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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 13, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,783
−48 vs. Q3 2022
Portfolio value
$102.0B
+$6.23B (+6.5%) vs. Q3 2022
Filed
Feb 13, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Dividend Appreciation ETF921908844ETF5,594$849.4K<0.1%+319+6.0%Added–
ALLEAllegion plcORD SHS8,104$853.0K<0.1%+1,388+20.7%AddedHistory
RCLRoyal Caribbean Cruises LtdCOM17,287$854.5K<0.1%+4,665+37.0%AddedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF16,662$858.8K<0.1%−350−2.1%Reduced–
UNVRUnivar Solutions Inc.COM27,009$858.9K<0.1%+27,009NewHistory
THGHanover Insurance Group, Inc.COM6,360$859.4K<0.1%+13+0.2%AddedHistory
RXDXPrometheus Biosciences, Inc.COM7,819$860.1K<0.1%+7,819NewHistory
LBRDKLiberty Broadband CorpCOM SER C11,325$863.8K<0.1%−640−5.3%ReducedHistory
TMCITreace Medical Concepts, Inc.COM37,616$864.8K<0.1%+37,616NewHistory
ENSGEnsign Group, IncCOM9,233$873.5K<0.1%−326−3.4%ReducedHistory
CASYCaseys General Stores IncCOM3,900$875.0K<0.1%−24−0.6%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV7,021$878.4K<0.1%−100−1.4%Reduced–
RRyder System IncCOM10,524$879.5K<0.1%−3,087−22.7%ReducedHistory
IPInternational Paper CoCOM25,447$881.2K<0.1%−65,921−72.1%ReducedHistory
RGLDRoyal Gold IncStock7,874$887.6K<0.1%+4,653+144.5%AddedHistory
CLBKColumbia Financial, Inc.COM41,133$889.3K<0.1%−85−0.2%ReducedHistory
HIHillenbrand, Inc.COM21,373$912.0K<0.1%+508+2.4%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF5,754$913.8K<0.1%+875+17.9%Added–
UFIUnifi IncCOM NEW106,220$914.6K<0.1%−21,629−16.9%ReducedHistory
KREFKKR Real Estate Finance Trust Inc.COM66,669$930.7K<0.1%−674−1.0%ReducedHistory
CARAvis Budget Group, Inc.COM5,725$938.5K<0.1%−93−1.6%ReducedHistory
MASMasco CorpCOM20,166$941.1K<0.1%−8,547−29.8%ReducedHistory
NVRNVR IncCOM205$945.6K<0.1%+7+3.5%AddedHistory
GGBGerdau S.A.SPON ADR REP PFD171,016$947.4K<0.1%−4,545−2.6%ReducedHistory
ACMAecomCOM11,274$956.7K<0.1%−7,812−40.9%ReducedHistory
BPOPPopular, Inc.COM NEW14,558$965.5K<0.1%−959−6.2%ReducedHistory
iShares Tr464288687PFD AND INCM SEC31,640$966.0K<0.1%−34,932−52.5%Reduced–
IHRTiHeartMedia, Inc.COM CL A157,630$966.3K<0.1%−720.0%ReducedHistory
IBOCInternational Bancshares CorpCOM21,119$966.4K<0.1%−17,000−44.6%ReducedHistory
FZTFAST Acquisition Corp. IICL A96,550$966.5K<0.1%00.0%UnchangedHistory
Crescent PT Energy Corp22576C101COM135,654$967.1K<0.1%+32,672+31.7%Added–
WBSWebster Financial CorpCOM20,463$968.7K<0.1%−91,003−81.6%ReducedHistory
PTCPTC Inc.Stock8,077$969.6K<0.1%+30+0.4%AddedHistory
ECVTEcovyst Inc.COM109,683$971.8K<0.1%−4,802−4.2%ReducedHistory
Vanguard Information Technology ETF92204A702ETF3,056$976.1K<0.1%+224+7.9%Added–
SAICScience Applications International CorpCOM8,800$976.2K<0.1%−199−2.2%ReducedHistory
Vanguard Financials ETF92204A405ETF11,809$977.0K<0.1%00.0%Unchanged–
CMSCMS Energy CorpCOM15,543$984.4K<0.1%−127−0.8%ReducedHistory
KEYKeycorpCOM56,920$991.6K<0.1%+798+1.4%AddedHistory
Farfetch Ltd30744W107ORD SH CL A210,026$993.4K<0.1%−48,308−18.7%Reduced–
BTGB2GOLD CorpCOM279,893$993.6K<0.1%−287,167−50.6%ReducedHistory
VSTOVista Outdoor Inc.COM40,813$994.6K<0.1%+45+0.1%AddedHistory
iShares Tr464288885EAFE GRWTH ETF11,967$1.00M<0.1%+11,967New–
