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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 8, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,040
−10 vs. Q3 2023
Portfolio value
$1.23B
+$55.0M (+4.7%) vs. Q3 2023
Filed
Feb 8, 2024
SEC
Holdings of Asset Dedication, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
VSTSVestis CorpCOM SHS69$1.00K<0.1%+69NewHistory
MDPediatrix Medical Group, Inc.COM100$1.00K<0.1%00.0%UnchangedHistory
LENLennar CorpCL A4$1.00K<0.1%00.0%UnchangedHistory
DARDarling Ingredients Inc.COM11$1.00K<0.1%00.0%UnchangedHistory
DALDelta Air Lines, Inc.COM NEW16$1.00K<0.1%00.0%UnchangedHistory
POOLPool CorpCOM2$1.00K<0.1%00.0%UnchangedHistory
HQYHealthequity, Inc.COM9$1.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W281EMG MKTS SMCAP13$1.00K<0.1%−5,773−99.8%Reduced–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF41$1.00K<0.1%00.0%Unchanged–
TPRTapestry, Inc.COM23$1.00K<0.1%00.0%UnchangedHistory
PINSPinterest, Inc.CL A24$1.00K<0.1%00.0%UnchangedHistory
EVGOEVgo Inc.CL A COM165$1.00K<0.1%00.0%UnchangedHistory
NNVCNanoviricides, Inc.COM1,450$1.00K<0.1%00.0%UnchangedHistory
TDOCTeladoc Health, Inc.COM56$1.00K<0.1%00.0%UnchangedHistory
TRUPTrupanion, Inc.COM20$1.00K<0.1%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C140$1.00K<0.1%00.0%UnchangedHistory
ENVEnvestnet, Inc.COM14$1.00K<0.1%00.0%UnchangedHistory
PXDPioneer Natural Resources CoCOM4$1.00K<0.1%00.0%UnchangedHistory
SPLKSplunk IncCOM8$1.00K<0.1%00.0%UnchangedHistory
ZOMDFZomedica Corp.COM5,381$1.00K<0.1%00.0%UnchangedHistory
BIRDSmartbird, Inc.COM CL A1,118$1.00K<0.1%00.0%UnchangedHistory
KLGWK Kellogg CoCOM104$1.00K<0.1%+104NewHistory
DXCDXC Technology CoStock90$2.00K<0.1%−10−10.0%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF26$2.00K<0.1%00.0%Unchanged–
PCGPG&E CorpStock126$2.00K<0.1%00.0%UnchangedHistory
WABWestinghouse Air Brake Technologies CorpStock17$2.00K<0.1%−1−5.6%ReducedHistory
Dimensional Emerging Core Equity Market ETF25434V302ETF74$2.00K<0.1%−1,344−94.8%Reduced–
OGNOrganon & Co.Stock536$2.00K<0.1%−116−17.8%ReducedHistory
GWWW.W. Grainger, Inc.Stock2$2.00K<0.1%00.0%UnchangedHistory
FDSFactset Research Systems IncStock6$2.00K<0.1%00.0%UnchangedHistory
TECHBIO-TECHNE CorpCOM24$2.00K<0.1%00.0%UnchangedHistory
IRDMIridium Communications Inc.COM40$2.00K<0.1%00.0%UnchangedHistory
ESTCElastic N.V.ORD SHS21$2.00K<0.1%00.0%UnchangedHistory
BEAMBeam Therapeutics Inc.COM68$2.00K<0.1%−200−74.6%ReducedHistory
DJPBarclays Bank PLCDJUBS CMDT ETN3650$2.00K<0.1%00.0%UnchangedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP40$2.00K<0.1%+40New–
SLVMSylvamo CorpCOMMON STOCK50$2.00K<0.1%00.0%UnchangedHistory
REGRegency Centers CorpCOM29$2.00K<0.1%00.0%UnchangedHistory
LYBLyondellBasell Industries N.V.SHS - A -28$2.00K<0.1%00.0%UnchangedHistory
IEXIdex CorpCOM10$2.00K<0.1%00.0%UnchangedHistory
RUNSunrun Inc.COM86$2.00K<0.1%00.0%UnchangedHistory
Fidelity Covington Trust31609A107ENHANCED LARGE91$2.00K<0.1%+91New–
RIGTransocean Ltd.REGISTERED SHS300$2.00K<0.1%00.0%UnchangedHistory
OKTAOkta, Inc.CL A20$2.00K<0.1%+8+66.7%AddedHistory
CFGCitizens Financial Group IncCOM70$2.00K<0.1%−954−93.2%ReducedHistory
