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Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 13, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,783
−48 vs. Q3 2022
Portfolio value
$102.0B
+$6.23B (+6.5%) vs. Q3 2022
Filed
Feb 13, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
DKNGDraftKings Inc.Stock255,628$2.91M<0.1%+15,378+6.4%AddedHistory
DASHDoorDash, Inc.Stock59,660$2.91M<0.1%+50,076+522.5%AddedHistory
PPLPPL CorpCOM100,534$2.94M<0.1%−17,561−14.9%ReducedHistory
NETCloudflare, Inc.CL A COM66,350$3.01M<0.1%−13,658−17.1%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF15,746$3.01M<0.1%+2,795+21.6%Added–
iShares Core S&P Small Cap ETF464287804ETF32,431$3.07M<0.1%−590−1.8%Reduced–
USBUS Bancorp DECOM NEW70,763$3.09M<0.1%−1,609,249−95.8%ReducedHistory
NUVANuvasive IncCOM75,058$3.10M<0.1%+101+0.1%AddedHistory
HASHasbro, Inc.COM51,465$3.14M<0.1%−491,968−90.5%ReducedHistory
LTHMLivent Corp.COM158,105$3.14M<0.1%+7,810+5.2%AddedHistory
MFICMidCap Financial Investment CorpCOM NEW275,647$3.14M<0.1%+32,232+13.2%AddedHistory
XYZBlock, Inc.CL A50,291$3.16M<0.1%+49+0.1%AddedHistory
FOXAFox CorpCL A COM104,140$3.16M<0.1%−29,817−22.3%ReducedHistory
CBZCBIZ, Inc.COM67,538$3.16M<0.1%+67,538NewHistory
TPGTPG Inc.COM CL A114,371$3.18M<0.1%−36,879−24.4%ReducedHistory
SKYChampion Homes, Inc.Stock61,977$3.19M<0.1%+13,556+28.0%AddedHistory
HEESH&E Equipment Services, Inc.COM70,654$3.21M<0.1%−36,802−34.2%ReducedHistory
iShares Tr464287739U.S. REAL ES ETF38,207$3.22M<0.1%−509−1.3%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF13,310$3.22M<0.1%+89+0.7%Added–
Vanguard Ftse Developed Markets ETF921943858ETF77,195$3.24M<0.1%+55,418+254.5%Added–
CLXClorox CoStock23,196$3.26M<0.1%−30−0.1%ReducedHistory
EGEverest Group, Ltd.COM10,013$3.32M<0.1%−509−4.8%ReducedHistory
CSLCarlisle Companies IncCOM14,100$3.32M<0.1%−2,364−14.4%ReducedHistory
RYANRyan Specialty Holdings, Inc.CL A80,328$3.33M<0.1%−645−0.8%ReducedHistory
IMOImperial Oil LtdCOM NEW68,687$3.34M<0.1%−26,853−28.1%ReducedHistory
FSKFS KKR Capital CorpCOM191,327$3.35M<0.1%−14,535−7.1%ReducedHistory
RMDResmed IncCOM16,113$3.35M<0.1%−281−1.7%ReducedHistory
TWINTwin Disc IncCOM349,530$3.37M<0.1%−10,361−2.9%ReducedHistory
DOCUDocuSign, Inc.Stock60,991$3.38M<0.1%+45,518+294.2%AddedHistory
WTFCWintrust Financial CorpCOM40,302$3.41M<0.1%+40,302NewHistory
ZWSZurn Elkay Water Solutions CorpCOM161,676$3.42M<0.1%−618,525−79.3%ReducedHistory
MKCMcCormick & Co IncStock41,253$3.42M<0.1%−1,558−3.6%ReducedHistory
VNOVornado Realty TrustSH BEN INT165,639$3.45M<0.1%−112,808−40.5%ReducedHistory
CHTChunghwa Telecom Co LtdSPON ADR NEW1194,127$3.45M<0.1%−12,632−11.8%ReducedHistory
