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Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,807
+1 vs. Q2 2023
Portfolio value
$109.8B
−$2.08B (−1.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SHGShinhan Financial Group Co LtdSPN ADR RESTRD66,386$1.76M<0.1%−26,487−28.5%ReducedHistory
NOVASunnova Energy International Inc.COM169,230$1.77M<0.1%−27,343−13.9%ReducedHistory
IBOCInternational Bancshares CorpCOM40,920$1.77M<0.1%+15,720+62.4%AddedHistory
Viacomcbs Inc92556H305PFD99,961$1.77M<0.1%−3,700−3.6%Reduced–
ADCAgree Realty CorpCOM32,245$1.78M<0.1%+2,970+10.1%AddedHistory
SLABSilicon Laboratories Inc.Stock15,379$1.78M<0.1%−16,895−52.3%ReducedHistory
Flagstar Bank, National Association649445103COM157,249$1.78M<0.1%+93+0.1%Added–
LPLALPL Financial Holdings Inc.COM7,516$1.79M<0.1%−451−5.7%ReducedHistory
HOLXHologic IncCOM25,886$1.80M<0.1%−906−3.4%ReducedHistory
MTGMgic Investment CorpCOM109,702$1.83M<0.1%+35,828+48.5%AddedHistory
CHPTChargePoint Holdings, Inc.COM CL A370,915$1.84M<0.1%−7,573−2.0%ReducedHistory
MKLMarkel Group Inc.COM1,272$1.87M<0.1%+641+101.6%AddedHistory
ARVNArvinas, Inc.COM95,630$1.88M<0.1%−68,862−41.9%ReducedHistory
HALHalliburton CoStock46,741$1.89M<0.1%−3,230−6.5%ReducedHistory
J P Morgan Exchange Traded F46641Q878BET USD HIG ETF43,226$1.90M<0.1%00.0%Unchanged–
VRSNVerisign IncCOM9,384$1.90M<0.1%+2,505+36.4%AddedHistory
SDGRSchrodinger, Inc.COM67,576$1.91M<0.1%+36,557+117.9%AddedHistory
VMCVulcan Materials COCOM9,458$1.91M<0.1%+12+0.1%AddedHistory
WENWendy's CoStock93,720$1.91M<0.1%−5,746−5.8%ReducedHistory
AMCRAmcor plcORD209,616$1.92M<0.1%−44,879−17.6%ReducedHistory
RJFRaymond James Financial IncCOM19,173$1.93M<0.1%+17+0.1%AddedHistory
SXTSensient Technologies CorpCOM33,141$1.94M<0.1%−7,765−19.0%ReducedHistory
CCJCameco CorpStock49,002$1.95M<0.1%+6,452+15.2%AddedHistory
RYAAYRyanair Holdings PLCSPONSORED ADR20,064$1.95M<0.1%−128−0.6%ReducedHistory
WLKWestlake CorpCOM15,758$1.96M<0.1%+352+2.3%AddedHistory
WRBBerkley W R CorpCOM31,244$1.98M<0.1%+6,291+25.2%AddedHistory
IMVTImmunovant, Inc.COM51,822$1.99M<0.1%−25,965−33.4%ReducedHistory
KVYOKlaviyo, Inc.COM SER A57,783$1.99M<0.1%+57,783NewHistory
WOLFWolfspeed, Inc.Stock52,868$2.01M<0.1%+34,820+192.9%AddedHistory
FWONKLiberty Media CorpCOM LBTY ONE S C32,402$2.02M<0.1%−2,007−5.8%ReducedHistory
ETREntergy CorpCOM22,196$2.05M<0.1%+5,137+30.1%AddedHistory
EQHEquitable Holdings, Inc.COM72,389$2.06M<0.1%−237,934−76.7%ReducedHistory
INGRIngredion IncCOM21,473$2.11M<0.1%+1,186+5.8%AddedHistory
TMCITreace Medical Concepts, Inc.COM162,061$2.12M<0.1%−870−0.5%ReducedHistory
Atlantica Sustainable Infr PG0751N103SHS111,880$2.14M<0.1%−35,291−24.0%Reduced–
DBCInvesco DB Commodity Index Tracking FundUNIT86,247$2.15M<0.1%−17,614−17.0%ReducedHistory
DBXDropbox, Inc.CL A79,062$2.15M<0.1%−10,849−12.1%ReducedHistory
UHSUniversal Health Services IncCL B17,300$2.18M<0.1%−26−0.2%ReducedHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR270,259$2.18M<0.1%+15,559+6.1%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF23,065$2.18M<0.1%+3,321+16.8%Added–
RBLXRoblox CorpStock75,232$2.18M<0.1%−741,257−90.8%ReducedHistory
SLCAU.S. Silica Holdings, Inc.COM155,586$2.18M<0.1%+29,618+23.5%AddedHistory
Vanguard Total Bond Market ETF921937835ETF31,751$2.22M<0.1%−425−1.3%Reduced–
