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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,804
+21 vs. Q4 2022
Portfolio value
$107.8B
+$5.83B (+5.7%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MTZMastec IncCOM2,174$205.3K<0.1%+2,174NewHistory
GNWGenworth Financial IncCOM SHS41,066$206.2K<0.1%+8,265+25.2%AddedHistory
PVHPVH Corp.COM2,314$206.3K<0.1%+2,314NewHistory
OMFOneMain Holdings, Inc.COM5,668$210.2K<0.1%−7,115−55.7%ReducedHistory
JHGJanus Henderson Group Ltd.ORD SHS7,930$211.3K<0.1%+7,930NewHistory
PDPagerDuty, Inc.COM6,060$212.0K<0.1%+6,060NewHistory
CMCOColumbus McKinnon CorpCOM5,717$212.4K<0.1%+5,717NewHistory
CIGIColliers International Group Inc.SUB VTG SHS2,018$212.7K<0.1%+2,018NewHistory
HHCHoward Hughes CorpCOM2,670$213.6K<0.1%+2,670NewHistory
COLDAmericold Realty TrustCOM7,513$213.7K<0.1%−391,733−98.1%ReducedHistory
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,550$214.8K<0.1%00.0%UnchangedHistory
TAYDTaylor Devices, Inc.COM10,800$216.4K<0.1%00.0%UnchangedHistory
NVECNve CorpCOM NEW2,616$217.1K<0.1%+2,616NewHistory
UBSIUnited Bankshares IncCOM6,183$217.6K<0.1%+6,183NewHistory
YEXTYext, Inc.COM22,730$218.4K<0.1%+1,701+8.1%AddedHistory
ROCKGibraltar Industries, Inc.COM4,557$221.0K<0.1%+4,557NewHistory
Global X FDS37954Y830GLOBAL X COPPER5,750$222.6K<0.1%+5,750New–
SFStifel Financial CorpCOM3,770$222.8K<0.1%+3,770NewHistory
UAAUnder Armour, Inc.Stock23,488$222.9K<0.1%+23,488NewHistory
FBPFirst BancorpCOM NEW19,590$223.7K<0.1%+2,874+17.2%AddedHistory
RPDRapid7, Inc.COM4,880$224.0K<0.1%+4,880NewHistory
LRNStride, Inc.COM5,712$224.2K<0.1%+5,712NewHistory
JLLJones Lang Lasalle IncCOM1,546$224.9K<0.1%−348−18.4%ReducedHistory
PLTRPalantir Technologies Inc.Stock26,754$226.1K<0.1%−22,302−45.5%ReducedHistory
iShares Tr464289529INDIA 50 ETF5,535$227.5K<0.1%+20+0.4%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF1,838$228.0K<0.1%+1,838New–
SNXTD Synnex CorpCOM2,363$228.7K<0.1%+26+1.1%AddedHistory
SKXSkechers USA IncCL A4,822$229.1K<0.1%+4,822NewHistory
CPAYCorpay, Inc.COM1,091$230.0K<0.1%+1,091NewHistory
CNXCConcentrix CorpStock1,895$230.3K<0.1%−889−31.9%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF3,621$231.3K<0.1%−6,039−62.5%Reduced–
AVAAvista CorpCOM5,469$232.2K<0.1%+5,469NewHistory
IARTIntegra Lifesciences Holdings CorpCOM NEW4,046$232.3K<0.1%+267+7.1%AddedHistory
ESGREnstar Group LTDSHS1,005$232.9K<0.1%+1,005NewHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,751$234.8K<0.1%−500−22.2%Reduced–
MHKMohawk Industries IncCOM2,343$234.8K<0.1%−347−12.9%ReducedHistory
ALITAlight, Inc. / DelawareCOM CL A25,529$235.1K<0.1%+5,529+27.6%AddedHistory
DXCDXC Technology CoStock9,210$235.4K<0.1%−7,319−44.3%ReducedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,133$235.7K<0.1%+2,133New–
ProShares Tr74347B110ULTRAPRO SHORT S17,500$235.9K<0.1%−70,825−80.2%Reduced–
AZTAAzenta, Inc.COM5,336$238.1K<0.1%−13,020−70.9%ReducedHistory
SLGNSilgan Holdings IncCOM4,455$239.1K<0.1%+4,455NewHistory
iShares Russell Midcap ETF464287499ETF3,424$239.4K<0.1%−136−3.8%Reduced–
SNDRSchneider National, Inc.CL B8,971$240.0K<0.1%+8,971NewHistory
Healthpeak Properties, Inc.71943U104COM16,156$241.2K<0.1%+2,889+21.8%Added–
NAVINavient CorpCOM15,134$242.0K<0.1%+2,783+22.5%AddedHistory
