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Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,807
+1 vs. Q2 2023
Portfolio value
$109.8B
−$2.08B (−1.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
EQCEQC Liquidating TrustCOM SH BEN INT46,204$848.8K<0.1%+22,103+91.7%AddedHistory
TSNTyson Foods, Inc.Stock16,819$849.2K<0.1%+2,953+21.3%AddedHistory
Vanguard Industrials ETF92204A603ETF4,359$849.9K<0.1%00.0%Unchanged–
GRMNGarmin LtdSHS8,106$852.8K<0.1%+82+1.0%AddedHistory
CHRDChord Energy CorpCOM NEW5,280$855.7K<0.1%+1,352+34.4%AddedHistory
Blackstone Mortgage Trust IN09257WAE0NOTE 5.500% 3/1–$858.3K<0.1%–––
NYTNew York Times CoCL A20,890$860.7K<0.1%+14,327+218.3%AddedHistory
VNOVornado Realty TrustSH BEN INT38,000$861.8K<0.1%−1,176−3.0%ReducedHistory
BERYBerry Global Group, Inc.COM14,009$867.3K<0.1%+4,867+53.2%AddedHistory
BHCBausch Health Companies Inc.Stock105,499$869.1K<0.1%00.0%UnchangedHistory
Vanguard Ftse Developed Markets ETF921943858ETF19,905$870.2K<0.1%−2,322−10.4%Reduced–
ALLEAllegion plcORD SHS8,355$870.6K<0.1%+540+6.9%AddedHistory
SWKStanley Black & Decker, Inc.COM10,484$876.3K<0.1%−138−1.3%ReducedHistory
RMDResmed IncCOM5,971$883.0K<0.1%−6,011−50.2%ReducedHistory
HIIHuntington Ingalls Industries, Inc.COM4,319$883.6K<0.1%+844+24.3%AddedHistory
BPOPPopular, Inc.COM NEW14,063$886.1K<0.1%+2,461+21.2%AddedHistory
OIO-I Glass, Inc.COM53,041$887.4K<0.1%+53,041NewHistory
TOSTToast, Inc.Stock47,504$889.8K<0.1%+832+1.8%AddedHistory
RDNRadian Group IncCOM35,498$891.4K<0.1%+15,305+75.8%AddedHistory
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT41,059$892.6K<0.1%−1,650−3.9%ReducedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999965,354$896.7K<0.1%−1,698−2.5%ReducedHistory
RFRegions Financial CorpCOM52,532$903.5K<0.1%−25,103−32.3%ReducedHistory
SRCSpirit Realty Capital, Inc.COM NEW27,108$908.9K<0.1%−3,330−10.9%ReducedHistory
JAZZJazz Pharmaceuticals plcSHS USD7,025$909.3K<0.1%+1,259+21.8%AddedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF17,117$910.3K<0.1%−250−1.4%Reduced–
XPXP Inc.CL A39,874$919.1K<0.1%+627+1.6%AddedHistory
CACICACI International IncCL A2,928$919.2K<0.1%+22+0.8%AddedHistory
CARAvis Budget Group, Inc.COM5,127$921.3K<0.1%−25−0.5%ReducedHistory
JNPRJuniper Networks IncCOM33,286$925.0K<0.1%−796−2.3%ReducedHistory
DKSDick's Sporting Goods, Inc.Stock8,545$927.8K<0.1%−6,598−43.6%ReducedHistory
KBHKB HomeCOM20,068$928.7K<0.1%+20,068NewHistory
VKTXViking Therapeutics, Inc.COM84,311$933.3K<0.1%+1,490+1.8%AddedHistory
iShares Tr464288687PFD AND INCM SEC31,039$935.8K<0.1%−1,416−4.4%Reduced–
State Street Health Care Select Sector SPDR ETF81369Y209ETF7,279$937.1K<0.1%+130+1.8%Added–
WATWaters CorpCOM3,421$938.1K<0.1%+332+10.7%AddedHistory
BMBLBumble Inc.COM CL A62,961$939.4K<0.1%+43,625+225.6%AddedHistory
CZRCaesars Entertainment, Inc.COM20,294$940.6K<0.1%+1,735+9.3%AddedHistory
Vanguard Health Care ETF92204A504ETF4,006$941.7K<0.1%+1,092+37.5%Added–
CMSCMS Energy CorpCOM17,781$944.4K<0.1%+1,211+7.3%AddedHistory
MLIMueller Industries IncCOM12,630$949.3K<0.1%−775−5.8%ReducedHistory
PRIPrimerica, Inc.Stock4,922$954.9K<0.1%+1,041+26.8%AddedHistory
Vanguard Financials ETF92204A405ETF11,930$958.2K<0.1%+121+1.0%Added–
SIGISelective Insurance Group IncCOM9,302$959.7K<0.1%+6,057+186.7%AddedHistory
