Skip to main content
Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 23, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,897
−1 vs. Q4 2021
Portfolio value
$118.0B
−$9.43B (−7.4%) vs. Q4 2021
Filed
May 23, 2022
AmendedSEC
Holdings of Neuberger Berman Group LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBISNebius Group N.V.Stock36,268$2.00K<0.1%−1,435,281−97.5%ReducedHistory
GROVWGrove Collaborative Holdings, Inc.*W EXP 03/13/20215,704$6.00K<0.1%+15,704NewHistory
Group Nine Acquisition Corp.39947R112*W EXP 01/15/20229,584$8.00K<0.1%−4,421−13.0%Reduced–
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20225,953$8.00K<0.1%−2,384−8.4%Reduced–
Moringa Acquisition CorpG6S23K124*W EXP 02/22/20239,361$8.00K<0.1%+39,361New–
TCW Special Purpose Acqu Cor87301L114*W EXP 99/99/99926,751$9.00K<0.1%−1,587−5.6%Reduced–
CRBPCorbus Pharmaceuticals Holdings, Inc.COM20,000$11.0K<0.1%+20,000NewHistory
Offerpad Solutions Inc.67623L117*W EXP 10/16/20215,341$12.0K<0.1%00.0%Unchanged–
Bird Global, Inc.09077J115*W EXP 01/07/20232,579$12.0K<0.1%00.0%Unchanged–
Ares Acquisition CorporationG33032122*W EXP 99/99/99931,081$13.0K<0.1%+31,081New–
Churchill Capital Corp VII17144M110*W EXP 02/29/20221,753$13.0K<0.1%−3,251−13.0%Reduced–
FAST Acquisition Corp. II311874119*W EXP 03/16/20238,156$13.0K<0.1%−100−0.3%Reduced–
ScION Tech Growth IIG31070116*W EXP 01/28/20243,914$13.0K<0.1%+43,914New–
UAVSAgEagle Aerial Systems Inc.COM12,018$14.0K<0.1%−60−0.5%ReducedHistory
Climate Real Impact Slutins187171111*W EXP 01/29/20229,754$14.0K<0.1%00.0%Unchanged–
Vectoiq Acquisition Corp II92244F117*W EXP 01/07/20243,244$19.0K<0.1%−3,326−7.1%Reduced–
Interprivate II Acquisition46064Q116*W EXP 09/03/20234,005$19.0K<0.1%00.0%Unchanged–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/20247,820$19.0K<0.1%00.0%Unchanged–
ScION Tech Growth IG31067112*W EXP 11/01/20279,173$21.0K<0.1%+79,173New–
Enjoy Technology29335V114EQUITY WRT83,287$21.0K<0.1%−2,700−3.1%Reduced–
GALTGalectin Therapeutics IncCOM NEW13,614$22.0K<0.1%00.0%UnchangedHistory
Senior Connect Acquisitn Cor81723H116*W EXP 12/31/202129,152$23.0K<0.1%−19,299−13.0%Reduced–
Interprivate IV Infratech PR46064T110*W EXP 03/05/20245,340$23.0K<0.1%00.0%Unchanged–
Property Solutions Acquisiti74350A116*W EXP 03/01/20273,051$24.0K<0.1%−100−0.1%Reduced–
Peridot Acquisition Corp. IIG7008B121*W EXP 04/30/20271,411$27.0K<0.1%+71,411New–
Innovid Corp.457679116*W EXP 02/17/20227,736$28.0K<0.1%−4,144−13.0%Reduced–
B Riley Principal 150 Merger05601V111*W EXP 03/01/20232,427$29.0K<0.1%−500−1.5%Reduced–
Interprivate III Financial P46064R114*W EXP 99/99/99945,340$30.0K<0.1%00.0%Unchanged–
Epiphany Technology Acquisit29429X117*W EXP 01/12/202106,267$36.0K<0.1%00.0%Unchanged–
