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Livermore
Livermore
ZHEN

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
260
+2 vs. Q2 2023
Portfolio value
$1.26B
−$35.8M (−2.8%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of DRW Securities, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
OXYOccidental Petroleum CorpStock25,509$1.66M0.1%+25,509NewHistory
APTOAptose Biosciences Inc.COM592,829$1.66M0.1%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock3,309$1.67M0.1%+1,251+60.8%AddedHistory
MCOMoodys CorpStock5,656$1.79M0.1%+2,942+108.4%AddedHistory
MTDRMatador Resources CoCOM30,400$1.81M0.1%−5,600−15.6%ReducedHistory
DTMDT Midstream, Inc.COMMON STOCK34,398$1.82M0.1%+34,398NewHistory
PLDPrologis, Inc.REIT17,048$1.91M0.2%+9,299+120.0%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF18,918$1.92M0.2%−111,884−85.5%Reduced–
KOSKosmos Energy Ltd.COM240,000$1.96M0.2%+240,000NewHistory
CPECallon Petroleum CoCOM50,302$1.97M0.2%+15,302+43.7%AddedHistory
KVUEKenvue Inc.Stock102,533$2.06M0.2%+102,533NewHistory
SPGIS&P Global Inc.Stock5,777$2.11M0.2%−1,636−22.1%ReducedHistory
BTEBaytex Energy Corp.COM480,000$2.12M0.2%+480,000NewHistory
iShares Inc464286509MSCI CDA ETF64,632$2.16M0.2%+41,731+182.2%Added–
APAAPA CorpStock54,321$2.23M0.2%+54,321NewHistory
Vanguard Ftse Developed Markets ETF921943858ETF51,718$2.26M0.2%+51,718New–
ARAntero Resources CorpCOM90,000$2.28M0.2%+90,000NewHistory
ATVIActivision Blizzard, Inc.COM25,075$2.35M0.2%−77,054−75.4%ReducedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF14,639$2.36M0.2%−17,471−54.4%Reduced–
JPMJPMorgan Chase & CoStock18,158$2.63M0.2%−10,311−36.2%ReducedHistory
HESHess CorpStock19,035$2.91M0.2%+3,393+21.7%AddedHistory
iShares Inc46434G822MSCI JAPAN ETF49,682$3.00M0.2%+49,682New–
State Street SPDR S&P Bank ETF78464A797ETF83,286$3.07M0.2%+47,008+129.6%Added–
SUSuncor Energy IncStock92,000$3.16M0.3%+92,000NewHistory
USACUSA Compression Partners, LPCOMUNIT LTDPAR138,648$3.31M0.3%+138,648NewHistory
SHELShell plcADR52,001$3.35M0.3%+19,000+57.6%AddedHistory
ProShares Tr74347B425SHORT S&P 500 NE244,484$3.54M0.3%−486,083−66.5%Reduced–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF53,966$3.54M0.3%+30,500+130.0%Added–
VVisa Inc.Stock15,773$3.63M0.3%−4,232−21.2%ReducedHistory
MSTRStrategy IncStock11,763$3.86M0.3%+10,263+684.2%AddedHistory
DXCMDexcom IncCOM48,708$4.54M0.4%+48,708NewHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF27,826$4.56M0.4%−12,670−31.3%Reduced–
AMDAdvanced Micro Devices IncStock44,692$4.59M0.4%−72,767−62.0%ReducedHistory
Vanguard S&P 500 ETF922908363ETF11,735$4.61M0.4%+11,735New–
GOOGAlphabet Inc.Stock35,013$4.62M0.4%−18,086−34.1%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF128,483$6.12M0.5%+128,483New–
BTIBritish American Tobacco p.l.c.SPONSORED ADR204,446$6.42M0.5%+19,802+10.7%AddedHistory
iShares Tr464288273EAFE SML CP ETF116,866$6.60M0.5%+81,335+228.9%Added–
iShares Tr464288257MSCI ACWI ETF76,868$7.10M0.6%+60,832+379.3%Added–
Schwab Emerging Markets Equity ETF808524706ETF299,434$7.17M0.6%−771,090−72.0%Reduced–
iShares MSCI Acwi Ex U.S. ETF464288240ETF154,147$7.25M0.6%−518,170−77.1%Reduced–
SNOWSnowflake Inc.Stock53,609$8.19M0.7%+15,020+38.9%AddedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF140,237$8.26M0.7%+128,837+1,130.1%Added–