FCNCAFirst Citizens Bancshares IncCL A250$243.5K<0.1%−699−73.7%ReducedHistory
VNTVontier CorpStock8,933$244.2K<0.1%+8,933NewHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF4,015$244.7K<0.1%+4,015New–
OVVOvintiv Inc.COM6,803$245.4K<0.1%−8,500−55.5%ReducedHistory
INCYIncyte CorpCOM3,405$246.1K<0.1%+93+2.8%AddedHistory
CRUSCirrus Logic, Inc.Stock2,264$247.6K<0.1%+2,264NewHistory
GMEDGlobus Medical IncStock4,416$250.1K<0.1%−5,479−55.4%ReducedHistory
Fidelity MSCI Health Care Index ETF316092600ETF4,072$250.3K<0.1%−854−17.3%Reduced–
NTRANatera, Inc.COM4,531$251.6K<0.1%−129,267−96.6%ReducedHistory
WRKWestRock CoCOM8,367$254.9K<0.1%+8,367NewHistory
CMCCommercial Metals CoStock5,222$255.4K<0.1%−26−0.5%ReducedHistory
PNFPPinnacle Financial Partners, Inc.COM4,645$256.2K<0.1%−371,536−98.8%ReducedHistory
VRTVertiv Holdings CoCOM CL A17,914$256.3K<0.1%−1,737−8.8%ReducedHistory
ABRArbor Realty Trust IncCOM22,317$256.4K<0.1%+3,459+18.3%AddedHistory
HTZHertz Global Holdings, IncCOM NEW15,897$259.0K<0.1%+15,897NewHistory
EP.PCKinder Morgan, Inc.Convertible Preferred5,637$259.1K<0.1%00.0%UnchangedHistory
GNLGlobal Net Lease, Inc.COM NEW20,304$261.1K<0.1%+56+0.3%AddedHistory
HLLYHolley Inc.COM95,987$263.0K<0.1%+3,532+3.8%AddedHistory
AGLagilon health, inc.COM11,103$263.7K<0.1%+99+0.9%AddedHistory
SANMSanmina CorpCOM4,328$264.0K<0.1%−79−1.8%ReducedHistory
iShares S&P 500 Value ETF464287408ETF1,742$264.4K<0.1%00.0%Unchanged–
KNKnowles CorpCOM15,594$265.1K<0.1%+348+2.3%AddedHistory
WisdomTree Tr97717W307US LARGECAP DIVD4,344$268.7K<0.1%−40−0.9%Reduced–
CUZCousins Properties IncCOM NEW12,569$268.7K<0.1%+2,048+19.5%AddedHistory
PCHPotlatchdeltic CorpCOM5,461$270.3K<0.1%+5,461NewHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF4,000$271.0K<0.1%−175−4.2%Reduced–
PBHPrestige Consumer Healthcare Inc.COM4,333$271.4K<0.1%−4,639−51.7%ReducedHistory
AUBAtlantic Union Bankshares CorpCOM7,749$271.6K<0.1%−276−3.4%ReducedHistory
ASBAssociated Banc-CorpCOM15,114$271.7K<0.1%+2,999+24.8%AddedHistory
FXBInvesco CurrencyShares British Pound Sterling TrustBRIT POUN STRL2,300$273.1K<0.1%00.0%UnchangedHistory
MLABMesa Laboratories IncCOM1,565$273.5K<0.1%−128−7.6%ReducedHistory
TTECTTEC Holdings, Inc.COM7,392$275.2K<0.1%+7,392NewHistory
SBRASabra Health Care REIT, Inc.REIT23,979$275.8K<0.1%+3,458+16.9%AddedHistory
LADRLadder Capital CorpCL A29,274$276.6K<0.1%00.0%UnchangedHistory
iShares Tr464288372GLB INFRASTR ETF5,833$278.2K<0.1%00.0%Unchanged–
TDCTeradata CorpStock6,922$278.8K<0.1%+77+1.1%AddedHistory
WAFDWafd IncStock9,319$280.7K<0.1%+1,402+17.7%AddedHistory
SNAPSnap IncStock25,193$282.4K<0.1%−5,761−18.6%ReducedHistory
INDBIndependent Bank CorpCOM4,321$283.5K<0.1%+4,321NewHistory
DEAEasterly Government Properties, Inc.COM20,643$283.6K<0.1%−46−0.2%ReducedHistory
DJCODaily Journal CorpCOM1,000$285.0K<0.1%00.0%UnchangedHistory
LADLithia Motors IncCOM1,248$285.7K<0.1%−88,520−98.6%ReducedHistory
KGCKinross Gold CorpCOM61,043$287.2K<0.1%−2,104−3.3%ReducedHistory
PLPlanet Labs PBCCOM CL A73,083$287.2K<0.1%+4,843+7.1%AddedHistory
CRICarters IncCOM4,001$287.8K<0.1%−124−3.0%ReducedHistory
ARCHArch Resources, Inc.CL A2,189$287.8K<0.1%+271+14.1%AddedHistory
SSBSouthState Bank CorpCOM4,048$288.5K<0.1%+1,406+53.2%AddedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM17,600$288.6K<0.1%−1,000−5.4%ReducedHistory
