C909 | CALL | – | $252.0M |
| Alphabet Inc02079K905 | CALL | – | $245.2M |
| Square Inc852234903 | CALL | – | $241.1M |
| NIO Inc62914V956 | PUT | $240.5M | – |
| Netflix Inc64110L906 | CALL | – | $239.0M |
| Visa Inc92826C959 | PUT | $238.1M | – |
| Square Inc852234953 | PUT | $237.8M | – |
| Baidu Inc056752958 | PUT | $235.3M | – |
| Shopify Inc82509L957 | PUT | $219.2M | – |
| PayPal Hldgs Inc70450Y953 | PUT | $213.1M | – |
| Micron Technology Inc595112953 | PUT | $197.3M | – |
| Select Sector SPDR Tr81369Y956 | PUT | $188.5M | – |
| Shopify Inc82509L907 | CALL | – | $184.7M |
| JPMorgan Chase & Co46625H905 | CALL | – | $184.0M |
| PayPal Hldgs Inc70450Y903 | CALL | – | $171.9M |
| NIO Inc62914V906 | CALL | – | $168.0M |
| Salesforce Com Inc79466L952 | PUT | $166.6M | – |
| JPMorgan Chase & Co46625H955 | PUT | $165.4M | – |
| Goldman Sachs Group Inc38141G954 | PUT | $163.5M | – |
| iShares Tr464287907 | CALL | – | $162.8M |
| ProShares Tr74347X900 | CALL | – | $159.2M |
| Roku Inc77543R952 | PUT | $159.1M | – |
| Micron Technology Inc595112903 | CALL | – | $157.5M |
| Adobe Systems Incorporated00724F951 | PUT | $151.5M | – |
| Applied Matls Inc038222955 | PUT | $148.9M | – |
| Zoom Video Communications IN98980L951 | PUT | $146.8M | – |
| ARK ETF Tr00214Q958 | PUT | $146.0M | – |
| Select Sector SPDR Tr81369Y906 | CALL | – | $145.1M |
| Adobe Systems Incorporated00724F901 | CALL | – | $142.8M |
| SPDR Ser Tr78464A958 | PUT | $141.8M | – |
| Intel Corp458140950 | PUT | $138.4M | – |
| Citigroup Inc172967954 | PUT | $136.1M | – |
| Zoom Video Communications IN98980L901 | CALL | – | $134.2M |
| Intel Corp458140900 | CALL | – | $131.5M |
| Taiwan Semiconductor Mfg Ltd874039950 | PUT | $123.6M | – |
| Cisco Sys Inc17275R952 | PUT | $120.8M | – |
| Taiwan Semiconductor Mfg Ltd874039900 | CALL | – | $120.5M |
| Snap Inc83304A906 | CALL | – | $119.7M |
| Roku Inc77543R902 | CALL | – | $116.2M |
| Starbucks Corp855244959 | PUT | $109.2M | – |
| Peloton Interactive Inc70614W950 | PUT | $107.1M | – |
| ARK ETF Tr00214Q908 | CALL | – | $105.3M |
| Jd.com Inc47215P956 | PUT | $104.2M | – |
| Goldman Sachs Group Inc38141G904 | CALL | – | $103.8M |
| Viacomcbs Inc92556H956 | PUT | $103.6M | – |
| Viacomcbs Inc92556H906 | CALL | – | $102.1M |
| Caterpillar Inc149123951 | PUT | $101.7M | – |
| Uber Technologies Inc90353T900 | CALL | – | $98.5M |
| Citigroup Inc172967904 | CALL | – | $98.2M |
| Johnson & Johnson478160904 | CALL | – | $97.9M |
| Sea Ltd81141R950 | PUT | $96.3M | – |
| SPDR Ser Tr78464A908 | CALL | – | $95.8M |
| Snowflake Inc833445909 | CALL | – | $94.9M |
| Johnson & Johnson478160954 | PUT | $94.4M | – |
| Snowflake Inc833445959 | PUT | $92.7M | – |
| Snap Inc83304A956 | PUT | $92.4M | – |
| Applied Matls Inc038222905 | CALL | – | $92.0M |
| AutoZone Inc053332952 | PUT | $89.2M | – |
| AT&T Inc00206R902 | CALL | – | $87.2M |
| Pfizer Inc717081953 | PUT | $86.7M | – |
| Jd.com Inc47215P906 | CALL | – | $86.4M |
| General MTRS Co37045V950 | PUT | $86.2M | – |
| General MTRS Co37045V900 | CALL | – | $86.0M |
| BK of America Corp060505954 | PUT | $83.5M | – |
| Merck & Co. Inc58933Y905 | CALL | – | $83.2M |
| Caterpillar Inc149123901 | CALL | – | $82.4M |
| American Airls Group Inc02376R952 | PUT | $82.2M | – |
| Beyond Meat Inc08862E959 | PUT | $81.0M | – |
| ServiceNow Inc81762P952 | PUT | $80.8M | – |
| Lockheed Martin Corp539830909 | CALL | – | $78.6M |
| United Airls Hldgs Inc910047909 | CALL | – | $78.3M |
| Raytheon Technologies Corp75513E901 | CALL | – | $75.3M |
| iShares Tr464288905 | CALL | – | $75.2M |
| Starbucks Corp855244909 | CALL | – | $75.0M |
| Chevron Corp New166764900 | CALL | – | $74.0M |
| ProShares Tr74347X950 | PUT | $73.6M | – |
| iShares Tr464288955 | PUT | $72.4M | – |