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Livermore
Livermore
ZHEN

Neuberger Berman Group LLC

SEC CIK
0001465109
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,753
+4 vs. Q2 2021
Portfolio value
$114.4B
−$187.5M (−0.2%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Neuberger Berman Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
JAZZJazz Pharmaceuticals plcSHS USD2,016$243.0K<0.1%+16+0.8%AddedHistory
AVBAvalonbay Communities IncCOM2,167$243.0K<0.1%−91−4.0%ReducedHistory
MKLMarkel Group Inc.COM246$244.0K<0.1%+26+11.8%AddedHistory
KMPRKEMPER CorpCOM3,653$244.0K<0.1%−10−0.3%ReducedHistory
Wayfair Inc.94419LAB7NOTE 0.375% 9/0–$244.0K<0.1%–––
iShares Select Dividend ETF464287168ETF2,137$245.0K<0.1%−510−19.3%Reduced–
DHYUBS Asset Management High Yield Credit FundSH BEN INT99,580$246.0K<0.1%00.0%UnchangedHistory
SONSonoco Products CoCOM5,048$247.0K<0.1%−3,298−39.5%ReducedHistory
ALEAllete IncCOM NEW4,169$248.0K<0.1%00.0%UnchangedHistory
MCHPMicrochip Technology IncStock2,853$250.0K<0.1%−1,532−34.9%ReducedHistory
CRAICra International, Inc.COM2,532$252.0K<0.1%+9+0.4%AddedHistory
COTYCoty Inc.COM CL A35,486$252.0K<0.1%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,945$253.0K<0.1%00.0%Unchanged–
PHRPhreesia, Inc.COM4,095$253.0K<0.1%00.0%UnchangedHistory
YEXTYext, Inc.COM21,329$257.0K<0.1%00.0%UnchangedHistory
CCChemours CoStock8,970$259.0K<0.1%−751−7.7%ReducedHistory
iShares Inc464286772MSCI STH KOR ETF3,211$259.0K<0.1%+3,211New–
TFIITFI International Inc.COM2,000$259.0K<0.1%−12,722−86.4%ReducedHistory
ALLEAllegion plcORD SHS2,743$264.0K<0.1%+573+26.4%AddedHistory
iShares Tr464288877EAFE VALUE ETF5,189$264.0K<0.1%−842−14.0%Reduced–
HALHalliburton CoStock21,520$265.0K<0.1%+3,492+19.4%AddedHistory
Invesco Exchange Traded FD T46137V787BIOTECHNOLOGY3,535$265.0K<0.1%−415−10.5%Reduced–
LACLithium Americas Corp.COM NEW11,858$265.0K<0.1%+11,858NewHistory
iShares Tr464288323NEW YORK MUN ETF4,601$266.0K<0.1%−5,252−53.3%Reduced–
MTRNMATERION CorpCOM4,009$269.0K<0.1%−111−2.7%ReducedHistory
HXLHexcel CorpCOM5,453$270.0K<0.1%+40+0.7%AddedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF6,116$272.0K<0.1%00.0%Unchanged–
AUBAtlantic Union Bankshares CorpCOM8,317$272.0K<0.1%+969+13.2%AddedHistory
iShares Tr464287721U.S. TECH ETF2,697$273.0K<0.1%+197+7.9%Added–
Schwab US Aggregate Bond ETF808524839ETF5,043$274.0K<0.1%00.0%Unchanged–
STLSterling BancorpCOM11,017$275.0K<0.1%+1,030+10.3%AddedHistory
WKWorkiva IncCOM CL A1,956$276.0K<0.1%+4+0.2%AddedHistory
AQNAlgonquin Power & Utilities Corp.COM18,979$278.0K<0.1%−63−0.3%ReducedHistory
HWMHowmet Aerospace Inc.Stock11,102$280.0K<0.1%+1,868+20.2%AddedHistory
HBMHudbay Minerals Inc.COM44,948$280.0K<0.1%+23,019+105.0%AddedHistory
FRTFederal Realty Investment TrustSH BEN INT NEW2,457$280.0K<0.1%−31−1.2%ReducedHistory
SBRASabra Health Care REIT, Inc.REIT22,470$281.0K<0.1%+2,725+13.8%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF3,429$281.0K<0.1%00.0%Unchanged–
HPPHudson Pacific Properties, Inc.COM12,079$282.0K<0.1%+1,277+11.8%AddedHistory
HESHess CorpStock4,097$284.0K<0.1%−1,972−32.5%ReducedHistory
KBHKB HomeCOM7,464$285.0K<0.1%−145−1.9%ReducedHistory
MNRLMNRL Sub Inc.CL A COM15,044$285.0K<0.1%+209+1.4%AddedHistory
THRMGentherm IncCOM3,615$291.0K<0.1%+3,615NewHistory
CPRTCopart IncCOM2,814$294.0K<0.1%+397+16.4%AddedHistory
PNRPENTAIR plcSHS4,683$295.0K<0.1%+4,683NewHistory