Liberty Media Corp531229409COM A SIRIUSXM25,789$1.01M<0.1%−262−1.0%Reduced–
SMARSmartsheet IncCOM CL A25,794$1.02M<0.1%−9,213−26.3%ReducedHistory
EHCEncompass Health CorpCOM16,977$1.02M<0.1%+2,735+19.2%AddedHistory
DCTDuck Creek Technologies, Inc.SHS84,456$1.02M<0.1%−13,930−14.2%ReducedHistory
MTXMinerals Technologies IncCOM16,763$1.02M<0.1%−702−4.0%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF5,559$1.02M<0.1%+55+1.0%Added–
TRTootsie Roll Industries IncCOM24,096$1.03M<0.1%−4,031−14.3%ReducedHistory
POSTPost Holdings, Inc.COM11,370$1.03M<0.1%−544−4.6%ReducedHistory
GPNGlobal Payments IncStock10,340$1.03M<0.1%−6,600−39.0%ReducedHistory
UNMUnum GroupStock25,178$1.03M<0.1%+102+0.4%AddedHistory
PHMPultegroup IncCOM22,699$1.03M<0.1%−1,104−4.6%ReducedHistory
CBTCabot CorpCOM15,474$1.03M<0.1%00.0%UnchangedHistory
CACICACI International IncCL A3,478$1.05M<0.1%+205+6.3%AddedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF17,832$1.05M<0.1%−3,785−17.5%Reduced–
WLKWestlake CorpCOM10,274$1.05M<0.1%−2,073−16.8%ReducedHistory
PORPortland General Electric CoCOM NEW21,561$1.06M<0.1%+5,249+32.2%AddedHistory
DLBDolby Laboratories, Inc.COM CL A15,011$1.06M<0.1%−8,727−36.8%ReducedHistory
SLViShares Silver TrustETF48,193$1.06M<0.1%−4,363−8.3%ReducedHistory
FFIVF5, Inc.Stock7,409$1.06M<0.1%−48−0.6%ReducedHistory
AZTAAzenta, Inc.COM18,356$1.07M<0.1%+287+1.6%AddedHistory
WATWaters CorpCOM3,120$1.07M<0.1%+86+2.8%AddedHistory
BLBlackline, Inc.COM15,910$1.07M<0.1%−2,834−15.1%ReducedHistory
Ares Acquisition CorporationG33032106COM CL A107,278$1.08M<0.1%00.0%Unchanged–
STORStore Capital LLCCOM33,716$1.08M<0.1%+17,155+103.6%AddedHistory
COFCapital One Financial CorpStock11,719$1.09M<0.1%−5,675−32.6%ReducedHistory
WTRGEssential Utilities, Inc.COM22,824$1.09M<0.1%+1,224+5.7%AddedHistory
JBHTHunt J B Transport Services IncCOM6,282$1.10M<0.1%−23−0.4%ReducedHistory
CECelanese CorpStock10,795$1.10M<0.1%−10,878−50.2%ReducedHistory
ABEVAmbev S.A.SPONSORED ADR409,414$1.11M<0.1%−35,658−8.0%ReducedHistory
USPHU S Physical Therapy IncCOM13,836$1.12M<0.1%+749+5.7%AddedHistory
HSICHenry Schein IncCOM14,122$1.13M<0.1%+43+0.3%AddedHistory
Vanguard Energy ETF92204A306ETF9,309$1.13M<0.1%00.0%Unchanged–
GSKGSK plcADR32,142$1.13M<0.1%−4,961−13.4%ReducedHistory
NWLNewell Brands Inc.Stock86,632$1.13M<0.1%−13,017−13.1%ReducedHistory
BRIDBridgford Foods CorpCOM95,942$1.14M<0.1%−15,996−14.3%ReducedHistory
DBX ETF Tr233051879XTRACK HRVST CSI40,826$1.14M<0.1%−15,818−27.9%Reduced–
Flagstar Bank, National Association649445103COM133,076$1.14M<0.1%−39,001−22.7%Reduced–
AES Corp00130H204UNIT 99/99/999911,266$1.15M<0.1%+20.0%Added–
ROSTRoss Stores, Inc.COM9,960$1.16M<0.1%+257+2.6%AddedHistory
PTONPeloton Interactive, Inc.CL A COM146,138$1.16M<0.1%+36,122+32.8%AddedHistory
BEAMBeam Therapeutics Inc.COM29,692$1.16M<0.1%+7,343+32.9%AddedHistory
NXHNeighborhood Intelligence, Inc.COM60,019$1.16M<0.1%−6,919−10.3%ReducedHistory
RVLVRevolve Group, Inc.CL A52,322$1.16M<0.1%−1,934−3.6%ReducedHistory
LSTRLandstar System IncCOM7,187$1.17M<0.1%+1,747+32.1%AddedHistory
IESCIES Holdings, Inc.COM32,939$1.17M<0.1%−1,500−4.4%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF13,398$1.17M<0.1%+6,962+108.2%Added–
TLSTelos CorpCOM234,881$1.20M<0.1%−162,619−40.9%ReducedHistory
RLRalph Lauren CorpCL A11,388$1.20M<0.1%−353−3.0%ReducedHistory
