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Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 13, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,783
−48 vs. Q3 2022
Portfolio value
$102.0B
+$6.23B (+6.5%) vs. Q3 2022
Filed
Feb 13, 2023
SEC
Holdings of Neuberger Berman Group LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20221,034$107<0.1%00.0%Unchanged–
ScION Tech Growth IIG31070116*W EXP 01/28/20232,867$118<0.1%00.0%Unchanged–
Epiphany Technology Acquisit29429X117*W EXP 01/12/20278,880$181<0.1%00.0%Unchanged–
Offerpad Solutions Inc.67623L117*W EXP 10/16/20211,388$256<0.1%00.0%Unchanged–
Independence Holdings CorpG4761A127*W EXP 03/31/20262,680$383<0.1%00.0%Unchanged–
Bird Global, Inc.09077J115*W EXP 01/07/20224,183$411<0.1%00.0%Unchanged–
Embark Technolog29079J111EQUITY WRT45,075$902<0.1%00.0%Unchanged–
Churchill Capital Corp VII17144M110*W EXP 02/29/20218,560$917<0.1%00.0%Unchanged–
GROVWGrove Collaborative Holdings, Inc.*W EXP 06/16/20211,992$1.20K<0.1%00.0%UnchangedHistory
CORZCore Scientific, Inc.COMMON STOCK16,355$1.23K<0.1%+16,355NewHistory
Interprivate IV Infratech PR46064T110*W EXP 03/05/20233,655$1.35K<0.1%00.0%Unchanged–
Getaround, Inc37427G119*W EXP 03/09/20234,005$1.55K<0.1%+34,005New–
BZFDWBuzzFeed, Inc.*W EXP 99/99/99942,069$1.68K<0.1%00.0%UnchangedHistory
Social Leverage Acquisn Corp83363K110*W EXP 02/17/20235,496$2.12K<0.1%00.0%Unchanged–
CRBPCorbus Pharmaceuticals Holdings, Inc.COM20,000$2.21K<0.1%00.0%UnchangedHistory
Interprivate III Financial P46064R114*W EXP 99/99/99933,655$2.27K<0.1%00.0%Unchanged–
Peridot Acquisition Corp. IIG7008B121*W EXP 04/30/20253,008$2.48K<0.1%00.0%Unchanged–
Moringa Acquisition CorpG6S23K124*W EXP 02/22/20231,552$3.03K<0.1%00.0%Unchanged–
UAVSAgEagle Aerial Systems Inc.COM12,018$4.21K<0.1%00.0%UnchangedHistory
LOGCContextLogic Inc.COM CL A10,085$4.92K<0.1%+10,085NewHistory
Senior Connect Acquisitn Cor81723H116*W EXP 12/31/202110,192$6.62K<0.1%00.0%Unchanged–
D-Wave Quantum Inc.26740W117*W EXP 08/05/20276,435$8.07K<0.1%00.0%Unchanged–
Innovid Corp.457679116*W EXP 02/17/20223,664$8.28K<0.1%00.0%Unchanged–
Adit Edtech Acquisition Corp007024110*W EXP 99/99/999157,761$9.47K<0.1%00.0%Unchanged–
Virgin Orbit Holdings, Inc.92771A119*W EXP 99/99/99953,014$9.54K<0.1%00.0%Unchanged–
Ares Acquisition CorporationG33032122*W EXP 99/99/99925,242$11.8K<0.1%00.0%Unchanged–
Liberty Media Corp530715AG6DEB 4.000%11/1–$12.3K<0.1%–––
CANOCano Health, Inc.COM CL A10,150$13.9K<0.1%00.0%UnchangedHistory
GALTGalectin Therapeutics IncCOM NEW13,614$15.4K<0.1%00.0%UnchangedHistory
NBISNebius Group N.V.Stock34,363$17.3K<0.1%+22+0.1%AddedHistory
FAST Acquisition Corp. II311874119*W EXP 03/16/20228,397$19.0K<0.1%00.0%Unchanged–