Independence Holdings CorpG4761A127*W EXP 03/31/20283,152$38.0K<0.1%−561−0.7%Reduced–
BZFDWBuzzFeed, Inc.*W EXP 99/99/99949,307$42.0K<0.1%−7,368−13.0%ReducedHistory
CIGEnergy Co of Minas GeraisSP ADR N-V PFD14,304$46.0K<0.1%−26,660−65.1%ReducedHistory
MFGMizuho Financial Group IncSPONSORED ADR19,492$50.0K<0.1%+1,053+5.7%AddedHistory
DPCM Cap Inc23344P119*W EXP 10/14/20289,586$60.0K<0.1%−13,386−13.0%Reduced–
CANOCano Health, Inc.COM CL A10,150$64.0K<0.1%00.0%UnchangedHistory
TELLTellurian Inc.COM12,251$65.0K<0.1%00.0%UnchangedHistory
PRTYParty City Holdco Inc.COM18,919$68.0K<0.1%−20−0.1%ReducedHistory
Embark Technolog29079J111EQUITY WRT60,724$69.0K<0.1%00.0%Unchanged–
SANBanco Santander, S.A.ADR20,924$71.0K<0.1%+3,637+21.0%AddedHistory
JVACoffee Holding Co IncCOM20,977$72.0K<0.1%−53,223−71.7%ReducedHistory
XPLSolitario Resources Corp.COM87,056$73.0K<0.1%00.0%UnchangedHistory
Poema Global Holdings CorpG7154B115*W EXP 01/08/20256,471$76.0K<0.1%+56,471New–
Two Harbors Investment Corp.90187B408COM NEW14,184$78.0K<0.1%−538−3.7%Reduced–
SWNSouthwestern Energy CoCOM11,205$80.0K<0.1%+11,205NewHistory
KGCKinross Gold CorpCOM14,458$85.0K<0.1%+2,383+19.7%AddedHistory
Virgin Orbit Holdings, Inc.92771A119*W EXP 99/99/99962,135$87.0K<0.1%−9,285−13.0%Reduced–
KRROKorro Bio, Inc.COM42,466$90.0K<0.1%−50.0%ReducedHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS15,091$93.0K<0.1%+3,531+30.5%AddedHistory
AMRNAmarin Corp PLCSPONS ADR NEW28,754$95.0K<0.1%00.0%UnchangedHistory
DIBS1stdibs.com, Inc.COM12,000$96.0K<0.1%−292−2.4%ReducedHistory
Adit Edtech Acquisition Corp007024110*W EXP 99/99/999212,534$96.0K<0.1%00.0%Unchanged–
DNMRDanimer Scientific, Inc.COM CL A17,364$102.0K<0.1%−849−4.7%ReducedHistory
KKR Real Estate Fin Tr Inc48251KAB6NOTE 6.125% 5/1–$107.0K<0.1%–––
GNWGenworth Financial IncCOM SHS28,981$110.0K<0.1%+189+0.7%AddedHistory
IMNMImmunome Inc.COM19,444$110.0K<0.1%00.0%UnchangedHistory
QVCGAOld QVC Group, Inc.COM SER A24,015$114.0K<0.1%−6,489−21.3%ReducedHistory
CMLSQCumulus Media IncCOM CL A12,091$120.0K<0.1%00.0%UnchangedHistory
IVACIntevac IncCOM22,400$120.0K<0.1%−20,000−47.2%ReducedHistory
Arclight Clean Transition IIG0R21B112*W EXP 03/16/20291,819$122.0K<0.1%+66,739+266.1%Added–
BRMKBroadmark Realty Capital Inc.COM14,227$123.0K<0.1%+10.0%AddedHistory
CLSKCleanspark, Inc.COM NEW10,314$128.0K<0.1%+10,314NewHistory
GRWGGrowGeneration Corp.COM13,977$129.0K<0.1%−2,923−17.3%ReducedHistory
ETRNMidstream Co LLCCOM15,612$131.0K<0.1%−541,049−97.2%ReducedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM14,089$136.0K<0.1%+14,089NewHistory
SGHCSuper Group (SGHC) LtdORD SHS12,800$137.0K<0.1%+12,800NewHistory
PGREParamount Group, Inc.COM12,528$137.0K<0.1%00.0%UnchangedHistory
