Empery Asset Management, LP
- SEC CIK
- 0001469336
- Latest filing
- Aug 11, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 16, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 77
- +7 vs. Q4 2021
- Portfolio value
- $21.3M
- −$26.6M (−55.6%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| 1847 Goedeker Inc28252C117 | *W EXP 99/99/999 | 8,295,355 | $5.13M | 24.1% | −153,900−1.8% | Reduced | – |
| TC BioPharm (Holdings) plc87807D111 | *W EXP 02/08/202 | 2,823,528 | $1.38M | 6.5% | +2,823,528 | New | – |
| Fat Brands, Inc30258N121 | *W EXP 06/30/202 | 281,598 | $1.27M | 6.0% | −18,402−6.1% | Reduced | – |
| BRC Inc.05601U113 | *W EXP 02/09/202 | 269,212 | $1.20M | 5.7% | +269,212 | New | – |
| SBFMSunshine Biopharma Inc. | COM NEW | 450,450 | $1.10M | 5.2% | +450,450 | New | History |
| Harbor Custom Development IN41150T124 | *W EXP 10/04/202 | 2,930,730 | $1.08M | 5.1% | −69,270−2.3% | Reduced | – |
| SRZNSurrozen, Inc. | COM | 333,965 | $1.00M | 4.7% | −246,735−42.5% | Reduced | History |
| The Valens Company Inc91914P603 | COM NEW | 400,000 | $688.0K | 3.2% | +400,000 | New | – |
| Lightning Emotor53228T119 | EQUITY WRT | 676,381 | $663.0K | 3.1% | −19,271−2.8% | Reduced | – |
| Nisun Intl Ent DVPMT GP Co LG6593L106 | COM CL A | 672,556 | $658.0K | 3.1% | −317,599−32.1% | Reduced | – |
| NTRBWNutriBand Inc. | *W EXP 09/30/202 | 76,604 | $581.0K | 2.7% | −3,396−4.2% | Reduced | History |
| Hagerty, Inc.405166117 | *W EXP 99/99/999 | 178,758 | $522.0K | 2.5% | −8,742−4.7% | Reduced | – |
| STLNStarling Oncology, Inc. | COM | 70,733 | $504.0K | 2.4% | −129,267−64.6% | Reduced | History |
| REEDReed's, Inc. | COM | 1,400,000 | $421.0K | 2.0% | +1,400,000 | New | History |
| BNCWWBNB Standard Corp | *W EXP 02/11/202 | 500,000 | $335.0K | 1.6% | +500,000 | New | History |
| CALACalithera Biosciences, Inc. | COM | 775,925 | $313.0K | 1.5% | +775,925 | New | History |
| SLNOSoleno Therapeutics Inc | COM NEW | 1,401,400 | $313.0K | 1.5% | +1,401,400 | New | History |
| Pepperlime Health Acqustn CoG70021111 | *W EXP 10/01/202 | 742,500 | $308.0K | 1.4% | 00.0% | Unchanged | – |
| SurgePays, Inc.86882L113 | *W EXP 10/22/202 | 286,495 | $255.0K | 1.2% | −13,505−4.5% | Reduced | – |
| SBFMWSunshine Biopharma Inc. | *W EXP 02/15/202 | 235,200 | $233.0K | 1.1% | +235,200 | New | History |
| CINGWCingulate Inc. | *W EXP 12/03/202 | 500,000 | $200.0K | 0.9% | 00.0% | Unchanged | History |
| Direct Digital Holdings, Inc.25461T113 | *W EXP 02/15/202 | 270,000 | $194.0K | 0.9% | +270,000 | New | – |
| ARBEWArbe Robotics Ltd. | *W EXP 10/07/202 | 189,904 | $187.0K | 0.9% | −10,096−5.0% | Reduced | History |
| Worksport Ltd98139Q118 | *W EXP 06/01/202 | 193,370 | $143.0K | 0.7% | −6,630−3.3% | Reduced | – |
| Lexaria Bioscience Corp.52886N117 | *W EXP 01/11/202 | 130,682 | $118.0K | 0.6% | −2,651−2.0% | Reduced | – |
| GFAIWGuardforce AI Co., Ltd. | *W EXP 09/01/202 | 301,563 | $115.0K | 0.5% | −13,437−4.3% | Reduced | History |
| BFRIWBiofrontera Inc. | *W EXP 10/27/202 | 75,000 | $110.0K | 0.5% | 00.0% | Unchanged | History |
| GIGINTERNATIONAL1 Inc37518W114 | *W EXP 04/19/202 | 299,999 | $108.0K | 0.5% | 00.0% | Unchanged | – |
| AGTCApplied Genetic Technologies Corp | COM | 100,000 | $107.0K | 0.5% | +100,000 | New | History |
| STABStatera Biopharma, Inc. | COM | 333,016 | $105.0K | 0.5% | +333,016 | New | History |