RPMRPM International IncCOM23,370$2.22M<0.1%+363+1.6%AddedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF11,367$2.22M<0.1%+16+0.1%Added–
FFord Motor CoStock179,360$2.23M<0.1%−715−0.4%ReducedHistory
MCMoelis & CoCL A49,613$2.24M<0.1%−236−0.5%ReducedHistory
DASHDoorDash, Inc.Stock28,389$2.26M<0.1%−11,064−28.0%ReducedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR151,819$2.28M<0.1%−54,796−26.5%ReducedHistory
ADPTAdaptive Biotechnologies CorpCOM423,466$2.31M<0.1%−131,311−23.7%ReducedHistory
PFGCPerformance Food Group CoCOM39,234$2.31M<0.1%−102,917−72.4%ReducedHistory
CCOICogent Communications Holdings, Inc.COM NEW37,464$2.32M<0.1%−2,832−7.0%ReducedHistory
DDDuPont de Nemours, Inc.COM31,539$2.35M<0.1%−56−0.2%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF62,165$2.36M<0.1%+47,345+319.5%Added–
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX12,246$2.38M<0.1%−1,221−9.1%Reduced–
STXSeagate Technology Holdings plcORD SHS36,193$2.39M<0.1%−424−1.2%ReducedHistory
NEUNewmarket CorpCOM5,267$2.40M<0.1%+698+15.3%AddedHistory
MASMasco CorpCOM44,855$2.40M<0.1%+26,554+145.1%AddedHistory
TRCTejon Ranch CoCOM148,047$2.40M<0.1%+4,749+3.3%AddedHistory
IFFInternational Flavors & Fragrances IncCOM35,822$2.44M<0.1%+25,155+235.8%AddedHistory
CCSCentury Communities, Inc.COM37,117$2.48M<0.1%+255+0.7%AddedHistory
USBUS Bancorp DECOM NEW75,159$2.48M<0.1%+3,198+4.4%AddedHistory
IPGInterpublic Group of Companies, Inc.COM86,790$2.49M<0.1%−25,355−22.6%ReducedHistory
AOSSmith A O CorpCOM37,659$2.49M<0.1%+3,738+11.0%AddedHistory
RLRalph Lauren CorpCL A21,637$2.51M<0.1%+10,153+88.4%AddedHistory
DGDollar General CorpCOM23,807$2.52M<0.1%+750+3.3%AddedHistory
KTBKontoor Brands, Inc.Stock57,413$2.52M<0.1%−689−1.2%ReducedHistory
SHCOSoho House & Co Inc.COM CL A365,158$2.53M<0.1%+53,268+17.1%AddedHistory
CHTChunghwa Telecom Co LtdSPON ADR NEW1170,343$2.53M<0.1%−28,679−29.0%ReducedHistory
OTEXOpen Text CorpCOM72,133$2.54M<0.1%−16,639−18.7%ReducedHistory
EGEverest Group, Ltd.COM6,902$2.57M<0.1%+787+12.9%AddedHistory
MROMarathon Oil CorpCOM95,960$2.57M<0.1%−9,135−8.7%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF12,089$2.57M<0.1%+559+4.8%Added–
CBRECbre Group, Inc.CL A35,243$2.60M<0.1%+224+0.6%AddedHistory
WMGWarner Music Group Corp.COM CL A82,939$2.60M<0.1%−42,800−34.0%ReducedHistory
FIBKFirst Interstate Bancsystem IncCOM105,957$2.64M<0.1%+79,172+295.6%AddedHistory
AVBAvalonbay Communities IncCOM15,411$2.65M<0.1%+3,016+24.3%AddedHistory
DBX ETF Tr233051879XTRACK HRVST CSI102,056$2.65M<0.1%+15,847+18.4%Added–
EIXEdison InternationalStock42,231$2.67M<0.1%−42,490−50.2%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF53,527$2.69M<0.1%+2,641+5.2%Added–
MAAMid America Apartment Communities Inc.COM20,899$2.69M<0.1%−4,362−17.3%ReducedHistory
TOLToll Brothers, Inc.COM36,434$2.69M<0.1%+9,866+37.1%AddedHistory
FPHFive Point Holdings, LLCCOM CL A909,576$2.70M<0.1%+182,697+25.1%AddedHistory
CHTRCharter Communications, Inc.CL A6,149$2.70M<0.1%+869+16.5%AddedHistory
HEESH&E Equipment Services, Inc.COM62,704$2.71M<0.1%−57,236−47.7%ReducedHistory
LNTHLantheus Holdings, Inc.Stock39,257$2.73M<0.1%−34,954−47.1%ReducedHistory
VVVValvoline IncCOM84,748$2.73M<0.1%−1,494−1.7%ReducedHistory
MKCMcCormick & Co IncStock36,136$2.73M<0.1%−3,223−8.2%ReducedHistory
XPOXPO, Inc.COM36,621$2.73M<0.1%+33,055+926.9%AddedHistory
