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Livermore
Livermore
ZHEN

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 13, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
462
+59 vs. Q2 2024
Portfolio value
$1.82B
+$183.9M (+11.3%) vs. Q2 2024
Filed
Nov 13, 2024
SEC
Holdings of DRW Securities, LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Farfetch Ltd30744W107ORD SH CL A130,000$00.0%00.0%Unchanged–
MMC Norilsk Nickel55315J102ADR55,815$00.0%00.0%Unchanged–
Lukoil PJSC69343P105ADR34,782$00.0%00.0%Unchanged–
Surgutneftegas868861204American Dep Receipt10,905$00.0%00.0%Unchanged–
TCS Group Holding PLC87238U203COM11,354$00.0%00.0%Unchanged–
Tatneft PJSC876629205ADR24,114$00.0%00.0%Unchanged–
Chicken Soup for the Soul En16842Q134*W EXP 10/22/20216,651$00.0%+16,651New–
STEMStem, Inc.CL A25,700$8.95K<0.1%+25,700NewHistory
SLIStandard Lithium Ltd.COM10,900$17.5K<0.1%+10,900NewHistory
TET1 Energy Inc.COM NEW29,800$28.9K<0.1%+29,800NewHistory
NRGVEnergy Vault Holdings, Inc.COM32,300$31.0K<0.1%+32,300NewHistory
BLNKBlink Charging Co.COM19,200$33.0K<0.1%+19,200NewHistory
SESSES AI CorpCL A COM80,900$51.8K<0.1%+80,900NewHistory
CHGGChegg, IncCOM40,000$70.8K<0.1%+40,000NewHistory
TFFPTFF Pharmaceuticals, Inc.COM NEW40,000$80.4K<0.1%00.0%UnchangedHistory
ERICEricsson LM Telephone CoADR B SEK 1011,837$89.7K<0.1%−37,913−76.2%ReducedHistory
SANBanco Santander, S.A.ADR20,898$106.6K<0.1%+6,065+40.9%AddedHistory
EVGOEVgo Inc.CL A COM27,600$114.3K<0.1%+27,600NewHistory
AMCXAMC Global Media Inc.CL A13,791$119.8K<0.1%+13,791NewHistory
IOVAIovance Biotherapeutics, Inc.COM12,854$120.7K<0.1%+12,854NewHistory
TALTAL Education GroupSPONSORED ADS10,830$128.2K<0.1%+10,830NewHistory
NIONIO Inc.ADR20,932$139.8K<0.1%+20,932NewHistory
DBIDesigner Brands Inc.CL A19,391$143.1K<0.1%+19,391NewHistory
RIVNRivian Automotive, Inc.Stock13,900$156.0K<0.1%+13,900NewHistory
SEMRSEMrush Holdings, Inc.CL A COM10,000$157.1K<0.1%+10,000NewHistory
TMETencent Music Entertainment GroupSPON ADS14,015$168.9K<0.1%+14,015NewHistory
BCSBarclays PLCADR14,252$173.2K<0.1%+14,252NewHistory
JPCNuveen Preferred & Income Opportunities FundCOM21,800$175.9K<0.1%+21,800NewHistory
DALDelta Air Lines, Inc.COM NEW3,954$200.8K<0.1%+3,954NewHistory
FANGDiamondback Energy, Inc.Stock1,165$200.8K<0.1%+1,165NewHistory
AFLAflac IncStock1,809$201.4K<0.1%−11,460−86.4%ReducedHistory
MSIMotorola Solutions, Inc.Stock448$201.4K<0.1%−905−66.9%ReducedHistory
DLRDigital Realty Trust, Inc.COM1,245$201.5K<0.1%+1,245NewHistory
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF2,546$202.3K<0.1%+2,546New–
BZKanzhun LtdSPONSORED ADS11,677$202.7K<0.1%+11,677NewHistory
MMSIMerit Medical Systems IncCOM2,059$203.5K<0.1%+2,059NewHistory
ECLEcolab Inc.Stock799$204.0K<0.1%−495−38.3%ReducedHistory
HUBBHubbell IncCOM481$206.0K<0.1%+481NewHistory
HPQHP IncStock5,763$206.7K<0.1%+5,763NewHistory
SWKStanley Black & Decker, Inc.COM1,881$207.2K<0.1%+1,881NewHistory
Microsectors Fang Plus Index 3X063679534ETP508$208.1K<0.1%00.0%Unchanged–
ARESAres Management CorpCL A COM STK1,337$208.4K<0.1%−4,879−78.5%ReducedHistory
RELXRELX PLCSPONSORED ADR4,393$208.5K<0.1%+4,393NewHistory