iShares Inc464286400MSCI BRAZIL ETF288,583$8.85M0.7%+288,583New–
NFLXNetflix IncStock24,553$9.27M0.7%+6,638+37.1%AddedHistory
AVGOBroadcom Inc.Stock11,459$9.52M0.8%+11,459NewHistory
TSLATesla, Inc.Stock40,964$10.2M0.8%+13,854+51.1%AddedHistory
AMZNAmazon Com IncStock101,707$12.9M1.0%−56,472−35.7%ReducedHistory
VanEck Semiconductor ETF92189F676ETF91,422$13.3M1.1%+91,422New–
BPBP PLCADR355,957$13.8M1.1%+21,925+6.6%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF157,898$14.3M1.1%+157,898New–
iShares Tr46429B671MSCI CHINA ETF476,162$20.6M1.6%+67,035+16.4%Added–
AAPLApple Inc.Stock129,738$22.2M1.8%+35,680+37.9%AddedHistory
iShares Russell 2000 ETF464287655ETF136,457$24.1M1.9%+116,457+582.3%Added–
CRMSalesforce, Inc.Stock145,562$29.5M2.3%+137,444+1,693.1%AddedHistory
METAMeta Platforms, Inc.Stock107,855$32.4M2.6%+27,976+35.0%AddedHistory
NVDANVIDIA CorpStock76,893$33.4M2.7%+17,048+28.5%AddedHistory
MSFTMicrosoft CorpStock115,858$36.6M2.9%+28,743+33.0%AddedHistory
GOOGLAlphabet Inc.Stock297,977$39.0M3.1%+83,431+38.9%AddedHistory
SPYSPDR S&P 500 ETF TrustETF1,521,005$650.2M51.7%+249,804+19.7%AddedHistory

Options (54)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q3 2023
SecurityClassPutsCalls
GLDSPDR Gold TrustETF$612.5M$1.91B
SPYSPDR S&P 500 ETF TrustETF$475.1M$10.8M
SLViShares Silver TrustETF$45.5M$52.5M
VanEck Semiconductor ETF92189F676ETF$67.1M$20.6M
NVDANVIDIA CorpStock$66.9M$11.5M
ATVIActivision Blizzard, Inc.COM$23.5M$21.5M
METAMeta Platforms, Inc.Stock$30.3M$13.6M
iShares Russell 2000 ETF464287655ETF$30.6M$12.0M
TSLATesla, Inc.Stock$12.8M$25.8M
MSFTMicrosoft CorpStock$26.4M$12.2M
GOOGLAlphabet Inc.Stock$26.0M$8.87M
CRMSalesforce, Inc.Stock$28.4M–
AMDAdvanced Micro Devices IncStock$18.7M$2.29M
AAPLApple Inc.Stock$9.19M$9.37M
BABAAlibaba Group Holding LtdADR$2.98M$9.38M
AMZNAmazon Com IncStock$7.33M$2.78M
DXCMDexcom IncCOM$5.60M–
iShares Inc46434G822MSCI JAPAN ETF$3.96M$1.01M
HCAHCA Healthcare, Inc.COM$3.00M–
GOOGAlphabet Inc.Stock$1.07M$1.67M
TECKTeck Resources LtdCL B$2.62M–
TSMTaiwan Semiconductor Manufacturing Co LtdADR$2.52M–
BTIBritish American Tobacco p.l.c.SPONSORED ADR$1.95M–
LCIDLucid Group, Inc.COM–$1.86M
STLAStellantis N.V.SHS$1.78M–
SWKSSkyworks Solutions, Inc.Stock–$1.52M
NVONovo Nordisk A SADR$1.38M–
DDD3D Systems CorpCOM NEW–$1.33M
MUMicron Technology IncStock$776.0K$490.0K
NXSTNexstar Media Group, Inc.COMMON STOCK–$1.20M
FMCFMC CorpCOM NEW$1.15M–
VVisa Inc.Stock$1.15M–
INTCIntel CorpStock$295.0K$665.0K
DVNDevon Energy CorpStock–$954.0K
GEOGeo Group IncCOM–$905.0K
MDTMedtronic plcStock–$870.0K
NFLXNetflix IncStock$377.0K$453.0K
QRVOQorvo, Inc.Stock–$821.0K
LACLithium Americas Corp.COM NEW–$697.0K
CRUSCirrus Logic, Inc.Stock–$599.0K
AFRMAffirm Holdings, Inc.COM CL A–$585.0K
ICEIntercontinental Exchange, Inc.Stock$522.0K–
CRONCronos Group Inc.COM–$457.0K
GMEGameStop Corp.Stock$379.0K–
PROPROS Holdings, Inc.COM–$353.0K
EPAMEPAM Systems, Inc.COM–$307.0K
SNAPSnap IncStock$291.0K–
WMGWarner Music Group Corp.COM CL A–$279.0K
AYXAlteryx, Inc.COM CL A–$215.0K
ATSGAir Transport Services Group, Inc.COM–$213.0K
PTONPeloton Interactive, Inc.CL A COM$123.0K–
VGRVector Group LtdCOM$107.0K–
RADNew Rite Aid, LLCCOM$50.0K–
CNXCNX Resources CorpCOM$8.00K–

Sold out since Q2 2023 (119)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 119 by value last quarter.

