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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 8, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,040
−10 vs. Q3 2023
Portfolio value
$1.23B
+$55.0M (+4.7%) vs. Q3 2023
Filed
Feb 8, 2024
SEC
Holdings of Asset Dedication, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF243$13.0K<0.1%00.0%Unchanged–
AMEAmetek IncCOM77$13.0K<0.1%00.0%UnchangedHistory
TEAMAtlassian CorpCL A54$13.0K<0.1%00.0%UnchangedHistory
Alps ETF Tr00162Q452ALERIAN MLP300$13.0K<0.1%00.0%Unchanged–
WIXWix.com Ltd.SHS106$13.0K<0.1%00.0%UnchangedHistory
MSCIMSCI Inc.Stock24$14.0K<0.1%00.0%UnchangedHistory
PIIPolaris Inc.Stock149$14.0K<0.1%00.0%UnchangedHistory
iShares Esg Aware US Aggregate Bond ETF46435U549ETF289$14.0K<0.1%+289New–
NTAPNetApp, Inc.Stock161$14.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W760INTL SMCAP DIV247$14.0K<0.1%00.0%Unchanged–
PSAPublic StorageCOM45$14.0K<0.1%00.0%UnchangedHistory
iShares Tr46435G433MSCI USA SMCP MN406$14.0K<0.1%00.0%Unchanged–
Timothy Plan887432359US LRGMD CP CORE365$14.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF821$14.0K<0.1%00.0%Unchanged–
iShares Tr46429B655FLTG RATE NT ETF281$14.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717Y691CLOUD COMPUTNG399$14.0K<0.1%00.0%Unchanged–
IQVIQVIA Holdings Inc.Stock64$15.0K<0.1%−12−15.8%ReducedHistory
iShares MSCI India ETF46429B598ETF317$15.0K<0.1%00.0%Unchanged–
CMCanadian Imperial Bank of CommerceCOM294$15.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R887ST STR R2K LOWV135$15.0K<0.1%00.0%Unchanged–
MMSMaximus, Inc.COM176$15.0K<0.1%+176NewHistory
PETVPetVivo Holdings, Inc.COM14,569$15.0K<0.1%00.0%UnchangedHistory
TRIThomson Reuters CorpCOM NO PAR104$15.0K<0.1%00.0%UnchangedHistory
UGIUgi CorpStock642$16.0K<0.1%00.0%UnchangedHistory
ZBHZimmer Biomet Holdings, Inc.Stock135$16.0K<0.1%−115−46.0%ReducedHistory
CHWYChewy, Inc.CL A614$16.0K<0.1%00.0%UnchangedHistory
CDWCDW CorpCOM72$16.0K<0.1%00.0%UnchangedHistory
FBINFortune Brands Innovations, Inc.COM208$16.0K<0.1%00.0%UnchangedHistory
NTRSNorthern Trust CorpCOM195$16.0K<0.1%00.0%UnchangedHistory
AGCOAGCO CorpCOM124$16.0K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS593$16.0K<0.1%00.0%Unchanged–
iShares Tr464288885EAFE GRWTH ETF166$16.0K<0.1%00.0%Unchanged–
BAXBaxter International IncStock585$17.0K<0.1%+208+55.2%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF111$17.0K<0.1%00.0%Unchanged–
VMCVulcan Materials COCOM71$17.0K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL372$17.0K<0.1%00.0%Unchanged–
RBARB Global Inc.COM249$17.0K<0.1%00.0%UnchangedHistory
SKYWSkywest IncCOM329$17.0K<0.1%00.0%UnchangedHistory
iShares Tr464287549EXPND TEC SC ETF39$17.0K<0.1%00.0%Unchanged–
CVNACarvana Co.CL A330$17.0K<0.1%00.0%UnchangedHistory
Amplify Blockchain Technology ETF032108607ETF621$18.0K<0.1%00.0%Unchanged–
Pacer Trendpilot US Mid Cap ETF69374H204ETF536$18.0K<0.1%00.0%Unchanged–
MCOMoodys CorpStock47$18.0K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH176$18.0K<0.1%00.0%Unchanged–
iShares Tr46435U713US INFRASTRUC440$18.0K<0.1%00.0%Unchanged–
iShares Tr464287556ISHARES BIOTECH130$18.0K<0.1%00.0%Unchanged–