iShares Tr464288513IBOXX HI YD ETF2,602$208.9K<0.1%+2,602New–
CUBICustomers Bancorp, Inc.COM4,500$209.0K<0.1%+4,500NewHistory
MASMasco CorpCOM2,502$210.0K<0.1%+2,502NewHistory
PLTRPalantir Technologies Inc.Stock5,722$212.9K<0.1%+5,722NewHistory
ALLAllstate CorpStock1,124$213.2K<0.1%−1,007−47.3%ReducedHistory
FICOFair Isaac CorpCOM110$213.8K<0.1%−168−60.4%ReducedHistory
ANETArista Networks, Inc.COM559$214.6K<0.1%−2,677−82.7%ReducedHistory
DVADavita Inc.COM1,318$216.1K<0.1%+1,318NewHistory
BLDRBuilders FirstSource, Inc.Stock1,121$217.3K<0.1%+1,121NewHistory
DOOBRP Inc.COM SUN VTG2,700$217.3K<0.1%+2,700NewHistory
AERAerCap Holdings N.V.SHS2,295$217.4K<0.1%+2,295NewHistory
WENWendy's CoStock12,530$219.5K<0.1%+12,530NewHistory
HDHome Depot, Inc.Stock545$220.8K<0.1%−3,963−87.9%ReducedHistory
PSXPhillips 66Stock1,690$222.2K<0.1%−14,310−89.4%ReducedHistory
LILi Auto Inc.SPONSORED ADS8,662$222.2K<0.1%−59,735−87.3%ReducedHistory
FOXFox CorpCL B COM5,773$224.0K<0.1%−1,552−21.2%ReducedHistory
ITGartner IncCOM449$227.5K<0.1%−309−40.8%ReducedHistory
CTSHCognizant Technology Solutions CorpCL A2,969$229.1K<0.1%−920−23.7%ReducedHistory
Direxion Shs ETF Tr25460E232DAILY SM CP BEAR17,105$230.9K<0.1%+17,105New–
MERCMercer International Inc.COM34,441$233.2K<0.1%+34,441NewHistory
CDWCDW CorpCOM1,041$235.6K<0.1%−239−18.7%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM228$239.7K<0.1%−1−0.4%ReducedHistory
SESea LtdSPONSORD ADS2,552$240.6K<0.1%−381−13.0%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock1,122$241.3K<0.1%+1,122NewHistory
APTOAptose Biosciences Inc.COM592,829$243.6K<0.1%00.0%UnchangedHistory
AMGNAmgen IncStock758$244.0K<0.1%+758NewHistory
SHOPShopify Inc.Stock3,076$246.5K<0.1%−1,483−32.5%ReducedHistory
MDLZMondelez International, Inc.Stock3,375$246.7K<0.1%−3,537−51.2%ReducedHistory
WCNWaste Connections, Inc.COM1,269$252.1K<0.1%−1,314−50.9%ReducedHistory
BALLBALL CorpCOM3,714$252.2K<0.1%−878−19.1%ReducedHistory
APHAmphenol CorpCL A3,893$253.7K<0.1%−7,391−65.5%ReducedHistory
SVXYProShares Trust IISHT VIX ST TRM5,104$255.8K<0.1%+5,104NewHistory
NDAQNasdaq, Inc.COM3,600$262.8K<0.1%+3,600NewHistory
RPMRPM International IncCOM2,173$262.9K<0.1%+2,173NewHistory
SPDR Series Trust78464A714ST STR SP RETAIL3,387$263.1K<0.1%+3,387New–
CMPCompass Minerals International IncStock21,991$264.3K<0.1%+21,991NewHistory
DOVDOVER CorpCOM1,380$264.6K<0.1%+1,380NewHistory
CMECME Group Inc.COM1,209$266.8K<0.1%−1,791−59.7%ReducedHistory
FTVFortive CorpStock3,399$268.3K<0.1%+3,399NewHistory
WWDWoodward, Inc.COM1,576$270.3K<0.1%+1,576NewHistory
ROKRockwell Automation, IncStock1,026$275.4K<0.1%+1,026NewHistory
iShares Tr464289123NEW ZEALAND ETF5,703$281.8K<0.1%00.0%Unchanged–
SPGSimon Property Group Inc.REIT1,699$287.2K<0.1%+1,699NewHistory
DASHDoorDash, Inc.Stock2,026$289.2K<0.1%+2,026NewHistory
AXONAxon Enterprise, Inc.COM729$291.3K<0.1%+729NewHistory
DDD3D Systems CorpCOM NEW102,607$291.4K<0.1%+102,607NewHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 506,150$292.3K<0.1%00.0%Unchanged–
CHWYChewy, Inc.CL A10,000$292.9K<0.1%+10,000NewHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF3,534$293.3K<0.1%−42,848−92.4%Reduced–