EEFTEuronet Worldwide, Inc.COM2,589$289.7K<0.1%+135+5.5%AddedHistory
CBRLCracker Barrel Old Country Store, IncCOM2,554$290.1K<0.1%+2,554NewHistory
NHINational Health Investors IncCOM5,634$290.6K<0.1%−135−2.3%ReducedHistory
ADTADT Inc.COM40,242$290.9K<0.1%+21,564+115.5%AddedHistory
FAFFirst American Financial CorpStock5,243$291.8K<0.1%+229+4.6%AddedHistory
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT4,031$292.4K<0.1%−6,902−63.1%Reduced–

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q1 2023
SecurityClassPutsCalls
iShares Tr46428743220 YR TR BD ETF$311.6K–
TMUST-Mobile US, Inc.Stock$264.8K–
ATVIActivision Blizzard, Inc.COM$242.0K–
Invesco QQQ Trust Series I46090E103ETF–$235.3K

Sold out since Q4 2022 (98)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Neuberger Berman Group LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
SIVBSVB Financial GroupCOM533,289$122.7M0.1%History
PAYAPaya Holdings Inc.COM CL A5,980,025$47.1M<0.1%History
CERTCertara, Inc.COM1,339,633$21.5M<0.1%History
AIMCAltra Industrial Motion Corp.COM210,137$12.6M<0.1%History
Independence Holdings CorpG4761A119UNIT 03/02/20261,211,385$12.2M<0.1%–
SHOSunstone Hotel Investors, Inc.COM1,185,790$11.5M<0.1%History
COUPCoupa Software IncCOM134,373$10.6M<0.1%History
RADIRadius Global Infrastructure, Inc.COM CL A861,093$10.2M<0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF65,715$4.90M<0.1%–
Alps ETF Tr00162Q452ALERIAN MLP107,926$4.11M<0.1%–
XNCRXencor IncCOM145,641$3.79M<0.1%History
ZWSZurn Elkay Water Solutions CorpCOM161,676$3.42M<0.1%History
HASHasbro, Inc.COM51,465$3.14M<0.1%History
NUVANuvasive IncCOM75,058$3.10M<0.1%History
SBCFSeacoast Banking Corp of FloridaCOM NEW92,421$2.88M<0.1%History
HELEHelen of Troy LtdStock24,667$2.74M<0.1%History
Vanguard World FD921910733ESG US STK ETF41,521$2.73M<0.1%–
Independence Holdings CorpG4761A101CLASS A ORD SHS267,966$2.70M<0.1%–
Adit Edtech Acquisition Corp007024102COMMON STOCK268,194$2.68M<0.1%–
IAAIAA, Inc.COM65,471$2.62M<0.1%History
iShares Russell 2000 Growth ETF464287648ETF10,935$2.35M<0.1%–
DBDDiebold Nixdorf, IncCOM1,538,446$2.19M<0.1%History
CHGGChegg, IncCOM76,013$1.92M<0.1%History
VanEck Semiconductor ETF92189F676ETF9,229$1.87M<0.1%–
VAQCVector Acquisition Corp IICL A SHS155,114$1.57M<0.1%History
Signature BK New York N Y82669G104COM13,199$1.52M<0.1%–
Interprivate IV Infratech PR46064T102CLASS A COM143,036$1.45M<0.1%–
Interprivate III Financial P46064R106COM CL A143,036$1.44M<0.1%–
SUZSuzano S.A.SPON ADS145,223$1.34M<0.1%History
iShares Tr46435G672CORE INTL AGGR28,138$1.34M<0.1%–
Social Leverage Acquisn Corp83363K102COM CL A120,687$1.21M<0.1%–
STORStore Capital LLCCOM33,716$1.08M<0.1%History
Ares Acquisition CorporationG33032106COM CL A107,278$1.08M<0.1%–
DCTDuck Creek Technologies, Inc.SHS84,456$1.02M<0.1%History
iShares Tr464288885EAFE GRWTH ETF11,967$1.00M<0.1%–
FZTFAST Acquisition Corp. IICL A96,550$966.5K<0.1%History
SCOBScION Tech Growth IICL A SHS83,811$848.2K<0.1%History
ATHMAutohome Inc.SP ADS RP CL A26,853$821.7K<0.1%History
Advanced Micro Devices Inc007903BD8NOTE 2.125% 9/0–$810.0K<0.1%–
DGNUDragoneer Growth Opportunities Corp. IIICL A SHS79,122$780.1K<0.1%History
OIO-I Glass, Inc.COM46,004$762.3K<0.1%History
