Neuberger Berman Group LLC
- SEC CIK
- 0001465109
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,753
- +4 vs. Q2 2021
- Portfolio value
- $114.4B
- −$187.5M (−0.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| TOLToll Brothers, Inc. | COM | 15,788 | $813.0K | <0.1% | +265+1.7% | Added | History |
| GTESGates Industrial Corp Ltd. | ORD SHS | 50,329 | $818.0K | <0.1% | +9,226+22.4% | Added | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 4,847 | $821.0K | <0.1% | −10.0% | Reduced | – |
| EXPDExpeditors International of Washington Inc | COM | 7,820 | $825.0K | <0.1% | −106−1.3% | Reduced | History |
| FTVFortive Corp | Stock | 30,325 | $827.0K | <0.1% | −520−1.7% | Reduced | History |
| TCW Special Purpose Acqu Cor87301L106 | COM CL A | 85,014 | $831.0K | <0.1% | +85,014 | New | – |
| MMSMaximus, Inc. | COM | 10,210 | $837.0K | <0.1% | −3,745−26.8% | Reduced | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 9,765 | $841.0K | <0.1% | −2,041−17.3% | Reduced | – |
| XRAYDentsply Sirona Inc. | Stock | 15,473 | $843.0K | <0.1% | −82−0.5% | Reduced | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 5,669 | $846.0K | <0.1% | −2,343−29.2% | Reduced | – |
| MLMMartin Marietta Materials Inc | COM | 2,631 | $847.0K | <0.1% | +39+1.5% | Added | History |
| CLBKColumbia Financial, Inc. | COM | 46,039 | $852.0K | <0.1% | −323−0.7% | Reduced | History |
| CIGIColliers International Group Inc. | SUB VTG SHS | 6,732 | $862.0K | <0.1% | −5,302−44.1% | Reduced | History |
| MANManpowerGroup Inc. | COM | 8,199 | $864.0K | <0.1% | +2,617+46.9% | Added | History |
| iShares Tr464287556 | ISHARES BIOTECH | 5,394 | $872.0K | <0.1% | −646−10.7% | Reduced | – |
| FELEFranklin Electric Co Inc | COM | 10,945 | $873.0K | <0.1% | +12+0.1% | Added | History |
| JEFJefferies Financial Group Inc. | COM | 24,276 | $877.0K | <0.1% | −2,617−9.7% | Reduced | History |
| CHNGChange Healthcare Inc. | COM | 43,018 | $879.0K | <0.1% | +25,000+138.8% | Added | History |
| ENSGEnsign Group, Inc | COM | 11,818 | $883.0K | <0.1% | +3,908+49.4% | Added | History |
| ESTAEstablishment Labs Holdings Inc. | COM | 12,350 | $884.0K | <0.1% | +6,250+102.5% | Added | History |
| IHCIndependence Holding Co | COM NEW | 17,844 | $885.0K | <0.1% | −500−2.7% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 6,683 | $889.0K | <0.1% | −11,325−62.9% | Reduced | – |
| Flagstar Bank, National Association649445103 | COM | 72,454 | $894.0K | <0.1% | −12,624−14.8% | Reduced | – |
| CGAUCenterra Gold Inc. | COM | 131,317 | $897.0K | <0.1% | +24,394+22.8% | Added | History |
| CHHChoice Hotels International Inc | COM | 7,283 | $899.0K | <0.1% | +7,283 | New | History |
| EGEverest Group, Ltd. | COM | 3,556 | $915.0K | <0.1% | −786−18.1% | Reduced | History |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 18,555 | $920.0K | <0.1% | 00.0% | Unchanged | History |
| VERVEREIT, Inc. | COM | 20,349 | $920.0K | <0.1% | −1,398−6.4% | Reduced | History |