Positions of DRW Securities, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
iShares Tr464287234MSCI EMG MKT ETF2,300,225$91.0M7.0%–
iShares Tr464287184CHINA LG-CAP ETF1,046,413$28.5M2.2%–
ProShares Tr74347G739ULTSHRT QQQ1,037,026$13.7M1.1%–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF203,872$11.1M0.9%–
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund461,517$8.73M0.7%–
ProShares Tr74347X831ULTRAPRO QQQ156,828$6.43M0.5%–
State Street SPDR S&P Regional Banking ETF78464A698ETF117,577$4.80M0.4%–
State Street Health Care Select Sector SPDR ETF81369Y209ETF30,744$4.08M0.3%–
iShares Semiconductor ETF464287523ETF6,743$3.42M0.3%–
State Street SPDR S&P Biotech ETF78464A870ETF40,500$3.37M0.3%–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 18,902$3.06M0.2%History
Vanguard Total World Stock ETF922042742ETF30,727$2.98M0.2%–
ProShares Ultrashort S&P 50074347G416ETF84,453$2.90M0.2%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF20,859$2.31M0.2%–
METMetlife IncStock38,152$2.16M0.2%History
GPNGlobal Payments IncStock21,056$2.07M0.2%History
XOMExxonMobil Holdings CorpCOM18,402$1.97M0.2%History
MROMarathon Oil CorpCOM83,300$1.92M0.1%History
EXEExpand Energy CorpCOM20,000$1.67M0.1%History
ACGLArch Capital Group Ltd.Stock19,843$1.49M0.1%History
FNGDBank of MontrealMICROSECTORS FAN159,195$1.43M0.1%History
FISFidelity National Information Services, Inc.Stock26,029$1.42M0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF46,949$1.41M0.1%–
LPLALPL Financial Holdings Inc.COM6,500$1.41M0.1%History
DEODiageo PLCSPON ADR NEW7,710$1.34M0.1%History
GPORGulfport Energy CorpCOMMON SHARES12,200$1.28M0.1%History
RLIRli CorpCOM8,900$1.22M0.1%History
VETVermilion Energy Inc.COM95,000$1.18M0.1%History
DVNDevon Energy CorpStock22,353$1.08M0.1%History
FNFFidelity National Financial, Inc.COM SHS29,900$1.08M0.1%History
iShares Inc464286392MSCI WORLD ETF8,483$1.06M0.1%–
EVREvercore Inc.CLASS A8,500$1.05M0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR48,900$1.03M0.1%History
CRKComstock Resources IncCOM85,000$986.0K0.1%History
ProShares Bitcoin ETF74347G440ETF52,749$896.0K0.1%–
FOURShift4 Payments, Inc.CL A12,000$815.0K0.1%History
iShares Tr464288513IBOXX HI YD ETF9,000$676.0K0.1%–
PGRProgressive CorpStock4,888$647.0K0.1%History
IBMInternational Business Machines CorpStock4,469$598.0K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF2,009$578.0K<0.1%–
CLColgate Palmolive CoStock7,056$544.0K<0.1%History
MRKMerck & Co., Inc.Stock4,645$536.0K<0.1%History
ICEIntercontinental Exchange, Inc.Stock4,616$522.0K<0.1%History
FLYWFlywire CorpCOM VTG16,719$519.0K<0.1%History
iShares Tr46428743220 YR TR BD ETF5,000$515.0K<0.1%–
XRAYDentsply Sirona Inc.Stock12,800$512.0K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF5,810$481.0K<0.1%–
VMWVmware LLCCL A COM3,200$460.0K<0.1%History
