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Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,050
+25 vs. Q2 2023
Portfolio value
$1.17B
+$1.29M (+0.1%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Asset Dedication, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
BLKBBlackbaud IncCOM38$3.00K<0.1%00.0%UnchangedHistory
IBNIcici Bank LtdADR140$3.00K<0.1%00.0%UnchangedHistory
CHHChoice Hotels International IncCOM24$3.00K<0.1%00.0%UnchangedHistory
TWLOTwilio IncCL A69$3.00K<0.1%00.0%UnchangedHistory
FIPFTAI Infrastructure Inc.COMMON STOCK848$3.00K<0.1%00.0%UnchangedHistory
ANETArista Networks, Inc.COM19$3.00K<0.1%+19NewHistory
CPAYCorpay, Inc.COM11$3.00K<0.1%+11NewHistory
SCPXScorpius Holdings, Inc.COM6,500$3.00K<0.1%00.0%UnchangedHistory
SNVSynovus Financial CorpCOM NEW95$3.00K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT204$3.00K<0.1%00.0%Unchanged–
APTVAptiv PLCSHS30$3.00K<0.1%−18−37.5%ReducedHistory
MGRMMonogram Technologies Inc.COM1,000$3.00K<0.1%00.0%UnchangedHistory
Vanguard Energy ETF92204A306ETF29$4.00K<0.1%00.0%Unchanged–
iShares U.S. Regional Banks ETF464288778ETF145$4.00K<0.1%00.0%Unchanged–
VNTVontier CorpStock136$4.00K<0.1%00.0%UnchangedHistory
HLNHaleon plcADR356$4.00K<0.1%00.0%UnchangedHistory
FANGDiamondback Energy, Inc.Stock28$4.00K<0.1%00.0%UnchangedHistory
MCHPMicrochip Technology IncStock55$4.00K<0.1%+55NewHistory
MANHManhattan Associates IncStock22$4.00K<0.1%00.0%UnchangedHistory
ARK Next Generation Technology ETF00214Q401ETF76$4.00K<0.1%00.0%Unchanged–
iShares MSCI Acwi Ex U.S. ETF464288240ETF77$4.00K<0.1%00.0%Unchanged–
AEMAgnico Eagle Mines LtdStock79$4.00K<0.1%00.0%UnchangedHistory
Siren Nexgen Economy ETF829658202ETF236$4.00K<0.1%00.0%Unchanged–
AKAMAkamai Technologies IncCOM35$4.00K<0.1%+35NewHistory
ARK ETF Tr00214Q302GENOMIC REV ETF174$4.00K<0.1%00.0%Unchanged–
IRMIron Mountain IncCOM60$4.00K<0.1%+60NewHistory
iShares Tr464288281JPMORGAN USD EMG55$4.00K<0.1%+54+5,400.0%Added–
OMCOmnicom Group Inc.COM55$4.00K<0.1%+52+1,733.3%AddedHistory
DRIDarden Restaurants IncCOM25$4.00K<0.1%+25NewHistory
TYLTyler Technologies IncCOM10$4.00K<0.1%+10NewHistory
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY110$4.00K<0.1%00.0%Unchanged–
RHIRobert Half Inc.COM55$4.00K<0.1%+55NewHistory
MFICMidCap Financial Investment CorpCOM NEW316$4.00K<0.1%00.0%UnchangedHistory
HSTHost Hotels & Resorts, Inc.COM242$4.00K<0.1%+210+656.3%AddedHistory
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF108$4.00K<0.1%00.0%Unchanged–
iShares Tr464288570ESG MSCI KLD ETF45$4.00K<0.1%00.0%Unchanged–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX44$4.00K<0.1%00.0%Unchanged–
TECKTeck Resources LtdCL B86$4.00K<0.1%00.0%UnchangedHistory
JDJD.com, Inc.SPON ADS CL A122$4.00K<0.1%00.0%UnchangedHistory
HSBCHSBC Holdings PLCSPON ADR NEW100$4.00K<0.1%00.0%UnchangedHistory
GRABGrab Holdings LtdCLASS A ORD1,230$4.00K<0.1%00.0%UnchangedHistory
ALGNAlign Technology IncCOM12$4.00K<0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46139W833BULLETSHS 32 MUN262$4.00K<0.1%+228+670.6%Added–
CIENCiena CorpCOM NEW84$4.00K<0.1%00.0%UnchangedHistory