| BF.BBrown Forman Corp | Stock | 15,092 | $922.0K | <0.1% | −652−4.1% | Reduced | History |
| LPXLouisiana-Pacific Corp | COM | 15,038 | $923.0K | <0.1% | +2,562+20.5% | Added | History |
| LPLALPL Financial Holdings Inc. | COM | 5,947 | $926.0K | <0.1% | +3,529+145.9% | Added | History |
| DLBDolby Laboratories, Inc. | COM CL A | 11,114 | $928.0K | <0.1% | −32−0.3% | Reduced | History |
| NLSNNielsen Holdings plc | SHS EUR | 48,688 | $931.0K | <0.1% | +28,586+142.2% | Added | History |
| ANAutonation, Inc. | COM | 8,630 | $937.0K | <0.1% | −954−10.0% | Reduced | History |
| RAPTRAPT Therapeutics, Inc. | COM | 30,696 | $951.0K | <0.1% | +30,696 | New | History |
| ORealty Income Corp | REIT | 16,141 | $956.0K | <0.1% | +633+4.1% | Added | History |
| Elanco Animal Health Inc28414H202 | UNIT 02/01/2023T | 19,272 | $961.0K | <0.1% | −2,075−9.7% | Reduced | – |
| MHKMohawk Industries Inc | COM | 6,085 | $963.0K | <0.1% | −7,754−56.0% | Reduced | History |
| BPOPPopular, Inc. | COM NEW | 12,822 | $964.0K | <0.1% | −2,088−14.0% | Reduced | History |
| AMGAffiliated Managers Group, Inc. | Stock | 6,478 | $969.0K | <0.1% | +3,694+132.7% | Added | History |
| AAAUGoldman Sachs Physical Gold ETF | UNIT | 55,500 | $969.0K | <0.1% | 00.0% | Unchanged | History |
| Discovery Inc25470F302 | COM SER C | 40,002 | $971.0K | <0.1% | −15,915−28.5% | Reduced | – |
| FANGDiamondback Energy, Inc. | Stock | 11,173 | $972.0K | <0.1% | −1,361−10.9% | Reduced | History |
| NWSANews Corp | CL A | 41,906 | $973.0K | <0.1% | −6,158−12.8% | Reduced | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 21,112 | $973.0K | <0.1% | −533−2.5% | Reduced | – |
| GPCGenuine Parts Co | Stock | 8,869 | $975.0K | <0.1% | −2,395−21.3% | Reduced | History |
| OXYOccidental Petroleum Corp | Stock | 36,596 | $981.0K | <0.1% | +1,145+3.2% | Added | History |
| LLoews Corp | COM | 19,572 | $985.0K | <0.1% | +168+0.9% | Added | History |
| B Riley Principal 150 Merger05601V202 | UNIT 99/99/9999 | 98,900 | $986.0K | <0.1% | −200−0.2% | Reduced | – |
| GNACGroup Nine Acquisition Corp. | COM CL A | 102,017 | $994.0K | <0.1% | +102,017 | New | History |
| CMSCMS Energy Corp | COM | 18,554 | $995.0K | <0.1% | −1,853−9.1% | Reduced | History |
| RSReliance, Inc. | COM | 7,075 | $999.0K | <0.1% | −3,119−30.6% | Reduced | History |
| LBRDKLiberty Broadband Corp | COM SER C | 7,494 | $1.01M | <0.1% | −2,780−27.1% | Reduced | History |
| WSMWilliams Sonoma Inc | COM | 7,138 | $1.01M | <0.1% | +7,138 | New | History |
| Power & Digital Infra Acq Co739190106 | COM CL A | 100,000 | $1.01M | <0.1% | +100,000 | New | – |
| ROSTRoss Stores, Inc. | COM | 10,646 | $1.01M | <0.1% | −31,558−74.8% | Reduced | History |
| BPBP PLC | ADR | 37,219 | $1.02M | <0.1% | −733−1.9% | Reduced | History |
| Vanguard Financials ETF92204A405 | ETF | 10,986 | $1.02M | <0.1% | +10+0.1% | Added | – |
| CROXCrocs, Inc. | COM | 7,155 | $1.03M | <0.1% | +4,091+133.5% | Added | History |
