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Livermore
Livermore
ZHEN

Sawtooth Solutions, LLC

SEC CIK
0001486066
Latest filing
Jan 29, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 19, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
994
−63 vs. Q2 2023
Portfolio value
$3.11B
−$548.8M (−15.0%) vs. Q2 2023
Filed
Oct 19, 2023
SEC
Holdings of Sawtooth Solutions, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
APLSApellis Pharmaceuticals, Inc.COM78,380$2.98M0.1%−307−0.4%ReducedHistory
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER64,192$2.99M0.1%+493+0.8%Added–
BXBlackstone Inc.COM27,892$2.99M0.1%−11,276−28.8%ReducedHistory
AKAMAkamai Technologies IncCOM28,531$3.04M0.1%+260+0.9%AddedHistory
CDNSCadence Design Systems IncStock13,043$3.06M0.1%−279−2.1%ReducedHistory
WBAWalgreens Boots Alliance, Inc.COM140,006$3.11M0.1%+7,124+5.4%AddedHistory
AMDAdvanced Micro Devices IncStock30,709$3.16M0.1%−3,688−10.7%ReducedHistory
SYYSysco CorpStock48,306$3.19M0.1%−8,444−14.9%ReducedHistory
SWNSouthwestern Energy CoCOM494,921$3.19M0.1%−1,031−0.2%ReducedHistory
VZVerizon Communications IncStock98,710$3.20M0.1%−32,238−24.6%ReducedHistory
NOCNorthrop Grumman CorpStock7,342$3.23M0.1%+436+6.3%AddedHistory
ABMAbm Industries IncCOM81,725$3.27M0.1%+1,931+2.4%AddedHistory
First Tr Exchange-Traded FD33734H106SHS87,464$3.27M0.1%−5,165−5.6%Reduced–
EDREndeavor Group Holdings, Inc.CL A COM165,403$3.29M0.1%+2,767+1.7%AddedHistory
TAKTakeda Pharmaceutical Co LtdADR213,515$3.30M0.1%+955+0.4%AddedHistory
EQTEQT CorpStock82,206$3.34M0.1%−1,113−1.3%ReducedHistory
CNQCanadian Natural Resources LtdCOM51,736$3.35M0.1%+1,287+2.6%AddedHistory
SMGScotts Miracle-Gro CoStock64,762$3.35M0.1%+3,149+5.1%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF67,452$3.38M0.1%−854,848−92.7%Reduced–
BGBunge Global SACOM31,481$3.41M0.1%−3,281−9.4%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW11,716$3.42M0.1%−4,298−26.8%ReducedHistory
TTEKTetra Tech IncCOM22,627$3.44M0.1%−218−1.0%ReducedHistory
ACNAccenture plcStock11,256$3.46M0.1%−579−4.9%ReducedHistory
BABoeing CoStock18,052$3.46M0.1%−3,834−17.5%ReducedHistory
MUMicron Technology IncStock51,208$3.48M0.1%−1,625−3.1%ReducedHistory
CAGConagra Brands Inc.Stock127,414$3.49M0.1%−4,852−3.7%ReducedHistory
BMYBristol Myers Squibb CoStock60,639$3.52M0.1%−12,832−17.5%ReducedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF34,940$3.53M0.1%−6,332−15.3%Reduced–
Vanguard Information Technology ETF92204A702ETF8,554$3.55M0.1%−620−6.8%Reduced–
AONAon plcCL A11,062$3.59M0.1%−1,137−9.3%ReducedHistory
PEGPublic Service Enterprise Group IncCOM63,425$3.61M0.1%−2,999−4.5%ReducedHistory
LOWLowes Companies IncStock17,441$3.63M0.1%−5,825−25.0%ReducedHistory
TTETotalEnergies SESPONSORED ADS55,279$3.64M0.1%+16,474+42.5%AddedHistory
IFFInternational Flavors & Fragrances IncCOM53,402$3.64M0.1%+10,278+23.8%AddedHistory
COPConocoPhillipsStock30,660$3.67M0.1%−4,178−12.0%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF28,869$3.72M0.1%+6,524+29.2%Added–
iShares Core S&P Mid-Cap ETF464287507ETF15,359$3.83M0.1%−215−1.4%Reduced–
TRPTC Energy CorpCOM112,622$3.88M0.1%+1,880+1.7%AddedHistory
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF121,359$3.89M0.1%+4,185+3.6%Added–
LVSLas Vegas Sands CorpCOM85,078$3.90M0.1%−1,477−1.7%ReducedHistory
HONHoneywell International IncCOM21,123$3.90M0.1%−5,026−19.2%ReducedHistory
INTCIntel CorpStock111,005$3.95M0.1%+34,739+45.5%AddedHistory
AMATApplied Materials IncStock28,512$3.95M0.1%−1,326−4.4%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM75,030$4.02M0.1%+3,622+5.1%Added–
ADPAutomatic Data Processing IncStock16,724$4.02M0.1%−1,300−7.2%ReducedHistory
QCOMQualcomm IncStock36,324$4.03M0.1%+917+2.6%AddedHistory
SNYSanofiSPONSORED ADR75,440$4.05M0.1%+1,848+2.5%AddedHistory
iShares Inc46434G780MSCI SINGPOR ETF220,635$4.05M0.1%+8,922+4.2%Added–