CPBCAMPBELL'S CoCOM23,415$961.9K<0.1%−18,100−43.6%ReducedHistory
TEXTerex CorpStock16,772$966.4K<0.1%+528+3.3%AddedHistory
EXASExact Sciences CorpCOM14,215$969.7K<0.1%−602−4.1%ReducedHistory
BTGB2GOLD CorpCOM336,597$971.0K<0.1%−161,720−32.5%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF9,476$979.1K<0.1%−2,773−22.6%Reduced–
CRDOCredo Technology Group Holding LtdStock64,290$980.4K<0.1%+6,104+10.5%AddedHistory
SLViShares Silver TrustETF48,817$992.9K<0.1%+1,813+3.9%AddedHistory
MDGLMadrigal Pharmaceuticals, Inc.COM6,817$995.6K<0.1%+6,817NewHistory
MTHMeritage Homes CORPCOM8,162$998.9K<0.1%+5,386+194.0%AddedHistory
FSLYFastly, Inc.CL A52,252$1.00M<0.1%+52,252NewHistory
PAGPenske Automotive Group, Inc.COM6,014$1.00M<0.1%+1,910+46.5%AddedHistory
ELANElanco Animal Health IncCOM89,919$1.01M<0.1%+28,270+45.9%AddedHistory
iShares Tr464287150CORE S&P TTL STK10,782$1.02M<0.1%+7,080+191.2%Added–
ICLICL Group Ltd.SHS183,358$1.02M<0.1%+111,049+153.6%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV8,910$1.02M<0.1%+1,962+28.2%Added–
KLGWK Kellogg CoCOM70,264$1.03M<0.1%+70,264NewHistory
PINSPinterest, Inc.CL A38,458$1.04M<0.1%+645+1.7%AddedHistory
SNYSanofiSPONSORED ADR19,386$1.04M<0.1%+65+0.3%AddedHistory
MDCSekisui House U.S., Inc.COM25,290$1.04M<0.1%+15,546+159.5%AddedHistory
PNRPENTAIR plcSHS16,208$1.05M<0.1%+812+5.3%AddedHistory
CASYCaseys General Stores IncCOM3,873$1.05M<0.1%−529−12.0%ReducedHistory
WFGWest Fraser Timber Co., LtdCOM14,493$1.06M<0.1%−19,791−57.7%ReducedHistory
CRGYCrescent Energy CoCL A COM83,779$1.06M<0.1%+83,779NewHistory
CFGCitizens Financial Group IncCOM39,559$1.06M<0.1%+10,213+34.8%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF5,622$1.06M<0.1%+442+8.5%Added–
FASTFastenal CoStock19,460$1.06M<0.1%+443+2.3%AddedHistory
ZIONZions Bancorporation, National AssociationCOM30,529$1.07M<0.1%+2,873+10.4%AddedHistory
TRTootsie Roll Industries IncCOM35,733$1.07M<0.1%+12,757+55.5%AddedHistory
RBARB Global Inc.COM17,052$1.07M<0.1%−16−0.1%ReducedHistory
FLNAFilana Therapeutics, Inc.COM64,177$1.07M<0.1%+15,949+33.1%AddedHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW12,427$1.07M<0.1%−1,692−12.0%ReducedHistory
Vanguard Short-Term Bond ETF921937827ETF14,327$1.08M<0.1%−3,236−18.4%Reduced–
RRyder System IncCOM10,171$1.09M<0.1%+6,548+180.7%AddedHistory
ABEVAmbev S.A.SPONSORED ADR422,957$1.09M<0.1%+14,662+3.6%AddedHistory
PTCPTC Inc.Stock7,728$1.09M<0.1%+79+1.0%AddedHistory
PNWPinnacle West Capital CorpCOM14,890$1.10M<0.1%+3,441+30.1%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF6,710$1.10M<0.1%+21+0.3%Added–
Vanguard Utilities ETF92204A876ETF8,648$1.10M<0.1%+3,821+79.2%Added–
BENFranklin Templeton IncCOM45,152$1.11M<0.1%−11,335−20.1%ReducedHistory
GSKGSK plcADR30,672$1.11M<0.1%+455+1.5%AddedHistory
TCPCBlackRock TCP Capital Corp.COM94,736$1.11M<0.1%+4,207+4.6%AddedHistory
HSICHenry Schein IncCOM15,080$1.12M<0.1%+459+3.1%AddedHistory
AXTAAxalta Coating Systems Ltd.COM41,754$1.12M<0.1%+5,430+14.9%AddedHistory
BKCCBlackRock Capital Investment CorpCOM302,924$1.12M<0.1%−47,091−13.5%ReducedHistory
EQNREquinor ASASPONSORED ADR34,343$1.13M<0.1%+4,048+13.4%AddedHistory
CCChemours CoStock40,189$1.13M<0.1%−334−0.8%ReducedHistory
KEYKeycorpCOM105,061$1.13M<0.1%+19,639+23.0%AddedHistory