ALKAlaska Air Group, Inc.COM130$4.00K<0.1%00.0%UnchangedHistory
PMTPennyMac Mortgage Investment TrustCOM309$4.00K<0.1%+9+3.0%AddedHistory
BLDPBallard Power Systems Inc.COM1,000$4.00K<0.1%00.0%UnchangedHistory
IPGInterpublic Group of Companies, Inc.COM147$4.00K<0.1%00.0%UnchangedHistory
WRKWestRock CoCOM115$4.00K<0.1%+115NewHistory
NEGGNewegg Commerce, Inc.COMMON SHARES5,000$4.00K<0.1%+5,000NewHistory
BNYBank of New York Mellon CorpStock131$5.00K<0.1%00.0%UnchangedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF154$5.00K<0.1%−1,423−90.2%Reduced–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF210$5.00K<0.1%+210New–
FCXFreeport-McMoran IncStock141$5.00K<0.1%−7,024−98.0%ReducedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF130$5.00K<0.1%00.0%Unchanged–
CCChemours CoStock167$5.00K<0.1%00.0%UnchangedHistory
ENPHEnphase Energy, Inc.Stock38$5.00K<0.1%00.0%UnchangedHistory
Exchange Traded Concepts Tru301505624BITWISE CRYPTO758$5.00K<0.1%00.0%Unchanged–
DGDollar General CorpCOM95$5.00K<0.1%−16−14.4%ReducedHistory
WisdomTree Tr97717W307US LARGECAP DIVD82$5.00K<0.1%00.0%Unchanged–
WEXWEX Inc.COM25$5.00K<0.1%00.0%UnchangedHistory
EXRExtra Space Storage Inc.COM44$5.00K<0.1%+40+1,000.0%AddedHistory
GELGenesis Energy LPUNIT LTD PARTN500$5.00K<0.1%00.0%UnchangedHistory
ARMKAramarkCOM139$5.00K<0.1%00.0%UnchangedHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT200$5.00K<0.1%00.0%UnchangedHistory
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT73$5.00K<0.1%00.0%Unchanged–
FITBFifth Third BancorpCOM181$5.00K<0.1%+145+402.8%AddedHistory
SONYSony Group CorpSPONSORED ADR59$5.00K<0.1%00.0%UnchangedHistory
ROSTRoss Stores, Inc.COM40$5.00K<0.1%+40NewHistory
PRGOPERRIGO Co plcSHS158$5.00K<0.1%00.0%UnchangedHistory
MAAMid America Apartment Communities Inc.COM37$5.00K<0.1%00.0%UnchangedHistory
EGPEastgroup Properties IncCOM30$5.00K<0.1%00.0%UnchangedHistory
WSTWest Pharmaceutical Services IncCOM14$5.00K<0.1%+14NewHistory
LLoews CorpCOM85$5.00K<0.1%+85NewHistory
Alps ETF Tr00162Q593MED BREAKTHGH167$5.00K<0.1%00.0%Unchanged–
CLSCelestica IncSUB VTG SHS204$5.00K<0.1%−166−44.9%ReducedHistory
GCVGabelli Convertible & Income Securities Fund IncCOM1,224$5.00K<0.1%00.0%UnchangedHistory
First Trust Cloud Computing ETF33734X192ETF81$6.00K<0.1%00.0%Unchanged–
RIVNRivian Automotive, Inc.Stock265$6.00K<0.1%−32−10.8%ReducedHistory
LULUlululemon athletica inc.Stock15$6.00K<0.1%00.0%UnchangedHistory
VODVodafone Group Public Ltd CoADR634$6.00K<0.1%00.0%UnchangedHistory
KHCKraft Heinz CoStock167$6.00K<0.1%00.0%UnchangedHistory
GNLGlobal Net Lease, Inc.COM NEW576$6.00K<0.1%+576NewHistory
OGSONE Gas, Inc.COM100$6.00K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC234$6.00K<0.1%+234New–
Schwab Strategic Tr8085246985 10YR CORP BD136$6.00K<0.1%+136New–
AORTArtivion, Inc.COM400$6.00K<0.1%00.0%UnchangedHistory
YUMCYum China Holdings, Inc.COM113$6.00K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE63$6.00K<0.1%00.0%Unchanged–
HBANHuntington Bancshares IncCOM599$6.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V597RAFI US 1500185$6.00K<0.1%00.0%UnchangedConverted for a 5-for-1 split–
CWCOConsolidated Water Co. Ltd.ORD215$6.00K<0.1%00.0%UnchangedHistory