COLMColumbia Sportswear CoCOM25$2.00K<0.1%00.0%UnchangedHistory
CPRTCopart IncCOM40$2.00K<0.1%00.0%UnchangedHistory
ELPCEnergy Co of ParanaSPONSORED ADS231$2.00K<0.1%+231NewHistory
CBRLCracker Barrel Old Country Store, IncCOM25$2.00K<0.1%00.0%UnchangedHistory
RPCRidgepost Capital, Inc.CL A COM200$2.00K<0.1%00.0%UnchangedHistory
HOLXHologic IncCOM30$2.00K<0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY81$2.00K<0.1%00.0%Unchanged–
Phaxiam Therapeutics S A29604W207SPON ADR NEW400$2.00K<0.1%00.0%Unchanged–
Vanguard Energy ETF92204A306ETF30$3.00K<0.1%+1+3.4%Added–
iShares Future AI & Tech ETF46435U556ETF100$3.00K<0.1%−145−59.2%Reduced–
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF118$3.00K<0.1%00.0%Unchanged–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF130$3.00K<0.1%−80−38.1%Reduced–
HLNHaleon plcADR356$3.00K<0.1%00.0%UnchangedHistory
ATRAptargroup, Inc.Stock27$3.00K<0.1%00.0%UnchangedHistory
QRVOQorvo, Inc.Stock25$3.00K<0.1%00.0%UnchangedHistory
HWMHowmet Aerospace Inc.Stock53$3.00K<0.1%00.0%UnchangedHistory
DOCUDocuSign, Inc.Stock53$3.00K<0.1%00.0%UnchangedHistory
AMGAffiliated Managers Group, Inc.Stock23$3.00K<0.1%00.0%UnchangedHistory
Defiance Quantum ETF26922A420ETF52$3.00K<0.1%00.0%Unchanged–
COINCoinbase Global, Inc.COM CL A19$3.00K<0.1%−7−26.9%ReducedHistory
DBAInvesco DB Agriculture FundAGRICULTURE FD140$3.00K<0.1%00.0%UnchangedHistory
STEWSRH Total Return Fund, Inc.COM184$3.00K<0.1%00.0%UnchangedHistory
RVTYRevvity, Inc.COM26$3.00K<0.1%00.0%UnchangedHistory
iShares Tr464288208MRGSTR MD CP ETF41$3.00K<0.1%00.0%Unchanged–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST202$3.00K<0.1%00.0%Unchanged–
LSTRLandstar System IncCOM16$3.00K<0.1%00.0%UnchangedHistory
DUOLDuolingo, Inc.CL A COM15$3.00K<0.1%00.0%UnchangedHistory
DTMDT Midstream, Inc.COMMON STOCK50$3.00K<0.1%00.0%UnchangedHistory
HTGCHercules Capital, Inc.COM200$3.00K<0.1%00.0%UnchangedHistory
RJFRaymond James Financial IncCOM30$3.00K<0.1%00.0%UnchangedHistory
ETSYEtsy IncCOM36$3.00K<0.1%00.0%UnchangedHistory
TRPTC Energy CorpCOM66$3.00K<0.1%00.0%UnchangedHistory
NVSTEnvista Holdings CorpCOM117$3.00K<0.1%00.0%UnchangedHistory
BLKBBlackbaud IncCOM38$3.00K<0.1%00.0%UnchangedHistory
IBNIcici Bank LtdADR140$3.00K<0.1%00.0%UnchangedHistory
CHHChoice Hotels International IncCOM24$3.00K<0.1%00.0%UnchangedHistory
ALGNAlign Technology IncCOM12$3.00K<0.1%00.0%UnchangedHistory
FIPFTAI Infrastructure Inc.COMMON STOCK848$3.00K<0.1%00.0%UnchangedHistory
GTGoodyear Tire & Rubber CoCOM200$3.00K<0.1%00.0%UnchangedHistory
RXSTRxSight, Inc.COM74$3.00K<0.1%+74NewHistory
CPAYCorpay, Inc.COM11$3.00K<0.1%00.0%UnchangedHistory
SCPXScorpius Holdings, Inc.COM6,500$3.00K<0.1%00.0%UnchangedHistory
IPGInterpublic Group of Companies, Inc.COM95$3.00K<0.1%−52−35.4%ReducedHistory
LHLabcorp Holdings Inc.COM NEW12$3.00K<0.1%00.0%UnchangedHistory
Paramount Global92556H206CL B225$3.00K<0.1%−9,306−97.6%Reduced–
Two RDS Shared Tr90214Q576HYPATIA WOMEN98$3.00K<0.1%00.0%Unchanged–
MGRMMonogram Technologies Inc.COM1,000$3.00K<0.1%00.0%UnchangedHistory
AIZAssurant, Inc.Stock23$4.00K<0.1%00.0%UnchangedHistory
SOFISoFi Technologies, Inc.Stock400$4.00K<0.1%00.0%UnchangedHistory