TRTNTriton International LtdCL A50,666$3.48M<0.1%+18,956+59.8%AddedHistory
HOLXHologic IncCOM46,703$3.49M<0.1%+15,181+48.2%AddedHistory
VVVValvoline IncCOM108,109$3.53M<0.1%+11,048+11.4%AddedHistory
MKFGMarkforged Holding CorpCOM3,053,491$3.55M<0.1%+111,314+3.8%AddedHistory
PHRPhreesia, Inc.COM109,781$3.55M<0.1%−21,667−16.5%ReducedHistory
MROMarathon Oil CorpCOM131,371$3.56M<0.1%−11,447−8.0%ReducedHistory
iShares Tips Bond ETF464287176ETF33,757$3.59M<0.1%+182+0.5%Added–
AVDXAvidXchange Holdings, Inc.COM361,576$3.59M<0.1%−255,490−41.4%ReducedHistory
VALEVale S.A.SPONSORED ADS213,004$3.61M<0.1%+19,276+10.0%AddedHistory
PGCPeapack Gladstone Financial CorpCOM97,437$3.63M<0.1%+400+0.4%AddedHistory
SHGShinhan Financial Group Co LtdSPN ADR RESTRD129,873$3.64M<0.1%−14,363−10.0%ReducedHistory
NMFCNew Mountain Finance CorpCOM298,311$3.68M<0.1%−33,347−10.1%ReducedHistory
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$3.69M<0.1%–––
BNYBank of New York Mellon CorpStock81,153$3.69M<0.1%+35,641+78.3%AddedHistory
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT145,943$3.70M<0.1%−7,266−4.7%ReducedHistory
Invesco India Exchange-Trade46137R109INDIA ETF171,953$3.70M<0.1%00.0%Unchanged–
PFGPrincipal Financial Group IncCOM44,337$3.72M<0.1%+28,024+171.8%AddedHistory
HSYHershey CoCOM16,069$3.72M<0.1%+1,094+7.3%AddedHistory
ALSNAllison Transmission Holdings IncStock89,848$3.74M<0.1%+4,173+4.9%AddedHistory
LYVLive Nation Entertainment, Inc.COM53,657$3.74M<0.1%−8,832−14.1%ReducedHistory
CFCF Industries Holdings, Inc.COM44,200$3.77M<0.1%−2,477−5.3%ReducedHistory
GIBCgi IncCL A43,812$3.77M<0.1%−7,872−15.2%ReducedHistory
NTLAIntellia Therapeutics, Inc.COM108,350$3.78M<0.1%−31,325−22.4%ReducedHistory
FOLDAmicus Therapeutics, Inc.COM310,236$3.79M<0.1%−162,158−34.3%ReducedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF42,103$3.79M<0.1%+42,103New–
XNCRXencor IncCOM145,641$3.79M<0.1%+8,023+5.8%AddedHistory
NB Next Generation Consumer ETF ETF-E64135A309ETF200,594$3.83M<0.1%00.0%Unchanged–
PPGPPG Industries IncStock30,484$3.83M<0.1%−1,159−3.7%ReducedHistory
BKRBaker Hughes CoCL A129,869$3.84M<0.1%−421−0.3%ReducedHistory
WCCWesco International IncCOM30,670$3.84M<0.1%−14,149−31.6%ReducedHistory
WTWWillis Towers Watson PLCSHS15,762$3.86M<0.1%−2,126−11.9%ReducedHistory
Bank of Amer Corp0605056827.25%CNV PFD L3,356$3.89M<0.1%+1,032+44.4%Added–
DGXQuest Diagnostics IncCOM24,896$3.89M<0.1%+936+3.9%AddedHistory
OMCLOmnicell, Inc.COM77,426$3.90M<0.1%−25,258−24.6%ReducedHistory
ALKAlaska Air Group, Inc.COM91,016$3.91M<0.1%+79,511+691.1%AddedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS2,321,449$3.92M<0.1%+564,028+32.1%AddedHistory
YUMYum Brands IncStock30,686$3.93M<0.1%+5,320+21.0%AddedHistory