ABTAbbott LaboratoriesStock41,877$4.06M0.1%−6,650−13.7%ReducedHistory
BACBank of America CorpStock148,153$4.06M0.1%−28,769−16.3%ReducedHistory
iShares Tr46435G326CORE MSCI INTL69,704$4.06M0.1%−1,907−2.7%Reduced–
AZNAstraZeneca PLCSPONSORED ADR60,336$4.09M0.1%−6,445−9.7%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF86,410$4.11M0.1%−146,962−63.0%Reduced–
LINLinde PLCStock11,107$4.14M0.1%−1,567−12.4%ReducedHistory
GSGoldman Sachs Group IncStock12,891$4.17M0.1%−760−5.6%ReducedHistory
TCOMTrip.com Group LtdADS121,415$4.25M0.1%+1,053+0.9%AddedHistory
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF176,051$4.31M0.1%+58,695+50.0%Added–
UPSUnited Parcel Service IncStock27,727$4.32M0.1%−3,301−10.6%ReducedHistory
NFLXNetflix IncStock11,489$4.34M0.1%−1,088−8.7%ReducedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF41,414$4.40M0.1%+916+2.3%Added–
PPLIPeople IncCOM NEW88,435$4.46M0.1%−475−0.5%ReducedHistory
FDXFedEx CorpStock17,252$4.57M0.1%−2,093−10.8%ReducedHistory
NVSNovartis AGADR44,965$4.58M0.1%+342+0.8%AddedHistory
ORCLOracle CorpStock43,457$4.60M0.1%−2,810−6.1%ReducedHistory
KLACKLA CorpCOM NEW10,295$4.72M0.2%−918−8.2%ReducedHistory
TAT&T Inc.Stock315,848$4.74M0.2%−55,715−15.0%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF68,144$4.76M0.2%−10,691−13.6%Reduced–
TSMTaiwan Semiconductor Manufacturing Co LtdADR54,971$4.78M0.2%−280−0.5%ReducedHistory
iShares MSCI India ETF46429B598ETF110,244$4.87M0.2%+2,871+2.7%Added–
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR494,972$4.88M0.2%−2,365−0.5%ReducedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF160,595$4.98M0.2%−43,120−21.2%Reduced–
IBMInternational Business Machines CorpStock36,110$5.07M0.2%−2,476−6.4%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF18,756$5.11M0.2%−30,611−62.0%Reduced–
ADBEAdobe Inc.Stock10,026$5.11M0.2%−547−5.2%ReducedHistory
PFEPfizer IncStock156,580$5.19M0.2%−18,631−10.6%ReducedHistory
MDTMedtronic plcStock66,334$5.20M0.2%−1,901−2.8%ReducedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF104,933$5.27M0.2%−13,126−11.1%Reduced–
ETF Ser Solutions26922A198AAM LW DUR PFD253,805$5.28M0.2%+253,805New–
CATCaterpillar IncStock19,417$5.30M0.2%−1,617−7.7%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF51,400$5.36M0.2%−59,529−53.7%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF130,470$5.40M0.2%+16,210+14.2%Added–
iShares Core MSCI Eafe ETF46432F842ETF84,527$5.44M0.2%+5,461+6.9%Added–
ASMLASML Holding NVADR9,308$5.48M0.2%−713−7.1%ReducedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF204,349$5.50M0.2%−2,949−1.4%Reduced–
iShares Russell Midcap ETF464287499ETF80,313$5.56M0.2%−13,377−14.3%Reduced–
MRSHMarsh & McLennan Companies, Inc.Stock29,425$5.60M0.2%−4,063−12.1%ReducedHistory
THCTenet Healthcare CorpCOM NEW85,961$5.66M0.2%+85,961NewHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF62,666$5.66M0.2%−1,207−1.9%Reduced–
iShares S&P 500 Growth ETF464287309ETF83,210$5.69M0.2%−5,178−5.9%Reduced–
COSTCostco Wholesale CorpStock10,085$5.70M0.2%−824−7.6%ReducedHistory
BPBP PLCADR147,340$5.70M0.2%+812+0.6%AddedHistory
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF126,457$5.75M0.2%+31,273+32.9%Added–
FCXFreeport-McMoran IncStock154,649$5.77M0.2%+88,344+133.2%AddedHistory
CMCSAComcast CorpStock130,420$5.78M0.2%−8,702−6.3%ReducedHistory
Vanguard Energy ETF92204A306ETF45,939$5.82M0.2%+20,222+78.6%Added–
AMGNAmgen IncStock22,079$5.93M0.2%−1,704−7.2%ReducedHistory
CRMSalesforce, Inc.Stock30,070$6.10M0.2%−1,274−4.1%ReducedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF256,165$6.12M0.2%+59,445+30.2%Added–
MCDMcDonalds CorpStock23,714$6.25M0.2%−4,199−15.0%ReducedHistory
FISFidelity National Information Services, Inc.Stock113,539$6.28M0.2%+1,203+1.1%AddedHistory

Sold out since Q2 2023 (118)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 118 by value last quarter.