BWABorgwarner IncCOM499$18.0K<0.1%00.0%UnchangedHistory
FEFirstenergy CorpCOM497$18.0K<0.1%00.0%UnchangedHistory
MFCManulife Financial CorpCOM842$18.0K<0.1%−270−24.3%ReducedHistory
Advisorshares Tr00768Y453PURE US CANN ETF2,511$18.0K<0.1%00.0%Unchanged–
American Centy ETF Tr025072281AVANTIS RESPON U331$18.0K<0.1%+262+379.7%Added–
ISRGIntuitive Surgical IncCOM NEW55$18.0K<0.1%−14−20.3%ReducedHistory
IARTIntegra Lifesciences Holdings CorpCOM NEW406$18.0K<0.1%00.0%UnchangedHistory
CFRCullen/Frost Bankers, Inc.COM166$18.0K<0.1%00.0%UnchangedHistory
ULUnilever PLCSPON ADR NEW367$18.0K<0.1%00.0%UnchangedHistory
AIGAmerican International Group, Inc.Stock266$19.0K<0.1%00.0%UnchangedHistory
CRHCRH Public Ltd CoORD272$19.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD561$19.0K<0.1%−9,088−94.2%Reduced–
BJBJ's Wholesale Club Holdings, Inc.COM280$19.0K<0.1%00.0%UnchangedHistory
iShares Tr464287762US HLTHCARE ETF66$19.0K<0.1%00.0%Unchanged–
IRIngersoll Rand Inc.COM246$19.0K<0.1%00.0%UnchangedHistory
Innovator ETFs Tr45782C763IBD BREAKOUT577$19.0K<0.1%00.0%Unchanged–
Innovator ETFs Tr45782C862LOUP FRONTIER436$19.0K<0.1%00.0%Unchanged–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF279$20.0K<0.1%00.0%Unchanged–
GEHCGE HealthCare Technologies Inc.Stock268$20.0K<0.1%−13−4.6%ReducedHistory
ADMArcher-Daniels-Midland CoStock278$20.0K<0.1%−10−3.5%ReducedHistory
MOAltria Group, Inc.Stock494$20.0K<0.1%00.0%UnchangedHistory
Timothy Plan887432326HIG DV STK ETF618$20.0K<0.1%00.0%Unchanged–
SPDR Index Shs FDS78463X772ST S&P INTL ETF555$20.0K<0.1%00.0%Unchanged–
VOYAVoya Financial, Inc.COM280$20.0K<0.1%00.0%UnchangedHistory
GRMNGarmin LtdSHS160$20.0K<0.1%00.0%UnchangedHistory
HDBHDFC Bank LtdSPONSORED ADS294$20.0K<0.1%00.0%UnchangedHistory
ULHUniversal Logistics Holdings, Inc.COM705$20.0K<0.1%00.0%UnchangedHistory
CLXClorox CoStock151$21.0K<0.1%00.0%UnchangedHistory
HALHalliburton CoStock564$21.0K<0.1%00.0%UnchangedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD1,588$21.0K<0.1%+373+30.7%Added–
ACAArcosa, Inc.COM250$21.0K<0.1%00.0%UnchangedHistory
CINFCincinnati Financial CorpCOM200$21.0K<0.1%00.0%UnchangedHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF319$21.0K<0.1%00.0%Unchanged–
LUVSouthwest Airlines CoCOM723$21.0K<0.1%00.0%UnchangedHistory
IPInternational Paper CoCOM579$21.0K<0.1%00.0%UnchangedHistory
WELLWelltower Inc.REIT236$22.0K<0.1%00.0%UnchangedHistory
NJRNew Jersey Resources CorpStock492$22.0K<0.1%00.0%UnchangedHistory
CDNSCadence Design Systems IncStock82$22.0K<0.1%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF426$22.0K<0.1%00.0%Unchanged–
MRSHMarsh & McLennan Companies, Inc.Stock115$22.0K<0.1%00.0%UnchangedHistory
KGCKinross Gold CorpCOM3,600$22.0K<0.1%00.0%UnchangedHistory
INGRIngredion IncCOM200$22.0K<0.1%00.0%UnchangedHistory
CRLCharles River Laboratories International, Inc.COM91$22.0K<0.1%00.0%UnchangedHistory
FSKFS KKR Capital CorpCOM1,116$22.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF406$22.0K<0.1%00.0%Unchanged–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN700$22.0K<0.1%00.0%UnchangedHistory
Schwab US Tips ETF808524870ETF445$23.0K<0.1%−65−12.7%Reduced–
KKellanovaStock416$23.0K<0.1%00.0%UnchangedHistory