Social Leverage Acquisn Corp83363K102COM CL A120,687$1.21M<0.1%00.0%Unchanged–
BKCCBlackRock Capital Investment CorpCOM334,783$1.21M<0.1%−63,609−16.0%ReducedHistory
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR50,834$1.21M<0.1%−3,742−6.9%ReducedHistory
Enerplus Corp292766102COM68,755$1.21M<0.1%+6,458+10.4%Added–
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD259,173$1.22M<0.1%+259,173NewHistory
TWLOTwilio IncCL A24,954$1.22M<0.1%−522−2.0%ReducedHistory
XPOXPO, Inc.COM36,959$1.23M<0.1%−66,903−64.4%ReducedHistory
STESTERIS plcSHS USD6,674$1.23M<0.1%−3,639−35.3%ReducedHistory
PAYCPaycom Software, Inc.Stock3,981$1.24M<0.1%−372−8.5%ReducedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q4 2022
SecurityClassPutsCalls
iShares Tr464287184CHINA LG-CAP ETF$1.45M–
ATVIActivision Blizzard, Inc.COM$746.2K–
SPYSPDR S&P 500 ETF TrustETF$589.4K–
BKIBlack Knight, Inc.COM$356.2K–

Sold out since Q3 2022 (156)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 156 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH8,656,320$354.1M0.4%History
Ironsource LtdM5R75Y101CL A ORD SHS15,000,000$51.6M0.1%–
DREDuke Realty CorpCOM NEW1,035,483$49.9M0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM3,637,605$40.6M<0.1%History
DHDefinitive Healthcare Corp.CLASS A COM2,347,829$36.5M<0.1%History
ALGTAllegiant Travel COCOM397,174$29.0M<0.1%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA396,254$19.4M<0.1%–
TWTRTwitter, Inc.COM407,939$17.9M<0.1%History
ADEAAdeia Inc.COM1,247,667$17.7M<0.1%History
JPMorgan Ultra-Short Income ETF46641Q837ETF311,576$15.6M<0.1%–
EBSEmergent BioSolutions Inc.COM686,449$14.4M<0.1%History
ZENZendesk, Inc.COM178,056$13.6M<0.1%History
FHBFirst Hawaiian, Inc.COM534,579$13.2M<0.1%History
COLBColumbia Banking System, Inc.COM454,986$13.1M<0.1%History
FYBRFrontier Communications Parent, Inc.COM524,806$12.3M<0.1%History
PINGPing Identity Holding Corp.COM371,116$10.4M<0.1%History
Dte Energy Co233331842UNIT 11/01/2022S180,485$9.05M<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR181,213$8.95M<0.1%–
FATEFate Therapeutics IncCOM376,683$8.44M<0.1%History
SGFYSignify Health, Inc.CL A COM278,756$8.13M<0.1%History
IRTIndependence Realty Trust, Inc.COM464,068$7.76M<0.1%History
GBLGamco Investors, Inc. Et AlCL A COM450,122$7.67M<0.1%History
LEGLeggett & Platt IncStock201,379$6.69M<0.1%History
AVLRAvalara, Inc.COM67,233$6.17M<0.1%History
NSSCNapco Security Technologies, IncStock210,630$6.13M<0.1%History
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF155,668$5.56M<0.1%–
PUBMPubMatic, Inc.COM CL A324,296$5.39M<0.1%History
BTRSBTRS Holdings Inc.COM CL 1404,135$3.74M<0.1%History
INVEINVE Technologies, Inc.COM NEW291,408$3.65M<0.1%History
SAIASaia IncCOM18,847$3.58M<0.1%History
DOCNDigitalOcean Holdings, Inc.COM88,336$3.20M<0.1%History
BIORBiora Therapeutics, Inc.COM6,541,060$3.17M<0.1%History
AMEDAmedisys IncCOM31,140$3.01M<0.1%History
XPEVXpeng Inc.ADS226,401$2.74M<0.1%History
iShares Tr464287234MSCI EMG MKT ETF68,730$2.40M<0.1%–
FREEWhole Earth Brands, Inc.COM CL A591,195$2.27M<0.1%History
SWCHSwitch, Inc.CL A66,313$2.23M<0.1%History
Peridot Acquisition Corp. IIG7008B105SHS CL A225,282$2.23M<0.1%–
SITMSITIME CorpCOM26,726$2.12M<0.1%History
Epiphany Technology Acquisit29429X109COM CL A201,145$1.99M<0.1%–
