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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 8, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,040
−10 vs. Q3 2023
Portfolio value
$1.23B
+$55.0M (+4.7%) vs. Q3 2023
Filed
Feb 8, 2024
SEC
Holdings of Asset Dedication, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
CMICummins IncStock1,643$394.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV3,982$394.0K<0.1%00.0%Unchanged–
CARRCarrier Global CorpStock7,048$406.0K<0.1%−312−4.2%ReducedHistory
USBUS Bancorp DECOM NEW9,804$422.0K<0.1%+4,315+78.6%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF2,942$434.0K<0.1%00.0%Unchanged–
SPDR Index Shs FDS78463X871ST INTL CAP ETF13,764$436.0K<0.1%−704−4.9%Reduced–
VanEck Morningstar Wide Moat ETF92189F643ETF5,156$437.0K<0.1%00.0%Unchanged–
IAUiShares Gold TrustETF11,298$438.0K<0.1%−36−0.3%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J445INVSC 30 MUNI BD19,676$442.0K<0.1%+7,728+64.7%Added–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF17,972$449.0K<0.1%−315−1.7%Reduced–
DELLDell Technologies Inc.Stock6,229$470.0K<0.1%+10.0%AddedHistory
iShares Tr464288521CRE U S REIT ETF8,683$470.0K<0.1%+937+12.1%Added–
PFEPfizer IncStock16,405$473.0K<0.1%−15,126−48.0%ReducedHistory
MTDMettler Toledo International IncCOM393$476.0K<0.1%−15−3.7%ReducedHistory
MUMicron Technology IncStock5,759$491.0K<0.1%00.0%UnchangedHistory
COPConocoPhillipsStock4,280$494.0K<0.1%+23+0.5%AddedHistory
iShares MSCI Eafe ETF464287465ETF6,970$526.0K<0.1%−549−7.3%Reduced–
GILDGilead Sciences, Inc.Stock6,754$545.0K<0.1%+813+13.7%AddedHistory
WisdomTree Tr97717W505US MIDCAP DIVID12,303$562.0K<0.1%00.0%Unchanged–
BMYBristol Myers Squibb CoStock11,036$563.0K<0.1%−7,036−38.9%ReducedHistory
MDLZMondelez International, Inc.Stock7,842$568.0K<0.1%−10.0%ReducedHistory
ASMLASML Holding NVADR743$571.0K<0.1%+140+23.2%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF5,161$577.0K<0.1%−385−6.9%Reduced–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF5,026$577.0K<0.1%−78−1.5%Reduced–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT19,380$578.0K<0.1%00.0%Unchanged–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF5,914$590.0K<0.1%00.0%Unchanged–
iShares Inc464286319EM MKTS DIV ETF22,412$591.0K<0.1%−477−2.1%Reduced–
CHTRCharter Communications, Inc.CL A1,522$591.0K<0.1%−69−4.3%ReducedHistory
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF24,637$592.0K<0.1%−312−1.3%Reduced–
TDGTransDigm Group INCCOM605$609.0K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF10,908$611.0K<0.1%+931+9.3%Added–
Invesco Exch TRD SLF Idx FD46139W858BULLETSHS 203230,408$622.0K0.1%+21,383+236.9%Added–
PNCPNC Financial Services Group, Inc.Stock4,087$632.0K0.1%−285−6.5%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF2,981$633.0K0.1%+178+6.4%Added–
METMetlife IncStock9,675$640.0K0.1%−284−2.9%ReducedHistory
CCitigroup IncStock12,566$645.0K0.1%−1,321−9.5%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF15,676$646.0K0.1%+1,440+10.1%Added–
iShares Core High Dividend ETF46429B663ETF6,362$648.0K0.1%00.0%Unchanged–
CMGChipotle Mexican Grill IncCOM285$652.0K0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF2,708$654.0K0.1%−25−0.9%Reduced–
American Centy ETF Tr025072315AVA RES MAR ETF13,745$662.0K0.1%+6,587+92.0%Added–
Invesco Exch TRD SLF Idx FD46138J478BULSHS 2029 MUNI28,273$663.0K0.1%+4,745+20.2%Added–
