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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,807
+1 vs. Q2 2023
Portfolio value
$109.8B
−$2.08B (−1.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSAMSA Safety IncCOM2,595$409.1K<0.1%−199−7.1%ReducedHistory
CUBECubeSmartREIT10,738$409.4K<0.1%−1,039−8.8%ReducedHistory
WYNNWynn Resorts LtdCOM4,434$409.7K<0.1%+31+0.7%AddedHistory
PSMTPricesmart IncCOM5,558$413.7K<0.1%+271+5.1%AddedHistory
EXELExelixis, Inc.COM18,972$414.5K<0.1%+8,306+77.9%AddedHistory
CZNCCitizens & Northern CorpCOM23,661$415.3K<0.1%−1,029−4.2%ReducedHistory
VIRTVirtu Financial, Inc.CL A24,045$415.3K<0.1%−8,284−25.6%ReducedHistory
ARKO Corp.041242116*W EXP 12/22/202388,463$415.6K<0.1%00.0%Unchanged–
UBSIUnited Bankshares IncCOM15,082$416.1K<0.1%+15,082NewHistory
WMSAdvanced Drainage Systems, Inc.COM3,658$416.4K<0.1%+61+1.7%AddedHistory
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL3,496$417.4K<0.1%00.0%Unchanged–
TMHCTaylor Morrison Home CorpCOM9,801$417.6K<0.1%+4,723+93.0%AddedHistory
CRCrane CoCOMMON STOCK4,737$420.8K<0.1%+235+5.2%AddedHistory
SFMSprouts Farmers Market, Inc.COM9,833$420.9K<0.1%+730+8.0%AddedHistory
PORPortland General Electric CoCOM NEW10,416$421.7K<0.1%−692−6.2%ReducedHistory
AXSAxis Capital Holdings LtdSHS7,497$422.6K<0.1%−4,082−35.3%ReducedHistory
REALTheRealReal, Inc.COM200,376$422.8K<0.1%−265,584−57.0%ReducedHistory
SBRASabra Health Care REIT, Inc.REIT30,399$423.8K<0.1%+2,236+7.9%AddedHistory
MLCOMelco Resorts & Entertainment LTDADR42,855$423.8K<0.1%00.0%UnchangedHistory
HASHasbro, Inc.COM6,418$424.5K<0.1%+200+3.2%AddedHistory
IMAXImax CorpCOM22,403$432.8K<0.1%+448+2.0%AddedHistory
AIVApartment Investment & Management CoCL A64,014$435.3K<0.1%+2,323+3.8%AddedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF8,430$437.3K<0.1%+1,600+23.4%Added–
HRLHormel Foods CorpCOM11,511$437.8K<0.1%+1,242+12.1%AddedHistory
ZZillow Group, Inc.CL C CAP STK9,534$440.1K<0.1%−388−3.9%ReducedHistory
HOMBHome Bancshares IncCOM21,179$443.5K<0.1%+1,984+10.3%AddedHistory
MHKMohawk Industries IncCOM5,189$445.3K<0.1%+935+22.0%AddedHistory
NVEENV5 Global, Inc.COM4,629$445.4K<0.1%+1,714+58.8%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP10,599$447.3K<0.1%−407−3.7%Reduced–
ARWArrow Electronics, Inc.COM3,605$451.5K<0.1%+42+1.2%AddedHistory
ARKOARKO Corp.COM63,404$453.3K<0.1%−310−0.5%ReducedHistory
ERIEErie Indemnity CoCL A1,554$456.6K<0.1%−8−0.5%ReducedHistory
KNXKnight-Swift Transportation Holdings Inc.CL A9,229$462.8K<0.1%−43−0.5%ReducedHistory
PKXPosco Holdings Inc.SPONSORED ADR4,522$463.5K<0.1%−3,886−46.2%ReducedHistory
CSIQCanadian Solar Inc.COM18,850$463.9K<0.1%+875+4.9%AddedHistory
WUWestern Union COStock35,539$468.4K<0.1%+235+0.7%AddedHistory
LUVSouthwest Airlines CoCOM17,309$468.6K<0.1%−20,871−54.7%ReducedHistory
COLDAmericold Realty TrustCOM15,506$471.5K<0.1%−146−0.9%ReducedHistory
EHTHeHealth, Inc.COM63,866$472.6K<0.1%+15,000+30.7%AddedHistory
PIIPolaris Inc.Stock4,544$473.2K<0.1%+116+2.6%AddedHistory
CCAPCrescent Capital BDC, Inc.COM27,747$474.5K<0.1%+27,747NewHistory
AZEKAZEK Co Inc.CL A15,955$474.5K<0.1%+1,485+10.3%AddedHistory
BBWIBath & Body Works, Inc.COM14,174$479.1K<0.1%−647−4.4%ReducedHistory