ACHRArcher Aviation Inc.Stock658$4.00K<0.1%+658NewHistory
RBLXRoblox CorpStock96$4.00K<0.1%00.0%UnchangedHistory
WENWendy's CoStock231$4.00K<0.1%+231NewHistory
FANGDiamondback Energy, Inc.Stock28$4.00K<0.1%00.0%UnchangedHistory
CTASCintas CorpStock6$4.00K<0.1%−75−92.6%ReducedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF77$4.00K<0.1%−64−45.4%Reduced–

Sold out since Q3 2023 (51)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB1,826,958$38.8M3.3%–
iShares Tr46434VAX8IBONDS DEC23 ETF305,660$7.74M0.7%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY320,769$7.53M0.6%–
iShares Tr46435U150IBONDS 23 TRM HG282,925$6.68M0.6%–
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI140,371$3.51M0.3%–
iShares Tr46435G318IBONDS DEC202365,652$1.68M0.1%–
VMWVmware LLCCL A COM826$135.0K<0.1%History
Schwab Strategic Tr808524862SHT TM US TRES1,913$91.0K<0.1%–
Dimensional ETF Trust25434V724US MKTWIDE VALUE2,661$90.0K<0.1%–
ATVIActivision Blizzard, Inc.COM897$85.0K<0.1%History
iShares Tr464287127MORNINGSTR US EQ840$49.0K<0.1%–
iShares Tr46434V613CORE UNIVRSL USD848$37.0K<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT747$22.0K<0.1%–
iShares Tr464288588MBS ETF197$17.0K<0.1%–
BNSBank of Nova ScotiaCOM331$15.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF183$13.0K<0.1%–
WisdomTree Tr97717Y717GROWTH LEADERS432$13.0K<0.1%–
iShares Tr464288687PFD AND INCM SEC300$9.00K<0.1%–
iShares Tr46428865310-20 YR TRS ETF83$8.00K<0.1%–
Schwab Strategic Tr8085246985 10YR CORP BD136$6.00K<0.1%–
AORTArtivion, Inc.COM400$6.00K<0.1%History
INMBInmune Bio, Inc.COM814$6.00K<0.1%History
Sunpower Corp867652406COM1,000$6.00K<0.1%–
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT73$5.00K<0.1%–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX44$4.00K<0.1%–
JDJD.com, Inc.SPON ADS CL A122$4.00K<0.1%History
iShares Select U.S. REIT ETF464287564ETF56$3.00K<0.1%–
Schwab Intermediate-Term US Treasury ETF808524854ETF72$3.00K<0.1%–
APTVAptiv PLCSHS30$3.00K<0.1%History
FLEXFlex Ltd.Stock70$2.00K<0.1%History
NFNTInfinite Acquisition Corp.CL A ORD SHS152$2.00K<0.1%History
iShares Tr464288638ISHS 5-10YR INVT24$1.00K<0.1%–
NEOGNeogen CorpCOM40$1.00K<0.1%History
DEODiageo PLCSPON ADR NEW6$1.00K<0.1%History
SEDGSolaredge Technologies, Inc.COM8$1.00K<0.1%History
PPTFranklin Premier Income TrustSH BEN INT330$1.00K<0.1%History
UNGUnited States Natural Gas Fund, LPUNIT PAR82$1.00K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS9$1.00K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7$00.0%–
AALAmerican Airlines Group Inc.Stock31$00.0%History
Xtrackers International Real Estate ETF233051846ETF38$00.0%–
AGNCAGNC Investment Corp.REIT1$00.0%History
SEESealed Air CorpCOM10$00.0%History
UPSTUpstart Holdings, Inc.COM8$00.0%History
UMCUnited Microelectronics CorpSPON ADR NEW50$00.0%History
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU12$00.0%–
Direxion Shs ETF Tr25460G625DAILY CLUD BUL2X10$00.0%–
ETF Managers Tr26924G771ETFMG TRAVEL TEC15$00.0%–
Hall of Fame Resort & Entmt40619L110*W EXP 07/01/20216,000$00.0%–
WM Technology, Inc.92971A117*W EXP 06/16/2023,300$00.0%–
CENNCenntro Inc.ORD SHS2$00.0%History