HVTHaverty Furniture Companies IncCOM10,760$295.6K<0.1%+10,760NewHistory
EFXEquifax IncCOM1,016$298.6K<0.1%+1,016NewHistory
IEXIdex CorpCOM1,395$299.2K<0.1%+1,395NewHistory
ADSKAutodesk, Inc.COM1,087$299.4K<0.1%−1,148−51.4%ReducedHistory
MRKMerck & Co., Inc.Stock2,643$300.1K<0.1%−5,034−65.6%ReducedHistory
Stelco Holdings Inc858522105COM4,500$300.2K<0.1%+4,500New–
ZEUSOlympic Steel IncCOM7,743$302.0K<0.1%+7,743NewHistory
CMICummins IncStock935$302.7K<0.1%+935NewHistory

Options (68)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q3 2024
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$144.8M$191.7M
SPYSPDR S&P 500 ETF TrustETF$114.1M$120.8M
NVDANVIDIA CorpStock$169.1M$61.3M
AVGOBroadcom Inc.Stock$207.7M$6.07M
GLDSPDR Gold TrustETF$51.0M$120.8M
TSLATesla, Inc.Stock$48.3M$54.4M
AAPLApple Inc.Stock$32.2M$49.8M
State Street Technology Select Sector SPDR ETF81369Y803ETF$53.5M$21.8M
VanEck Semiconductor ETF92189F676ETF–$61.4M
AMZNAmazon Com IncStock$27.5M$15.5M
MSFTMicrosoft CorpStock$12.1M$20.9M
AMDAdvanced Micro Devices IncStock$8.29M$21.6M
METAMeta Platforms, Inc.Stock$5.72M$10.6M
MRVLMarvell Technology, Inc.COM$16.3M–
GOOGLAlphabet Inc.Stock$5.22M$9.85M
TSMTaiwan Semiconductor Manufacturing Co LtdADR$8.35M$5.44M
iShares Russell 2000 ETF464287655ETF$7.40M$3.16M
GOOGAlphabet Inc.Stock$2.22M$8.31M
BABAAlibaba Group Holding LtdADR$4.57M$2.90M
INVHInvitation Homes Inc.COM$7.05M–
NFLXNetflix IncStock$3.12M$2.70M
SPDR Series Trust78468R556SP O&G EXPL PRO$5.26M–
FCXFreeport-McMoran IncStock$4.47M–
MAMastercard IncStock–$3.60M
MUMicron Technology IncStock$2.67M$933.4K
XUnited States Steel CorpCOM$3.02M–
VALEVale S.A.SPONSORED ADS$2.98M–
WFCWells Fargo & CompanyStock–$2.94M
EWEdwards Lifesciences CorpStock–$2.87M
ARAntero Resources CorpCOM–$2.87M
KMBKimberly Clark CorpStock–$2.65M
BMYBristol Myers Squibb CoStock–$2.59M
DVADavita Inc.COM$2.39M–
GNRCGenerac Holdings Inc.Stock–$2.38M
SMARSmartsheet IncCOM CL A–$2.33M
COSTCostco Wholesale CorpStock–$2.30M
ProShares Bitcoin ETF74347G440ETF$1.25M$994.0K
OVVOvintiv Inc.COM–$1.95M
DEODiageo PLCSPON ADR NEW$1.92M–
BRK.BBerkshire Hathaway IncStock–$1.89M
NVONovo Nordisk A SADR$904.9K$904.9K
EXEExpand Energy CorpCOM–$1.65M
JPMJPMorgan Chase & CoStock–$1.62M
LLYEli Lilly & CoStock–$1.51M
DOCNDigitalOcean Holdings, Inc.COM–$1.35M
INSMINSMED IncCOM PAR $.01–$1.04M
VVisa Inc.Stock–$1.02M
HDHome Depot, Inc.Stock–$891.4K
ADBEAdobe Inc.Stock–$828.4K
ISRGIntuitive Surgical IncCOM NEW–$736.9K
TXNTexas Instruments IncStock–$681.7K
WENWendy's CoStock$634.2K–
GRMNGarmin LtdSHS–$580.9K
AMATApplied Materials IncStock$565.7K–
WMTWalmart Inc.Stock–$557.2K
INTCIntel CorpStock–$541.9K
GRFSGrifols SASP ADR REP B NVT–$444.0K
GTMZoomInfo Technologies Inc.Stock–$436.5K
IRTCiRhythm Holdings, Inc.COM$415.7K–
HOODRobinhood Markets, Inc.Stock–$306.8K
EQCEQC Liquidating TrustCOM SH BEN INT–$300.5K
ULUnilever PLCSPON ADR NEW–$279.3K
PYPLPayPal Holdings, Inc.Stock$265.3K–
JNJJohnson & JohnsonStock–$226.9K
CUBICustomers Bancorp, Inc.COM$209.0K–
ENFNEnfusion, Inc.CL A–$205.0K
RIVNRivian Automotive, Inc.Stock$141.4K–
CHGGChegg, IncCOM$98.2K–

Sold out since Q2 2024 (174)

Positions held at the end of Q2 2024 that are gone from this filing.

