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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,753
+4 vs. Q2 2021
Portfolio value
$114.4B
−$187.5M (−0.2%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PFGCPerformance Food Group CoCOM110,490$5.04M<0.1%+2,267+2.1%AddedHistory
PENNPENN Entertainment, Inc.COM71,395$5.05M<0.1%−4,661−6.1%ReducedHistory
ALCAlcon IncStock63,296$5.06M<0.1%+3,806+6.4%AddedHistory
DGDollar General CorpCOM25,550$5.12M<0.1%+5,550+27.8%AddedHistory
DFSDiscover Financial ServicesCOM44,551$5.15M<0.1%−1,113−2.4%ReducedHistory
YUMCYum China Holdings, Inc.COM90,436$5.17M<0.1%+4,379+5.1%AddedHistory
TREXTrex Co IncCOM51,032$5.20M<0.1%+1,636+3.3%AddedHistory
DTMDT Midstream, Inc.COMMON STOCK118,166$5.21M<0.1%+118,166NewHistory
HPQHP IncStock197,178$5.23M<0.1%−11,304−5.4%ReducedHistory
CMCTCreative Media & Community Trust CorpCOM NEW579,445$5.25M<0.1%00.0%UnchangedHistory
OPCHOption Care Health, Inc.COM NEW223,492$5.31M<0.1%+12,795+6.1%AddedHistory
SOSouthern CoStock95,024$5.32M<0.1%+11,536+13.8%AddedHistory
VALUValue Line IncCOM155,607$5.33M<0.1%+7,029+4.7%AddedHistory
SSNCSS&C Technologies Holdings IncCOM77,946$5.34M<0.1%−3,816−4.7%ReducedHistory
GRMNGarmin LtdSHS38,729$5.39M<0.1%+2,766+7.7%AddedHistory
SUSuncor Energy IncStock256,608$5.40M<0.1%−251,280−49.5%ReducedHistory
CNMDCONMED CorpCOM42,391$5.40M<0.1%−19,741−31.8%ReducedHistory
IBOCInternational Bancshares CorpCOM130,671$5.41M<0.1%+671+0.5%AddedHistory
PAXPatria Investments LtdCOM CL A335,635$5.47M<0.1%+162,308+93.6%AddedHistory
TPBTurning Point Brands, Inc.COM117,062$5.49M<0.1%+2,785+2.4%AddedHistory
MELIMercadolibre IncCOM3,307$5.49M<0.1%+1,193+56.4%AddedHistory
LULUlululemon athletica inc.Stock13,848$5.51M<0.1%+1,078+8.4%AddedHistory
OBDCBlue Owl Capital CorpCOM393,819$5.56M<0.1%00.0%UnchangedHistory
IHRTiHeartMedia, Inc.COM CL A222,274$5.56M<0.1%−778,290−77.8%ReducedHistory
UMHUmh Properties, Inc.COM246,558$5.56M<0.1%−6,285−2.5%ReducedHistory
BILLBILL Holdings, Inc.Stock21,290$5.56M<0.1%−3,199−13.1%ReducedHistory
KWKennedy-Wilson Holdings, Inc.COM267,814$5.60M<0.1%+10,076+3.9%AddedHistory
SEMSelect Medical Holdings CorpCOM156,537$5.61M<0.1%+40,283+34.7%AddedHistory
Kirkland Lake Gold Ltd49741E100COM133,457$5.62M<0.1%−6,449−4.6%Reduced–
RHPRyman Hospitality Properties, Inc.COM67,280$5.63M<0.1%−5,600−7.7%ReducedHistory
INVEINVE Technologies, Inc.COM NEW300,000$5.65M<0.1%00.0%UnchangedHistory
WCCWesco International IncCOM50,905$5.77M<0.1%+10,037+24.6%AddedHistory
iShares Tips Bond ETF464287176ETF45,215$5.77M<0.1%−10,148−18.3%Reduced–
LYFTLyft, Inc.CL A COM111,549$5.88M<0.1%−300,823−72.9%ReducedHistory
PSTLPostal Realty Trust, Inc.CL A316,777$5.90M<0.1%00.0%UnchangedHistory
