Skip to main content
Livermore
Livermore
ZHEN

Asset Dedication, LLC

SEC CIK
0001475896
Latest filing
Jul 30, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 27, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,012
+444 vs. Q2 2022
Portfolio value
$910.7M
+$237.6M (+35.3%) vs. Q2 2022
Filed
Oct 27, 2022
SEC
Holdings of Asset Dedication, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
SWK Holdings Corp78501P203COM NEW100$2.00K<0.1%+100New–
Stanley Black & Decker, Inc.854502846UNIT 11/15/202247$2.00K<0.1%+47New–
TELFYTelefonica S ASPONSORED ADR702$2.00K<0.1%+702NewHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR82$2.00K<0.1%+82NewHistory
NFNTInfinite Acquisition Corp.CL A ORD SHS152$2.00K<0.1%00.0%UnchangedHistory
iShares Select U.S. REIT ETF464287564ETF56$3.00K<0.1%+56New–
RBLXRoblox CorpStock96$3.00K<0.1%+96NewHistory
KDKyndryl Holdings, Inc.Stock833$3.00K<0.1%−33−3.8%ReducedHistory
PKGPackaging Corp of AmericaStock27$3.00K<0.1%+27NewHistory
FDSFactset Research Systems IncStock7$3.00K<0.1%+7NewHistory
MANHManhattan Associates IncStock22$3.00K<0.1%+22NewHistory
PLUGPlug Power IncStock124$3.00K<0.1%00.0%UnchangedHistory
ARK Next Generation Technology ETF00214Q401ETF76$3.00K<0.1%00.0%Unchanged–
AEMAgnico Eagle Mines LtdStock79$3.00K<0.1%+52+192.6%AddedHistory
ZMZoom Communications, Inc.Stock46$3.00K<0.1%00.0%UnchangedHistory
SEICSEI Investments CoCOM63$3.00K<0.1%+63NewHistory
WEXWEX Inc.COM25$3.00K<0.1%00.0%UnchangedHistory
BBWIBath & Body Works, Inc.COM106$3.00K<0.1%00.0%UnchangedHistory
RVTYRevvity, Inc.COM26$3.00K<0.1%+26NewHistory
TXTTextron IncCOM57$3.00K<0.1%+57NewHistory
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY110$3.00K<0.1%00.0%Unchanged–
MFICMidCap Financial Investment CorpCOM NEW316$3.00K<0.1%00.0%UnchangedHistory
CWCOConsolidated Water Co. Ltd.ORD215$3.00K<0.1%00.0%UnchangedHistory
RUNSunrun Inc.COM139$3.00K<0.1%00.0%UnchangedHistory
MORNMorningstar, Inc.COM13$3.00K<0.1%+13NewHistory
TRPTC Energy CorpCOM66$3.00K<0.1%00.0%UnchangedHistory
TECKTeck Resources LtdCL B86$3.00K<0.1%+86NewHistory
HSBCHSBC Holdings PLCSPON ADR NEW100$3.00K<0.1%+100NewHistory
CHHChoice Hotels International IncCOM24$3.00K<0.1%+24NewHistory
GRABGrab Holdings LtdCLASS A ORD1,230$3.00K<0.1%+1,230NewHistory
CIENCiena CorpCOM NEW84$3.00K<0.1%+84NewHistory
NDSNNordson CorpCOM12$3.00K<0.1%+12NewHistory
BTCSBTCS Inc.COM NEW2,175$3.00K<0.1%00.0%UnchangedHistory
NNVCNanoviricides, Inc.COM1,450$3.00K<0.1%+1,450NewHistory
CLSCelestica IncSUB VTG SHS370$3.00K<0.1%00.0%UnchangedHistory
CVETCovetrus, Inc.COM120$3.00K<0.1%00.0%UnchangedHistory
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/205158$3.00K<0.1%00.0%UnchangedHistory
PXDPioneer Natural Resources CoCOM15$3.00K<0.1%+15NewHistory
SRNESorrento Therapeutics, Inc.COM NEW1,771$3.00K<0.1%+800+82.4%AddedHistory
Tata MTRS Ltd876568502SPONSORED ADR106$3.00K<0.1%+106New–
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT204$3.00K<0.1%00.0%Unchanged–
VRCAVerrica Pharmaceuticals Inc.COM1,193$3.00K<0.1%00.0%UnchangedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM409$3.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W836JP SMALLCP DIV50$3.00K<0.1%00.0%Unchanged–
ULTAUlta Beauty, Inc.Stock9$4.00K<0.1%00.0%UnchangedHistory
NIONIO Inc.ADR235$4.00K<0.1%00.0%UnchangedHistory
MSCIMSCI Inc.Stock9$4.00K<0.1%00.0%UnchangedHistory
Vanguard Information Technology ETF92204A702ETF13$4.00K<0.1%−410−96.9%Reduced–
NJRNew Jersey Resources CorpStock120$4.00K<0.1%+120NewHistory
LULUlululemon athletica inc.Stock15$4.00K<0.1%+15NewHistory
CCChemours CoStock177$4.00K<0.1%+177NewHistory
CBSHCommerce Bancshares IncStock70$4.00K<0.1%+70NewHistory
TTDTrade Desk, Inc.Stock70$4.00K<0.1%00.0%UnchangedHistory
DOCUDocuSign, Inc.Stock80$4.00K<0.1%+80NewHistory
UBSUBS Group AGStock289$4.00K<0.1%00.0%UnchangedHistory
AMGAffiliated Managers Group, Inc.Stock31$4.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W307US LARGECAP DIVD82$4.00K<0.1%00.0%Unchanged–
KEYKeycorpCOM266$4.00K<0.1%+266NewHistory
ARMKAramarkCOM139$4.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717Y683ENHNCD CMMDTY ST202$4.00K<0.1%00.0%Unchanged–
DOVDOVER CorpCOM38$4.00K<0.1%+38NewHistory
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT73$4.00K<0.1%00.0%Unchanged–
WPCW. P. Carey Inc.COM62$4.00K<0.1%+62NewHistory
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 60045$4.00K<0.1%+45New–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF108$4.00K<0.1%00.0%Unchanged–
Bank of Amer Corp0605056827.25%CNV PFD L3$4.00K<0.1%00.0%Unchanged–
ETSYEtsy IncCOM36$4.00K<0.1%00.0%UnchangedHistory
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX22$4.00K<0.1%+22New–
NVSTEnvista Holdings CorpCOM117$4.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W208US HIGH DIVIDEND53$4.00K<0.1%+53New–
WFC.PLWells Fargo & CompanyPERP PFD CNV A3$4.00K<0.1%+3NewHistory
RCLRoyal Caribbean Cruises LtdCOM110$4.00K<0.1%00.0%UnchangedHistory
IBNIcici Bank LtdADR169$4.00K<0.1%00.0%UnchangedHistory
ISRGIntuitive Surgical IncCOM NEW21$4.00K<0.1%00.0%UnchangedHistory
iShares Tr464287838U.S. BAS MTL ETF37$4.00K<0.1%+37New–
EGPEastgroup Properties IncCOM30$4.00K<0.1%+30NewHistory
NPOEnpro Inc.COM50$4.00K<0.1%00.0%UnchangedHistory
China Petroleum & Chemical C16941R108SPON ADR H SHS100$4.00K<0.1%+100New–
Franklin Templeton ETF Tr35473P504LIBERTY US ETF90$4.00K<0.1%+90New–
IPGInterpublic Group of Companies, Inc.COM194$4.00K<0.1%+194NewHistory
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK67$4.00K<0.1%00.0%Unchanged–
KNDIKandi Technologies Group, Inc.COM2,000$4.00K<0.1%+2,000NewHistory
SNVSynovus Financial CorpCOM NEW95$4.00K<0.1%00.0%UnchangedHistory
APTVAptiv PLCSHS54$4.00K<0.1%00.0%UnchangedHistory
First Trust Cloud Computing ETF33734X192ETF81$5.00K<0.1%00.0%Unchanged–
CDNSCadence Design Systems IncStock30$5.00K<0.1%+30NewHistory
TDToronto Dominion BankStock85$5.00K<0.1%+85NewHistory
Siren Nexgen Economy ETF829658202ETF234$5.00K<0.1%+234New–
HSYHershey CoCOM22$5.00K<0.1%+22NewHistory
Exchange Traded Concepts Tru301505624BITWISE CRYPTO758$5.00K<0.1%+758New–
OHIOmega Healthcare Investors IncCOM176$5.00K<0.1%+176NewHistory
JBHTHunt J B Transport Services IncCOM31$5.00K<0.1%+31NewHistory
GELGenesis Energy LPUNIT LTD PARTN500$5.00K<0.1%+500NewHistory
BMRNBiomarin Pharmaceutical IncCOM54$5.00K<0.1%00.0%UnchangedHistory
YUMCYum China Holdings, Inc.COM113$5.00K<0.1%00.0%UnchangedHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT200$5.00K<0.1%+200NewHistory
SKYWSkywest IncCOM329$5.00K<0.1%+329NewHistory
EAElectronic Arts Inc.COM45$5.00K<0.1%+45NewHistory
SONYSony Group CorpSPONSORED ADR73$5.00K<0.1%+73NewHistory
Global X FDS37954Y624AUTONMOUS EV ETF242$5.00K<0.1%00.0%Unchanged–