CCOClear Channel Outdoor Holdings, Inc.COM3,775,777$3.96M<0.1%+5960.0%AddedHistory
BLDPBallard Power Systems Inc.COM849,633$4.00M<0.1%+90.0%AddedHistory
CGNXCognex CorpCOM84,985$4.00M<0.1%−4,601−5.1%ReducedHistory
CNCCentene CorpStock48,854$4.01M<0.1%−1,381−2.7%ReducedHistory
KWKennedy-Wilson Holdings, Inc.COM258,379$4.06M<0.1%−57,178−18.1%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP107,926$4.11M<0.1%+93,707+659.0%Added–
ALCAlcon IncStock60,207$4.13M<0.1%−1,218−2.0%ReducedHistory
CHDNChurchill Downs IncCOM19,567$4.14M<0.1%+605+3.2%AddedHistory
SGCSuperior Group of Companies, Inc.COM416,692$4.19M<0.1%−26,183−5.9%ReducedHistory
GBDCGolub Capital BDC, Inc.COM321,298$4.23M<0.1%−40,454−11.2%ReducedHistory
YETIYETI Holdings, Inc.COM102,610$4.24M<0.1%−8,079−7.3%ReducedHistory
AMCRAmcor plcORD358,600$4.27M<0.1%−4,163−1.1%ReducedHistory
OGNOrganon & Co.Stock153,510$4.29M<0.1%−229,571−59.9%ReducedHistory
BWINBaldwin Insurance Group, Inc.COM CL A171,777$4.32M<0.1%+171,777NewHistory
UMHUmh Properties, Inc.COM269,272$4.34M<0.1%−5,829−2.1%ReducedHistory
INDIindie Semiconductor, Inc.CLASS A COM743,814$4.34M<0.1%−790.0%ReducedHistory
TECKTeck Resources LtdCL B114,982$4.34M<0.1%−3,405−2.9%ReducedHistory
CBOECboe Global Markets, Inc.COM34,666$4.35M<0.1%+61+0.2%AddedHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN120,481$4.35M<0.1%−521−0.4%ReducedHistory
ITWIllinois Tool Works IncStock19,783$4.36M<0.1%+646+3.4%AddedHistory
SNASnap-on IncCOM19,230$4.39M<0.1%+127+0.7%AddedHistory
SHAKShake Shack Inc.CL A106,086$4.41M<0.1%−5,544−5.0%ReducedHistory
AIGAmerican International Group, Inc.Stock69,687$4.41M<0.1%+29,715+74.3%AddedHistory
RHPRyman Hospitality Properties, Inc.COM54,019$4.42M<0.1%−100,060−64.9%ReducedHistory
BYDBoyd Gaming CorpCOM81,031$4.42M<0.1%−9,881−10.9%ReducedHistory
STAGSTAG Industrial, Inc.COM136,762$4.42M<0.1%+5,862+4.5%AddedHistory
HPEHewlett Packard Enterprise CoCOM277,896$4.44M<0.1%+55,743+25.1%AddedHistory
RNRRenaissancere Holdings LtdCOM24,623$4.54M<0.1%−690−2.7%ReducedHistory
NLYAnnaly Capital Management IncREIT216,171$4.56M<0.1%−43,788−16.8%ReducedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q4 2022
SecurityClassPutsCalls
iShares Tr464287184CHINA LG-CAP ETF$1.45M–
ATVIActivision Blizzard, Inc.COM$746.2K–
SPYSPDR S&P 500 ETF TrustETF$589.4K–
BKIBlack Knight, Inc.COM$356.2K–

Sold out since Q3 2022 (156)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 156 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH8,656,320$354.1M0.4%History
Ironsource LtdM5R75Y101CL A ORD SHS15,000,000$51.6M0.1%–
DREDuke Realty CorpCOM NEW1,035,483$49.9M0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM3,637,605$40.6M<0.1%History