ECLEcolab Inc.Stock118$23.0K<0.1%−596−83.5%ReducedHistory
WECWec Energy Group, Inc.Stock276$23.0K<0.1%00.0%UnchangedHistory
ETREntergy CorpCOM230$23.0K<0.1%00.0%UnchangedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR1,440$23.0K<0.1%00.0%UnchangedHistory
WYWeyerhaeuser CoCOM NEW646$23.0K<0.1%00.0%UnchangedHistory
CNPCenterpoint Energy IncCOM789$23.0K<0.1%00.0%UnchangedHistory

Sold out since Q3 2023 (51)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB1,826,958$38.8M3.3%–
iShares Tr46434VAX8IBONDS DEC23 ETF305,660$7.74M0.7%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY320,769$7.53M0.6%–
iShares Tr46435U150IBONDS 23 TRM HG282,925$6.68M0.6%–
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI140,371$3.51M0.3%–
iShares Tr46435G318IBONDS DEC202365,652$1.68M0.1%–
VMWVmware LLCCL A COM826$135.0K<0.1%History
Schwab Strategic Tr808524862SHT TM US TRES1,913$91.0K<0.1%–
Dimensional ETF Trust25434V724US MKTWIDE VALUE2,661$90.0K<0.1%–
ATVIActivision Blizzard, Inc.COM897$85.0K<0.1%History
iShares Tr464287127MORNINGSTR US EQ840$49.0K<0.1%–
iShares Tr46434V613CORE UNIVRSL USD848$37.0K<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT747$22.0K<0.1%–
iShares Tr464288588MBS ETF197$17.0K<0.1%–
BNSBank of Nova ScotiaCOM331$15.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF183$13.0K<0.1%–
WisdomTree Tr97717Y717GROWTH LEADERS432$13.0K<0.1%–
iShares Tr464288687PFD AND INCM SEC300$9.00K<0.1%–
iShares Tr46428865310-20 YR TRS ETF83$8.00K<0.1%–
Schwab Strategic Tr8085246985 10YR CORP BD136$6.00K<0.1%–
AORTArtivion, Inc.COM400$6.00K<0.1%History
INMBInmune Bio, Inc.COM814$6.00K<0.1%History
Sunpower Corp867652406COM1,000$6.00K<0.1%–
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT73$5.00K<0.1%–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX44$4.00K<0.1%–
JDJD.com, Inc.SPON ADS CL A122$4.00K<0.1%History
iShares Select U.S. REIT ETF464287564ETF56$3.00K<0.1%–
Schwab Intermediate-Term US Treasury ETF808524854ETF72$3.00K<0.1%–
APTVAptiv PLCSHS30$3.00K<0.1%History
FLEXFlex Ltd.Stock70$2.00K<0.1%History
NFNTInfinite Acquisition Corp.CL A ORD SHS152$2.00K<0.1%History
iShares Tr464288638ISHS 5-10YR INVT24$1.00K<0.1%–
NEOGNeogen CorpCOM40$1.00K<0.1%History
DEODiageo PLCSPON ADR NEW6$1.00K<0.1%History
SEDGSolaredge Technologies, Inc.COM8$1.00K<0.1%History
PPTFranklin Premier Income TrustSH BEN INT330$1.00K<0.1%History
UNGUnited States Natural Gas Fund, LPUNIT PAR82$1.00K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS9$1.00K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7$00.0%–
AALAmerican Airlines Group Inc.Stock31$00.0%History
Xtrackers International Real Estate ETF233051846ETF38$00.0%–
AGNCAGNC Investment Corp.REIT1$00.0%History
SEESealed Air CorpCOM10$00.0%History
UPSTUpstart Holdings, Inc.COM8$00.0%History
UMCUnited Microelectronics CorpSPON ADR NEW50$00.0%History
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU12$00.0%–
Direxion Shs ETF Tr25460G625DAILY CLUD BUL2X10$00.0%–
ETF Managers Tr26924G771ETFMG TRAVEL TEC15$00.0%–
Hall of Fame Resort & Entmt40619L110*W EXP 07/01/20216,000$00.0%–
WM Technology, Inc.92971A117*W EXP 06/16/2023,300$00.0%–
CENNCenntro Inc.ORD SHS2$00.0%History