| EMEEMCOR Group, Inc. | Stock | 8,974 | $1.03M | <0.1% | +89+1.0% | Added | History |
| TPLTexas Pacific Land Corp | Stock | 857 | $1.04M | <0.1% | −440−33.9% | Reduced | History |
| BEKEKE Holdings Inc. | SPONSORED ADS | 59,453 | $1.04M | <0.1% | −424,315−87.7% | Reduced | History |
| Square Inc852234AB9 | NOTE 0.375% 3/0 | – | $1.04M | <0.1% | – | – | – |
| PAYCPaycom Software, Inc. | Stock | 2,157 | $1.05M | <0.1% | −3,148−59.3% | Reduced | History |
| Ozon Hldgs PLC69269L104 | SPONSORED ADS | 21,865 | $1.08M | <0.1% | +1,721+8.5% | Added | – |
| RGAReinsurance Group of America Inc | COM NEW | 10,245 | $1.09M | <0.1% | −293−2.8% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 7,258 | $1.09M | <0.1% | −30−0.4% | Reduced | – |
| FSRXFinserv Acquisition Corp. II | COM CL A | 113,351 | $1.10M | <0.1% | +113,351 | New | History |
| INGING Groep NV | SPONSORED ADR | 76,398 | $1.11M | <0.1% | −518−0.7% | Reduced | History |
| FFord Motor Co | Stock | 149,123 | $1.12M | <0.1% | +27,133+22.2% | Added | History |
| DCPDCP Midstream, LP | COM UT LTD PTN | 40,000 | $1.13M | <0.1% | −4,883−10.9% | Reduced | History |
| Vanguard Information Technology ETF92204A702 | ETF | 2,821 | $1.13M | <0.1% | +35+1.3% | Added | – |
| TEXTerex Corp | Stock | 29,925 | $1.14M | <0.1% | −1,001−3.2% | Reduced | History |
| CDKCDK Global, Inc. | COM | 26,917 | $1.15M | <0.1% | +9,580+55.3% | Added | History |
| DISHDISH Network CORP | CL A | 33,157 | $1.17M | <0.1% | −1,518−4.4% | Reduced | History |
| TTETotalEnergies SE | SPONSORED ADS | 25,696 | $1.17M | <0.1% | −142,723−84.7% | Reduced | History |
| OIIOceaneering International Inc | Stock | 85,701 | $1.18M | <0.1% | +1,748+2.1% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 10,345 | $1.19M | <0.1% | +47+0.5% | Added | – |
| GXOGXO Logistics, Inc. | Stock | 15,731 | $1.20M | <0.1% | +15,731 | New | History |
| IPGPIpg Photonics Corp | COM | 7,606 | $1.20M | <0.1% | −63−0.8% | Reduced | History |
| FULFuller H B Co | Stock | 18,815 | $1.21M | <0.1% | −4,685−19.9% | Reduced | History |
| Coherent Inc192479103 | COM | 4,938 | $1.22M | <0.1% | 00.0% | Unchanged | – |
| CVIIChurchill Capital Corp VII | COM CL A | 125,021 | $1.22M | <0.1% | +125,021 | New | History |
| ZDZiff Davis, Inc. | COM | 8,918 | $1.22M | <0.1% | +7,347+467.7% | Added | History |
| Arclight Clean Transition IIG0R21B104 | CLASS A ORD SHS | 125,402 | $1.22M | <0.1% | +125,402 | New | – |
| DGNUDragoneer Growth Opportunities Corp. III | CL A SHS | 125,402 | $1.23M | <0.1% | 00.0% | Unchanged | History |
| REALTheRealReal, Inc. | COM | 98,805 | $1.23M | <0.1% | −13,546−12.1% | Reduced | History |
| ERIIEnergy Recovery, Inc. | COM | 65,000 | $1.24M | <0.1% | 00.0% | Unchanged | History |
| Nuburu, Inc.87403Q102 | COM CL A | 127,521 | $1.25M | <0.1% | 00.0% | Unchanged | – |
| STTState Street Corp | COM | 16,058 | $1.25M | <0.1% | −194−1.2% | Reduced | History |