Dimensional ETF Trust25434V807INTERNATNAL VAL19,653$674.0K0.1%+609+3.2%Added–
IDXXIDEXX Laboratories IncCOM1,227$682.0K0.1%−23−1.8%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF4,043$689.0K0.1%00.0%Unchanged–
iShares Tr464288877EAFE VALUE ETF13,440$699.0K0.1%−815−5.7%Reduced–
Schwab Emerging Markets Equity ETF808524706ETF28,083$701.0K0.1%−425−1.5%Reduced–
CSXCSX CorpStock20,471$710.0K0.1%00.0%UnchangedHistory
SHWSherwin Williams CoCOM2,312$717.0K0.1%+173+8.1%AddedHistory
YUMYum Brands IncStock5,686$741.0K0.1%+362+6.8%AddedHistory
MSMorgan StanleyStock8,017$742.0K0.1%−2,474−23.6%ReducedHistory
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF4,296$754.0K0.1%00.0%Unchanged–
iShares Tr464288273EAFE SML CP ETF12,574$775.0K0.1%−408−3.1%Reduced–
Schwab Fundamental International Equity ETF808524755ETF23,157$781.0K0.1%+10.0%Added–
APDAir Products & Chemicals, Inc.Stock2,949$807.0K0.1%−79−2.6%ReducedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF15,209$852.0K0.1%−595−3.8%Reduced–
American Centy ETF Tr025072802INTL SMCP VLU13,889$872.0K0.1%+5,623+68.0%Added–
WisdomTree Tr97717W570US MIDCAP FUND15,293$878.0K0.1%00.0%Unchanged–
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF36,859$880.0K0.1%−540−1.4%Reduced–
PGRProgressive CorpStock5,732$913.0K0.1%−10.0%ReducedHistory
SPDR Series Trust78464A201ST STR SP600GRWO10,986$920.0K0.1%−164−1.5%Reduced–
BLKBlackRock, Inc.COM1,149$931.0K0.1%+319+38.4%AddedHistory
DEDeere & CoStock2,340$941.0K0.1%+20+0.9%AddedHistory
Invesco Exch TRD SLF Idx FD46138J486BULSHS 2028 MUNI39,961$952.0K0.1%+15,756+65.1%Added–
LINLinde PLCStock2,351$959.0K0.1%+84+3.7%AddedHistory
Dimensional U.S. Small Cap ETF25434V500ETF16,114$960.0K0.1%−1,385−7.9%Reduced–
SLBSLB LimitedStock18,647$970.0K0.1%−101−0.5%ReducedHistory
iShares Tr46435G326CORE MSCI INTL15,476$984.0K0.1%00.0%Unchanged–
NOCNorthrop Grumman CorpStock2,116$986.0K0.1%−40−1.9%ReducedHistory
COFCapital One Financial CorpStock7,648$1.00M0.1%+945+14.1%AddedHistory
CPRICapri Holdings LtdSHS20,491$1.02M0.1%−7,071−25.7%ReducedHistory
TSLATesla, Inc.Stock4,177$1.03M0.1%+428+11.4%AddedHistory
DHRDanaher CorpStock4,500$1.04M0.1%−2,716−37.6%ReducedHistory
TAT&T Inc.Stock61,629$1.04M0.1%+1,607+2.7%AddedHistory
EPDEnterprise Products Partners L.P.Stock39,359$1.04M0.1%−753−1.9%ReducedHistory
ELVElevance Health, Inc.Stock2,264$1.06M0.1%+263+13.1%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF4,599$1.07M0.1%+10.0%Added–
SAPSAP SEADR7,053$1.08M0.1%+91+1.3%AddedHistory
EXCExelon CorpStock30,303$1.08M0.1%−1,529−4.8%ReducedHistory
HRLHormel Foods CorpCOM34,002$1.10M0.1%+352+1.0%AddedHistory
American Centy ETF Tr025072372EMERGING MKT VAL24,086$1.11M0.1%−62−0.3%Reduced–
CBChubb LtdStock4,912$1.11M0.1%+9+0.2%AddedHistory
iShares Tr464287689RUSSELL 3000 ETF4,150$1.14M0.1%−144−3.4%Reduced–
Schwab International Equity ETF808524805ETF30,813$1.14M0.1%−519−1.7%Reduced–
iShares Russell 1000 Value ETF464287598ETF6,929$1.14M0.1%−1,013−12.8%Reduced–
iShares Inc46434G764MSCI EMRG CHN21,135$1.17M0.1%+2,151+11.3%Added–
iShares Tr46435G516ESG AW MSCI EAFE15,527$1.17M0.1%−662−4.1%Reduced–
ACNAccenture plcStock3,372$1.19M0.1%+19+0.6%AddedHistory
GPCGenuine Parts CoStock8,865$1.23M0.1%−6−0.1%ReducedHistory
Vanguard Utilities ETF92204A876ETF9,040$1.23M0.1%−284−3.0%Reduced–
iShares Select Dividend ETF464287168ETF10,639$1.25M0.1%−622−5.5%Reduced–