UFPIUfp Industries IncCOM11,138$1.14M<0.1%+3,985+55.7%AddedHistory
ONEWOneWater Marine Inc.CL A COM44,563$1.14M<0.1%−2,500−5.3%ReducedHistory
DLADelta Apparel, IncCOM174,863$1.16M<0.1%+29,017+19.9%AddedHistory
BAXBaxter International IncStock30,768$1.16M<0.1%−21,706−41.4%ReducedHistory
SKMSK Telecom Co LtdSPONSORED ADR54,119$1.16M<0.1%−46,272−46.1%ReducedHistory
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN23,221$1.17M<0.1%+4,100+21.4%Added–
MRTXMirati Therapeutics, Inc.COM26,863$1.17M<0.1%+8,723+48.1%AddedHistory
COFCapital One Financial CorpStock12,078$1.17M<0.1%+1,593+15.2%AddedHistory
BDCBelden Inc.COM12,210$1.18M<0.1%+8,125+198.9%AddedHistory
NXHNeighborhood Intelligence, Inc.COM74,789$1.18M<0.1%+15,020+25.1%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2023
SecurityClassPutsCalls
SGENSeagen Inc.COM$202.3K–

Sold out since Q2 2023 (108)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
CCFChase CorpCOM832,710$100.9M0.1%History
APAMArtisan Partners Asset Management Inc.CL A677,560$26.6M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A207,082$22.4M<0.1%History
LSILife Storage, Inc.COM139,918$18.6M<0.1%History
UNVRUnivar Solutions Inc.COM431,648$15.5M<0.1%History
FRPTFreshpet, Inc.Stock225,222$14.8M<0.1%History
MASIMasimo CorpCOM80,285$13.2M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP196,663$12.3M<0.1%History
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN168,475$10.9M<0.1%History
BKIBlack Knight, Inc.COM163,843$9.79M<0.1%History
ARNCArconic CorpCOM297,161$8.79M<0.1%History
Infinera Corp45667GAF0DEBT 3.750% 8/0–$7.63M<0.1%–
PIImpinj IncCOM67,766$6.08M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM181,843$5.95M<0.1%–
SPBSpectrum Brands Holdings, Inc.COM76,133$5.94M<0.1%History
Nextera Energy Inc65339F739UNIT 99/99/9999109,248$5.36M<0.1%–
IIIVi3 Verticals, Inc.COM CL A221,134$5.06M<0.1%History
PHRPhreesia, Inc.COM154,637$4.80M<0.1%History
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK55,870$3.69M<0.1%–
SBDSSolo Brands, Inc.COM CL A627,286$3.55M<0.1%History
OMOutset Medical, Inc.COM149,419$3.27M<0.1%History
HLITHarmonic Inc.COM183,363$2.96M<0.1%History
CERECerevel Therapeutics Holdings, Inc.COM80,912$2.57M<0.1%History
ARQTArcutis Biotherapeutics, Inc.COM241,846$2.30M<0.1%History
TRTNTriton International LtdCL A27,620$2.30M<0.1%History
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD389,503$2.29M<0.1%History
Farfetch Ltd30744W107ORD SH CL A289,779$1.75M<0.1%–
TALOTalos Energy Inc.COM116,914$1.62M<0.1%History
Everest Consolidator Acq Cor29978K102CL A COM149,700$1.59M<0.1%–
CAVACava Group, Inc.COM36,850$1.51M<0.1%History
BEAMBeam Therapeutics Inc.COM39,132$1.25M<0.1%History
UBAUrstadt Biddle Properties IncCL A53,707$1.14M<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF21,938$1.13M<0.1%–
PTONPeloton Interactive, Inc.CL A COM138,098$1.06M<0.1%History
iShares Tr464288877EAFE VALUE ETF19,539$956.2K<0.1%–
SVVSavers Value Village, Inc.COM39,600$932.7K<0.1%History
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR17,946$790.1K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE55,250$766.9K<0.1%–
NNNNNN REIT, Inc.REIT17,263$738.7K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM21,809$715.6K<0.1%–