| UBAUrstadt Biddle Properties Inc | CL A | 66,711 | $1.26M | <0.1% | −1,224−1.8% | Reduced | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 10,755 | $1.26M | <0.1% | −7,120−39.8% | Reduced | – |
| INSMINSMED Inc | COM PAR $.01 | 46,157 | $1.26M | <0.1% | −75,000−61.9% | Reduced | History |
| GSHDGoosehead Insurance, Inc. | COM CL A | 8,319 | $1.27M | <0.1% | +1,457+21.2% | Added | History |
| NTAPNetApp, Inc. | Stock | 17,480 | $1.28M | <0.1% | −989−5.4% | Reduced | History |
| MPCMarathon Petroleum Corp | Stock | 25,391 | $1.28M | <0.1% | +6,067+31.4% | Added | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 15,597 | $1.28M | <0.1% | +2,560+19.6% | Added | – |
| Advanced Micro Devices Inc007903BD8 | NOTE 2.125% 9/0 | – | $1.28M | <0.1% | – | – | – |
| EIXEdison International | Stock | 23,808 | $1.29M | <0.1% | −1,724−6.8% | Reduced | History |
| SCOBScION Tech Growth II | CL A SHS | 132,834 | $1.29M | <0.1% | +132,834 | New | History |
Options (5)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2021 (130)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 130 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| ALXNAlexion Pharmaceuticals, Inc. | COM | 769,228 | $141.2M | 0.1% | History |
| PDDPDD Holdings Inc. | SPONSORED ADS | 647,476 | $82.2M | 0.1% | History |
| BWABorgwarner Inc | COM | 1,206,950 | $58.6M | 0.1% | History |
| RRCRange Resources Corp | COM | 2,813,884 | $47.1M | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 388,032 | $40.9M | <0.1% | History |
| MOMOHello Group Inc. | ADR | 1,904,769 | $29.2M | <0.1% | History |
| BILIBilibili Inc. | SPONS ADS REP Z | 223,579 | $27.2M | <0.1% | History |
| WORKSlack Technologies, Inc. | COM CL A | 523,226 | $23.2M | <0.1% | History |
| QTWOQ2 Holdings, Inc. | COM | 209,401 | $21.5M | <0.1% | History |
| RXTRackspace Technology, Inc. | COM | 975,751 | $19.2M | <0.1% | History |
| Chindata Group Hldgs Ltd16955F107 | ADS | 1,220,287 | $18.4M | <0.1% | – |
| SNVSynovus Financial Corp | COM NEW | 407,945 | $17.9M | <0.1% | History |
| NAVNavistar International Corp | COM | 397,537 | $17.7M | <0.1% | History |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $13.8M | <0.1% | – |
| GAPGap Inc | COM | 401,301 | $13.4M | <0.1% | History |
| FLFoot Locker, Inc. | COM | 213,435 | $13.2M | <0.1% | History |
| PFPTProofpoint Inc | COM | 75,575 | $13.1M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 928,492 | $9.25M | <0.1% | – |
| DOCSDoximity, Inc. | CL A | 157,500 | $9.17M | <0.1% | History |
| LMNXLuminex Corp | COM | 223,331 | $7.93M | <0.1% | History |
| GRAW R Grace & Co | COM | 102,527 | $7.08M | <0.1% | History |
| RGENRepligen Corp | COM | 35,172 | $6.96M | <0.1% | History |
| CDLXCardlytics, Inc. | COM | 44,897 | $5.69M | <0.1% | History |
| Brookfield Property Partrs LG16249107 | UNIT LTD PARTN | 234,126 | $4.45M | <0.1% | – |
| Adit Edtech Acquisition Corp007024201 | UNIT 99/99/9999 | 425,069 | $4.25M | <0.1% | – |