DDominion Energy, IncStock26,782$1.25M0.1%+328+1.2%AddedHistory
GDGeneral Dynamics CorpStock4,909$1.26M0.1%+336+7.3%AddedHistory
PYPLPayPal Holdings, Inc.Stock20,862$1.27M0.1%−16−0.1%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock9,715$1.29M0.1%+61+0.6%AddedHistory
AEPAmerican Electric Power Co IncStock16,120$1.31M0.1%+170+1.1%AddedHistory
XELXcel Energy IncStock21,198$1.31M0.1%+42+0.2%AddedHistory
ORealty Income CorpREIT22,896$1.31M0.1%+82+0.4%AddedHistory
WisdomTree Tr97717W877GLB HIGH DIV FD27,175$1.33M0.1%00.0%Unchanged–
TMOThermo Fisher Scientific Inc.Stock2,511$1.33M0.1%+521+26.2%AddedHistory

Sold out since Q3 2023 (51)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB1,826,958$38.8M3.3%–
iShares Tr46434VAX8IBONDS DEC23 ETF305,660$7.74M0.7%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY320,769$7.53M0.6%–
iShares Tr46435U150IBONDS 23 TRM HG282,925$6.68M0.6%–
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI140,371$3.51M0.3%–
iShares Tr46435G318IBONDS DEC202365,652$1.68M0.1%–
VMWVmware LLCCL A COM826$135.0K<0.1%History
Schwab Strategic Tr808524862SHT TM US TRES1,913$91.0K<0.1%–
Dimensional ETF Trust25434V724US MKTWIDE VALUE2,661$90.0K<0.1%–
ATVIActivision Blizzard, Inc.COM897$85.0K<0.1%History
iShares Tr464287127MORNINGSTR US EQ840$49.0K<0.1%–
iShares Tr46434V613CORE UNIVRSL USD848$37.0K<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT747$22.0K<0.1%–
iShares Tr464288588MBS ETF197$17.0K<0.1%–
BNSBank of Nova ScotiaCOM331$15.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF183$13.0K<0.1%–
WisdomTree Tr97717Y717GROWTH LEADERS432$13.0K<0.1%–
iShares Tr464288687PFD AND INCM SEC300$9.00K<0.1%–
iShares Tr46428865310-20 YR TRS ETF83$8.00K<0.1%–
Schwab Strategic Tr8085246985 10YR CORP BD136$6.00K<0.1%–
AORTArtivion, Inc.COM400$6.00K<0.1%History
INMBInmune Bio, Inc.COM814$6.00K<0.1%History
Sunpower Corp867652406COM1,000$6.00K<0.1%–
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT73$5.00K<0.1%–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX44$4.00K<0.1%–
JDJD.com, Inc.SPON ADS CL A122$4.00K<0.1%History
iShares Select U.S. REIT ETF464287564ETF56$3.00K<0.1%–
Schwab Intermediate-Term US Treasury ETF808524854ETF72$3.00K<0.1%–
APTVAptiv PLCSHS30$3.00K<0.1%History
FLEXFlex Ltd.Stock70$2.00K<0.1%History
NFNTInfinite Acquisition Corp.CL A ORD SHS152$2.00K<0.1%History
iShares Tr464288638ISHS 5-10YR INVT24$1.00K<0.1%–
NEOGNeogen CorpCOM40$1.00K<0.1%History
DEODiageo PLCSPON ADR NEW6$1.00K<0.1%History
SEDGSolaredge Technologies, Inc.COM8$1.00K<0.1%History
PPTFranklin Premier Income TrustSH BEN INT330$1.00K<0.1%History
UNGUnited States Natural Gas Fund, LPUNIT PAR82$1.00K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS9$1.00K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7$00.0%–
AALAmerican Airlines Group Inc.Stock31$00.0%History
Xtrackers International Real Estate ETF233051846ETF38$00.0%–
AGNCAGNC Investment Corp.REIT1$00.0%History
SEESealed Air CorpCOM10$00.0%History
UPSTUpstart Holdings, Inc.COM8$00.0%History
UMCUnited Microelectronics CorpSPON ADR NEW50$00.0%History
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU12$00.0%–
Direxion Shs ETF Tr25460G625DAILY CLUD BUL2X10$00.0%–
ETF Managers Tr26924G771ETFMG TRAVEL TEC15$00.0%–
Hall of Fame Resort & Entmt40619L110*W EXP 07/01/20216,000$00.0%–
WM Technology, Inc.92971A117*W EXP 06/16/2023,300$00.0%–
CENNCenntro Inc.ORD SHS2$00.0%History