The largest 100 of 174 by value last quarter.

Positions of DRW Securities, LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
ETHEGrayscale Ethereum Staking ETFETF4,783,242$150.2M9.2%History
iShares MSCI India ETF46429B598ETF876,814$48.9M3.0%–
GLDSPDR Gold TrustETF149,271$32.1M2.0%History
Kraneshares Trust500767306CSI CHI INTERNET727,375$19.7M1.2%–
iShares Tr4642874407-10 YR TRSY BD199,305$18.7M1.1%–
iShares Inc464286400MSCI BRAZIL ETF592,859$16.2M1.0%–
iShares Core MSCI Eafe ETF46432F842ETF210,255$15.3M0.9%–
TSLATesla, Inc.Stock70,491$14.0M0.9%History
SNOWSnowflake Inc.Stock103,282$14.0M0.9%History
BRK.BBerkshire Hathaway IncStock18,713$7.61M0.5%History
iShares Tr46429B671MSCI CHINA ETF163,899$6.91M0.4%–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF95,678$6.64M0.4%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF124,134$6.63M0.4%–
FBTCFidelity Wise Origin Bitcoin FundSHS109,836$5.76M0.4%History
BNYBank of New York Mellon CorpStock95,792$5.73M0.4%History
ProShares Bitcoin ETF74347G440ETF231,888$5.14M0.3%–
COPConocoPhillipsStock43,486$4.97M0.3%History
Vanguard Ftse Emerging Markets ETF922042858ETF112,600$4.93M0.3%–
Vanguard Ftse Developed Markets ETF921943858ETF93,056$4.61M0.3%–
ProShares Tr74347X831ULTRAPRO QQQ61,580$4.58M0.3%–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL100,330$4.45M0.3%–
GBTCGrayscale Bitcoin Trust ETFETF83,351$4.44M0.3%History
NVSNovartis AGADR39,405$4.19M0.3%History
STWDStarwood Property Trust, Inc.COM186,107$3.52M0.2%History
MRSHMarsh & McLennan Companies, Inc.Stock16,056$3.39M0.2%History
State Street SPDR S&P Bank ETF78464A797ETF70,000$3.14M0.2%–
BITBBitwise Bitcoin ETFSHS BEN INT95,081$3.11M0.2%History
iShares Tr464288877EAFE VALUE ETF53,894$2.83M0.2%–
ARKBArk 21Shares Bitcoin ETFSHS BEN INT47,110$2.83M0.2%History
Vanguard Star FDS921909768VG TL INTL STK F43,179$2.62M0.2%–
IONSIonis Pharmaceuticals IncCOM50,956$2.43M0.1%History
Schwab Emerging Markets Equity ETF808524706ETF90,672$2.39M0.1%–
AMPAmeriprise Financial IncCOM4,946$2.11M0.1%History
DYDycom Industries IncCOM12,500$2.11M0.1%History
ILMNIllumina, Inc.COM18,594$1.94M0.1%History
CRBGCorebridge Financial, Inc.COM65,000$1.89M0.1%History
LAZLazard, Inc.COM48,653$1.86M0.1%History
MURMurphy Oil CorpCOM44,000$1.81M0.1%History
MTDRMatador Resources CoCOM28,000$1.66M0.1%History
BXBlackstone Inc.COM12,610$1.56M0.1%History
Global X FDS37954Y673US INFR DEV ETF40,000$1.48M0.1%–
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund179,440$1.48M0.1%–
ProShares Tr74347R107PSHS ULT S&P 50017,640$1.46M0.1%–
MGYMagnolia Oil & Gas CorpCL A54,800$1.39M0.1%History
iShares Inc464286392MSCI WORLD ETF9,213$1.36M0.1%–
CXWCoreCivic, Inc.COM100,000$1.30M0.1%History
PRPermian Resources CorpCLASS A COM80,000$1.29M0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ12,491$1.25M0.1%–