KINSKingstone Companies, Inc.COM14,875$20.1K<0.1%+14,875NewHistory
Sunlight Financi86738J114EQUITY WRT127,648$20.4K<0.1%+127,648New–
TELLTellurian Inc.COM12,226$20.5K<0.1%−25−0.2%ReducedHistory
QVCGAOld QVC Group, Inc.COM SER A18,217$29.7K<0.1%+6,573+56.4%AddedHistory
DBTXDecibel Therapeutics, Inc.COM16,261$33.3K<0.1%−52,339−76.3%ReducedHistory
AMRNAmarin Corp PLCSPONS ADR NEW28,754$34.8K<0.1%00.0%UnchangedHistory
MFGMizuho Financial Group IncSPONSORED ADR14,086$40.0K<0.1%+660+4.9%AddedHistory
ROVRRover Group, Inc.COMMON STOCK10,980$40.3K<0.1%−143−1.3%ReducedHistory
BRMKBroadmark Realty Capital Inc.COM14,346$51.1K<0.1%+180+1.3%AddedHistory
XPLSolitario Resources Corp.COM87,056$54.0K<0.1%00.0%UnchangedHistory
SPCEVirgin Galactic Holdings, IncCOM16,212$56.4K<0.1%−31,182−65.8%ReducedHistory
GSATGlobalstar, Inc.COM45,637$60.7K<0.1%00.0%UnchangedHistory
SBIGSBIG Holdings, Inc.COMMON STOCK123,328$61.4K<0.1%00.0%UnchangedHistory
SANBanco Santander, S.A.ADR24,651$72.7K<0.1%+3,733+17.8%AddedHistory
CMLSQCumulus Media IncCOM CL A12,091$75.1K<0.1%00.0%UnchangedHistory
KRROKorro Bio, Inc.COM20,000$77.0K<0.1%00.0%UnchangedHistory
SGHCSuper Group (SGHC) LtdORD SHS25,800$77.4K<0.1%00.0%UnchangedHistory
NGNovagold Resources IncCOM NEW14,193$84.7K<0.1%−675−4.5%ReducedHistory
AGFirst Majestic Silver CorpCOM10,340$86.1K<0.1%−194−1.8%ReducedHistory
ETRNMidstream Co LLCCOM13,507$90.5K<0.1%+2,307+20.6%AddedHistory
OPRTOportun Financial CorpCOM16,485$90.8K<0.1%−2,244−12.0%ReducedHistory
Tricon Residential Inc Com NPV89612W102COM11,910$91.8K<0.1%00.0%Unchanged–
SKMSK Telecom Co LtdSPONSORED ADR92,288$92.3K<0.1%−69,329−42.9%ReducedHistory
LUMNLumen Technologies, Inc.Stock17,761$92.7K<0.1%−221,629−92.6%ReducedHistory
Starz Entertainment Corp535919401CL A VTG17,466$99.7K<0.1%−240−1.4%Reduced–
BURBurford Capital LtdORD SHS12,445$101.4K<0.1%00.0%UnchangedHistory
BBBLACKBERRY LtdCOM31,385$102.2K<0.1%−10,692−25.4%ReducedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT58,980$103.8K<0.1%00.0%UnchangedHistory
HBIHanesbrands Inc.COM16,781$106.7K<0.1%+319+1.9%AddedHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS18,028$120.2K<0.1%−26−0.1%ReducedHistory
Patrick Inds Inc703343AB9DBCV 1.000% 2/0–$128.8K<0.1%–––
AIRGAirgain IncCOM20,000$130.2K<0.1%00.0%UnchangedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM42,149$131.9K<0.1%00.0%UnchangedHistory
MBIMbia IncCOM10,615$136.4K<0.1%00.0%UnchangedHistory
YEXTYext, Inc.COM21,029$137.3K<0.1%00.0%UnchangedHistory
INNSummit Hotel Properties, Inc.COM19,535$141.0K<0.1%−1,380−6.6%ReducedHistory
Livevox Holding Inc53838L118*W EXP 06/18/202443,692$142.0K<0.1%+443,692New–
NVGSNavigator Holdings Ltd.SHS11,925$142.6K<0.1%00.0%UnchangedHistory