MSGSMadison Square Garden Sports Corp.CL A31,977$5.94M<0.1%−1,362−4.1%ReducedHistory
BYDBoyd Gaming CorpCOM95,664$5.94M<0.1%−10,205−9.6%ReducedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF87,876$5.95M<0.1%−2,480,518−96.6%Reduced–
CDNACareDx, Inc.COM94,077$5.96M<0.1%+580+0.6%AddedHistory
NEONeogenomics IncCOM NEW127,317$6.01M<0.1%+3,151+2.5%AddedHistory
HSYHershey CoCOM39,074$6.03M<0.1%+18,225+87.4%AddedHistory
GIBCgi IncCL A70,878$6.03M<0.1%−5,108−6.7%ReducedHistory
Vasta Platform Ltd CL AG9440A109Stock1,326,706$6.05M<0.1%−111,251−7.7%Reduced–
DENDenbury IncCOM86,325$6.06M<0.1%+1,885+2.2%AddedHistory
SHAKShake Shack Inc.CL A77,172$6.07M<0.1%+5,782+8.1%AddedHistory
PUBMPubMatic, Inc.COM CL A230,271$6.07M<0.1%−108,558−32.0%ReducedHistory
SEESealed Air CorpCOM111,386$6.09M<0.1%+36,004+47.8%AddedHistory
ESEversource EnergyStock76,800$6.16M<0.1%−1,300−1.7%ReducedHistory
QSRRestaurant Brands International Inc.COM100,673$6.18M<0.1%+2,743+2.8%AddedHistory
ZWSZurn Elkay Water Solutions CorpCOM96,177$6.18M<0.1%+572+0.6%AddedHistory
EWCZEuropean Wax Center, Inc.CLASS A COM221,370$6.20M<0.1%+221,370NewHistory
PRUPrudential Financial IncStock63,173$6.32M<0.1%−2,045−3.1%ReducedHistory
ALLAllstate CorpStock56,444$6.32M<0.1%+2,414+4.5%AddedHistory
PSXPPhillips 66 Partners LPCOM UNIT REP INT177,850$6.38M<0.1%−1,490−0.8%ReducedHistory
OMOutset Medical, Inc.COM131,548$6.38M<0.1%+124,514+1,770.2%AddedHistory
TMToyota Motor CorpADS38,704$6.39M<0.1%−1,448−3.6%ReducedHistory
HALOHalozyme Therapeutics, Inc.COM159,859$6.42M<0.1%−71,203−30.8%ReducedHistory
CBRLCracker Barrel Old Country Store, IncCOM46,652$6.42M<0.1%+277+0.6%AddedHistory
VRNSVaronis Systems IncCOM107,182$6.44M<0.1%+35,979+50.5%AddedHistory
UVSPUnivest Financial CorpCOM235,686$6.46M<0.1%−497−0.2%ReducedHistory
VACMarriott Vacations Worldwide CorpCOM41,841$6.47M<0.1%+958+2.3%AddedHistory
Advisorshares Tr00768Y453PURE US CANN ETF206,067$6.50M<0.1%−21,904−9.6%Reduced–
NSANational Storage Affiliates TrustCOM SHS BEN IN123,946$6.54M<0.1%+5,034+4.2%AddedHistory
IRMIron Mountain IncCOM155,368$6.54M<0.1%−16,197−9.4%ReducedHistory
SKMSK Telecom Co LtdSPONSORED ADR222,218$6.61M<0.1%+15,619+7.6%AddedHistory
MKCMcCormick & Co IncStock82,613$6.63M<0.1%+19,858+31.6%AddedHistory
GILGildan Activewear Inc.Stock181,213$6.64M<0.1%+51,539+39.7%AddedHistory
CARRCarrier Global CorpStock134,500$6.67M<0.1%+1,261+0.9%AddedHistory
WPCW. P. Carey Inc.COM94,052$6.84M<0.1%+1,203+1.3%AddedHistory
RPDRapid7, Inc.COM63,421$7.10M<0.1%+58,817+1,277.5%AddedHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC238,000$7.13M<0.1%−97,074−29.0%Reduced–
EMNEastman Chemical CoStock71,664$7.20M<0.1%−5,690−7.4%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF26,331$7.21M<0.1%−63−0.2%Reduced–
