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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,804
+21 vs. Q4 2022
Portfolio value
$107.8B
+$5.83B (+5.7%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ITCIIntra-Cellular Therapies, Inc.COM5,412$293.1K<0.1%+1,152+27.0%AddedHistory
MLPBUBS AGETRACS ALER MLP15,400$293.7K<0.1%00.0%UnchangedHistory
SALSalisbury Bancorp, Inc.COM12,200$294.0K<0.1%00.0%UnchangedHistory
ARLPAlliance Resource Partners LPStock14,606$294.6K<0.1%−369−2.5%ReducedHistory
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS14,925$295.4K<0.1%00.0%UnchangedHistory
WKWorkiva IncCOM CL A2,890$296.0K<0.1%+2,890NewHistory
LITELumentum Holdings Inc.COM5,514$297.8K<0.1%+22+0.4%AddedHistory
STNGScorpio Tankers Inc.SHS5,332$300.3K<0.1%+5,332NewHistory
HSBCHSBC Holdings PLCSPON ADR NEW8,807$300.6K<0.1%+922+11.7%AddedHistory
LBTYKLiberty Global Ltd.SHS CL C14,754$300.7K<0.1%−244−1.6%ReducedHistory
ITGRInteger Holdings CorpCOM3,913$303.3K<0.1%+3,913NewHistory
Silvercrest Metals Inc828363101COM42,790$303.8K<0.1%−4,900−10.3%Reduced–
iShares Inc46434G855MSCI GBL GOLD MN12,102$304.6K<0.1%+1,532+14.5%Added–
RGENRepligen CorpCOM1,811$304.9K<0.1%+13+0.7%AddedHistory
TMHCTaylor Morrison Home CorpCOM8,004$306.2K<0.1%+8,004NewHistory
iShares Select U.S. REIT ETF464287564ETF5,536$307.5K<0.1%00.0%Unchanged–
AMKRAmkor Technology, Inc.COM12,008$312.4K<0.1%+12,008NewHistory
GMEGameStop Corp.Stock13,595$313.0K<0.1%+13,595NewHistory
LCIDLucid Group, Inc.COM39,158$314.8K<0.1%+15,847+68.0%AddedHistory
CHXChampionX CorpCOM11,624$315.4K<0.1%−449−3.7%ReducedHistory
SNVSynovus Financial CorpCOM NEW10,231$315.4K<0.1%−7,111−41.0%ReducedHistory
LNCLincoln National CorpCOM14,052$315.7K<0.1%+7,158+103.8%AddedHistory
CATYCathay General BancorpCOM9,158$316.1K<0.1%+219+2.4%AddedHistory
WDSWoodside Energy Group LtdADR14,120$316.7K<0.1%−8,214−36.8%ReducedHistory
SLMSLM CorpCOM25,605$317.2K<0.1%−180−0.7%ReducedHistory
BMIBadger Meter IncCOM2,633$320.8K<0.1%−1,760−40.1%ReducedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF10,158$321.4K<0.1%00.0%Unchanged–
FNBFNB CorpCOM27,989$324.7K<0.1%−3,321−10.6%ReducedHistory
iShares Tr464288430ASIA 50 ETF5,275$326.5K<0.1%00.0%Unchanged–
OSKOshkosh CorpCOM3,931$327.0K<0.1%−244−5.8%ReducedHistory
EHTHeHealth, Inc.COM35,000$327.6K<0.1%00.0%UnchangedHistory
FOXFox CorpCL B COM10,472$327.9K<0.1%+10,472NewHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS24,459$329.0K<0.1%−25,256−50.8%ReducedHistory
CHHChoice Hotels International IncCOM2,813$329.7K<0.1%+17+0.6%AddedHistory
BCSFBain Capital Specialty Finance, Inc.COM STK27,819$331.6K<0.1%+36+0.1%AddedHistory
GLSHGelesis Holdings, Inc.COM2,045,264$332.8K<0.1%+937,279+84.6%AddedHistory
RYNRayonier IncCOM10,051$334.3K<0.1%−1,620−13.9%ReducedHistory
RKLBRocket Lab CorpCOM83,116$335.8K<0.1%+5,494+7.1%AddedHistory
PIPRPiper Sandler CompaniesCOM2,430$336.9K<0.1%+141+6.2%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,559$337.4K<0.1%−38−2.4%Reduced–
AVTAvnet IncCOM7,534$340.5K<0.1%+104+1.4%AddedHistory
Kraneshares Trust500767306CSI CHI INTERNET10,939$341.2K<0.1%−198−1.8%Reduced–
iShares Tr464287150CORE S&P TTL STK3,769$341.3K<0.1%+357+10.5%Added–
FHNFirst Horizon CorpCOM19,343$343.9K<0.1%−1,468−7.1%ReducedHistory
SFMSprouts Farmers Market, Inc.COM9,830$344.3K<0.1%+3,460+54.3%AddedHistory