ADTADT Inc.COM80,555$483.3K<0.1%+130.0%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF4,650$485.1K<0.1%−527−10.2%Reduced–
NSPInsperity, Inc.COM4,977$485.8K<0.1%−224−4.3%ReducedHistory
AGMFederal Agricultural Mortgage CorpCL C3,157$487.1K<0.1%−367−10.4%ReducedHistory
HOODRobinhood Markets, Inc.Stock49,934$489.9K<0.1%+11,751+30.8%AddedHistory
HHyatt Hotels CorpCOM CL A4,619$490.0K<0.1%−63−1.3%ReducedHistory
JBTMJBT Marel CorpCOM4,661$490.1K<0.1%+199+4.5%AddedHistory
DRVNDriven Brands Holdings Inc.COM39,415$496.2K<0.1%−5,593,329−99.3%ReducedHistory
TLSTelos CorpCOM207,931$497.0K<0.1%−1,900−0.9%ReducedHistory
THOThor Industries IncCOM5,308$504.9K<0.1%−608−10.3%ReducedHistory
AAAlcoa CorpStock17,523$509.2K<0.1%+1,677+10.6%AddedHistory
HLLYHolley Inc.COM102,552$511.7K<0.1%+3,636+3.7%AddedHistory
DAYDayforce, Inc.COM7,550$512.3K<0.1%+157+2.1%AddedHistory
AAAUGoldman Sachs Physical Gold ETFUNIT28,000$512.7K<0.1%−7,889−22.0%ReducedHistory
ALLYAlly Financial Inc.Stock19,251$513.6K<0.1%+133+0.7%AddedHistory
TPHTri Pointe Homes, Inc.COM18,819$514.7K<0.1%+8,579+83.8%AddedHistory
IAUMiShares Gold Trust MicroSHS REPSTG UN TR28,000$516.6K<0.1%+28,000NewHistory
FRFirst Industrial Realty Trust IncCOM10,928$520.1K<0.1%−3,010−21.6%ReducedHistory
ATKRAtkore Inc.COM3,499$522.0K<0.1%+911+35.2%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF12,729$525.2K<0.1%+1,729+15.7%Added–
WSMWilliams Sonoma IncCOM3,385$526.0K<0.1%−667−16.5%ReducedHistory
RKLBRocket Lab CorpCOM120,610$528.3K<0.1%+22,289+22.7%AddedHistory
GMEDGlobus Medical IncStock10,673$529.9K<0.1%+6,281+143.0%AddedHistory
OTTROtter Tail CorpCOM7,012$532.4K<0.1%+3,562+103.2%AddedHistory
UGIUgi CorpStock23,179$533.1K<0.1%+23,179NewHistory
MTRNMATERION CorpCOM5,238$533.8K<0.1%+91+1.8%AddedHistory
MSGSMadison Square Garden Sports Corp.CL A3,046$537.0K<0.1%−1,366−31.0%ReducedHistory
MIDDMIDDLEBY CorpCOM4,201$537.7K<0.1%−194−4.4%ReducedHistory
TFXTeleflex IncCOM2,756$541.3K<0.1%+112+4.2%AddedHistory
HIHillenbrand, Inc.COM12,878$544.8K<0.1%−783−5.7%ReducedHistory
IPGPIpg Photonics CorpCOM5,374$545.7K<0.1%+349+6.9%AddedHistory
BROSDutch Bros Inc.CL A23,589$548.4K<0.1%−308−1.3%ReducedHistory
IRDMIridium Communications Inc.COM12,179$554.0K<0.1%+6,249+105.4%AddedHistory
WLYJohn Wiley & Sons, Inc.CL A14,906$554.1K<0.1%−46−0.3%ReducedHistory
EWBCEast West Bancorp IncCOM10,643$561.0K<0.1%−110−1.0%ReducedHistory
IDAIdacorp IncCOM5,997$561.6K<0.1%+1,665+38.4%AddedHistory
ESNTEssent Group Ltd.COM11,891$562.3K<0.1%+11,891NewHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,498$563.1K<0.1%−201−5.4%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF7,790$563.8K<0.1%+59+0.8%Added–
VALValaris LtdCL A7,530$564.6K<0.1%+530+7.6%AddedHistory
ROKURoku, IncCOM CL A8,012$565.6K<0.1%+2,627+48.8%AddedHistory
RIVNRivian Automotive, Inc.Stock23,378$567.6K<0.1%+6,724+40.4%AddedHistory
UTHRUnited Therapeutics CorpCOM2,515$568.1K<0.1%+71+2.9%AddedHistory
RRCRange Resources CorpCOM17,824$577.7K<0.1%+160+0.9%AddedHistory
CMCCommercial Metals CoStock11,717$579.0K<0.1%+11,717NewHistory
VTMXVesta Real Estate Corporation, S.A.B. de C.V.ADS17,516$579.0K<0.1%+17,516NewHistory
IPARInterparfums IncCOM4,317$580.0K<0.1%−345−7.4%ReducedHistory
KOFCoca Cola Femsa SAB de CVSPONS ADS REP7,395$580.1K<0.1%+75+1.0%AddedHistory