DHDefinitive Healthcare Corp.CLASS A COM2,347,829$36.5M<0.1%History
ALGTAllegiant Travel COCOM397,174$29.0M<0.1%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA396,254$19.4M<0.1%–
TWTRTwitter, Inc.COM407,939$17.9M<0.1%History
ADEAAdeia Inc.COM1,247,667$17.7M<0.1%History
JPMorgan Ultra-Short Income ETF46641Q837ETF311,576$15.6M<0.1%–
EBSEmergent BioSolutions Inc.COM686,449$14.4M<0.1%History
ZENZendesk, Inc.COM178,056$13.6M<0.1%History
FHBFirst Hawaiian, Inc.COM534,579$13.2M<0.1%History
COLBColumbia Banking System, Inc.COM454,986$13.1M<0.1%History
FYBRFrontier Communications Parent, Inc.COM524,806$12.3M<0.1%History
PINGPing Identity Holding Corp.COM371,116$10.4M<0.1%History
Dte Energy Co233331842UNIT 11/01/2022S180,485$9.05M<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR181,213$8.95M<0.1%–
FATEFate Therapeutics IncCOM376,683$8.44M<0.1%History
SGFYSignify Health, Inc.CL A COM278,756$8.13M<0.1%History
IRTIndependence Realty Trust, Inc.COM464,068$7.76M<0.1%History
GBLGamco Investors, Inc. Et AlCL A COM450,122$7.67M<0.1%History
LEGLeggett & Platt IncStock201,379$6.69M<0.1%History
AVLRAvalara, Inc.COM67,233$6.17M<0.1%History
NSSCNapco Security Technologies, IncStock210,630$6.13M<0.1%History
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF155,668$5.56M<0.1%–
PUBMPubMatic, Inc.COM CL A324,296$5.39M<0.1%History
BTRSBTRS Holdings Inc.COM CL 1404,135$3.74M<0.1%History
INVEINVE Technologies, Inc.COM NEW291,408$3.65M<0.1%History
SAIASaia IncCOM18,847$3.58M<0.1%History
DOCNDigitalOcean Holdings, Inc.COM88,336$3.20M<0.1%History
BIORBiora Therapeutics, Inc.COM6,541,060$3.17M<0.1%History
AMEDAmedisys IncCOM31,140$3.01M<0.1%History
XPEVXpeng Inc.ADS226,401$2.74M<0.1%History
iShares Tr464287234MSCI EMG MKT ETF68,730$2.40M<0.1%–
FREEWhole Earth Brands, Inc.COM CL A591,195$2.27M<0.1%History
SWCHSwitch, Inc.CL A66,313$2.23M<0.1%History
Peridot Acquisition Corp. IIG7008B105SHS CL A225,282$2.23M<0.1%–
SITMSITIME CorpCOM26,726$2.12M<0.1%History
Epiphany Technology Acquisit29429X109COM CL A201,145$1.99M<0.1%–
Senior Connect Acquisitn Cor81723H108COM CL A187,328$1.86M<0.1%–
PSAGProperty Solutions Acquisition Corp. IICOM CL A184,616$1.81M<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW277,238$1.55M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT96,600$1.53M<0.1%History
CHNGChange Healthcare Inc.COM55,305$1.52M<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM37,834$1.51M<0.1%History
SCOAScION Tech Growth ICL A SHS149,863$1.50M<0.1%History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB70,288$1.49M<0.1%–
Vectoiq Acquisition Corp II92244F109COM CL A146,917$1.45M<0.1%–