WRKWestRock CoCOM23,062$1.16M0.1%History
TKOTKO Group Holdings, Inc.CL A10,512$1.15M0.1%History
TROWPrice T Rowe Group IncStock9,781$1.13M0.1%History
Vanguard S&P 500 ETF922908363ETF2,112$1.06M0.1%–
BALYBally's CorpCOM87,933$1.05M0.1%History
iShares Inc464286764MSCI SPAIN ETF32,683$1.02M0.1%–
CRCCalifornia Resources CorpCOM STOCK19,200$1.02M0.1%History
MCDMcDonalds CorpStock3,982$1.01M0.1%History
iShares Tr46435G326CORE MSCI INTL14,934$980.3K0.1%–
JNJJohnson & JohnsonStock6,117$896.6K0.1%History
TELTE Connectivity plcREG SHS5,909$888.9K0.1%History
ABBVAbbVie Inc.Stock5,125$878.2K0.1%History
VOYAVoya Financial, Inc.COM12,275$873.4K0.1%History
CGCarlyle Group Inc.COM21,675$870.3K0.1%History
LRCXLam Research CorpCOM791$844.0K0.1%History
TJXTJX Companies IncStock7,630$840.1K0.1%History
BKNGBooking Holdings Inc.Stock210$831.9K0.1%History
ENPHEnphase Energy, Inc.Stock8,028$803.4K<0.1%History
SHWSherwin Williams CoCOM2,634$788.1K<0.1%History
NUENucor CorpCOM4,578$727.9K<0.1%History
TPICQTpi Composites, IncCOM180,000$718.2K<0.1%History
OWLBlue Owl Capital Inc.COM CL A40,400$716.9K<0.1%History
APDAir Products & Chemicals, Inc.Stock2,598$665.1K<0.1%History
LOWLowes Companies IncStock3,013$664.3K<0.1%History
TMOThermo Fisher Scientific Inc.Stock1,193$659.7K<0.1%History
EXPDExpeditors International of Washington IncCOM5,296$659.5K<0.1%History
ABTAbbott LaboratoriesStock6,226$644.6K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A19,562$643.0K<0.1%History
CRKComstock Resources IncCOM61,020$633.4K<0.1%History
NKENIKE, Inc.Stock8,307$626.1K<0.1%History
XPEVXpeng Inc.ADS82,524$604.3K<0.1%History
iShares MSCI USA Momentum Factor ETF46432F396ETF3,088$603.6K<0.1%–
DDDuPont de Nemours, Inc.COM7,251$583.3K<0.1%History
PGRProgressive CorpStock2,714$563.4K<0.1%History
AONAon plcCL A1,901$558.1K<0.1%History
PMPhilip Morris International Inc.Stock5,311$538.1K<0.1%History
SYKStryker CorpStock1,551$527.7K<0.1%History
SBUXStarbucks CorpStock6,609$513.1K<0.1%History
MGMMGM Resorts InternationalStock11,346$504.2K<0.1%History
ZTRVirtus Total Return Fund Inc.COM91,118$497.0K<0.1%History
VMCVulcan Materials COCOM1,923$478.2K<0.1%History
TGTTarget CorpStock3,184$471.2K<0.1%History
CLColgate Palmolive CoStock4,841$469.8K<0.1%History
MCOMoodys CorpStock1,067$450.7K<0.1%History
NVRNVR IncCOM57$432.5K<0.1%History
ISRGIntuitive Surgical IncCOM NEW962$427.9K<0.1%History
BCEBce IncCOM NEW13,179$427.8K<0.1%History
PNCPNC Financial Services Group, Inc.Stock2,630$410.2K<0.1%History
ADMArcher-Daniels-Midland CoStock6,787$409.9K<0.1%History
CMGChipotle Mexican Grill IncCOM6,493$407.8K<0.1%History
CTVACorteva, Inc.Stock7,459$402.3K<0.1%History
Vanguard Real Estate ETF922908553ETF4,763$398.9K<0.1%–