SHCOSoho House & Co Inc.COM CL A38,222$142.9K<0.1%+18,192+90.8%AddedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A24,121$143.0K<0.1%+90+0.4%AddedHistory
IVACIntevac IncCOM22,400$144.9K<0.1%00.0%UnchangedHistory
IRIXIridex CorpCOM75,850$152.5K<0.1%00.0%UnchangedHistory
TAYDTaylor Devices, Inc.COM10,800$153.3K<0.1%00.0%UnchangedHistory
CLSCelestica IncSUB VTG SHS13,703$154.3K<0.1%+13,703NewHistory
DBRGDigitalBridge Group, Inc.CL A NEW14,360$157.1K<0.1%−40,302−73.7%ReducedHistory
HBMHudbay Minerals Inc.COM31,454$158.8K<0.1%00.0%UnchangedHistory
LCIDLucid Group, Inc.COM23,311$159.2K<0.1%+10,770+85.9%AddedHistory
EGOEldorado Gold CorpCOM19,290$160.7K<0.1%−12,531−39.4%ReducedHistory
Aris Water Solutions, Inc.04041L106CLASS A COM11,207$161.5K<0.1%−1,306−10.4%Reduced–
BBCPConcrete Pumping Holdings, Inc.COM27,938$163.4K<0.1%00.0%UnchangedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER20,000$164.8K<0.1%00.0%UnchangedHistory
ALITAlight, Inc. / DelawareCOM CL A20,000$167.2K<0.1%+20,000NewHistory
EHTHeHealth, Inc.COM35,000$169.4K<0.1%−641,706−94.8%ReducedHistory
ADTADT Inc.COM18,678$169.4K<0.1%00.0%UnchangedHistory
SOFISoFi Technologies, Inc.Stock37,214$171.6K<0.1%+37,214NewHistory
RITMRithm Capital Corp.REIT21,099$172.4K<0.1%−29,765−58.5%ReducedHistory
GNWGenworth Financial IncCOM SHS32,801$173.5K<0.1%00.0%UnchangedHistory
SITCSITE Centers Corp.COM12,715$173.7K<0.1%−42−0.3%ReducedHistory
AGLagilon health, inc.COM11,004$177.6K<0.1%−410−3.6%ReducedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,670$179.3K<0.1%00.0%Unchanged–
VODVodafone Group Public Ltd CoADR17,774$179.9K<0.1%−1,272−6.7%ReducedHistory
PATHUiPath, Inc.Stock14,781$187.9K<0.1%+14,781NewHistory
LSPDLightspeed Commerce Inc.SUB VTG SHS13,268$189.5K<0.1%−3,756−22.1%ReducedHistory
Healthpeak Properties, Inc.71943U104COM13,267$192.0K<0.1%−208−1.5%Reduced–
AUDCAudiocodes LtdORD10,846$194.0K<0.1%−1,173−9.8%ReducedHistory
HLLYHolley Inc.COM92,455$196.0K<0.1%−13,438−12.7%ReducedHistory
LBTYALiberty Global Ltd.SHS CL A10,514$199.0K<0.1%−93−0.9%ReducedHistory
HEPHolly Energy Partners LPCOM UT LTD PTN11,000$199.3K<0.1%−1,000−8.3%ReducedHistory
JWNNordstrom IncStock12,355$199.4K<0.1%−200−1.6%ReducedHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q4 2022
SecurityClassPutsCalls
iShares Tr464287184CHINA LG-CAP ETF$1.45M–
ATVIActivision Blizzard, Inc.COM$746.2K–
SPYSPDR S&P 500 ETF TrustETF$589.4K–
BKIBlack Knight, Inc.COM$356.2K–

Sold out since Q3 2022 (156)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 156 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH8,656,320$354.1M0.4%History
Ironsource LtdM5R75Y101CL A ORD SHS15,000,000$51.6M0.1%–