NOVNOV Inc.COM27,936$583.9K<0.1%+107+0.4%AddedHistory
OMFOneMain Holdings, Inc.COM14,569$584.1K<0.1%−54−0.4%ReducedHistory
ILMNIllumina, Inc.COM4,284$588.1K<0.1%−2,145−33.4%ReducedHistory
NETCloudflare, Inc.CL A COM9,336$588.5K<0.1%−103−1.1%ReducedHistory
TXOTXO Partners, L.P.COM UNIT29,000$589.0K<0.1%00.0%UnchangedHistory
LBRDALiberty Broadband CorpCOM SER A6,501$591.0K<0.1%−1,336−17.0%ReducedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR18,819$591.1K<0.1%+3,353+21.7%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F11,076$592.8K<0.1%−932−7.8%Reduced–
SPDR Series Trust78468R556SP O&G EXPL PRO4,011$593.3K<0.1%00.0%Unchanged–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2023
SecurityClassPutsCalls
SGENSeagen Inc.COM$202.3K–

Sold out since Q2 2023 (108)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
CCFChase CorpCOM832,710$100.9M0.1%History
APAMArtisan Partners Asset Management Inc.CL A677,560$26.6M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A207,082$22.4M<0.1%History
LSILife Storage, Inc.COM139,918$18.6M<0.1%History
UNVRUnivar Solutions Inc.COM431,648$15.5M<0.1%History
FRPTFreshpet, Inc.Stock225,222$14.8M<0.1%History
MASIMasimo CorpCOM80,285$13.2M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP196,663$12.3M<0.1%History
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN168,475$10.9M<0.1%History
BKIBlack Knight, Inc.COM163,843$9.79M<0.1%History
ARNCArconic CorpCOM297,161$8.79M<0.1%History
Infinera Corp45667GAF0DEBT 3.750% 8/0–$7.63M<0.1%–
PIImpinj IncCOM67,766$6.08M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM181,843$5.95M<0.1%–
SPBSpectrum Brands Holdings, Inc.COM76,133$5.94M<0.1%History
Nextera Energy Inc65339F739UNIT 99/99/9999109,248$5.36M<0.1%–
IIIVi3 Verticals, Inc.COM CL A221,134$5.06M<0.1%History
PHRPhreesia, Inc.COM154,637$4.80M<0.1%History
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK55,870$3.69M<0.1%–
SBDSSolo Brands, Inc.COM CL A627,286$3.55M<0.1%History
OMOutset Medical, Inc.COM149,419$3.27M<0.1%History
HLITHarmonic Inc.COM183,363$2.96M<0.1%History
CERECerevel Therapeutics Holdings, Inc.COM80,912$2.57M<0.1%History
ARQTArcutis Biotherapeutics, Inc.COM241,846$2.30M<0.1%History
TRTNTriton International LtdCL A27,620$2.30M<0.1%History
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD389,503$2.29M<0.1%History
Farfetch Ltd30744W107ORD SH CL A289,779$1.75M<0.1%–
TALOTalos Energy Inc.COM116,914$1.62M<0.1%History
Everest Consolidator Acq Cor29978K102CL A COM149,700$1.59M<0.1%–
CAVACava Group, Inc.COM36,850$1.51M<0.1%History
BEAMBeam Therapeutics Inc.COM39,132$1.25M<0.1%History
UBAUrstadt Biddle Properties IncCL A53,707$1.14M<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF21,938$1.13M<0.1%–
PTONPeloton Interactive, Inc.CL A COM138,098$1.06M<0.1%History
iShares Tr464288877EAFE VALUE ETF19,539$956.2K<0.1%–
SVVSavers Value Village, Inc.COM39,600$932.7K<0.1%History
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR17,946$790.1K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE55,250$766.9K<0.1%–
NNNNNN REIT, Inc.REIT17,263$738.7K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM21,809$715.6K<0.1%–
Vanguard World FD921910733ESG US STK ETF6,941$543.8K<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF5,619$517.1K<0.1%–