NXSTNexstar Media Group, Inc.COMMON STOCK45$6.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A755ST STR SP METAL112$6.00K<0.1%00.0%Unchanged–
WisdomTree Tr97717W315EMER MKT HIGH FD180$6.00K<0.1%−6,993−97.5%Reduced–
CTSHCognizant Technology Solutions CorpCL A92$6.00K<0.1%00.0%UnchangedHistory
PEverpure, Inc.CL A150$6.00K<0.1%00.0%UnchangedHistory
NPOEnpro Inc.COM50$6.00K<0.1%00.0%UnchangedHistory
IVTInvenTrust Properties Corp.COM NEW262$6.00K<0.1%00.0%UnchangedHistory
INMBInmune Bio, Inc.COM814$6.00K<0.1%00.0%UnchangedHistory

Sold out since Q2 2023 (48)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Absolute Shs Tr00400R858WBI PWR FACTOR7,184$186.0K<0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF280$79.0K<0.1%–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW1,200$48.0K<0.1%–
ProShares Tr74347B698RUSS 2000 DIVD746$44.0K<0.1%–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM766$42.0K<0.1%–
iShares Tr46434V456MSCI INTL QUALTY1,218$42.0K<0.1%–
SALSalisbury Bancorp, Inc.COM1,598$38.0K<0.1%History
First Tr Exchange-Traded FD33738D101NO AMER ENERGY1,340$36.0K<0.1%–
MXLMaxlinear, IncCOM1,000$32.0K<0.1%History
BALLBALL CorpCOM400$23.0K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP332$21.0K<0.1%History
WSOWatsco IncCOM50$19.0K<0.1%History
WHRWhirlpool CorpStock108$16.0K<0.1%History
THGHanover Insurance Group, Inc.COM134$15.0K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG561$15.0K<0.1%–
STLAStellantis N.V.SHS800$14.0K<0.1%History
HEIHeico CorpCOM75$13.0K<0.1%History
PPCPilgrims Pride CorpStock500$11.0K<0.1%History
ALXOAlx Oncology Holdings IncCOM1,463$11.0K<0.1%History
Timothy Plan887432334INTL ETF400$10.0K<0.1%–
AESAES CorpStock456$9.00K<0.1%History
TSNTyson Foods, Inc.Stock126$7.00K<0.1%History
DDOGDatadog, Inc.CL A COM67$7.00K<0.1%History
CNICanadian National Railway CoStock51$6.00K<0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF99$6.00K<0.1%–
QSQuantumScape CorpCOM CL A702$6.00K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A860$6.00K<0.1%History
ETF Ser Solutions26922A172NATIONWIDE RSK300$6.00K<0.1%–
RIORio Tinto PLCADR66$5.00K<0.1%History
OHIOmega Healthcare Investors IncCOM176$5.00K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM54$5.00K<0.1%History
WUWestern Union COStock252$3.00K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR50$3.00K<0.1%History
Erytech Pharma29604W108SPONSORED ADR4,000$3.00K<0.1%–
TELFYTelefonica S ASPONSORED ADR702$3.00K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM52$2.00K<0.1%History
HTZHertz Global Holdings, IncCOM NEW105$2.00K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM34$2.00K<0.1%History
SJMJ M SMUCKER CoStock10$1.00K<0.1%History
MPTMedical Properties Trust IncCOM83$1.00K<0.1%History
VICIVici Properties Inc.COM33$1.00K<0.1%History
BRCCBRC Inc.COM CL A257$1.00K<0.1%History
RMDResmed IncCOM2$00.0%History
DXCMDexcom IncCOM2$00.0%History
AMCAMC Entertainment Holdings, Inc.CL A COM10$00.0%History
BBBY20230930-DK-Butterfly-1, Inc.COM20$00.0%History
First Rep BK San Francisco C33616C100COM273$00.0%–
EMBKEmbark Technology, Inc.COM NEW32$00.0%History