| NRSNWNeuroSense Therapeutics Ltd. | *W EXP 99/99/999 | 160,000 | $96.0K | 0.5% | 00.0% | Unchanged | History |
| Auddia Inc.05072K115 | *W EXP 10/17/202 | 150,000 | $88.0K | 0.4% | 00.0% | Unchanged | – |
| Gold Royalty Corp.38071H114 | *W EXP 99/99/999 | 112,000 | $88.0K | 0.4% | 00.0% | Unchanged | – |
| MTEKWMaris Tech Ltd. | *W EXP 02/04/202 | 297,600 | $88.0K | 0.4% | +297,600 | New | History |
| Cyclo Therapeutics, Inc.23254X110 | *W EXP 11/14/202 | 63,036 | $87.0K | 0.4% | −1,964−3.0% | Reduced | – |
| IMPPImperial Petroleum Inc./Marshall Islands | COMMON SHARES | 57,500 | $83.0K | 0.4% | +57,500 | New | History |
| Greenlight Biosc39536G113 | EQUITY WRT | 93,837 | $72.0K | 0.3% | +93,837 | New | – |
| AmpliTech Group, Inc.03211Q119 | *W EXP 01/01/202 | 71,709 | $69.0K | 0.3% | −3,291−4.4% | Reduced | – |
| CC Neuberger Principal HoldnG1992N126 | *W EXP 99/99/999 | 110,014 | $68.0K | 0.3% | −6,762−5.8% | Reduced | – |
| FGIWWFGI Industries Ltd. | *W EXP 01/21/202 | 102,500 | $68.0K | 0.3% | +102,500 | New | History |
| Adara Acquisition Corp00653H110 | *W EXP 02/11/202 | 199,999 | $64.0K | 0.3% | +199,999 | New | – |
| Petvivo Hldgs Inc716817119 | *W EXP 08/13/202 | 193,290 | $64.0K | 0.3% | −6,710−3.4% | Reduced | – |
| Opy Acquisition Corp. I671005114 | *W EXP 09/22/202 | 148,800 | $60.0K | 0.3% | −1,200−0.8% | Reduced | – |
| INMInMed Pharmaceuticals Inc. | COM NEW | 61,741 | $58.0K | 0.3% | +61,741 | New | History |
| PCTTWPureCycle Technologies, Inc. | *W EXP 01/28/202 | 20,014 | $57.0K | 0.3% | −2,359−10.5% | Reduced | History |
| TG Venture Acquisition Corp.87251T117 | *W EXP 08/15/202 | 238,428 | $49.0K | 0.2% | −11,572−4.6% | Reduced | – |
| BBLGWBone Biologics Corp | *W EXP 10/13/202 | 140,471 | $48.0K | 0.2% | −2,386−1.7% | Reduced | History |
| Mount Rainier Acquisition Corp.623006111 | *W EXP 11/27/202 | 190,764 | $48.0K | 0.2% | +190,764 | New | – |
| Kingswood Acquisition Corp.496861113 | *W EXP 05/01/202 | 319,125 | $45.0K | 0.2% | 00.0% | Unchanged | – |
| NXGLWNexgel, Inc. | *W EXP 12/01/202 | 90,000 | $40.0K | 0.2% | 00.0% | Unchanged | History |
| NLS Pharmaceutics LtdH57830111 | *W EXP 09/25/202 | 150,000 | $38.0K | 0.2% | +150,000 | New | – |
| Kubient, Inc.50116V115 | *W EXP 07/09/202 | 80,000 | $34.0K | 0.2% | 00.0% | Unchanged | – |
| Pyxis Tankers Inc.Y71726122 | *W EXP 09/15/202 | 160,000 | $34.0K | 0.2% | +160,000 | New | – |
| Northern Genesis Acqu Corp I66516W115 | *W EXP 12/31/202 | 70,656 | $34.0K | 0.2% | −4,342−5.8% | Reduced | – |
| Turmeric Acquisition CorpG9127T124 | *W EXP 10/08/202 | 99,999 | $33.0K | 0.2% | 00.0% | Unchanged | – |
| BEATWHeartBeam, Inc. | *W EXP 10/31/202 | 90,000 | $33.0K | 0.2% | 00.0% | Unchanged | History |
| Golden Arrow Merger Corp380799114 | *W EXP 07/31/202 | 126,665 | $31.0K | 0.1% | 00.0% | Unchanged | – |
| RFLRafael Holdings, Inc. | COM CL B | 11,983 | $30.0K | 0.1% | −68,017−85.0% | Reduced | History |
| Harbor Custom Development IN41150T116 | *W EXP 05/09/202 | 115,814 | $30.0K | 0.1% | −4,186−3.5% | Reduced | – |
| REVBWRevelation Biosciences, Inc. | EQUITY WRT | 233,382 | $30.0K | 0.1% | +233,382 | New | History |
| Dermata Therapeutics, Inc.249845116 | *W EXP 08/13/202 | 175,000 | $28.0K | 0.1% | 00.0% | Unchanged | – |
| QualTek Services Inc.74760R113 | *W EXP 02/14/202 | 41,773 | $24.0K | 0.1% | +41,773 | New | – |