SOFISoFi Technologies, Inc.Stock14,948$141.0K<0.1%+14,948NewHistory
PLTRPalantir Technologies Inc.Stock10,457$144.0K<0.1%−26,462−71.7%ReducedHistory
YEXTYext, Inc.COM21,329$147.0K<0.1%00.0%UnchangedHistory
AGFirst Majestic Silver CorpCOM11,362$149.0K<0.1%+11,362NewHistory
SABRSabre CorpCOM13,479$154.0K<0.1%−9,786−42.1%ReducedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM15,740$156.0K<0.1%+15,740NewHistory
BBBLACKBERRY LtdCOM21,116$157.0K<0.1%+21,116NewHistory
MLCOMelco Resorts & Entertainment LTDADR21,032$160.0K<0.1%+21,032NewHistory
MBIMbia IncCOM10,615$163.0K<0.1%00.0%UnchangedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER20,000$175.0K<0.1%00.0%UnchangedHistory
GAPGap IncCOM12,587$178.0K<0.1%−3,426−21.4%ReducedHistory
BURBurford Capital LtdORD SHS19,813$182.0K<0.1%00.0%UnchangedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM16,958$183.0K<0.1%00.0%UnchangedHistory
SASeabridge Gold IncCOM10,000$185.0K<0.1%00.0%UnchangedHistory
BBCPConcrete Pumping Holdings, Inc.COM27,938$187.0K<0.1%00.0%UnchangedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A24,031$190.0K<0.1%+10.0%AddedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT14,890$191.0K<0.1%+14,890NewHistory
DBTXDecibel Therapeutics, Inc.COM62,825$191.0K<0.1%+3,255+5.5%AddedHistory
APAAPA CorpStock4,731$201.0K<0.1%+4,731NewHistory
SPHRSphere Entertainment Co.CL A2,415$201.0K<0.1%+2,415NewHistory
BUDAnheuser-Busch InBev SA/NVADR3,363$202.0K<0.1%+3,363NewHistory
WisdomTree Tr97717W604US SMALLCAP DIVD6,378$203.0K<0.1%−6,000−48.5%Reduced–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,670$203.0K<0.1%00.0%Unchanged–
SAFMSanderson Farms IncCOM1,081$203.0K<0.1%−178−14.1%ReducedHistory
NVAXNovavax IncCOM NEW2,764$204.0K<0.1%+715+34.9%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF2,656$205.0K<0.1%+2,656New–
THCTenet Healthcare CorpCOM NEW2,380$205.0K<0.1%+2,380NewHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,585$205.0K<0.1%00.0%Unchanged–
SNDRSchneider National, Inc.CL B8,064$206.0K<0.1%+297+3.8%AddedHistory
INNSummit Hotel Properties, Inc.COM20,702$206.0K<0.1%+508+2.5%AddedHistory
INTZIntrusion IncCOM NEW83,500$207.0K<0.1%−2,500−2.9%ReducedHistory
ITGRInteger Holdings CorpCOM2,582$208.0K<0.1%+62+2.5%AddedHistory
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS8,000$208.0K<0.1%00.0%UnchangedHistory
PFSIPennyMac Financial Services, Inc.COM3,914$208.0K<0.1%+472+13.7%AddedHistory

Sold out since Q4 2021 (120)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 120 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
INFOIHS Markit Ltd.SHS3,770,697$500.1M0.4%History
Athene Holding Ltd.G0684D107CL A3,739,307$309.6M0.2%–
CONECyrusOne Holdco LLCCOM511,316$45.9M<0.1%History