| Nextgen Acquisition Corp IIG65317110 | UNIT 03/23/2026 | 386,155 | $4.17M | <0.1% | – |
| PARPar Technology Corp | COM | 56,074 | $3.92M | <0.1% | History |
| LASRNlight, Inc. | COM | 106,788 | $3.87M | <0.1% | History |
| VERIVeritone, Inc. | COM | 182,015 | $3.58M | <0.1% | History |
| Peridot Acquisition Corp. IIG7008B113 | UNIT 99/99/9999 | 357,058 | $3.57M | <0.1% | – |
| MRTXMirati Therapeutics, Inc. | COM | 20,257 | $3.27M | <0.1% | History |
| MTORMeritor, Inc. | COM | 132,952 | $3.11M | <0.1% | History |
| Fireeye Inc31816QAD3 | NOTE 1.625% 6/0 | – | $2.98M | <0.1% | – |
| SPTSprout Social, Inc. | COM CL A | 33,342 | $2.98M | <0.1% | History |
| Splunk Inc848637AF1 | NOTE 1.125% 6/1 | – | $2.91M | <0.1% | – |
| Property Solutions Acquisiti74350A207 | UNIT 03/01/2026 | 292,605 | $2.91M | <0.1% | – |
| Ion Acquisition Corp 2 LtdG49393120 | UNIT 99/99/9999 | 255,041 | $2.57M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 250,804 | $2.51M | <0.1% | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $2.51M | <0.1% | – |
| COLLCollegium Pharmaceutical, Inc | COM | 103,933 | $2.45M | <0.1% | History |
| Vectoiq Acquisition Corp II92244F208 | UNIT 99/99/9999 | 232,853 | $2.39M | <0.1% | – |
| WHDCactus, Inc. | CL A | 64,958 | $2.35M | <0.1% | History |
| Brookfield Ppty REIT Inc11282X103 | CL A | 121,925 | $2.30M | <0.1% | – |
| Interprivate III Financial P46064R205 | UNIT 99/99/9999 | 226,704 | $2.26M | <0.1% | – |
| Interprivate IV Infratech PR46064T201 | UNIT 03/05/2026 | 226,704 | $2.26M | <0.1% | – |
| Silverbox Engaged Merger Co82836L200 | UNIT 03/31/2028 | 221,775 | $2.22M | <0.1% | – |
| Social Leverage Acquisn Corp83363K201 | UNIT 99/99/9999 | 191,281 | $1.91M | <0.1% | – |
| RHIRobert Half Inc. | COM | 21,440 | $1.91M | <0.1% | History |
| Northern Genesis Acquisition66516U200 | UNIT 99/99/9999 | 182,173 | $1.91M | <0.1% | – |
| Atotech LtdG0625A105 | COM | 74,199 | $1.89M | <0.1% | – |
| 890 5th Ave Partners Inc28250A204 | UNIT 01/12/2026 | 170,028 | $1.74M | <0.1% | – |
| Interprivate II Acquisition46064Q207 | UNIT 99/99/9999 | 170,028 | $1.70M | <0.1% | – |
| FAST Acquisition Corp. II311874200 | UNIT 03/16/2026 | 153,025 | $1.53M | <0.1% | – |
| Climate Real Impact Slutins187171202 | UNIT 99/99/9999 | 148,774 | $1.51M | <0.1% | – |
| KGCKinross Gold Corp | COM | 236,882 | $1.50M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 17,600 | $1.45M | <0.1% | – |
| BBDBank Bradesco | SP ADR PFD NEW | 272,039 | $1.38M | <0.1% | History |
| ScION Tech Growth IIG31070124 | UNIT 99/99/9999 | 132,834 | $1.32M | <0.1% | – |
| ARRYArray Technologies, Inc. | COM SHS | 83,811 | $1.28M | <0.1% | History |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 127,521 | $1.27M | <0.1% | – |
| ACHRArcher Aviation Inc. | COM | 127,521 | $1.27M | <0.1% | History |
| OPAL Fuels Inc.G0R21B120 | UNIT 03/16/2028 | 125,402 | $1.26M | <0.1% | – |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 125,021 | $1.25M | <0.1% | – |