Vanguard World FD921910733ESG US STK ETF6,941$543.8K<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF5,619$517.1K<0.1%–
Goldman Sachs ETF Tr381430396JUST US LRG CP7,707$486.9K<0.1%–
GRBKGreen Brick Partners, Inc.COM7,528$427.6K<0.1%History
EEni SpASPONSORED ADR14,837$427.2K<0.1%History
APLSApellis Pharmaceuticals, Inc.COM4,201$382.7K<0.1%History
HEHawaiian Electric Industries IncCOM9,428$341.3K<0.1%History
GMEGameStop Corp.Stock14,012$339.8K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,709$318.0K<0.1%History
TRSTrimas CorpCOM NEW11,373$312.6K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET11,137$299.9K<0.1%–
iShares Tr464289529INDIA 50 ETF6,605$297.5K<0.1%–
OECOrion S.A.COM13,990$296.9K<0.1%History
ABRArbor Realty Trust IncCOM19,942$295.5K<0.1%History
SALSalisbury Bancorp, Inc.COM12,200$289.0K<0.1%History
RYNRayonier IncCOM8,902$279.5K<0.1%History
WisdomTree Tr97717W307US LARGECAP DIVD4,344$276.3K<0.1%–
TXG10x Genomics, Inc.CL A COM4,807$268.4K<0.1%History
COTYCoty Inc.COM CL A21,543$264.8K<0.1%History
MNROMonro, Inc.COM6,507$264.4K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A36,816$248.9K<0.1%History
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV2,654$237.4K<0.1%–
SONSonoco Products CoCOM4,005$236.4K<0.1%History
Crescent PT Energy Corp22576C101COM34,898$235.2K<0.1%–
BMIBadger Meter IncCOM1,551$228.9K<0.1%History
DBTXDecibel Therapeutics, Inc.COM58,800$226.4K<0.1%History
TAYDTaylor Devices, Inc.COM8,800$224.9K<0.1%History
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,550$224.5K<0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,685$212.7K<0.1%–
HHCHoward Hughes CorpCOM2,682$211.7K<0.1%History
TACTransalta CorpCOM22,007$206.2K<0.1%History
iShares Inc46434G855MSCI GBL GOLD MN8,754$204.0K<0.1%–
MGEEMge Energy IncCOM2,574$203.6K<0.1%History
FYBRFrontier Communications Parent, Inc.COM10,913$203.4K<0.1%History
PENNPENN Entertainment, Inc.COM8,462$203.3K<0.1%History
CPACopa Holdings, S.A.CL A1,837$203.1K<0.1%History
MLABMesa Laboratories IncCOM1,564$201.0K<0.1%History
SSRMSSR Mining Inc.Stock11,691$166.0K<0.1%History
GABGabelli Equity Trust IncCOM27,905$161.8K<0.1%History
NVGSNavigator Holdings Ltd.SHS11,925$155.1K<0.1%History
AUDCAudiocodes LtdORD11,730$107.1K<0.1%History
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR12,423$106.8K<0.1%History
CIOCity Office REIT, Inc.COM17,142$95.5K<0.1%History
LAZRQLuminar Technologies, Inc.COM CL A13,387$92.1K<0.1%History
HLHecla Mining CoCOM13,592$70.0K<0.1%History
SBIGSBIG Holdings, Inc.COMMON STOCK123,328$54.9K<0.1%History
LONALeonaBio, Inc.COM16,686$49.2K<0.1%History
FRBKRepublic First Bancorp IncCOM41,664$37.5K<0.1%History
EXPREXP OldCo Winddown, Inc.COM61,559$36.5K<0.1%History
VRAYViewRay, Inc.COM97,375$34.3K<0.1%History
SFESSafeguard Scientifics IncCOM NEW19,533$32.2K<0.1%History
DMDesktop Metal, Inc.COM CL A14,339$25.4K<0.1%History
ESPREsperion Therapeutics, Inc.COM15,899$22.1K<0.1%History
CANOCano Health, Inc.COM CL A15,235$21.2K<0.1%History
BNGOBionano Genomics, Inc.COM33,863$20.7K<0.1%History
CUROCURO Group Holdings Corp.COM14,456$19.5K<0.1%History
GALTGalectin Therapeutics IncCOM NEW11,614$16.7K<0.1%History
GOSSGossamer Bio, Inc.COM12,446$14.9K<0.1%History
SUNLSunlight Financial Holdings Inc.COMMON STOCK24,579$7.13K<0.1%History
OWLTOwlet, Inc.COMMON STOCK18,192$6.19K<0.1%History