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Livermore
Livermore
ZHEN

HAP Trading, LLC

SEC CIK
0001484972
Latest filing
Aug 13, 2025

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
159
+23 vs. Q2 2023
Portfolio value
$404.2M
+$49.7M (+14.0%) vs. Q2 2023
Filed
Nov 9, 2023
SEC
Holdings of HAP Trading, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
VMWVmware LLCCL A COM344,988$57.4M14.2%+344,988NewHistory
UPSUnited Parcel Service IncStock135,838$21.2M5.2%+135,838NewHistory
AIVApartment Investment & Management CoCL A2,940,164$20.0M4.9%−89,631−3.0%ReducedHistory
EXEExpand Energy CorpCOM162,053$14.0M3.5%−79,359−32.9%ReducedHistory
ZZillow Group, Inc.CL C CAP STK295,823$13.7M3.4%+295,823NewHistory
SPYSPDR S&P 500 ETF TrustETF28,237$12.1M3.0%+28,237NewHistory
KMXCarMax IncCOM145,625$10.3M2.5%+48,529+50.0%AddedHistory
CHTRCharter Communications, Inc.CL A20,872$9.18M2.3%+20,872NewHistory
SUSuncor Energy IncStock253,238$8.71M2.2%+135,488+115.1%AddedHistory
KVUEKenvue Inc.Stock342,567$6.88M1.7%+342,567NewHistory
IMMRImmersion CorpCOM858,755$5.68M1.4%+337,389+64.7%AddedHistory
XPEVXpeng Inc.ADS306,091$5.62M1.4%+306,091NewHistory
LMTLockheed Martin CorpStock12,946$5.29M1.3%+12,946NewHistory
UNPUnion Pacific CorpStock25,738$5.24M1.3%+25,738NewHistory
CELHCelsius Holdings, Inc.COM NEW29,243$5.02M1.2%−11,052−27.4%ReducedHistory
HDHome Depot, Inc.Stock15,047$4.55M1.1%+15,047NewHistory
OPCHOption Care Health, Inc.COM NEW139,537$4.51M1.1%+11,793+9.2%AddedHistory
BACBank of America CorpStock161,511$4.42M1.1%+94,262+140.2%AddedHistory
TAKTakeda Pharmaceutical Co LtdADR263,679$4.08M1.0%+222,700+543.4%AddedHistory
NIONIO Inc.ADR433,518$3.92M1.0%+375,258+644.1%AddedHistory
BIDUBaidu, Inc.ADR28,619$3.84M1.0%+3,423+13.6%AddedHistory
LILi Auto Inc.SPONSORED ADS105,860$3.77M0.9%+105,860NewHistory
METMetlife IncStock58,809$3.70M0.9%+58,809NewHistory
PCRXPacira BioSciences, Inc.COM118,562$3.64M0.9%+118,562NewHistory
ZMZoom Communications, Inc.Stock51,290$3.59M0.9%+33,032+180.9%AddedHistory
ABNBAirbnb, Inc.Stock25,692$3.53M0.9%+25,692NewHistory
CROXCrocs, Inc.COM38,529$3.40M0.8%+38,529NewHistory
PCGPG&E CorpStock208,912$3.37M0.8%+208,912NewHistory
BABoeing CoStock17,359$3.33M0.8%+17,359NewHistory
iShares Tr464288513IBOXX HI YD ETF44,724$3.30M0.8%+44,724New–
CCitigroup IncStock79,810$3.28M0.8%+37,043+86.6%AddedHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS379,586$3.22M0.8%+167,042+78.6%AddedHistory
MCDMcDonalds CorpStock11,976$3.15M0.8%+11,976NewHistory
PINSPinterest, Inc.CL A114,875$3.11M0.8%+62,084+117.6%AddedHistory
JPMJPMorgan Chase & CoStock21,177$3.07M0.8%+21,177NewHistory
USFDUS Foods Holding Corp.COM74,337$2.95M0.7%+74,337NewHistory
HIMSHims & Hers Health, Inc.Stock463,155$2.91M0.7%+227,671+96.7%AddedHistory
TCOMTrip.com Group LtdADS78,071$2.73M0.7%−24,470−23.9%ReducedHistory
ABBVAbbVie Inc.Stock18,190$2.71M0.7%−3,801−17.3%ReducedHistory