| Lumiradx LimitedG5709L117 | *W EXP 09/28/202 | 23,799 | $21.0K | 0.1% | −1,201−4.8% | Reduced | – |
| AREBWAmerican Rebel Holdings Inc | *W EXP 01/20/202 | 60,240 | $21.0K | 0.1% | +60,240 | New | History |
| Lixte Biotechnology Hldgs IN539319111 | *W EXP 01/01/202 | 105,263 | $20.0K | 0.1% | +105,263 | New | – |
| Velodyne Lidar, Inc.92259F119 | *W EXP 09/29/202 | 18,968 | $20.0K | 0.1% | −1,032−5.2% | Reduced | – |
| Seqll Inc81734C114 | *W EXP 08/31/202 | 235,000 | $19.0K | 0.1% | 00.0% | Unchanged | – |
| CTSWFCactus Acquisition Corp. 1 Ltd | *W EXP 08/17/202 | 100,000 | $17.0K | 0.1% | +100,000 | New | History |
| G Squared Ascend I IncG4204R117 | *W EXP 02/01/202 | 40,296 | $16.0K | 0.1% | −2,477−5.8% | Reduced | – |
| Orion Biotech Opportuntes CoG6780C117 | *W EXP 04/15/202 | 40,000 | $15.0K | 0.1% | 00.0% | Unchanged | – |
| Class Acceleration Corp18274B114 | *W EXP 03/31/202 | 50,000 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| Boa Acquisition Corp05601A117 | *W EXP 02/22/202 | 33,332 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| BioCardia, Inc.09060U119 | *W EXP 08/06/202 | 18,459 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| Rosecliff Acquisition Corp I77732R111 | *W EXP 02/11/202 | 34,998 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| MDH Acquisition Corp55283P114 | *W EXP 02/02/202 | 37,500 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| Noble Rock Acquisition CorpG6546R119 | *W EXP 01/31/202 | 15,961 | $4.00K | <0.1% | +15,961 | New | – |
| Immuron LtdQ4867H223 | *W EXP 05/12/202 | 46,161 | $4.00K | <0.1% | −1,473−3.1% | Reduced | – |
Sold out since Q4 2021 (20)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| ISPCiSpecimen Inc. | COM | 466,333 | $3.64M | 7.6% | History |
| Opy Acquisition Corp. I671005106 | COM CL A | 300,000 | $2.96M | 6.2% | – |
| AMPEAmpio Pharmaceuticals, Inc. | COM | 4,262,409 | $2.43M | 5.1% | History |
| Mount Rainier Acquisition Corp.623006202 | UNIT 11/27/2026 | 200,000 | $2.03M | 4.2% | – |
| CTSUFCactus Acquisition Corp. 1 Ltd | UNIT 08/17/2028 | 200,000 | $2.02M | 4.2% | History |
| RGLSRegulus Therapeutics Inc. | COM NEW | 5,074,251 | $1.60M | 3.3% | History |
| AEIAlset Inc. | COM | 2,594,480 | $1.45M | 3.0% | History |
| SWAGStran & Company, Inc. | COMMON STOCK | 201,208 | $1.22M | 2.5% | History |
| CNTXContext Therapeutics Inc. | COM | 358,617 | $954.0K | 2.0% | History |
| SDOTSadot Group Inc. | COM | 928,889 | $669.0K | 1.4% | History |
| LGVNLongeveron Inc. | COM | 54,352 | $656.0K | 1.4% | History |
| The Very Good Food Co Inc Cad88340B109 | Common Stock | 687,745 | $507.0K | 1.1% | – |
| Enovix Corp293594115 | *W EXP 11/30/202 | 17,045 | $268.0K | 0.6% | – |
| SCYXScynexis Inc | COM NEW | 43,294 | $264.0K | 0.6% | History |
| LMPXLMP Automotive Holdings, Inc. | COM | 33,671 | $235.0K | 0.5% | History |
| Silverbox Engaged Merger Co82836L119 | *W EXP 06/02/202 | 133,333 | $187.0K | 0.4% | – |
| Petra Acquisition Inc716421110 | *W EXP 05/25/202 | 250,000 | $135.0K | 0.3% | – |
| Environmental Impact Acqu Co29408N114 | *W EXP 09/30/202 | 100,000 | $120.0K | 0.3% | – |
| Roth CH Acquisition III Co77867Q110 | *W EXP 02/26/202 | 43,750 | $47.0K | 0.1% | – |
| Queens Gambit Growth CapitalG7315C119 | *W EXP 01/19/202 | 50,000 | $32.0K | 0.1% | – |