SYKStryker CorpStock1,500$458.0K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI17,000$455.0K<0.1%–
EMREmerson Electric CoStock5,000$452.0K<0.1%History
iShares Tr464287515EXPANDED TECH1,300$450.0K<0.1%–
ROPRoper Technologies IncStock900$433.0K<0.1%History
ZTSZoetis Inc.Stock2,482$427.0K<0.1%History
BRK.BBerkshire Hathaway IncStock1,200$409.0K<0.1%History
PNCPNC Financial Services Group, Inc.Stock3,236$408.0K<0.1%History
DASHDoorDash, Inc.Stock5,168$395.0K<0.1%History
HOODRobinhood Markets, Inc.Stock38,159$381.0K<0.1%History
CCitigroup IncStock8,121$374.0K<0.1%History
AFLAflac IncStock5,061$353.0K<0.1%History
TFCTruist Financial CorpCOM11,600$352.0K<0.1%History
EFXEquifax IncCOM1,400$329.0K<0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF7,060$321.0K<0.1%–
Vanguard Morningstar Total Stock Market ETF922908769ETF1,378$304.0K<0.1%–
ASMLASML Holding NVADR410$297.0K<0.1%History
MTCHMatch Group, Inc.COM7,067$296.0K<0.1%History
VIXYProShares Trust IIVIX SH TRM FUTRS11,858$296.0K<0.1%History
FCXFreeport-McMoran IncStock7,014$281.0K<0.1%History
RIOTRiot Platforms, Inc.COM22,989$272.0K<0.1%History
PRUPrudential Financial IncStock3,053$269.0K<0.1%History
CFGCitizens Financial Group IncCOM10,100$263.0K<0.1%History
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF7,017$260.0K<0.1%–
JNJJohnson & JohnsonStock1,550$257.0K<0.1%History
NEENextera Energy IncStock3,462$257.0K<0.1%History
TROWPrice T Rowe Group IncStock2,112$237.0K<0.1%History
iShares Tr464288760US AER DEF ETF2,000$233.0K<0.1%–
EQNREquinor ASASPONSORED ADR7,808$228.0K<0.1%History
BDXBecton Dickinson & CoStock851$225.0K<0.1%History
SHOPShopify Inc.Stock3,447$223.0K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS3,149$218.0K<0.1%History
BNTXBioNTech SESPONSORED ADS2,000$216.0K<0.1%History
ANETArista Networks, Inc.COM1,330$216.0K<0.1%History
OMCOmnicom Group Inc.COM2,259$215.0K<0.1%History
iShares Core MSCI Europe ETF46434V738ETF4,000$211.0K<0.1%–
CICigna GroupStock746$209.0K<0.1%History
LINLinde PLCStock543$207.0K<0.1%History
HIGHartford Insurance Group, Inc.Stock2,865$206.0K<0.1%History
IDXXIDEXX Laboratories IncCOM407$204.0K<0.1%History
PCTPureCycle Technologies, Inc.COM18,500$198.0K<0.1%History
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS24,367$152.0K<0.1%History
EZPWEzcorp IncCL A NON VTG15,800$132.0K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS14,160$110.0K<0.1%History
TMETencent Music Entertainment GroupSPON ADS14,884$110.0K<0.1%History
INVEINVE Technologies, Inc.COM NEW12,000$101.0K<0.1%History
AXTIAxt IncCOM26,900$93.0K<0.1%History
ABCLAbCellera Biologics Inc.COM14,000$90.0K<0.1%History
TALTAL Education GroupSPONSORED ADS12,782$76.0K<0.1%History
URGUr-Energy IncCOM71,300$75.0K<0.1%History
AIPArteris, Inc.COM10,400$71.0K<0.1%History
IQiQIYI, Inc.SPONSORED ADS13,315$71.0K<0.1%History