Sold out since Q2 2022 (24)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Asset Dedication, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
LBTYKLiberty Global Ltd.SHS CL C15,517$343.0K0.1%History
JEFJefferies Financial Group Inc.COM6,513$180.0K<0.1%History
EWBCEast West Bancorp IncCOM1,428$93.0K<0.1%History
Vanguard Communication Services ETF92204A884ETF937$90.0K<0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF314$71.0K<0.1%–
ANDEAndersons, Inc.COM1,912$63.0K<0.1%History
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF1,235$44.0K<0.1%–
SQFTPresidio Property Trust, Inc.COM CL A9,041$29.0K<0.1%History
iShares Tr46434V613CORE UNIVRSL USD520$24.0K<0.1%–
GSKGSK plcSPONSORED ADR356$15.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 26389$9.00K<0.1%–
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY405$9.00K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF146$8.00K<0.1%–
PRAProassurance CorpCOM300$7.00K<0.1%History
Nextera Energy Inc65339F796UNIT 09/01/2022S63$4.00K<0.1%–
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/2029,041$2.00K<0.1%History
GRMNGarmin LtdSHS25$2.00K<0.1%History
Lightning Emotor53228T119EQUITY WRT3,700$2.00K<0.1%–
TEAMAtlassian CorpCL A12$2.00K<0.1%History
Aeva Technologies, Inc.00835Q111*W EXP 03/12/2022,500$1.00K<0.1%–
BFIIWBurgerFi International, Inc.*W EXP 12/16/2024,000$1.00K<0.1%History
Genius Sports LtdG3934V117COM1,300$1.00K<0.1%–
Bakkt Holdings Inc05759B115*W EXP 07/01/2022,200$1.00K<0.1%–
ZYMEZymeworks Inc.COM47$00.0%History