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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 8, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,040
−10 vs. Q3 2023
Portfolio value
$1.23B
+$55.0M (+4.7%) vs. Q3 2023
Filed
Feb 8, 2024
SEC
Holdings of Asset Dedication, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NTRNutrien Ltd.COM823$46.0K<0.1%00.0%UnchangedHistory
EVRGEvergy, Inc.Stock885$47.0K<0.1%00.0%UnchangedHistory
AFLAflac IncStock582$47.0K<0.1%00.0%UnchangedHistory
PRKPark National CorpCOM350$47.0K<0.1%00.0%UnchangedHistory
STTState Street CorpCOM620$48.0K<0.1%00.0%UnchangedHistory
SRPTSarepta Therapeutics, Inc.COM500$48.0K<0.1%00.0%UnchangedHistory
EQNREquinor ASASPONSORED ADR1,500$48.0K<0.1%00.0%UnchangedHistory
DVNDevon Energy CorpStock1,070$49.0K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF1,049$49.0K<0.1%00.0%Unchanged–
FTVFortive CorpStock680$50.0K<0.1%00.0%UnchangedHistory
iShares Tr464287739U.S. REAL ES ETF539$50.0K<0.1%00.0%Unchanged–
NBTBNBT Bancorp IncCOM1,190$50.0K<0.1%00.0%UnchangedHistory
SNYSanofiSPONSORED ADR1,014$50.0K<0.1%+67+7.1%AddedHistory
MRVLMarvell Technology, Inc.COM822$50.0K<0.1%00.0%UnchangedHistory
VLYValley National BancorpCOM4,725$51.0K<0.1%00.0%UnchangedHistory
SGSweetgreen, Inc.COM CL A4,500$51.0K<0.1%00.0%UnchangedHistory
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF2,004$52.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded Alp33735K108COM SHS483$53.0K<0.1%00.0%Unchanged–
FMNBFarmers National Banc CorpCOM3,654$53.0K<0.1%00.0%UnchangedHistory
Vanguard S&P 500 Growth ETF921932505ETF201$54.0K<0.1%00.0%Unchanged–
FSLRFirst Solar, Inc.Stock315$54.0K<0.1%+60+23.5%AddedHistory
BIIBBiogen Inc.COM210$54.0K<0.1%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR16,465$54.0K<0.1%−10,558−39.1%ReducedHistory
NLYAnnaly Capital Management IncREIT2,803$55.0K<0.1%+84+3.1%AddedHistory
ENBEnbridge IncStock1,570$56.0K<0.1%+1,109+240.6%AddedHistory
CHDChurch & Dwight Co IncCOM600$57.0K<0.1%−80−11.8%ReducedHistory
XYLXylem Inc.COM504$57.0K<0.1%00.0%UnchangedHistory
ASHAshland Inc.COM674$57.0K<0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Value ETF464287473ETF497$58.0K<0.1%00.0%Unchanged–
iShares Russell Mid-Cap Growth ETF464287481ETF550$58.0K<0.1%+13+2.4%Added–
SLFSun Life Financial IncCOM1,112$58.0K<0.1%00.0%UnchangedHistory
URIUnited Rentals, Inc.COM100$58.0K<0.1%00.0%UnchangedHistory
BRBroadridge Financial Solutions, Inc.Stock285$59.0K<0.1%+37+14.9%AddedHistory
ProShares Tr74347R248LARGE CAP CRE1,082$59.0K<0.1%00.0%Unchanged–
VVVValvoline IncCOM1,591$60.0K<0.1%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF722$61.0K<0.1%00.0%Unchanged–
U.S. Global Jets ETF26922A842ETF3,198$61.0K<0.1%−18−0.6%Reduced–
PIMCO Equity Ser72202L389RAFI DYN EMERG3,155$61.0K<0.1%00.0%Unchanged–
SPGIS&P Global Inc.Stock144$64.0K<0.1%+47+48.5%AddedHistory
EOGEOG Resources IncStock541$64.0K<0.1%00.0%UnchangedHistory
ProShares Tr74348A467S&P 500 DV ARIST664$64.0K<0.1%00.0%Unchanged–
iShares Russell Midcap ETF464287499ETF839$65.0K<0.1%−325−27.9%Reduced–
Barrick Gold Corp067901108COM3,768$68.0K<0.1%00.0%Unchanged–
FTAIFTAI Aviation Ltd.SHS1,498$70.0K<0.1%00.0%UnchangedHistory
FDXFedEx CorpStock277$71.0K<0.1%00.0%UnchangedHistory