IPInternational Paper CoCOM141,346$7.31M<0.1%+1,679+1.2%AddedHistory
DLTRDollar Tree, Inc.COM76,585$7.32M<0.1%−358,010−82.4%ReducedHistory
CHDNChurchill Downs IncCOM31,064$7.33M<0.1%+727+2.4%AddedHistory
LPSNLiveperson IncCOM126,438$7.33M<0.1%+39,813+46.0%AddedHistory
Nextera Energy Inc65339F739UNIT 99/99/9999144,560$7.39M<0.1%−13,490−8.5%Reduced–
MFCManulife Financial CorpCOM378,667$7.41M<0.1%−73,055−16.2%ReducedHistory
GPREGreen Plains Inc.COM229,685$7.50M<0.1%+229,685NewHistory
CEVACeva IncCOM183,827$7.55M<0.1%+7,602+4.3%AddedHistory
SILKSilk Road Medical IncCOM145,439$7.56M<0.1%+3,575+2.5%AddedHistory
BlackRock Cap Invt Corp092533AC2NOTE 5.000% 6/1–$7.58M<0.1%–––
State Street SPDR S&P Biotech ETF78464A870ETF60,274$7.58M<0.1%+4,326+7.7%Added–
PPLPPL CorpCOM287,900$7.59M<0.1%+47,347+19.7%AddedHistory
KMIKinder Morgan, Inc.Stock500,555$7.65M<0.1%−21,990−4.2%ReducedHistory
PTENPatterson Uti Energy IncCOM881,631$7.66M<0.1%−15,676−1.7%ReducedHistory
LXPLXP Industrial TrustCOM602,096$7.68M<0.1%+514,559+587.8%AddedHistory
XYZBlock, Inc.CL A33,370$7.68M<0.1%+212+0.6%AddedHistory
NMFCNew Mountain Finance CorpCOM580,741$7.73M<0.1%−4,554−0.8%ReducedHistory
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT459,269$7.74M<0.1%−192,234−29.5%ReducedHistory
SMRTSmartRent, Inc.COM CL A599,171$7.80M<0.1%00.0%UnchangedHistory
Shaw Communications Inc82028K200CL B CONV270,984$7.93M<0.1%−57,167−17.4%Reduced–
MDPediatrix Medical Group, Inc.COM288,223$7.97M<0.1%−115,309−28.6%ReducedHistory
FTSFortis Inc.COM179,168$7.98M<0.1%−11,349−6.0%ReducedHistory
EVBGEverbridge, Inc.COM55,422$8.01M<0.1%+7,683+16.1%AddedHistory
GBLGamco Investors, Inc. Et AlCL A COM304,562$8.03M<0.1%+84,911+38.7%AddedHistory
HIWHighwoods Properties, Inc.COM183,614$8.05M<0.1%−3,335−1.8%ReducedHistory
SBCFSeacoast Banking Corp of FloridaCOM NEW240,805$8.06M<0.1%+94,926+65.1%AddedHistory
iShares Tr464287622RUS 1000 ETF33,408$8.07M<0.1%+8,671+35.1%Added–

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2021
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$801.0K$292.0K
RKLBRocket Lab CorpCOM$1.07M–
APOApollo Global Management, Inc.COM CL A–$1.00M
XLNXXilinx IncCOM$976.0K–
SPYSPDR S&P 500 ETF TrustETF$230.0K–

Sold out since Q2 2021 (130)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 130 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ALXNAlexion Pharmaceuticals, Inc.COM769,228$141.2M0.1%History
PDDPDD Holdings Inc.SPONSORED ADS647,476$82.2M0.1%History
BWABorgwarner IncCOM1,206,950$58.6M0.1%History
RRCRange Resources CorpCOM2,813,884$47.1M<0.1%History
MXIMMaxim Integrated Products IncCOM388,032$40.9M<0.1%History
MOMOHello Group Inc.ADR1,904,769$29.2M<0.1%History
BILIBilibili Inc.SPONS ADS REP Z223,579$27.2M<0.1%History
WORKSlack Technologies, Inc.COM CL A523,226$23.2M<0.1%History