CVECenovus Energy Inc.COM126,247$2.63M0.7%+50,027+65.6%AddedHistory
Liberty Media Corp531229789Stock99,756$2.54M0.6%+99,756New–
MRNAModerna, Inc.Stock24,120$2.49M0.6%+24,120NewHistory
BNSBank of Nova ScotiaCOM54,541$2.49M0.6%+23,311+74.6%AddedHistory
XYZBlock, Inc.CL A53,406$2.36M0.6%+11,110+26.3%AddedHistory
Barrick Gold Corp067901108COM159,984$2.33M0.6%+41,679+35.2%Added–
DOCUDocuSign, Inc.Stock53,610$2.25M0.6%+53,610NewHistory
PAYOPayoneer Global Inc.COM365,629$2.24M0.6%+365,629NewHistory
iShares MSCI Eafe ETF464287465ETF31,964$2.20M0.5%−50,436−61.2%Reduced–
NCLHNorwegian Cruise Line Holdings Ltd.SHS133,566$2.20M0.5%−95,228−41.6%ReducedHistory
CAMTCamtek LtdORD34,956$2.18M0.5%+34,956NewHistory
GEGeneral Electric CoStock18,494$2.04M0.5%+18,494NewHistory
STNGScorpio Tankers Inc.SHS37,464$2.03M0.5%+37,464NewHistory
Kraneshares Trust500767306CSI CHI INTERNET73,906$2.02M0.5%+3,660+5.2%Added–
ALNYAlnylam Pharmaceuticals, Inc.COM11,351$2.01M0.5%+11,351NewHistory
RCLRoyal Caribbean Cruises LtdCOM21,313$1.96M0.5%+4,935+30.1%AddedHistory
INTCIntel CorpStock54,488$1.94M0.5%+29,039+114.1%AddedHistory
SBUXStarbucks CorpStock21,099$1.93M0.5%+21,099NewHistory
BHPBHP Group LtdADR33,764$1.92M0.5%+33,764NewHistory
DISHDISH Network CORPCL A313,079$1.83M0.5%+269,205+613.6%AddedHistory
CRTOCriteo S.A.SPONS ADS61,363$1.79M0.4%+61,363NewHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR177,783$1.75M0.4%+177,783NewHistory
HMCHonda Motor Co LtdADR ECH CNV IN 348,289$1.62M0.4%+18,453+61.8%AddedHistory
SNOWSnowflake Inc.Stock10,244$1.56M0.4%+10,244NewHistory
AXPAmerican Express CoStock10,023$1.50M0.4%+10,023NewHistory
OXYOccidental Petroleum CorpStock22,465$1.46M0.4%+22,465NewHistory
BURBurford Capital LtdORD SHS104,010$1.46M0.4%+7,951+8.3%AddedHistory
Abcam PLC000380204ADS61,198$1.38M0.3%+61,198New–
FMXMexican Economic Development IncSPON ADR UNITS12,585$1.37M0.3%+12,585NewHistory
COINCoinbase Global, Inc.COM CL A18,290$1.37M0.3%−19,117−51.1%ReducedHistory
INVZInnoviz Technologies Ltd.SHS695,378$1.36M0.3%+109,303+18.7%AddedHistory
BTUPeabody Energy CorpCOM51,947$1.35M0.3%+51,947NewHistory
AEMAgnico Eagle Mines LtdStock29,701$1.35M0.3%−33,690−53.1%ReducedHistory
SCHWSchwab Charles CorpStock24,102$1.32M0.3%+24,102NewHistory
iShares Tr46428743220 YR TR BD ETF14,682$1.30M0.3%−13,419−47.8%Reduced–
SHELShell plcADR20,143$1.30M0.3%+20,143NewHistory
EDUNew Oriental Education & Technology Group Inc.SPON ADR21,430$1.25M0.3%+9,080+73.5%AddedHistory
GRPNGroupon, Inc.COM NEW80,756$1.24M0.3%+80,756NewHistory
LFCRLifecore Biomedical, Inc. DECOM163,773$1.24M0.3%+163,773NewHistory
LYBLyondellBasell Industries N.V.SHS - A -12,713$1.20M0.3%−13,050−50.7%ReducedHistory
RTXRTX CorpStock16,714$1.20M0.3%+16,714NewHistory
ABTAbbott LaboratoriesStock12,330$1.19M0.3%+12,330NewHistory
ATVIActivision Blizzard, Inc.COM12,607$1.18M0.3%+12,607NewHistory
QRVOQorvo, Inc.Stock12,230$1.17M0.3%+12,230NewHistory