BHP Group Ltd05545E209SPONSORED ADR759,206$45.1M<0.1%–
JBIJanus International Group, Inc.COMMON STOCK3,284,960$41.1M<0.1%History
XLNXXilinx IncCOM179,930$37.4M<0.1%History
NUANNuance Communications, Inc.COM507,243$27.4M<0.1%History
NVTSNavitas Semiconductor CorpCOM1,499,511$25.5M<0.1%History
MCFEMcAfee Corp.COM CL A583,133$15.0M<0.1%History
FORGForgeRock, Inc.CL A539,634$14.4M<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY280,971$13.7M<0.1%History
APPSDigital Turbine, Inc.COM NEW131,724$7.89M<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF111,157$6.94M<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC238,000$6.81M<0.1%–
SILKSilk Road Medical IncCOM159,486$6.58M<0.1%History
Kirkland Lake Gold Ltd49741E100COM120,878$5.13M<0.1%–
TWSTTwist Bioscience CorpCOM63,802$4.87M<0.1%History
SLDPSolid Power, Inc.CLASS A COM500,000$4.37M<0.1%History
Blackstone Mtg Tr Inc09257WAB6NOTE 4.375% 5/04,250,000$4.27M<0.1%–
NEONeogenomics IncCOM NEW126,479$4.25M<0.1%History
iShares Tr464288885EAFE GRWTH ETF34,820$3.84M<0.1%–
iShares Russell 2000 Growth ETF464287648ETF9,668$2.83M<0.1%–
Royal Dutch Shell PLC780259107SPON ADR B63,889$2.71M<0.1%–
PSXPPhillips 66 Partners LPCOM UNIT REP INT73,087$2.64M<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A59,092$2.43M<0.1%–
BRBRBellring Brands, Inc.COM CL A92,652$2.42M<0.1%History
Broadcom Inc.11135F200COM1,073$2.23M<0.1%–
STROSutro Biopharma, Inc.COM146,745$2.14M<0.1%History
UHALU-Haul Holding CoCOM2,878$2.09M<0.1%History
Uber Technologies, Inc90353TAJ9NOTE 12/12,000,000$1.98M<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG67,706$1.79M<0.1%–
GDSGDS Holdings LtdSPONSORED ADS35,502$1.65M<0.1%History
LILi Auto Inc.SPONSORED ADS51,827$1.64M<0.1%History
iShares Tr46435U192GENOMICS IMMUN34,501$1.51M<0.1%–
iShares Tr464287861EUROPE ETF27,678$1.50M<0.1%–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB63,428$1.39M<0.1%–
RDNWRideNow Group, Inc.COM CL B32,000$1.33M<0.1%History
GTGoodyear Tire & Rubber CoCOM60,011$1.24M<0.1%History
ENOVEnovis CORPCOM27,619$1.18M<0.1%History
RAPTRAPT Therapeutics, Inc.COM30,633$1.13M<0.1%History
Schwab US Dividend Equity ETF808524797ETF12,870$1.04M<0.1%–
BLMNBloomin' Brands, Inc.COM49,261$1.03M<0.1%History
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD270,131$1.01M<0.1%History
IHCIndependence Holding CoCOM NEW17,844$1.01M<0.1%History
iShares Tr464287515EXPANDED TECH2,324$924.0K<0.1%–
SHOOSteven Madden, Ltd.COM18,467$856.0K<0.1%History
Elanco Animal Health Inc28414H202UNIT 02/01/2023T19,162$856.0K<0.1%–
Natura &CO Hldg S A63884N108ADS88,927$812.0K<0.1%–
MMSMaximus, Inc.COM10,031$786.0K<0.1%History
HFCHollyFrontier CorpCOM26,312$786.0K<0.1%History
UBPUrstadt Biddle Properties IncCOM40,228$771.0K<0.1%History