Positions of Sawtooth Solutions, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW257,954$15.3M0.4%–
iShares Tr464289420RUS TP200 VL ETF175,338$11.8M0.3%–
iShares Tr464288885EAFE GRWTH ETF85,348$8.14M0.2%–
iShares Tr464288877EAFE VALUE ETF147,589$7.22M0.2%–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS78,964$4.63M0.1%–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX54,838$4.15M0.1%–
BKIBlack Knight, Inc.COM54,506$3.26M0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF135,031$3.09M0.1%–
Vanguard Long-Term Treasury ETF92206C847ETF41,959$2.67M0.1%–
Invesco Exchange Traded FD T46137V589GBL LISTED PVT238,152$2.51M0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND32,640$2.45M0.1%–
VODVodafone Group Public Ltd CoADR205,820$1.95M0.1%History
iShares Tr46435G425ESG AWR MSCI USA17,575$1.71M<0.1%–
DOORMasonite International CorpCOM12,428$1.27M<0.1%History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF49,977$1.27M<0.1%–
Two RDS Shared Tr90214Q675LEADERSHARES DY55,396$1.24M<0.1%–
Global X FDS37954Y673US INFR DEV ETF37,762$1.19M<0.1%–
SPDR Series Trust78464A664ST LON TREAS ETF39,586$1.18M<0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE40,729$1.17M<0.1%–
Two RDS Shared Tr90214Q774LDRSHS ALPFACT32,696$1.04M<0.1%–
Two RDS Shared Tr90214Q691LEASERSHS ALPHAF30,001$1.00M<0.1%–
iShares Tr46434V4070-5YR HI YL CP22,995$953.1K<0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF11,359$897.7K<0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF13,221$859.6K<0.1%–
ACLSAxcelis Technologies IncStock4,562$836.4K<0.1%History
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF8,142$812.2K<0.1%–
WisdomTree Tr97717X669US QTLY DIV GRT11,378$758.5K<0.1%–
SPDR Series Trust78464A383ST STR BACKE ETF31,639$693.2K<0.1%–
BKUBankUnited, Inc.COM31,136$671.0K<0.1%History
Two RDS Shared Tr90214Q683LEADERSHARES EQT21,779$652.2K<0.1%–
SPDR Series Trust78468R101ST SHO TREAS ETF22,043$634.6K<0.1%–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF20,915$615.7K<0.1%–
ProShares Tr74347B235PSHS SHORT DOW3016,911$546.7K<0.1%–
iShares Inc464286525MSCI GBL MIN VOL5,127$502.7K<0.1%–
WPCW. P. Carey Inc.COM7,396$499.7K<0.1%History
CPBCAMPBELL'S CoCOM8,795$402.0K<0.1%History
iShares Tr46428865310-20 YR TRS ETF3,462$383.5K<0.1%–
Two RDS Shared Tr90214Q717LEADERSHS ACTIVI11,893$375.7K<0.1%–
Alpha Architect ETF Tr02072L847FREEDOM DAY14,358$370.7K<0.1%–
ILMNIllumina, Inc.COM1,936$363.0K<0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF3,288$355.6K<0.1%–
AGXArgan IncStock8,813$347.3K<0.1%History
AANAaron's Company, Inc.COM22,885$323.6K<0.1%History
SPDR Series Trust78464A672ST INTER ETF11,280$319.1K<0.1%–
CHDNChurchill Downs IncCOM2,245$312.4K<0.1%History
LEGLeggett & Platt IncStock10,326$305.9K<0.1%History
ENPHEnphase Energy, Inc.Stock1,792$300.1K<0.1%History