FXEInvesco CurrencyShares Euro TrustEURO SHS11,718$1.14M0.3%+11,718NewHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF16,575$1.14M0.3%−4,536−21.5%Reduced–
ORCLOracle CorpStock10,758$1.14M0.3%+10,758NewHistory
STXSeagate Technology Holdings plcORD SHS16,334$1.08M0.3%+16,334NewHistory
SGISomnigroup International Inc.COM24,428$1.06M0.3%+4,643+23.5%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF39,329$1.06M0.3%+11,709+42.4%Added–
WDCWestern Digital CorpCOM22,027$1.01M0.2%+22,027NewHistory
PYPLPayPal Holdings, Inc.Stock17,191$1.00M0.2%+5,465+46.6%AddedHistory
DKNGDraftKings Inc.Stock32,529$957.7K0.2%+32,529NewHistory
SESea LtdSPONSORD ADS21,236$933.3K0.2%+21,236NewHistory
CCICrown Castle Inc.REIT10,096$929.1K0.2%+10,096NewHistory
ACIAlbertsons Companies, Inc.COMMON STOCK40,742$926.9K0.2%+40,742NewHistory
NBISNebius Group N.V.Stock47,422$898.2K0.2%00.0%UnchangedHistory
SSYSStratasys Ltd.SHS65,751$894.9K0.2%+65,751NewHistory
WWayfair Inc.CL A13,821$837.1K0.2%+468+3.5%AddedHistory
HBIHanesbrands Inc.COM209,077$827.9K0.2%+74,660+55.5%AddedHistory
Sprott FDS Tr85208P303URANIUM MINERS E16,183$763.4K0.2%+16,183New–

Options (595)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 595 by value.

Option positions of HAP Trading, LLC in Q3 2023
SecurityClassPutsCalls
METAMeta Platforms, Inc.Stock$1.02M$25.6M
SGENSeagen Inc.COM$12.5M$1.18M
CPECallon Petroleum CoCOM$667.1K$10.6M
iShares Russell 2000 ETF464287655ETF$10.7M$121.0K
MDBMongoDB, Inc.CL A$6.64M–
FSLYFastly, Inc.CL A–$6.16M
TSLATesla, Inc.Stock$1.71M$3.65M
NVDANVIDIA CorpStock$1.28M$3.95M
DISHDISH Network CORPCL A$5.16M$2.72K
PLUGPlug Power IncStock$1.82M$3.35M
AMCAMC Entertainment Holdings, Inc.CL A NEW$4.12M$74.2K
KMXCarMax IncCOM$3.57M–
TMUST-Mobile US, Inc.Stock$249.2K$3.15M
RCMR1 RCM Inc.COM$2.86M$498.5K
HZNPHorizon Therapeutics Public Ltd CoSHS$228.9K$2.53M
ATVIActivision Blizzard, Inc.COM$1.28M$1.43M
INVZInnoviz Technologies Ltd.SHS$2.36M–
AAPLApple Inc.Stock$366.9K$1.82M
SPYSPDR S&P 500 ETF TrustETF$1.36M$773.0K
AMZNAmazon Com IncStock$351.1K$1.65M
CHTRCharter Communications, Inc.CL A$946.7K$1.02M
NIONIO Inc.ADR$1.91M$36.9K
METMetlife IncStock$1.91M–
Invesco QQQ Trust Series I46090E103ETF$744.7K$995.1K
GRPNGroupon, Inc.COM NEW$11.6K$1.67M
ZZillow Group, Inc.CL C CAP STK$34.9K$1.63M
MSFTMicrosoft CorpStock$675.2K$973.7K
HIMSHims & Hers Health, Inc.Stock$1.64M$10.5K
PARPar Technology CorpCOM–$1.62M
IMVTImmunovant, Inc.COM$27.3K$1.56M
INTCIntel CorpStock$428.9K$1.13M
RDFNRedfin CorpCOM$1.48M$4.06K
CCLCarnival Corp Ltd.UNIT 99/99/9999$46.3K$1.42M
CROXCrocs, Inc.COM$1.44M$10.8K
IMMRImmersion CorpCOM$1.32M–
PCRXPacira BioSciences, Inc.COM$1.20M$100.9K
UPSUnited Parcel Service IncStock$1.15M$150.0K
FLYYSpirit Aviation Holdings, Inc.COM–$1.24M
LMTLockheed Martin CorpStock$1.22M$2.75K
NOVASunnova Energy International Inc.COM–$1.18M
VMWVmware LLCCL A COM$1.04M$129.5K