COINCoinbase Global, Inc.COM CL A21,020$1.36M<0.1%History
SMRTSmartRent, Inc.COM CL A571,563$1.30M<0.1%History
GETRGetaround, IncCL A COM125,736$1.24M<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS63,731$1.09M<0.1%History
TDCX Inc87190U100ADS112,688$1.08M<0.1%–
DAVAEndava plcADS13,247$1.06M<0.1%History
ABMDAbiomed IncCOM4,173$1.03M<0.1%History
Climate Real Impact Slutins187171103COM CL A93,867$926.0K<0.1%–
CLRContinental Resources, IncCOM13,743$918.0K<0.1%History
MATMattel IncCOM46,108$873.0K<0.1%History
SMSISmith Micro Software, Inc.COM NEW366,606$828.0K<0.1%History
PTCTPTC Therapeutics, Inc.COM16,364$821.0K<0.1%History
GHGuardant Health, Inc.COM15,124$814.0K<0.1%History
Nuburu, Inc.87403Q102COM CL A80,458$810.0K<0.1%–
YAlleghany CorpCOM954$801.0K<0.1%History
UEUrban Edge PropertiesCOM58,873$785.0K<0.1%History
UHALU-Haul Holding CoCOM1,478$753.0K<0.1%History
SPOTSpotify Technology S.A.Stock7,946$686.0K<0.1%History
LYFTLyft, Inc.CL A COM51,399$678.0K<0.1%History
ICLICL Group Ltd.SHS79,489$644.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR23,169$643.0K<0.1%History
GNACGroup Nine Acquisition Corp.COM CL A64,366$637.0K<0.1%History
HLGNHeliogen, Inc.COMMON STOCK311,439$579.0K<0.1%History
TCW Special Purpose Acqu Cor87301L106COM CL A53,639$526.0K<0.1%–
CIGIColliers International Group Inc.SUB VTG SHS5,689$524.0K<0.1%History
TPHTri Pointe Homes, Inc.COM31,768$480.0K<0.1%History
SSentinelOne, Inc.CL A18,497$473.0K<0.1%History
HYFMHydrofarm Holdings Group, Inc.COM221,076$429.0K<0.1%History
NVCRNovoCure LtdORD SHS5,444$414.0K<0.1%History
AZEKAZEK Co Inc.CL A24,386$405.0K<0.1%History
RRXRegal Rexnord CorpCOM2,823$396.0K<0.1%History
INTZIntrusion IncCOM NEW81,911$395.0K<0.1%History
CROXCrocs, Inc.COM5,414$372.0K<0.1%History
AXTAAxalta Coating Systems Ltd.COM17,310$364.0K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM37,385$359.0K<0.1%History
NYTNew York Times CoCL A12,063$347.0K<0.1%History
ASANAsana, Inc.CL A15,350$342.0K<0.1%History
SFStifel Financial CorpCOM6,519$338.0K<0.1%History
Altimeter Growth Corp 2G0371B109COM CL A33,934$336.0K<0.1%–
HGVHilton Grand Vacations Inc.COM10,094$332.0K<0.1%History
EVREvercore Inc.CLASS A3,951$325.0K<0.1%History
EXLSExlService Holdings, Inc.COM2,159$319.0K<0.1%History
GPIGroup 1 Automotive IncCOM2,180$312.0K<0.1%History
GLNGGolar LNG LtdSHS12,341$308.0K<0.1%History
UMPQUmpqua Holdings CorpCOM17,397$297.0K<0.1%History
GMEGameStop Corp.Stock11,654$293.0K<0.1%History
WRKWestRock CoCOM9,084$281.0K<0.1%History
SYNHSyneos Health, Inc.CL A5,806$274.0K<0.1%History
ProShares Tr74348A467S&P 500 DV ARIST3,366$269.0K<0.1%–
MTZMastec IncCOM4,207$267.0K<0.1%History
CYRXCryoport, Inc.COM PAR $0.00110,936$266.0K<0.1%History