DREDuke Realty CorpCOM NEW1,035,483$49.9M0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM3,637,605$40.6M<0.1%History
DHDefinitive Healthcare Corp.CLASS A COM2,347,829$36.5M<0.1%History
ALGTAllegiant Travel COCOM397,174$29.0M<0.1%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA396,254$19.4M<0.1%–
TWTRTwitter, Inc.COM407,939$17.9M<0.1%History
ADEAAdeia Inc.COM1,247,667$17.7M<0.1%History
JPMorgan Ultra-Short Income ETF46641Q837ETF311,576$15.6M<0.1%–
EBSEmergent BioSolutions Inc.COM686,449$14.4M<0.1%History
ZENZendesk, Inc.COM178,056$13.6M<0.1%History
FHBFirst Hawaiian, Inc.COM534,579$13.2M<0.1%History
COLBColumbia Banking System, Inc.COM454,986$13.1M<0.1%History
FYBRFrontier Communications Parent, Inc.COM524,806$12.3M<0.1%History
PINGPing Identity Holding Corp.COM371,116$10.4M<0.1%History
Dte Energy Co233331842UNIT 11/01/2022S180,485$9.05M<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR181,213$8.95M<0.1%–
FATEFate Therapeutics IncCOM376,683$8.44M<0.1%History
SGFYSignify Health, Inc.CL A COM278,756$8.13M<0.1%History
IRTIndependence Realty Trust, Inc.COM464,068$7.76M<0.1%History
GBLGamco Investors, Inc. Et AlCL A COM450,122$7.67M<0.1%History
LEGLeggett & Platt IncStock201,379$6.69M<0.1%History
AVLRAvalara, Inc.COM67,233$6.17M<0.1%History
NSSCNapco Security Technologies, IncStock210,630$6.13M<0.1%History
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF155,668$5.56M<0.1%–
PUBMPubMatic, Inc.COM CL A324,296$5.39M<0.1%History
BTRSBTRS Holdings Inc.COM CL 1404,135$3.74M<0.1%History
INVEINVE Technologies, Inc.COM NEW291,408$3.65M<0.1%History
SAIASaia IncCOM18,847$3.58M<0.1%History
DOCNDigitalOcean Holdings, Inc.COM88,336$3.20M<0.1%History
BIORBiora Therapeutics, Inc.COM6,541,060$3.17M<0.1%History
AMEDAmedisys IncCOM31,140$3.01M<0.1%History
XPEVXpeng Inc.ADS226,401$2.74M<0.1%History
iShares Tr464287234MSCI EMG MKT ETF68,730$2.40M<0.1%–
FREEWhole Earth Brands, Inc.COM CL A591,195$2.27M<0.1%History
SWCHSwitch, Inc.CL A66,313$2.23M<0.1%History
Peridot Acquisition Corp. IIG7008B105SHS CL A225,282$2.23M<0.1%–
SITMSITIME CorpCOM26,726$2.12M<0.1%History
Epiphany Technology Acquisit29429X109COM CL A201,145$1.99M<0.1%–
Senior Connect Acquisitn Cor81723H108COM CL A187,328$1.86M<0.1%–
PSAGProperty Solutions Acquisition Corp. IICOM CL A184,616$1.81M<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW277,238$1.55M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT96,600$1.53M<0.1%History
CHNGChange Healthcare Inc.COM55,305$1.52M<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM37,834$1.51M<0.1%History
SCOAScION Tech Growth ICL A SHS149,863$1.50M<0.1%History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB70,288$1.49M<0.1%–
Vectoiq Acquisition Corp II92244F109COM CL A146,917$1.45M<0.1%–