WERNWerner Enterprises IncCOM7,625$346.9K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F692PHARMACEUTCL ETF4,493$347.2K<0.1%+790+21.3%Added–
OGSONE Gas, Inc.COM4,393$348.1K<0.1%+583+15.3%AddedHistory
iShares S&P 100 ETF464287101ETF1,873$350.3K<0.1%00.0%Unchanged–
SPRSpirit AeroSystems Holdings, Inc.COM CL A10,228$353.2K<0.1%−499,234−98.0%ReducedHistory
NTNXNutanix, Inc.Stock13,620$354.0K<0.1%−109−0.8%ReducedHistory
LESLLeslie's, Inc.COM32,156$354.0K<0.1%+1,212+3.9%AddedHistory
ESNTEssent Group Ltd.COM8,890$356.0K<0.1%+890+11.1%AddedHistory
MNROMonro, Inc.COM7,229$357.3K<0.1%+893+14.1%AddedHistory
AYIAcuity Inc. (DE)Stock1,960$358.2K<0.1%+77+4.1%AddedHistory
ARDCAres Dynamic Credit Allocation Fund, Inc.COM30,000$359.1K<0.1%00.0%UnchangedHistory
PSMTPricesmart IncCOM5,036$360.0K<0.1%−79−1.5%ReducedHistory
ATKRAtkore Inc.COM2,577$362.0K<0.1%+445+20.9%AddedHistory
SHOEShoe Station Group IncCOM14,120$362.2K<0.1%+99+0.7%AddedHistory
FSSFederal Signal CorpCOM6,694$362.9K<0.1%−627−8.6%ReducedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF6,830$365.2K<0.1%00.0%Unchanged–
KLICKulicke & Soffa Industries IncCOM6,943$365.8K<0.1%+1,197+20.8%AddedHistory
ERIEErie Indemnity CoCL A1,580$366.0K<0.1%+12+0.8%AddedHistory
IRDMIridium Communications Inc.COM5,947$368.3K<0.1%+5,947NewHistory
UGIUgi CorpStock10,625$369.3K<0.1%−2,907−21.5%ReducedHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD16,675$369.4K<0.1%−2,290−12.1%Reduced–
ZIMVZimVie Inc.Stock51,201$370.2K<0.1%+51,201NewHistory
GATXGatx CorpCOM3,366$370.3K<0.1%−102−2.9%ReducedHistory
MANManpowerGroup Inc.COM4,491$370.6K<0.1%−2,496−35.7%ReducedHistory
FRTFederal Realty Investment TrustSH BEN INT NEW3,767$372.3K<0.1%+97+2.6%AddedHistory
PRMPerimeter Solutions, Inc.COMMON STOCK46,270$373.9K<0.1%−495−1.1%ReducedHistory
MSAMSA Safety IncCOM2,804$374.3K<0.1%+107+4.0%AddedHistory
Clearway Energy, Inc.18539C105CL A12,540$376.6K<0.1%−20−0.2%Reduced–
HOODRobinhood Markets, Inc.Stock39,465$383.2K<0.1%+699+1.8%AddedHistory
APAAPA CorpStock10,663$384.5K<0.1%+4,972+87.4%AddedHistory
OPTUOptimum Communications, Inc.CL A112,500$384.8K<0.1%−350−0.3%ReducedHistory
NXRTNexPoint Residential Trust, Inc.COM8,849$386.4K<0.1%+3,016+51.7%AddedHistory
SIGISelective Insurance Group IncCOM4,058$386.9K<0.1%+573+16.4%AddedHistory
AXSAxis Capital Holdings LtdSHS7,116$388.0K<0.1%+204+3.0%AddedHistory
BUDAnheuser-Busch InBev SA/NVADR5,833$389.2K<0.1%00.0%UnchangedHistory
ABMAbm Industries IncCOM8,691$390.6K<0.1%−517−5.6%ReducedHistory
WLYBJohn Wiley & Sons, Inc.CL B10,260$391.6K<0.1%00.0%UnchangedHistory
iShares Inc464286657MSCI BIC ETF11,294$392.1K<0.1%00.0%Unchanged–
TDOCTeladoc Health, Inc.COM15,142$392.2K<0.1%+548+3.8%AddedHistory
MZTIMarzetti CoCOM1,954$396.4K<0.1%+288+17.3%AddedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF2,039$397.4K<0.1%+218+12.0%Added–
XPOXPO, Inc.COM12,506$398.9K<0.1%−24,453−66.2%ReducedHistory
HEHawaiian Electric Industries IncCOM10,397$399.2K<0.1%−150−1.4%ReducedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF9,288$407.4K<0.1%−8,544−47.9%Reduced–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN10,105$408.3K<0.1%+135+1.4%Added–
CVCOCavco Industries, Inc.COM1,292$410.5K<0.1%+38+3.0%AddedHistory
First Rep BK San Francisco C33616C100COM29,457$412.1K<0.1%−222,056−88.3%Reduced–