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR114,833$2.76M<0.1%−27,336−19.2%ReducedHistory
INSMINSMED IncCOM PAR $.01109,504$2.76M<0.1%−146,706−57.3%ReducedHistory
DCIDonaldson Co IncStock46,462$2.77M<0.1%+4,650+11.1%AddedHistory
PGCPeapack Gladstone Financial CorpCOM108,178$2.77M<0.1%−5,100−4.5%ReducedHistory
iShares Tr464287739U.S. REAL ES ETF35,692$2.79M<0.1%−505−1.4%Reduced–
FDSFactset Research Systems IncStock6,392$2.79M<0.1%+87+1.4%AddedHistory
MGYMagnolia Oil & Gas CorpCL A122,078$2.80M<0.1%−286,061−70.1%ReducedHistory
IESCIES Holdings, Inc.COM42,779$2.82M<0.1%+207+0.5%AddedHistory
CTSOCytosorbents CorpCOM NEW1,502,696$2.82M<0.1%+14,051+0.9%AddedHistory
WRBYWarby Parker Inc.CL A COM214,762$2.83M<0.1%+4,241+2.0%AddedHistory
BPMCBlueprint Medicines CorpCOM56,767$2.85M<0.1%+366+0.6%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2023
SecurityClassPutsCalls
SGENSeagen Inc.COM$202.3K–

Sold out since Q2 2023 (108)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
CCFChase CorpCOM832,710$100.9M0.1%History
APAMArtisan Partners Asset Management Inc.CL A677,560$26.6M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A207,082$22.4M<0.1%History
LSILife Storage, Inc.COM139,918$18.6M<0.1%History
UNVRUnivar Solutions Inc.COM431,648$15.5M<0.1%History
FRPTFreshpet, Inc.Stock225,222$14.8M<0.1%History
MASIMasimo CorpCOM80,285$13.2M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP196,663$12.3M<0.1%History
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN168,475$10.9M<0.1%History
BKIBlack Knight, Inc.COM163,843$9.79M<0.1%History
ARNCArconic CorpCOM297,161$8.79M<0.1%History
Infinera Corp45667GAF0DEBT 3.750% 8/0–$7.63M<0.1%–
PIImpinj IncCOM67,766$6.08M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM181,843$5.95M<0.1%–
SPBSpectrum Brands Holdings, Inc.COM76,133$5.94M<0.1%History
Nextera Energy Inc65339F739UNIT 99/99/9999109,248$5.36M<0.1%–
IIIVi3 Verticals, Inc.COM CL A221,134$5.06M<0.1%History
PHRPhreesia, Inc.COM154,637$4.80M<0.1%History
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK55,870$3.69M<0.1%–
SBDSSolo Brands, Inc.COM CL A627,286$3.55M<0.1%History
OMOutset Medical, Inc.COM149,419$3.27M<0.1%History
HLITHarmonic Inc.COM183,363$2.96M<0.1%History
CERECerevel Therapeutics Holdings, Inc.COM80,912$2.57M<0.1%History
ARQTArcutis Biotherapeutics, Inc.COM241,846$2.30M<0.1%History
TRTNTriton International LtdCL A27,620$2.30M<0.1%History
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD389,503$2.29M<0.1%History
Farfetch Ltd30744W107ORD SH CL A289,779$1.75M<0.1%–
TALOTalos Energy Inc.COM116,914$1.62M<0.1%History
Everest Consolidator Acq Cor29978K102CL A COM149,700$1.59M<0.1%–
CAVACava Group, Inc.COM36,850$1.51M<0.1%History
BEAMBeam Therapeutics Inc.COM39,132$1.25M<0.1%History
UBAUrstadt Biddle Properties IncCL A53,707$1.14M<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF21,938$1.13M<0.1%–
PTONPeloton Interactive, Inc.CL A COM138,098$1.06M<0.1%History
iShares Tr464288877EAFE VALUE ETF19,539$956.2K<0.1%–
SVVSavers Value Village, Inc.COM39,600$932.7K<0.1%History
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR17,946$790.1K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE55,250$766.9K<0.1%–
NNNNNN REIT, Inc.REIT17,263$738.7K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM21,809$715.6K<0.1%–