Square Inc852234AB9NOTE 0.375% 3/0–$702.0K<0.1%–
iShares Inc464286665MSCI PAC JP ETF14,572$696.0K<0.1%–
EMEEMCOR Group, Inc.Stock5,445$691.0K<0.1%History
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT2,932$632.0K<0.1%–
WTSWatts Water Technologies IncCL A3,187$614.0K<0.1%History
STLSterling BancorpCOM22,115$569.0K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF7,899$536.0K<0.1%–
DDSDillard's, Inc.CL A2,119$519.0K<0.1%History
First Trust Dow Jones Internet Index Fund33733E302ETF2,286$517.0K<0.1%–
iShares Tr464288646ISHS 1-5YR INVS9,405$507.0K<0.1%–
ROCKGibraltar Industries, Inc.COM7,651$467.0K<0.1%History
iShares MSCI USA Quality Factor ETF46432F339ETF2,984$434.0K<0.1%–
AGRAvangrid, Inc.COM8,812$423.0K<0.1%History
MCYMercury General CorpCOM8,191$419.0K<0.1%History
CURVTorrid Holdings Inc.COM41,408$409.0K<0.1%History
VRRMVerra Mobility CorpCL A COM STK25,768$390.0K<0.1%History
TFSLTFS Financial CORPCOM22,053$375.0K<0.1%History
ARK ETF Tr00214Q807SPACE & DEFENSE19,455$367.0K<0.1%–
KMPRKEMPER CorpCOM6,252$367.0K<0.1%History
QDELQuidelOrtho CorpCOM2,728$349.0K<0.1%History
Teekay LNG Partners L PY8564M105PRTNRSP UNITS20,380$345.0K<0.1%–
VanEck Vectors ETF Tr92189F403RUSSIA ETF12,500$333.0K<0.1%–
iShares Tr464288448INTL SEL DIV ETF10,590$330.0K<0.1%–
AGIOAgios Pharmaceuticals, Inc.COM9,670$317.0K<0.1%History
RIVNRivian Automotive, Inc.Stock3,027$314.0K<0.1%History
LAZLazard, Inc.SHS A7,187$314.0K<0.1%History
iShares Inc464286400MSCI BRAZIL ETF11,151$313.0K<0.1%–
MNRLMNRL Sub Inc.CL A COM15,049$313.0K<0.1%History
BNTXBioNTech SESPONSORED ADS1,155$311.0K<0.1%History
CCAPCrescent Capital BDC, Inc.COM16,807$296.0K<0.1%History
EQCEQC Liquidating TrustCOM SH BEN INT11,575$296.0K<0.1%History
iShares Inc464286780MSCI STH AFR ETF6,200$288.0K<0.1%–
Vanguard Total Bond Market ETF921937835ETF3,313$281.0K<0.1%–
DIODDiodes IncCOM2,877$273.0K<0.1%History
Schwab US Aggregate Bond ETF808524839ETF5,043$272.0K<0.1%–
CGAUCenterra Gold Inc.COM35,283$272.0K<0.1%History
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF2,538$258.0K<0.1%–
AXTAAxalta Coating Systems Ltd.COM7,446$246.0K<0.1%History
SPLPSteel Partners Holdings L.P.LTD PRTRSHIP U5,789$243.0K<0.1%History
iShares Tr46434V878ULTRA SHORT DUR4,650$234.0K<0.1%–
AMCAMC Entertainment Holdings, Inc.CL A COM13,872$232.0K<0.1%History
FLFoot Locker, Inc.COM5,424$230.0K<0.1%History
CVSACovista Inc.COM7,727$228.0K<0.1%History
NVECNve CorpCOM NEW3,341$228.0K<0.1%History
iShares Tr464288752US HOME CONS ETF2,631$218.0K<0.1%–
KMTKennametal IncCOM6,073$216.0K<0.1%History
ENREnergizer Holdings, Inc.COM5,378$215.0K<0.1%History
CACCCredit Acceptance CorpCOM312$211.0K<0.1%History
RRRRed Rock Resorts, Inc.CL A3,823$209.0K<0.1%History