Schwab U.S. Mid-Cap ETF808524508ETF963$72.0K<0.1%+44+4.8%Added–
First Tr Exchange-Traded Alp33735J101COM SHS1,012$72.0K<0.1%00.0%Unchanged–
CSQCalamos Strategic Total Return FundCOM SH BEN INT4,800$72.0K<0.1%00.0%UnchangedHistory
APOApollo Global Management, Inc.COM768$72.0K<0.1%00.0%UnchangedHistory
SGOLabrdn Gold ETF TrustETF3,676$73.0K<0.1%00.0%UnchangedHistory
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF2,921$74.0K<0.1%+906+45.0%Added–
DBCInvesco DB Commodity Index Tracking FundUNIT3,311$74.0K<0.1%+83+2.6%AddedHistory
WisdomTree Tr97717W778INTL MIDCAP DV1,210$74.0K<0.1%00.0%Unchanged–
STESTERIS plcSHS USD338$74.0K<0.1%00.0%UnchangedHistory
NEMNEWMONT CorpStock1,813$75.0K<0.1%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG800$75.0K<0.1%00.0%Unchanged–
Ea Series Trust02072L607FREEDOM 100 EM2,315$76.0K<0.1%00.0%Unchanged–
MRNAModerna, Inc.Stock768$77.0K<0.1%00.0%UnchangedHistory
TTWOTake Two Interactive Software IncCOM476$77.0K<0.1%−74−13.5%ReducedHistory
KLACKLA CorpCOM NEW134$78.0K<0.1%00.0%UnchangedHistory
VLOValero Energy CorpStock617$81.0K<0.1%00.0%UnchangedHistory
SCHWSchwab Charles CorpStock1,195$81.0K<0.1%+109+10.0%AddedHistory
WSMWilliams Sonoma IncCOM400$81.0K<0.1%00.0%UnchangedHistory
DLTRDollar Tree, Inc.COM569$82.0K<0.1%00.0%UnchangedHistory
MLABMesa Laboratories IncCOM830$87.0K<0.1%+830NewHistory
EGEverest Group, Ltd.COM250$88.0K<0.1%00.0%UnchangedHistory
Vanguard Short-Term Bond ETF921937827ETF1,165$89.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF644$94.0K<0.1%00.0%Unchanged–
AMATApplied Materials IncStock581$94.0K<0.1%−75−11.4%ReducedHistory
iShares Russell 2000 ETF464287655ETF474$95.0K<0.1%−111−19.0%Reduced–
GLWCorning IncCOM3,152$95.0K<0.1%−644−17.0%ReducedHistory
GISGeneral Mills IncStock1,497$97.0K<0.1%00.0%UnchangedHistory
MPCMarathon Petroleum CorpStock655$97.0K<0.1%00.0%UnchangedHistory
MSIMotorola Solutions, Inc.Stock308$97.0K<0.1%00.0%UnchangedHistory
CRD.ACrawford & CoCL A7,432$98.0K<0.1%00.0%UnchangedHistory
SPDR Index Shs FDS78463X426MSCI EMRG MKTS1,737$98.0K<0.1%−205−10.6%Reduced–
VanEck ETF Trust92189H409HIGH YLD MUNIETF1,910$99.0K<0.1%00.0%Unchanged–
Vanguard Index FDS922908652EXTEND MKT ETF608$100.0K<0.1%00.0%Unchanged–
EBAYeBay IncCOM2,249$100.0K<0.1%+10.0%AddedHistory
IDAIdacorp IncCOM1,035$102.0K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R118NASD TECH DIV1,600$102.0K<0.1%00.0%Unchanged–
CLFCleveland-Cliffs Inc.COM4,925$103.0K<0.1%00.0%UnchangedHistory
LPLALPL Financial Holdings Inc.COM451$103.0K<0.1%00.0%UnchangedHistory
ANSSAnsys IncCOM285$103.0K<0.1%−22−7.2%ReducedHistory
BKNGBooking Holdings Inc.Stock29$104.0K<0.1%−1−3.3%ReducedHistory
GEGeneral Electric CoStock819$105.0K<0.1%−471−36.5%ReducedHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF1,741$108.0K<0.1%−148−7.8%Reduced–
FBNCFirst BancorpCOM2,905$108.0K<0.1%00.0%UnchangedHistory
VLTOVeralto CorpStock1,558$111.0K<0.1%+1,558NewHistory
Vanguard S&P 500 Value ETF921932703ETF676$114.0K<0.1%00.0%Unchanged–
PANWPalo Alto Networks IncStock399$116.0K<0.1%00.0%UnchangedHistory
iShares Inc46434G889EMNG MKTS EQT2,716$116.0K<0.1%00.0%Unchanged–
PAYXPaychex IncStock995$118.0K<0.1%00.0%UnchangedHistory