COINCoinbase Global, Inc.COM CL A21,020$1.36M<0.1%History
SMRTSmartRent, Inc.COM CL A571,563$1.30M<0.1%History
GETRGetaround, IncCL A COM125,736$1.24M<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS63,731$1.09M<0.1%History
TDCX Inc87190U100ADS112,688$1.08M<0.1%–
DAVAEndava plcADS13,247$1.06M<0.1%History
ABMDAbiomed IncCOM4,173$1.03M<0.1%History
Climate Real Impact Slutins187171103COM CL A93,867$926.0K<0.1%–
CLRContinental Resources, IncCOM13,743$918.0K<0.1%History
MATMattel IncCOM46,108$873.0K<0.1%History
SMSISmith Micro Software, Inc.COM NEW366,606$828.0K<0.1%History
PTCTPTC Therapeutics, Inc.COM16,364$821.0K<0.1%History
GHGuardant Health, Inc.COM15,124$814.0K<0.1%History
Nuburu, Inc.87403Q102COM CL A80,458$810.0K<0.1%–
YAlleghany CorpCOM954$801.0K<0.1%History
UEUrban Edge PropertiesCOM58,873$785.0K<0.1%History
UHALU-Haul Holding CoCOM1,478$753.0K<0.1%History
SPOTSpotify Technology S.A.Stock7,946$686.0K<0.1%History
LYFTLyft, Inc.CL A COM51,399$678.0K<0.1%History
ICLICL Group Ltd.SHS79,489$644.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR23,169$643.0K<0.1%History
GNACGroup Nine Acquisition Corp.COM CL A64,366$637.0K<0.1%History
HLGNHeliogen, Inc.COMMON STOCK311,439$579.0K<0.1%History
TCW Special Purpose Acqu Cor87301L106COM CL A53,639$526.0K<0.1%–
CIGIColliers International Group Inc.SUB VTG SHS5,689$524.0K<0.1%History
TPHTri Pointe Homes, Inc.COM31,768$480.0K<0.1%History
SSentinelOne, Inc.CL A18,497$473.0K<0.1%History
HYFMHydrofarm Holdings Group, Inc.COM221,076$429.0K<0.1%History
NVCRNovoCure LtdORD SHS5,444$414.0K<0.1%History
AZEKAZEK Co Inc.CL A24,386$405.0K<0.1%History
RRXRegal Rexnord CorpCOM2,823$396.0K<0.1%History
INTZIntrusion IncCOM NEW81,911$395.0K<0.1%History
CROXCrocs, Inc.COM5,414$372.0K<0.1%History
AXTAAxalta Coating Systems Ltd.COM17,310$364.0K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM37,385$359.0K<0.1%History
NYTNew York Times CoCL A12,063$347.0K<0.1%History
ASANAsana, Inc.CL A15,350$342.0K<0.1%History
SFStifel Financial CorpCOM6,519$338.0K<0.1%History
Altimeter Growth Corp 2G0371B109COM CL A33,934$336.0K<0.1%–
HGVHilton Grand Vacations Inc.COM10,094$332.0K<0.1%History
EVREvercore Inc.CLASS A3,951$325.0K<0.1%History
EXLSExlService Holdings, Inc.COM2,159$319.0K<0.1%History
GPIGroup 1 Automotive IncCOM2,180$312.0K<0.1%History
GLNGGolar LNG LtdSHS12,341$308.0K<0.1%History
UMPQUmpqua Holdings CorpCOM17,397$297.0K<0.1%History
GMEGameStop Corp.Stock11,654$293.0K<0.1%History
WRKWestRock CoCOM9,084$281.0K<0.1%History
SYNHSyneos Health, Inc.CL A5,806$274.0K<0.1%History
ProShares Tr74348A467S&P 500 DV ARIST3,366$269.0K<0.1%–
MTZMastec IncCOM4,207$267.0K<0.1%History
CYRXCryoport, Inc.COM PAR $0.00110,936$266.0K<0.1%History