HIIHuntington Ingalls Industries, Inc.COM1,998$413.6K<0.1%−157−7.3%ReducedHistory
SSTKShutterstock, Inc.COM5,703$414.0K<0.1%−101−1.7%ReducedHistory
IMAXImax CorpCOM21,687$416.0K<0.1%+1,086+5.3%AddedHistory
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL3,496$421.3K<0.1%00.0%Unchanged–
CNSCohen & Steers, Inc.COM6,587$421.3K<0.1%+1,723+35.4%AddedHistory
GILGildan Activewear Inc.Stock12,783$424.1K<0.1%−50,382−79.8%ReducedHistory
AGNTAGNT, Inc.COM33,797$428.9K<0.1%+9,466+38.9%AddedHistory
AFGAmerican Financial Group IncCOM3,531$429.0K<0.1%−6,677−65.4%ReducedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q1 2023
SecurityClassPutsCalls
iShares Tr46428743220 YR TR BD ETF$311.6K–
TMUST-Mobile US, Inc.Stock$264.8K–
ATVIActivision Blizzard, Inc.COM$242.0K–
Invesco QQQ Trust Series I46090E103ETF–$235.3K

Sold out since Q4 2022 (98)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Neuberger Berman Group LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
SIVBSVB Financial GroupCOM533,289$122.7M0.1%History
PAYAPaya Holdings Inc.COM CL A5,980,025$47.1M<0.1%History
CERTCertara, Inc.COM1,339,633$21.5M<0.1%History
AIMCAltra Industrial Motion Corp.COM210,137$12.6M<0.1%History
Independence Holdings CorpG4761A119UNIT 03/02/20261,211,385$12.2M<0.1%–
SHOSunstone Hotel Investors, Inc.COM1,185,790$11.5M<0.1%History
COUPCoupa Software IncCOM134,373$10.6M<0.1%History
RADIRadius Global Infrastructure, Inc.COM CL A861,093$10.2M<0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF65,715$4.90M<0.1%–
Alps ETF Tr00162Q452ALERIAN MLP107,926$4.11M<0.1%–
XNCRXencor IncCOM145,641$3.79M<0.1%History
ZWSZurn Elkay Water Solutions CorpCOM161,676$3.42M<0.1%History
HASHasbro, Inc.COM51,465$3.14M<0.1%History
NUVANuvasive IncCOM75,058$3.10M<0.1%History
SBCFSeacoast Banking Corp of FloridaCOM NEW92,421$2.88M<0.1%History
HELEHelen of Troy LtdStock24,667$2.74M<0.1%History
Vanguard World FD921910733ESG US STK ETF41,521$2.73M<0.1%–
Independence Holdings CorpG4761A101CLASS A ORD SHS267,966$2.70M<0.1%–
Adit Edtech Acquisition Corp007024102COMMON STOCK268,194$2.68M<0.1%–
IAAIAA, Inc.COM65,471$2.62M<0.1%History
iShares Russell 2000 Growth ETF464287648ETF10,935$2.35M<0.1%–
DBDDiebold Nixdorf, IncCOM1,538,446$2.19M<0.1%History
CHGGChegg, IncCOM76,013$1.92M<0.1%History
VanEck Semiconductor ETF92189F676ETF9,229$1.87M<0.1%–
VAQCVector Acquisition Corp IICL A SHS155,114$1.57M<0.1%History
Signature BK New York N Y82669G104COM13,199$1.52M<0.1%–
Interprivate IV Infratech PR46064T102CLASS A COM143,036$1.45M<0.1%–
Interprivate III Financial P46064R106COM CL A143,036$1.44M<0.1%–
SUZSuzano S.A.SPON ADS145,223$1.34M<0.1%History
iShares Tr46435G672CORE INTL AGGR28,138$1.34M<0.1%–
Social Leverage Acquisn Corp83363K102COM CL A120,687$1.21M<0.1%–
STORStore Capital LLCCOM33,716$1.08M<0.1%History
Ares Acquisition CorporationG33032106COM CL A107,278$1.08M<0.1%–
DCTDuck Creek Technologies, Inc.SHS84,456$1.02M<0.1%History
iShares Tr464288885EAFE GRWTH ETF11,967$1.00M<0.1%–
FZTFAST Acquisition Corp. IICL A96,550$966.5K<0.1%History
SCOBScION Tech Growth IICL A SHS83,811$848.2K<0.1%History
ATHMAutohome Inc.SP ADS RP CL A26,853$821.7K<0.1%History
Advanced Micro Devices Inc007903BD8NOTE 2.125% 9/0–$810.0K<0.1%–
DGNUDragoneer Growth Opportunities Corp. IIICL A SHS79,122$780.1K<0.1%History