iShares S&P Small-Cap 600 Growth ETF464287887ETF2,601$298.9K<0.1%–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF4,271$298.8K<0.1%–
SKYChampion Homes, Inc.Stock4,561$298.5K<0.1%History
GNRCGenerac Holdings Inc.Stock1,950$290.8K<0.1%History
BBYBest Buy Co IncStock3,545$290.5K<0.1%History
BELFBBel Fuse IncCL B5,000$287.1K<0.1%History
iShares Core S&P US Value ETF464287663ETF3,612$282.7K<0.1%–
EMNEastman Chemical CoStock3,345$280.0K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF6,380$275.6K<0.1%–
iShares Tr46436E866IBONDS 25 TRM TS11,555$267.3K<0.1%–
PODDInsulet CorpStock923$266.1K<0.1%History
MKCMcCormick & Co IncStock3,046$265.7K<0.1%History
JXNJackson Financial Inc.COM CL A8,665$265.2K<0.1%History
Invesco Nasdaq 100 ETF46138G649ETF1,725$262.2K<0.1%–
CornerCap Fundametrics Large C89832P267CORNERCAP FUNDAM7,547$258.0K<0.1%–
TXG10x Genomics, Inc.CL A COM4,614$257.6K<0.1%History
ALLYAlly Financial Inc.Stock9,442$255.0K<0.1%History
FSLRFirst Solar, Inc.Stock1,339$254.5K<0.1%History
SJMJ M SMUCKER CoStock1,670$246.5K<0.1%History
TBPHTheravance Biopharma, Inc.COM23,688$245.2K<0.1%History
BWABorgwarner IncCOM4,990$244.1K<0.1%History
TECHBIO-TECHNE CorpCOM2,947$240.6K<0.1%History
HXLHexcel CorpCOM3,117$237.0K<0.1%History
SHCSotera Health CoCOM12,498$235.5K<0.1%History
WisdomTree Tr97717Y527FLOATNG RAT TREA4,629$232.9K<0.1%–
SNVSynovus Financial CorpCOM NEW7,664$231.8K<0.1%History
FLEXFlex Ltd.Stock8,340$230.5K<0.1%History
CBZCBIZ, Inc.COM4,322$230.3K<0.1%History
INVHInvitation Homes Inc.COM6,599$227.0K<0.1%History
EXPEExpedia Group, Inc.Stock2,048$224.0K<0.1%History
FOXAFox CorpCL A COM6,545$222.5K<0.1%History
CHTChunghwa Telecom Co LtdSPON ADR NEW115,939$221.5K<0.1%History
SNASnap-on IncCOM759$218.7K<0.1%History
iShares Inc464286608MSCI EURZONE ETF4,719$216.2K<0.1%–
CPAYCorpay, Inc.COM850$213.4K<0.1%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,339$213.3K<0.1%–
CRLCharles River Laboratories International, Inc.COM1,011$212.6K<0.1%History
VMRKVivmark ResidentialSH BEN INT3,192$210.6K<0.1%History
Vanguard World FD921910816MEGA GRWTH IND894$210.4K<0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE2,000$210.2K<0.1%–
UFCSUnited Fire Group IncCOM9,134$207.0K<0.1%History
MYPSPLAYSTUDIOS, Inc.CLASS A COM41,917$205.8K<0.1%History
SPDR Series Trust78468R861STATE STRET SPDR11,138$205.6K<0.1%–
CZRCaesars Entertainment, Inc.COM4,031$205.5K<0.1%History
NETCloudflare, Inc.CL A COM3,091$202.1K<0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF3,083$201.8K<0.1%–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US3,921$201.4K<0.1%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD2,656$201.0K<0.1%–
HSTHost Hotels & Resorts, Inc.COM11,766$198.0K<0.1%History
THTarget Hospitality Corp.COM12,188$163.6K<0.1%History
DGICADonegal Group IncCL A11,076$159.8K<0.1%History
MPTMedical Properties Trust IncCOM15,692$145.3K<0.1%History
The Alger ETF Trust015564107MID CAP 40 ETF10,724$139.7K<0.1%–