iShares Global Clean Energy ETF464288224ETF7,654$119.0K<0.1%+103+1.4%Added–
SYYSysco CorpStock1,633$121.0K<0.1%−72−4.2%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF3,050$122.0K<0.1%−2,210−42.0%Reduced–
HPQHP IncStock4,109$124.0K<0.1%+5+0.1%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF504$127.0K<0.1%+31+6.6%Added–
BXBlackstone Inc.COM986$128.0K<0.1%+26+2.7%AddedHistory
First Tr Exchange-Traded FD33734H106SHS3,187$129.0K<0.1%00.0%Unchanged–

Sold out since Q3 2023 (51)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB1,826,958$38.8M3.3%–
iShares Tr46434VAX8IBONDS DEC23 ETF305,660$7.74M0.7%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY320,769$7.53M0.6%–
iShares Tr46435U150IBONDS 23 TRM HG282,925$6.68M0.6%–
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI140,371$3.51M0.3%–
iShares Tr46435G318IBONDS DEC202365,652$1.68M0.1%–
VMWVmware LLCCL A COM826$135.0K<0.1%History
Schwab Strategic Tr808524862SHT TM US TRES1,913$91.0K<0.1%–
Dimensional ETF Trust25434V724US MKTWIDE VALUE2,661$90.0K<0.1%–
ATVIActivision Blizzard, Inc.COM897$85.0K<0.1%History
iShares Tr464287127MORNINGSTR US EQ840$49.0K<0.1%–
iShares Tr46434V613CORE UNIVRSL USD848$37.0K<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT747$22.0K<0.1%–
iShares Tr464288588MBS ETF197$17.0K<0.1%–
BNSBank of Nova ScotiaCOM331$15.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF183$13.0K<0.1%–
WisdomTree Tr97717Y717GROWTH LEADERS432$13.0K<0.1%–
iShares Tr464288687PFD AND INCM SEC300$9.00K<0.1%–
iShares Tr46428865310-20 YR TRS ETF83$8.00K<0.1%–
Schwab Strategic Tr8085246985 10YR CORP BD136$6.00K<0.1%–
AORTArtivion, Inc.COM400$6.00K<0.1%History
INMBInmune Bio, Inc.COM814$6.00K<0.1%History
Sunpower Corp867652406COM1,000$6.00K<0.1%–
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT73$5.00K<0.1%–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX44$4.00K<0.1%–
JDJD.com, Inc.SPON ADS CL A122$4.00K<0.1%History
iShares Select U.S. REIT ETF464287564ETF56$3.00K<0.1%–
Schwab Intermediate-Term US Treasury ETF808524854ETF72$3.00K<0.1%–
APTVAptiv PLCSHS30$3.00K<0.1%History
FLEXFlex Ltd.Stock70$2.00K<0.1%History
NFNTInfinite Acquisition Corp.CL A ORD SHS152$2.00K<0.1%History
iShares Tr464288638ISHS 5-10YR INVT24$1.00K<0.1%–
NEOGNeogen CorpCOM40$1.00K<0.1%History
DEODiageo PLCSPON ADR NEW6$1.00K<0.1%History
SEDGSolaredge Technologies, Inc.COM8$1.00K<0.1%History
PPTFranklin Premier Income TrustSH BEN INT330$1.00K<0.1%History
UNGUnited States Natural Gas Fund, LPUNIT PAR82$1.00K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS9$1.00K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7$00.0%–
AALAmerican Airlines Group Inc.Stock31$00.0%History
Xtrackers International Real Estate ETF233051846ETF38$00.0%–
AGNCAGNC Investment Corp.REIT1$00.0%History
SEESealed Air CorpCOM10$00.0%History
UPSTUpstart Holdings, Inc.COM8$00.0%History
UMCUnited Microelectronics CorpSPON ADR NEW50$00.0%History
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU12$00.0%–
Direxion Shs ETF Tr25460G625DAILY CLUD BUL2X10$00.0%–
ETF Managers Tr26924G771ETFMG TRAVEL TEC15$00.0%–
Hall of Fame Resort & Entmt40619L110*W EXP 07/01/20216,000$00.0%–
WM Technology, Inc.92971A117*W EXP 06/16/2023,300$00.0%–
CENNCenntro Inc.ORD SHS2$00.0%History