QTWOQ2 Holdings, Inc.COM209,401$21.5M<0.1%History
RXTRackspace Technology, Inc.COM975,751$19.2M<0.1%History
Chindata Group Hldgs Ltd16955F107ADS1,220,287$18.4M<0.1%–
SNVSynovus Financial CorpCOM NEW407,945$17.9M<0.1%History
NAVNavistar International CorpCOM397,537$17.7M<0.1%History
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$13.8M<0.1%–
GAPGap IncCOM401,301$13.4M<0.1%History
FLFoot Locker, Inc.COM213,435$13.2M<0.1%History
PFPTProofpoint IncCOM75,575$13.1M<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS928,492$9.25M<0.1%–
DOCSDoximity, Inc.CL A157,500$9.17M<0.1%History
LMNXLuminex CorpCOM223,331$7.93M<0.1%History
GRAW R Grace & CoCOM102,527$7.08M<0.1%History
RGENRepligen CorpCOM35,172$6.96M<0.1%History
CDLXCardlytics, Inc.COM44,897$5.69M<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN234,126$4.45M<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/9999425,069$4.25M<0.1%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/2026386,155$4.17M<0.1%–
PARPar Technology CorpCOM56,074$3.92M<0.1%History
LASRNlight, Inc.COM106,788$3.87M<0.1%History
VERIVeritone, Inc.COM182,015$3.58M<0.1%History
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999357,058$3.57M<0.1%–
MRTXMirati Therapeutics, Inc.COM20,257$3.27M<0.1%History
MTORMeritor, Inc.COM132,952$3.11M<0.1%History
Fireeye Inc31816QAD3NOTE 1.625% 6/0–$2.98M<0.1%–
SPTSprout Social, Inc.COM CL A33,342$2.98M<0.1%History
Splunk Inc848637AF1NOTE 1.125% 6/1–$2.91M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026292,605$2.91M<0.1%–
Ion Acquisition Corp 2 LtdG49393120UNIT 99/99/9999255,041$2.57M<0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028250,804$2.51M<0.1%–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$2.51M<0.1%–
COLLCollegium Pharmaceutical, IncCOM103,933$2.45M<0.1%History
Vectoiq Acquisition Corp II92244F208UNIT 99/99/9999232,853$2.39M<0.1%–
WHDCactus, Inc.CL A64,958$2.35M<0.1%History
Brookfield Ppty REIT Inc11282X103CL A121,925$2.30M<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/9999226,704$2.26M<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/2026226,704$2.26M<0.1%–
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028221,775$2.22M<0.1%–
Social Leverage Acquisn Corp83363K201UNIT 99/99/9999191,281$1.91M<0.1%–
RHIRobert Half Inc.COM21,440$1.91M<0.1%History
Northern Genesis Acquisition66516U200UNIT 99/99/9999182,173$1.91M<0.1%–
Atotech LtdG0625A105COM74,199$1.89M<0.1%–
890 5th Ave Partners Inc28250A204UNIT 01/12/2026170,028$1.74M<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/9999170,028$1.70M<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/2026153,025$1.53M<0.1%–
Climate Real Impact Slutins187171202UNIT 99/99/9999148,774$1.51M<0.1%–
KGCKinross Gold CorpCOM236,882$1.50M<0.1%History