iShares Tr464288448INTL SEL DIV ETF9,715$296.0K<0.1%−750−7.2%Reduced–
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,550$296.0K<0.1%00.0%UnchangedHistory
GPNGlobal Payments IncStock2,368$297.0K<0.1%−256−9.8%ReducedHistory
UFPIUfp Industries IncCOM4,381$297.0K<0.1%+718+19.6%AddedHistory
CHRDChord Energy CorpCOM NEW2,989$297.0K<0.1%00.0%UnchangedHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN19,316$297.0K<0.1%00.0%UnchangedHistory
CPKChesapeake Utilities CorpCOM2,490$298.0K<0.1%+17+0.7%AddedHistory
CLRContinental Resources, IncCOM7,788$298.0K<0.1%−1,926−19.8%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF2,029$300.0K<0.1%+39+2.0%Added–
State Street SPDR S&P Homebuilders ETF78464A888ETF4,200$301.0K<0.1%−150−3.4%Reduced–
NBIXNeurocrine Biosciences IncStock3,169$301.0K<0.1%+28+0.9%AddedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF4,383$302.0K<0.1%+191+4.6%Added–
MNROMonro, Inc.COM5,282$303.0K<0.1%−67−1.3%ReducedHistory
BWXTBWX Technologies, Inc.COM6,055$307.0K<0.1%−822−12.0%ReducedHistory
TRIPTripAdvisor, Inc.COM9,218$308.0K<0.1%+9,218NewHistory
GMEDGlobus Medical IncStock4,038$309.0K<0.1%+132+3.4%AddedHistory
CVCOCavco Industries, Inc.COM1,313$310.0K<0.1%−4−0.3%ReducedHistory
AUDCAudiocodes LtdORD9,524$310.0K<0.1%+50+0.5%AddedHistory
AANAaron's Company, Inc.COM11,628$311.0K<0.1%+72+0.6%AddedHistory
NVONovo Nordisk A SADR3,757$313.0K<0.1%+299+8.6%AddedHistory
TKRTimken CoCOM4,953$313.0K<0.1%−3,067−38.2%ReducedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS16,610$314.0K<0.1%−18,125−52.2%ReducedHistory
XELXcel Energy IncStock6,812$316.0K<0.1%−3,419−33.4%ReducedHistory
Healthpeak Properties, Inc.71943U104COM17,972$316.0K<0.1%−55−0.3%Reduced–
HEHawaiian Electric Industries IncCOM7,154$318.0K<0.1%+47+0.7%AddedHistory
MGPIMGP Ingredients IncCOM4,913$319.0K<0.1%+25+0.5%AddedHistory
GNLGlobal Net Lease, Inc.COM NEW20,034$320.0K<0.1%+34+0.2%AddedHistory
AGMFederal Agricultural Mortgage CorpCL C2,954$320.0K<0.1%+72+2.5%AddedHistory
DJCODaily Journal CorpCOM1,000$320.0K<0.1%00.0%UnchangedHistory
GRWGGrowGeneration Corp.COM13,000$321.0K<0.1%00.0%UnchangedHistory
LADRLadder Capital CorpCL A29,249$323.0K<0.1%−395−1.3%ReducedHistory
RBARB Global Inc.COM5,260$324.0K<0.1%−14,865−73.9%ReducedHistory
AHCOAdaptHealth Corp.COMMON STOCK14,000$326.0K<0.1%−400−2.8%ReducedHistory
EHTHeHealth, Inc.COM9,100$326.0K<0.1%+898+10.9%AddedHistory
FWONALiberty Media CorpCOM SER A FRMLA6,967$326.0K<0.1%−164−2.3%ReducedHistory
CNSCohen & Steers, Inc.COM3,899$327.0K<0.1%−17−0.4%ReducedHistory
PIPRPiper Sandler CompaniesCOM2,373$328.0K<0.1%+39+1.7%AddedHistory
U.S. Global Jets ETF26922A842ETF13,914$329.0K<0.1%+4,315+45.0%Added–
MANTMantech International CorpCL A4,346$329.0K<0.1%−61−1.4%ReducedHistory
Vanguard Utilities ETF92204A876ETF2,370$330.0K<0.1%00.0%Unchanged–
TRINTrinity Capital Inc.COM20,500$330.0K<0.1%−300−1.4%ReducedHistory
SLABSilicon Laboratories Inc.Stock2,358$331.0K<0.1%+47+2.0%AddedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF5,064$332.0K<0.1%+100+2.0%Added–
IOIon Geophysical CorpCOM NEW251,212$334.0K<0.1%−12,631−4.8%ReducedHistory
ProShares Tr74347B201PSHS ULTSH 20YRS18,228$334.0K<0.1%+18,228New–
VODVodafone Group Public Ltd CoADR21,743$335.0K<0.1%+3,737+20.8%AddedHistory
YAlleghany CorpCOM538$336.0K<0.1%−84−13.5%ReducedHistory
DBTXDecibel Therapeutics, Inc.COM43,535$336.0K<0.1%+185+0.4%AddedHistory
UNFUnifirst CorpCOM1,708$338.0K<0.1%−148−8.0%ReducedHistory