Senior Connect Acquisitn Cor81723H108COM CL A187,328$1.86M<0.1%–
PSAGProperty Solutions Acquisition Corp. IICOM CL A184,616$1.81M<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW277,238$1.55M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT96,600$1.53M<0.1%History
CHNGChange Healthcare Inc.COM55,305$1.52M<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM37,834$1.51M<0.1%History
SCOAScION Tech Growth ICL A SHS149,863$1.50M<0.1%History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB70,288$1.49M<0.1%–
Vectoiq Acquisition Corp II92244F109COM CL A146,917$1.45M<0.1%–
COINCoinbase Global, Inc.COM CL A21,020$1.36M<0.1%History
SMRTSmartRent, Inc.COM CL A571,563$1.30M<0.1%History
GETRGetaround, IncCL A COM125,736$1.24M<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS63,731$1.09M<0.1%History
TDCX Inc87190U100ADS112,688$1.08M<0.1%–
DAVAEndava plcADS13,247$1.06M<0.1%History
ABMDAbiomed IncCOM4,173$1.03M<0.1%History
Climate Real Impact Slutins187171103COM CL A93,867$926.0K<0.1%–
CLRContinental Resources, IncCOM13,743$918.0K<0.1%History
MATMattel IncCOM46,108$873.0K<0.1%History
SMSISmith Micro Software, Inc.COM NEW366,606$828.0K<0.1%History
PTCTPTC Therapeutics, Inc.COM16,364$821.0K<0.1%History
GHGuardant Health, Inc.COM15,124$814.0K<0.1%History
Nuburu, Inc.87403Q102COM CL A80,458$810.0K<0.1%–
YAlleghany CorpCOM954$801.0K<0.1%History
UEUrban Edge PropertiesCOM58,873$785.0K<0.1%History
UHALU-Haul Holding CoCOM1,478$753.0K<0.1%History
SPOTSpotify Technology S.A.Stock7,946$686.0K<0.1%History
LYFTLyft, Inc.CL A COM51,399$678.0K<0.1%History
ICLICL Group Ltd.SHS79,489$644.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR23,169$643.0K<0.1%History
GNACGroup Nine Acquisition Corp.COM CL A64,366$637.0K<0.1%History
HLGNHeliogen, Inc.COMMON STOCK311,439$579.0K<0.1%History
TCW Special Purpose Acqu Cor87301L106COM CL A53,639$526.0K<0.1%–
CIGIColliers International Group Inc.SUB VTG SHS5,689$524.0K<0.1%History
TPHTri Pointe Homes, Inc.COM31,768$480.0K<0.1%History
SSentinelOne, Inc.CL A18,497$473.0K<0.1%History
HYFMHydrofarm Holdings Group, Inc.COM221,076$429.0K<0.1%History
NVCRNovoCure LtdORD SHS5,444$414.0K<0.1%History
AZEKAZEK Co Inc.CL A24,386$405.0K<0.1%History
RRXRegal Rexnord CorpCOM2,823$396.0K<0.1%History
INTZIntrusion IncCOM NEW81,911$395.0K<0.1%History
CROXCrocs, Inc.COM5,414$372.0K<0.1%History
AXTAAxalta Coating Systems Ltd.COM17,310$364.0K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM37,385$359.0K<0.1%History
NYTNew York Times CoCL A12,063$347.0K<0.1%History
ASANAsana, Inc.CL A15,350$342.0K<0.1%History
SFStifel Financial CorpCOM6,519$338.0K<0.1%History
Altimeter Growth Corp 2G0371B109COM CL A33,934$336.0K<0.1%–
HGVHilton Grand Vacations Inc.COM10,094$332.0K<0.1%History
EVREvercore Inc.CLASS A3,951$325.0K<0.1%History
EXLSExlService Holdings, Inc.COM2,159$319.0K<0.1%History
GPIGroup 1 Automotive IncCOM2,180$312.0K<0.1%History
GLNGGolar LNG LtdSHS12,341$308.0K<0.1%History
UMPQUmpqua Holdings CorpCOM17,397$297.0K<0.1%History
GMEGameStop Corp.Stock11,654$293.0K<0.1%History
WRKWestRock CoCOM9,084$281.0K<0.1%History
SYNHSyneos Health, Inc.CL A5,806$274.0K<0.1%History
ProShares Tr74348A467S&P 500 DV ARIST3,366$269.0K<0.1%–
MTZMastec IncCOM4,207$267.0K<0.1%History
CYRXCryoport, Inc.COM PAR $0.00110,936$266.0K<0.1%History