Goldman Sachs ETF Tr381430396JUST US LRG CP7,707$486.9K<0.1%–
GRBKGreen Brick Partners, Inc.COM7,528$427.6K<0.1%History
EEni SpASPONSORED ADR14,837$427.2K<0.1%History
APLSApellis Pharmaceuticals, Inc.COM4,201$382.7K<0.1%History
HEHawaiian Electric Industries IncCOM9,428$341.3K<0.1%History
GMEGameStop Corp.Stock14,012$339.8K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,709$318.0K<0.1%History
TRSTrimas CorpCOM NEW11,373$312.6K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET11,137$299.9K<0.1%–
iShares Tr464289529INDIA 50 ETF6,605$297.5K<0.1%–
OECOrion S.A.COM13,990$296.9K<0.1%History
ABRArbor Realty Trust IncCOM19,942$295.5K<0.1%History
SALSalisbury Bancorp, Inc.COM12,200$289.0K<0.1%History
RYNRayonier IncCOM8,902$279.5K<0.1%History
WisdomTree Tr97717W307US LARGECAP DIVD4,344$276.3K<0.1%–
TXG10x Genomics, Inc.CL A COM4,807$268.4K<0.1%History
COTYCoty Inc.COM CL A21,543$264.8K<0.1%History
MNROMonro, Inc.COM6,507$264.4K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A36,816$248.9K<0.1%History
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV2,654$237.4K<0.1%–
SONSonoco Products CoCOM4,005$236.4K<0.1%History
Crescent PT Energy Corp22576C101COM34,898$235.2K<0.1%–
BMIBadger Meter IncCOM1,551$228.9K<0.1%History
DBTXDecibel Therapeutics, Inc.COM58,800$226.4K<0.1%History
TAYDTaylor Devices, Inc.COM8,800$224.9K<0.1%History
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,550$224.5K<0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,685$212.7K<0.1%–
HHCHoward Hughes CorpCOM2,682$211.7K<0.1%History
TACTransalta CorpCOM22,007$206.2K<0.1%History
iShares Inc46434G855MSCI GBL GOLD MN8,754$204.0K<0.1%–
MGEEMge Energy IncCOM2,574$203.6K<0.1%History
FYBRFrontier Communications Parent, Inc.COM10,913$203.4K<0.1%History
PENNPENN Entertainment, Inc.COM8,462$203.3K<0.1%History
CPACopa Holdings, S.A.CL A1,837$203.1K<0.1%History
MLABMesa Laboratories IncCOM1,564$201.0K<0.1%History
SSRMSSR Mining Inc.Stock11,691$166.0K<0.1%History
GABGabelli Equity Trust IncCOM27,905$161.8K<0.1%History
NVGSNavigator Holdings Ltd.SHS11,925$155.1K<0.1%History
AUDCAudiocodes LtdORD11,730$107.1K<0.1%History
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR12,423$106.8K<0.1%History
CIOCity Office REIT, Inc.COM17,142$95.5K<0.1%History
LAZRQLuminar Technologies, Inc.COM CL A13,387$92.1K<0.1%History
HLHecla Mining CoCOM13,592$70.0K<0.1%History
SBIGSBIG Holdings, Inc.COMMON STOCK123,328$54.9K<0.1%History
LONALeonaBio, Inc.COM16,686$49.2K<0.1%History
FRBKRepublic First Bancorp IncCOM41,664$37.5K<0.1%History
EXPREXP OldCo Winddown, Inc.COM61,559$36.5K<0.1%History
VRAYViewRay, Inc.COM97,375$34.3K<0.1%History
SFESSafeguard Scientifics IncCOM NEW19,533$32.2K<0.1%History
DMDesktop Metal, Inc.COM CL A14,339$25.4K<0.1%History
ESPREsperion Therapeutics, Inc.COM15,899$22.1K<0.1%History
CANOCano Health, Inc.COM CL A15,235$21.2K<0.1%History
BNGOBionano Genomics, Inc.COM33,863$20.7K<0.1%History
CUROCURO Group Holdings Corp.COM14,456$19.5K<0.1%History
GALTGalectin Therapeutics IncCOM NEW11,614$16.7K<0.1%History
GOSSGossamer Bio, Inc.COM12,446$14.9K<0.1%History
SUNLSunlight Financial Holdings Inc.COMMON STOCK24,579$7.13K<0.1%History
OWLTOwlet, Inc.COMMON STOCK18,192$6.19K<0.1%History