JVACoffee Holding Co IncCOM74,200$338.0K<0.1%−14,650−16.5%ReducedHistory
HOMBHome Bancshares IncCOM14,421$340.0K<0.1%+20+0.1%AddedHistory
PNWPinnacle West Capital CorpCOM4,885$341.0K<0.1%−15,977−76.6%ReducedHistory
DNMRDanimer Scientific, Inc.COM CL A20,928$342.0K<0.1%−10,435−33.3%ReducedHistory
CNXCNX Resources CorpCOM27,374$343.0K<0.1%+14,692+115.8%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF3,330$344.0K<0.1%−5,666−63.0%Reduced–

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Neuberger Berman Group LLC in Q3 2021
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$801.0K$292.0K
RKLBRocket Lab CorpCOM$1.07M–
APOApollo Global Management, Inc.COM CL A–$1.00M
XLNXXilinx IncCOM$976.0K–
SPYSPDR S&P 500 ETF TrustETF$230.0K–

Sold out since Q2 2021 (130)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 130 by value last quarter.

Positions of Neuberger Berman Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ALXNAlexion Pharmaceuticals, Inc.COM769,228$141.2M0.1%History
PDDPDD Holdings Inc.SPONSORED ADS647,476$82.2M0.1%History
BWABorgwarner IncCOM1,206,950$58.6M0.1%History
RRCRange Resources CorpCOM2,813,884$47.1M<0.1%History
MXIMMaxim Integrated Products IncCOM388,032$40.9M<0.1%History
MOMOHello Group Inc.ADR1,904,769$29.2M<0.1%History
BILIBilibili Inc.SPONS ADS REP Z223,579$27.2M<0.1%History
WORKSlack Technologies, Inc.COM CL A523,226$23.2M<0.1%History
QTWOQ2 Holdings, Inc.COM209,401$21.5M<0.1%History
RXTRackspace Technology, Inc.COM975,751$19.2M<0.1%History
Chindata Group Hldgs Ltd16955F107ADS1,220,287$18.4M<0.1%–
SNVSynovus Financial CorpCOM NEW407,945$17.9M<0.1%History
NAVNavistar International CorpCOM397,537$17.7M<0.1%History
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$13.8M<0.1%–
GAPGap IncCOM401,301$13.4M<0.1%History
FLFoot Locker, Inc.COM213,435$13.2M<0.1%History
PFPTProofpoint IncCOM75,575$13.1M<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS928,492$9.25M<0.1%–
DOCSDoximity, Inc.CL A157,500$9.17M<0.1%History
LMNXLuminex CorpCOM223,331$7.93M<0.1%History
GRAW R Grace & CoCOM102,527$7.08M<0.1%History
RGENRepligen CorpCOM35,172$6.96M<0.1%History
CDLXCardlytics, Inc.COM44,897$5.69M<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN234,126$4.45M<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/9999425,069$4.25M<0.1%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/2026386,155$4.17M<0.1%–
PARPar Technology CorpCOM56,074$3.92M<0.1%History
LASRNlight, Inc.COM106,788$3.87M<0.1%History
VERIVeritone, Inc.COM182,015$3.58M<0.1%History
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999357,058$3.57M<0.1%–
MRTXMirati Therapeutics, Inc.COM20,257$3.27M<0.1%History
MTORMeritor, Inc.COM132,952$3.11M<0.1%History
Fireeye Inc31816QAD3NOTE 1.625% 6/0–$2.98M<0.1%–
SPTSprout Social, Inc.COM CL A33,342$2.98M<0.1%History
Splunk Inc848637AF1NOTE 1.125% 6/1–$2.91M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026292,605$2.91M<0.1%–
Ion Acquisition Corp 2 LtdG49393120UNIT 99/99/9999255,041$2.57M<0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028250,804$2.51M<0.1%–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$2.51M<0.1%–
COLLCollegium Pharmaceutical, IncCOM103,933$2.45M<0.1%History
Vectoiq Acquisition Corp II92244F208UNIT 99/99/9999232,853$2.39M<0.1%–
WHDCactus, Inc.CL A64,958$2.35M<0.1%History
Brookfield Ppty REIT Inc11282X103CL A121,925$2.30M<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/9999226,704$2.26M<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/2026226,704$2.26M<0.1%–