OIO-I Glass, Inc.COM46,004$762.3K<0.1%History
FSRXFinserv Acquisition Corp. IICOM CL A71,518$717.3K<0.1%History
PENNPENN Entertainment, Inc.COM23,184$688.6K<0.1%History
SYNASYNAPTICS IncStock6,624$630.3K<0.1%History
PNNTPennantpark Investment CorpCOM101,617$584.3K<0.1%History
Ci Finl Corp125491100COM57,913$577.4K<0.1%–
WALWestern Alliance BancorporationCOM9,635$573.9K<0.1%History
COWNCowen Inc.CL A NEW14,155$546.7K<0.1%History
TOSTToast, Inc.Stock28,529$514.4K<0.1%History
Nextera Energy Inc65339F770UNIT 99/99/99999,435$478.4K<0.1%–
WUWestern Union COStock28,721$395.5K<0.1%History
ESTCElastic N.V.ORD SHS7,288$375.3K<0.1%History
WMSAdvanced Drainage Systems, Inc.COM4,545$372.6K<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW3,564$359.3K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF6,155$317.7K<0.1%–
EPREpr PropertiesCOM SH BEN INT7,826$295.2K<0.1%History
HRHealthcare Realty Trust IncCL A COM15,223$293.3K<0.1%History
PINCPremier, Inc.CL A8,276$289.5K<0.1%History
HWCHancock Whitney CorpCOM5,764$278.9K<0.1%History
PDCEPDC Energy, Inc.COM4,380$278.0K<0.1%History
COTYCoty Inc.COM CL A32,420$277.5K<0.1%History
Teradyne, Inc880770AG7NOTE 1.250%12/1–$275.0K<0.1%–
SMSM Energy CoCOM7,869$274.1K<0.1%History
Vanguard Total International Bond ETF92203J407ETF5,571$264.2K<0.1%–
iShares Tr464287515EXPANDED TECH1,032$264.0K<0.1%–
South Jersey Inds Inc838518306UNIT 04/01/20243,800$262.3K<0.1%–
iShares Inc464286780MSCI STH AFR ETF6,011$254.9K<0.1%–
KALUKaiser Aluminum CorpCOM PAR $0.013,172$240.9K<0.1%History
ELANElanco Animal Health IncCOM19,584$239.3K<0.1%History
AGOAssured Guaranty LtdCOM3,748$233.3K<0.1%History
EPRTEssential Properties Realty Trust, Inc.COM9,778$229.5K<0.1%History
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM9,900$226.3K<0.1%History
THRMGentherm IncCOM3,373$220.2K<0.1%History
BKHBlack Hills CorpCOM3,077$216.5K<0.1%History
KRGKite Realty Group TrustCOM NEW9,590$201.9K<0.1%History
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,645$201.4K<0.1%–
DISHDISH Network CORPCL A14,332$201.2K<0.1%History
VODVodafone Group Public Ltd CoADR17,774$179.9K<0.1%History
EGOEldorado Gold CorpCOM19,290$160.7K<0.1%History
DBRGDigitalBridge Group, Inc.CL A NEW14,360$157.1K<0.1%History
Patrick Inds Inc703343AB9DBCV 1.000% 2/0–$128.8K<0.1%–
DHYUBS Asset Management High Yield Credit FundSH BEN INT58,980$103.8K<0.1%History
BBBLACKBERRY LtdCOM31,385$102.2K<0.1%History
Tricon Residential Inc Com NPV89612W102COM11,910$91.8K<0.1%–
ETRNMidstream Co LLCCOM13,507$90.5K<0.1%History
AGFirst Majestic Silver CorpCOM10,340$86.1K<0.1%History
NGNovagold Resources IncCOM NEW14,193$84.7K<0.1%History
KRROKorro Bio, Inc.COM20,000$77.0K<0.1%History
ROVRRover Group, Inc.COMMON STOCK10,980$40.3K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A18,217$29.7K<0.1%History
LOGCContextLogic Inc.COM CL A10,085$4.92K<0.1%History
Peridot Acquisition Corp. IIG7008B121*W EXP 04/30/20253,008$2.48K<0.1%–
CRBPCorbus Pharmaceuticals Holdings, Inc.COM20,000$2.21K<0.1%History
BZFDWBuzzFeed, Inc.*W EXP 99/99/99942,069$1.68K<0.1%History
CORZCore Scientific, Inc.COMMON STOCK16,355$1.23K<0.1%History
Independence Holdings CorpG4761A127*W EXP 03/31/20262,680$383<0.1%–
Epiphany Technology Acquisit29429X117*W EXP 01/12/20278,880$181<0.1%–
ScION Tech Growth IIG31070116*W EXP 01/28/20232,867$118<0.1%–