| Finserv Acquisition Corp. II31809Y202 | UNIT 02/17/2026 | 113,351 | $1.13M | <0.1% | – |
| DOOBRP Inc. | COM SUN VTG | 14,264 | $1.12M | <0.1% | History |
| Group Nine Acquisition Corp.39947R203 | UNIT 01/15/2026 | 102,017 | $1.02M | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 94,850 | $1.00M | <0.1% | – |
| RITMRithm Capital Corp. | REIT | 98,603 | $993.0K | <0.1% | History |
| MFICMidCap Financial Investment Corp | COM NEW | 68,714 | $938.0K | <0.1% | History |
| SAFMSanderson Farms Inc | COM | 4,928 | $926.0K | <0.1% | History |
| TCW Special Purpose Acqu Cor87301L205 | UNIT 99/99/9999 | 85,014 | $848.0K | <0.1% | – |
| Moringa Acquisition CorpG6S23K116 | UNIT 02/16/2026 | 85,014 | $847.0K | <0.1% | – |
| ONTFON24 Inc. | COM | 22,875 | $812.0K | <0.1% | History |
| Virgin Group Acquisit Corp IG9460K110 | UNIT 99/99/9999 | 80,777 | $809.0K | <0.1% | – |
| Brookfield Business PartnersG16234109 | UNIT LTD L P | 16,825 | $779.0K | <0.1% | – |
| FDUSFidus Investment Corp | COM | 41,223 | $701.0K | <0.1% | History |
| Qell Acquisition CorpG7307X121 | UNIT 10/01/2025 | 59,125 | $619.0K | <0.1% | – |
| CPRICapri Holdings Ltd | SHS | 13,033 | $612.0K | <0.1% | History |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 11,083 | $561.0K | <0.1% | – |
| Pershing Square Tontine Hldg71531R117 | *W EXP 07/24/202 | 81,163 | $512.0K | <0.1% | – |
| INNVInnovAge Holding Corp. | COM | 24,600 | $502.0K | <0.1% | History |
| Dada Nexus Ltd23344D108 | ADS | 17,000 | $493.0K | <0.1% | – |
| PCHPotlatchdeltic Corp | COM | 9,253 | $492.0K | <0.1% | History |
| Supernova Partners Acquisiti86846V207 | UNIT 99/99/9999 | 46,024 | $480.0K | <0.1% | – |
| ACIAlbertsons Companies, Inc. | COMMON STOCK | 22,707 | $412.0K | <0.1% | History |
| Reinvent Technology PartnersG7484L114 | UNIT 03/12/2026 | 39,237 | $396.0K | <0.1% | – |
| Grid Dynamics Hldgs Inc39813G117 | *W EXP 03/05/202 | 73,714 | $387.0K | <0.1% | – |
| PRVAPrivia Health Group, Inc. | COM | 8,400 | $373.0K | <0.1% | History |
| SFIXStitch Fix, Inc. | Stock | 6,282 | $357.0K | <0.1% | History |
| Exact Sciences Corp30063PAA3 | NOTE 1.000% 1/1 | – | $355.0K | <0.1% | – |
| SLQTSelectQuote, Inc. | COM | 24,049 | $351.0K | <0.1% | History |
| UTHRUnited Therapeutics Corp | COM | 2,171 | $348.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E149 | S&P SMLCP HELT | 1,780 | $345.0K | <0.1% | – |
| TCPCBlackRock TCP Capital Corp. | COM | 23,395 | $323.0K | <0.1% | History |
| CCNECNB Financial Corp | COM | 12,965 | $296.0K | <0.1% | History |
| CPERUnited States Commodity Index Funds Trust | CM REP COPP FD | 11,100 | $291.0K | <0.1% | History |
| ARK Innovation ETF00214Q104 | ETF | 2,183 | $285.0K | <0.1% | – |
| HRBH&R Block Inc | COM | 12,054 | $283.0K | <0.1% | History |
| STORStore Capital LLC | COM | 8,417 | $278.0K | <0.1% | History |
| SFStifel Financial Corp | COM | 4,279 | $277.0K | <0.1% | History |