FSRXFinserv Acquisition Corp. IICOM CL A71,518$717.3K<0.1%History
PENNPENN Entertainment, Inc.COM23,184$688.6K<0.1%History
SYNASYNAPTICS IncStock6,624$630.3K<0.1%History
PNNTPennantpark Investment CorpCOM101,617$584.3K<0.1%History
Ci Finl Corp125491100COM57,913$577.4K<0.1%–
WALWestern Alliance BancorporationCOM9,635$573.9K<0.1%History
COWNCowen Inc.CL A NEW14,155$546.7K<0.1%History
TOSTToast, Inc.Stock28,529$514.4K<0.1%History
Nextera Energy Inc65339F770UNIT 99/99/99999,435$478.4K<0.1%–
WUWestern Union COStock28,721$395.5K<0.1%History
ESTCElastic N.V.ORD SHS7,288$375.3K<0.1%History
WMSAdvanced Drainage Systems, Inc.COM4,545$372.6K<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW3,564$359.3K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF6,155$317.7K<0.1%–
EPREpr PropertiesCOM SH BEN INT7,826$295.2K<0.1%History
HRHealthcare Realty Trust IncCL A COM15,223$293.3K<0.1%History
PINCPremier, Inc.CL A8,276$289.5K<0.1%History
HWCHancock Whitney CorpCOM5,764$278.9K<0.1%History
PDCEPDC Energy, Inc.COM4,380$278.0K<0.1%History
COTYCoty Inc.COM CL A32,420$277.5K<0.1%History
Teradyne, Inc880770AG7NOTE 1.250%12/1–$275.0K<0.1%–
SMSM Energy CoCOM7,869$274.1K<0.1%History
Vanguard Total International Bond ETF92203J407ETF5,571$264.2K<0.1%–
iShares Tr464287515EXPANDED TECH1,032$264.0K<0.1%–
South Jersey Inds Inc838518306UNIT 04/01/20243,800$262.3K<0.1%–
iShares Inc464286780MSCI STH AFR ETF6,011$254.9K<0.1%–
KALUKaiser Aluminum CorpCOM PAR $0.013,172$240.9K<0.1%History
ELANElanco Animal Health IncCOM19,584$239.3K<0.1%History
AGOAssured Guaranty LtdCOM3,748$233.3K<0.1%History
EPRTEssential Properties Realty Trust, Inc.COM9,778$229.5K<0.1%History
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM9,900$226.3K<0.1%History
THRMGentherm IncCOM3,373$220.2K<0.1%History
BKHBlack Hills CorpCOM3,077$216.5K<0.1%History
KRGKite Realty Group TrustCOM NEW9,590$201.9K<0.1%History
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,645$201.4K<0.1%–
DISHDISH Network CORPCL A14,332$201.2K<0.1%History
VODVodafone Group Public Ltd CoADR17,774$179.9K<0.1%History
EGOEldorado Gold CorpCOM19,290$160.7K<0.1%History
DBRGDigitalBridge Group, Inc.CL A NEW14,360$157.1K<0.1%History
Patrick Inds Inc703343AB9DBCV 1.000% 2/0–$128.8K<0.1%–
DHYUBS Asset Management High Yield Credit FundSH BEN INT58,980$103.8K<0.1%History
BBBLACKBERRY LtdCOM31,385$102.2K<0.1%History
Tricon Residential Inc Com NPV89612W102COM11,910$91.8K<0.1%–
ETRNMidstream Co LLCCOM13,507$90.5K<0.1%History
AGFirst Majestic Silver CorpCOM10,340$86.1K<0.1%History
NGNovagold Resources IncCOM NEW14,193$84.7K<0.1%History
KRROKorro Bio, Inc.COM20,000$77.0K<0.1%History
ROVRRover Group, Inc.COMMON STOCK10,980$40.3K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A18,217$29.7K<0.1%History
LOGCContextLogic Inc.COM CL A10,085$4.92K<0.1%History
Peridot Acquisition Corp. IIG7008B121*W EXP 04/30/20253,008$2.48K<0.1%–
CRBPCorbus Pharmaceuticals Holdings, Inc.COM20,000$2.21K<0.1%History
BZFDWBuzzFeed, Inc.*W EXP 99/99/99942,069$1.68K<0.1%History
CORZCore Scientific, Inc.COMMON STOCK16,355$1.23K<0.1%History
Independence Holdings CorpG4761A127*W EXP 03/31/20262,680$383<0.1%–
Epiphany Technology Acquisit29429X117*W EXP 01/12/20278,880$181<0.1%–
ScION Tech Growth IIG31070116*W EXP 01/28/20232,867$118<0.1%–