iShares Tr46429B671MSCI CHINA ETF17,600$1.45M<0.1%–
BBDBank BradescoSP ADR PFD NEW272,039$1.38M<0.1%History
ScION Tech Growth IIG31070124UNIT 99/99/9999132,834$1.32M<0.1%–
ARRYArray Technologies, Inc.COM SHS83,811$1.28M<0.1%History
LGL Sys Acquisition Corp50201G106COM CL A127,521$1.27M<0.1%–
ACHRArcher Aviation Inc.COM127,521$1.27M<0.1%History
OPAL Fuels Inc.G0R21B120UNIT 03/16/2028125,402$1.26M<0.1%–
Churchill Capital Corp VII17144M201UNIT 99/99/9999125,021$1.25M<0.1%–
Finserv Acquisition Corp. II31809Y202UNIT 02/17/2026113,351$1.13M<0.1%–
DOOBRP Inc.COM SUN VTG14,264$1.12M<0.1%History
Group Nine Acquisition Corp.39947R203UNIT 01/15/2026102,017$1.02M<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202694,850$1.00M<0.1%–
RITMRithm Capital Corp.REIT98,603$993.0K<0.1%History
MFICMidCap Financial Investment CorpCOM NEW68,714$938.0K<0.1%History
SAFMSanderson Farms IncCOM4,928$926.0K<0.1%History
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/999985,014$848.0K<0.1%–
Moringa Acquisition CorpG6S23K116UNIT 02/16/202685,014$847.0K<0.1%–
ONTFON24 Inc.COM22,875$812.0K<0.1%History
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/999980,777$809.0K<0.1%–
Brookfield Business PartnersG16234109UNIT LTD L P16,825$779.0K<0.1%–
FDUSFidus Investment CorpCOM41,223$701.0K<0.1%History
Qell Acquisition CorpG7307X121UNIT 10/01/202559,125$619.0K<0.1%–
CPRICapri Holdings LtdSHS13,033$612.0K<0.1%History
International FLAVORS&FRAGRA459506309UNIT 09/15/202111,083$561.0K<0.1%–
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20281,163$512.0K<0.1%–
INNVInnovAge Holding Corp.COM24,600$502.0K<0.1%History
Dada Nexus Ltd23344D108ADS17,000$493.0K<0.1%–
PCHPotlatchdeltic CorpCOM9,253$492.0K<0.1%History
Supernova Partners Acquisiti86846V207UNIT 99/99/999946,024$480.0K<0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK22,707$412.0K<0.1%History
Reinvent Technology PartnersG7484L114UNIT 03/12/202639,237$396.0K<0.1%–
Grid Dynamics Hldgs Inc39813G117*W EXP 03/05/20273,714$387.0K<0.1%–
PRVAPrivia Health Group, Inc.COM8,400$373.0K<0.1%History
SFIXStitch Fix, Inc.Stock6,282$357.0K<0.1%History
Exact Sciences Corp30063PAA3NOTE 1.000% 1/1–$355.0K<0.1%–
SLQTSelectQuote, Inc.COM24,049$351.0K<0.1%History
UTHRUnited Therapeutics CorpCOM2,171$348.0K<0.1%History
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT1,780$345.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM23,395$323.0K<0.1%History
CCNECNB Financial CorpCOM12,965$296.0K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD11,100$291.0K<0.1%History
ARK Innovation ETF00214Q104ETF2,183$285.0K<0.1%–
HRBH&R Block IncCOM12,054$283.0K<0.1%History
STORStore Capital LLCCOM8,417$278.0K<0.1%History
SFStifel Financial CorpCOM4,279$277.0K<0.1%History