Vanguard World FD921910733ESG US STK ETF6,941$543.8K<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF5,619$517.1K<0.1%–
Goldman Sachs ETF Tr381430396JUST US LRG CP7,707$486.9K<0.1%–
GRBKGreen Brick Partners, Inc.COM7,528$427.6K<0.1%History
EEni SpASPONSORED ADR14,837$427.2K<0.1%History
APLSApellis Pharmaceuticals, Inc.COM4,201$382.7K<0.1%History
HEHawaiian Electric Industries IncCOM9,428$341.3K<0.1%History
GMEGameStop Corp.Stock14,012$339.8K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,709$318.0K<0.1%History
TRSTrimas CorpCOM NEW11,373$312.6K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET11,137$299.9K<0.1%–
iShares Tr464289529INDIA 50 ETF6,605$297.5K<0.1%–
OECOrion S.A.COM13,990$296.9K<0.1%History
ABRArbor Realty Trust IncCOM19,942$295.5K<0.1%History
SALSalisbury Bancorp, Inc.COM12,200$289.0K<0.1%History
RYNRayonier IncCOM8,902$279.5K<0.1%History
WisdomTree Tr97717W307US LARGECAP DIVD4,344$276.3K<0.1%–
TXG10x Genomics, Inc.CL A COM4,807$268.4K<0.1%History
COTYCoty Inc.COM CL A21,543$264.8K<0.1%History
MNROMonro, Inc.COM6,507$264.4K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A36,816$248.9K<0.1%History
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV2,654$237.4K<0.1%–
SONSonoco Products CoCOM4,005$236.4K<0.1%History
Crescent PT Energy Corp22576C101COM34,898$235.2K<0.1%–
BMIBadger Meter IncCOM1,551$228.9K<0.1%History
DBTXDecibel Therapeutics, Inc.COM58,800$226.4K<0.1%History
TAYDTaylor Devices, Inc.COM8,800$224.9K<0.1%History
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,550$224.5K<0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,685$212.7K<0.1%–
HHCHoward Hughes CorpCOM2,682$211.7K<0.1%History
TACTransalta CorpCOM22,007$206.2K<0.1%History
iShares Inc46434G855MSCI GBL GOLD MN8,754$204.0K<0.1%–
MGEEMge Energy IncCOM2,574$203.6K<0.1%History
FYBRFrontier Communications Parent, Inc.COM10,913$203.4K<0.1%History
PENNPENN Entertainment, Inc.COM8,462$203.3K<0.1%History
CPACopa Holdings, S.A.CL A1,837$203.1K<0.1%History
MLABMesa Laboratories IncCOM1,564$201.0K<0.1%History
SSRMSSR Mining Inc.Stock11,691$166.0K<0.1%History
GABGabelli Equity Trust IncCOM27,905$161.8K<0.1%History
NVGSNavigator Holdings Ltd.SHS11,925$155.1K<0.1%History
AUDCAudiocodes LtdORD11,730$107.1K<0.1%History
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR12,423$106.8K<0.1%History
CIOCity Office REIT, Inc.COM17,142$95.5K<0.1%History
LAZRQLuminar Technologies, Inc.COM CL A13,387$92.1K<0.1%History
HLHecla Mining CoCOM13,592$70.0K<0.1%History
SBIGSBIG Holdings, Inc.COMMON STOCK123,328$54.9K<0.1%History
LONALeonaBio, Inc.COM16,686$49.2K<0.1%History
FRBKRepublic First Bancorp IncCOM41,664$37.5K<0.1%History
EXPREXP OldCo Winddown, Inc.COM61,559$36.5K<0.1%History
VRAYViewRay, Inc.COM97,375$34.3K<0.1%History
SFESSafeguard Scientifics IncCOM NEW19,533$32.2K<0.1%History
DMDesktop Metal, Inc.COM CL A14,339$25.4K<0.1%History
ESPREsperion Therapeutics, Inc.COM15,899$22.1K<0.1%History
CANOCano Health, Inc.COM CL A15,235$21.2K<0.1%History
BNGOBionano Genomics, Inc.COM33,863$20.7K<0.1%History
CUROCURO Group Holdings Corp.COM14,456$19.5K<0.1%History
GALTGalectin Therapeutics IncCOM NEW11,614$16.7K<0.1%History
GOSSGossamer Bio, Inc.COM12,446$14.9K<0.1%History
SUNLSunlight Financial Holdings Inc.COMMON STOCK24,579$7.13K<0.1%History
OWLTOwlet, Inc.COMMON STOCK18,192$6.19K<0.1%History