BABAAlibaba Group Holding LtdADR$294.4K$759.4K
WWayfair Inc.CL A$435.2K$590.8K
RIVNRivian Automotive, Inc.Stock$36.0K$975.8K
CVNACarvana Co.CL A$82.3K$917.9K
LLYEli Lilly & CoStock$207.9K$771.0K
LYBLyondellBasell Industries N.V.SHS - A -$693.3K$283.4K
XYZBlock, Inc.CL A$941.5K$14.0K
PLTRPalantir Technologies Inc.Stock$74.1K$877.3K
CMGChipotle Mexican Grill IncCOM$909.2K–
ADArray Digital Infrastructure, Inc.COM–$874.0K
DKNGDraftKings Inc.Stock$13.2K$819.2K
VanEck Semiconductor ETF92189F676ETF$267.3K$534.9K
CRSPCRISPR Therapeutics AGNAMEN AKT$800.4K–
ProShares Tr74347X831ULTRAPRO QQQ$117.0K$630.9K
KVUEKenvue Inc.Stock$601.9K$132.5K
PARRPar Pacific Holdings, Inc.COM NEW$333.6K$372.6K
HLFHerbalife Ltd.COM SHS$697.5K–
GOOGLAlphabet Inc.Stock$148.0K$546.9K
EXEExpand Energy CorpCOM$682.4K–
SIRISirius XM Holdings Inc.COM$511.4K$141.2K
Liberty Media Corp531229789Stock–$644.8K
MNDYmonday.com Ltd.SHS–$639.6K
ALLTAllot Ltd.SHS$606.7K–
SMCISuper Micro Computer, Inc.COM$75.7K$512.2K
Barrick Gold Corp067901108COM$575.0K$7.96K
PINSPinterest, Inc.CL A$493.1K$71.4K
UALUnited Airlines Holdings, Inc.COM$529.4K$20.0K
GOOGAlphabet Inc.Stock$151.1K$395.8K
NFLXNetflix IncStock$237.2K$302.8K
COINCoinbase Global, Inc.COM CL A$447.5K$87.2K
ADBEAdobe Inc.Stock$70.7K$444.4K
PANWPalo Alto Networks IncStock$151.9K$361.4K
CRNXCrinetics Pharmaceuticals, Inc.COM$4$500.0K
FSLRFirst Solar, Inc.Stock–$494.8K
CNRCore Natural Resources, Inc.COM–$486.7K
AVGOBroadcom Inc.Stock$214.4K$261.7K
Advisorshares Tr00768Y453PURE US CANN ETF$471.5K–
AMDAdvanced Micro Devices IncStock$171.3K$290.5K
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU$39.4K$407.8K
AIVApartment Investment & Management CoCL A$187.3K$250.3K
UNPUnion Pacific CorpStock$426.3K–
RILYBRC Group Holdings, Inc.COM$423.0K–
BNSBank of Nova ScotiaCOM$418.7K–
LRCXLam Research CorpCOM$405.3K–
BTUPeabody Energy CorpCOM$9.90K$390.9K
CCitigroup IncStock$385.8K$10.5K
USFDUS Foods Holding Corp.COM$237.9K$143.8K
VVisa Inc.Stock$155.6K$218.8K
DVNDevon Energy CorpStock$311.5K$62.5K
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR$267.8K$102.0K
FIVNFive9, Inc.COM–$368.8K
ABBVAbbVie Inc.Stock$325.3K$34.0K
SSYSStratasys Ltd.SHS$353.9K–
FCXFreeport-McMoran IncStock$259.0K$94.8K
CPRICapri Holdings LtdSHS$41.4K$309.9K
CVXChevron CorpStock–$345.5K
BACBank of America CorpStock$308.1K$33.6K
BABoeing CoStock$257.9K$80.2K
MARAMARA Holdings, Inc.COM$323.6K$11.3K

Sold out since Q2 2023 (61)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of HAP Trading, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
ARMKAramarkCOM1,874,466$80.7M22.8%History
FDXFedEx CorpStock32,468$8.05M2.3%History
iShares Inc464286400MSCI BRAZIL ETF194,628$6.31M1.8%–
SIMOSilicon Motion Technology CORPSPONSORED ADR83,623$6.01M1.7%History
ULTAUlta Beauty, Inc.Stock12,608$5.93M1.7%History
BABAAlibaba Group Holding LtdADR68,464$5.71M1.6%History
RPDRapid7, Inc.COM111,401$5.04M1.4%History