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028221,775$2.22M<0.1%–
Social Leverage Acquisn Corp83363K201UNIT 99/99/9999191,281$1.91M<0.1%–
RHIRobert Half Inc.COM21,440$1.91M<0.1%History
Northern Genesis Acquisition66516U200UNIT 99/99/9999182,173$1.91M<0.1%–
Atotech LtdG0625A105COM74,199$1.89M<0.1%–
890 5th Ave Partners Inc28250A204UNIT 01/12/2026170,028$1.74M<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/9999170,028$1.70M<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/2026153,025$1.53M<0.1%–
Climate Real Impact Slutins187171202UNIT 99/99/9999148,774$1.51M<0.1%–
KGCKinross Gold CorpCOM236,882$1.50M<0.1%History
iShares Tr46429B671MSCI CHINA ETF17,600$1.45M<0.1%–
BBDBank BradescoSP ADR PFD NEW272,039$1.38M<0.1%History
ScION Tech Growth IIG31070124UNIT 99/99/9999132,834$1.32M<0.1%–
ARRYArray Technologies, Inc.COM SHS83,811$1.28M<0.1%History
LGL Sys Acquisition Corp50201G106COM CL A127,521$1.27M<0.1%–
ACHRArcher Aviation Inc.COM127,521$1.27M<0.1%History
OPAL Fuels Inc.G0R21B120UNIT 03/16/2028125,402$1.26M<0.1%–
Churchill Capital Corp VII17144M201UNIT 99/99/9999125,021$1.25M<0.1%–
Finserv Acquisition Corp. II31809Y202UNIT 02/17/2026113,351$1.13M<0.1%–
DOOBRP Inc.COM SUN VTG14,264$1.12M<0.1%History
Group Nine Acquisition Corp.39947R203UNIT 01/15/2026102,017$1.02M<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202694,850$1.00M<0.1%–
RITMRithm Capital Corp.REIT98,603$993.0K<0.1%History
MFICMidCap Financial Investment CorpCOM NEW68,714$938.0K<0.1%History
SAFMSanderson Farms IncCOM4,928$926.0K<0.1%History
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/999985,014$848.0K<0.1%–
Moringa Acquisition CorpG6S23K116UNIT 02/16/202685,014$847.0K<0.1%–
ONTFON24 Inc.COM22,875$812.0K<0.1%History
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/999980,777$809.0K<0.1%–
Brookfield Business PartnersG16234109UNIT LTD L P16,825$779.0K<0.1%–
FDUSFidus Investment CorpCOM41,223$701.0K<0.1%History
Qell Acquisition CorpG7307X121UNIT 10/01/202559,125$619.0K<0.1%–
CPRICapri Holdings LtdSHS13,033$612.0K<0.1%History
International FLAVORS&FRAGRA459506309UNIT 09/15/202111,083$561.0K<0.1%–
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20281,163$512.0K<0.1%–
INNVInnovAge Holding Corp.COM24,600$502.0K<0.1%History
Dada Nexus Ltd23344D108ADS17,000$493.0K<0.1%–
PCHPotlatchdeltic CorpCOM9,253$492.0K<0.1%History
Supernova Partners Acquisiti86846V207UNIT 99/99/999946,024$480.0K<0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK22,707$412.0K<0.1%History
Reinvent Technology PartnersG7484L114UNIT 03/12/202639,237$396.0K<0.1%–
Grid Dynamics Hldgs Inc39813G117*W EXP 03/05/20273,714$387.0K<0.1%–
PRVAPrivia Health Group, Inc.COM8,400$373.0K<0.1%History
SFIXStitch Fix, Inc.Stock6,282$357.0K<0.1%History
Exact Sciences Corp30063PAA3NOTE 1.000% 1/1–$355.0K<0.1%–
SLQTSelectQuote, Inc.COM24,049$351.0K<0.1%History
UTHRUnited Therapeutics CorpCOM2,171$348.0K<0.1%History
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT1,780$345.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM23,395$323.0K<0.1%History
CCNECNB Financial CorpCOM12,965$296.0K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD11,100$291.0K<0.1%History
ARK Innovation ETF00214Q104ETF2,183$285.0K<0.1%–
HRBH&R Block IncCOM12,054$283.0K<0.1%History
STORStore Capital LLCCOM8,417$278.0K<0.1%History
SFStifel Financial CorpCOM4,279$277.0K<0.1%History