MPLXMPLX LPCOM UNIT REP LTD95,028$3.23M0.9%History
MCHPMicrochip Technology IncStock30,621$2.74M0.8%History
DALDelta Air Lines, Inc.COM NEW56,530$2.69M0.8%History
SPLKSplunk IncCOM24,590$2.61M0.7%History
CCJCameco CorpStock81,270$2.55M0.7%History
American Centy ETF Tr025072877US SML CP VALU25,126$1.95M0.6%–
RUNSunrun Inc.COM108,479$1.94M0.5%History
USOUnited States Oil Fund, LPUNITS30,415$1.93M0.5%History
TMUST-Mobile US, Inc.Stock13,487$1.87M0.5%History
AWKAmerican Water Works Company, Inc.Stock13,044$1.86M0.5%History
KRKroger CoStock35,999$1.69M0.5%History
GNRCGenerac Holdings Inc.Stock11,227$1.67M0.5%History
MNSTMonster Beverage CorpCOM26,918$1.55M0.4%History
UBERUber Technologies, IncStock32,433$1.40M0.4%History
KOCoca Cola CoStock21,516$1.30M0.4%History
DLOdLocal LtdCLASS A COM104,921$1.28M0.4%History
Atlantica Sustainable Infr PG0751N103SHS54,004$1.27M0.4%–
AIC3.ai, Inc.Stock33,841$1.23M0.3%History
UUnity Software Inc.COM25,936$1.13M0.3%History
SNAPSnap IncStock81,995$970.8K0.3%History
BBIOBridgeBio Pharma, Inc.COM56,293$968.2K0.3%History
YUMCYum China Holdings, Inc.COM16,967$958.6K0.3%History
VRNAVerona Pharma plcSPONSORED ADS43,805$926.0K0.3%History
WPCW. P. Carey Inc.COM12,438$840.3K0.2%History
PLUGPlug Power IncStock76,668$796.6K0.2%History
RBLXRoblox CorpStock19,608$790.2K0.2%History
BMYBristol Myers Squibb CoStock11,534$737.6K0.2%History
BSXBoston Scientific CorpStock13,495$729.9K0.2%History
VXXBarclays Bank PLCIPTH SR B S&P28,413$710.3K0.2%History
FRPTFreshpet, Inc.Stock10,623$699.1K0.2%History
NEWRNew Relic, Inc.COM10,238$670.0K0.2%History
State Street SPDR S&P Regional Banking ETF78464A698ETF16,254$663.7K0.2%–
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A25,594$641.9K0.2%History
State Street Financial Select Sector SPDR ETF81369Y605ETF18,629$628.0K0.2%–
VSTVistra Corp.Stock23,707$622.3K0.2%History
RIVNRivian Automotive, Inc.Stock37,156$619.0K0.2%History
MGMMGM Resorts InternationalStock12,487$548.4K0.2%History
CVNACarvana Co.CL A19,276$499.6K0.1%History
CMBTCmb.tech NVSHS28,227$429.6K0.1%History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD14,214$403.4K0.1%History
Direxion Shs ETF Tr25460E265DLY S&P500 BR 3X27,974$391.1K0.1%–
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X10,883$384.1K0.1%–
IMGNImmunoGen, Inc.COM17,995$339.6K0.1%History
ProShares Tr74347B110ULTRAPRO SHORT S31,464$335.4K0.1%–
PATHUiPath, Inc.Stock20,030$331.9K0.1%History
FLFoot Locker, Inc.COM10,945$296.7K0.1%History
ASTSAST SpaceMobile, Inc.COM CL A60,322$283.5K0.1%History
KSSKOHLS CorpStock11,769$271.3K0.1%History
GDSGDS Holdings LtdSPONSORED ADS21,977$241.5K0.1%History
PAASPan American Silver CorpStock16,008$233.4K0.1%History
NUNu Holdings Ltd.ORD SHS CL A28,957$228.5K0.1%History
MPTMedical Properties Trust IncCOM24,487$226.8K0.1%History
CHPTChargePoint Holdings, Inc.COM CL A25,632$225.3K0.1%History
RIOTRiot Platforms, Inc.COM17,555$207.5K0.1%History