Neuberger Berman Group LLC
- SEC CIK
- 0001465109
- Latest filing
- Aug 13, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 13, 2021. Long positions only.
- Positions
- 1,747
- No 13F data for Q4 2020
- Portfolio value
- $104.7B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Atlantic Power Corp04878Q863 | COM NEW | 21,609 | $6.00K | <0.1% | – | – | – |
| Tailwind Acquisition Corp87403Q110 | *W EXP 09/07/202 | 10,000 | $10.0K | <0.1% | – | – | – |
| Empower LtdG3R39W110 | *W EXP 11/30/202 | 10,000 | $12.0K | <0.1% | – | – | – |
| TELLTellurian Inc. | COM | 11,696 | $27.0K | <0.1% | – | – | History |
| GALTGalectin Therapeutics Inc | COM NEW | 13,614 | $30.0K | <0.1% | – | – | History |
| KOSKosmos Energy Ltd. | COM | 18,913 | $52.0K | <0.1% | – | – | History |
| VATEINNOVATE Corp. | COM | 15,000 | $59.0K | <0.1% | – | – | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 12,968 | $60.0K | <0.1% | – | – | – |
| Ion Acquisition Corp 1 LtdG49392114 | *W EXP 10/05/202 | 30,100 | $68.0K | <0.1% | – | – | – |
| XPLSolitario Resources Corp. | COM | 87,056 | $72.0K | <0.1% | – | – | History |
| UAVSAgEagle Aerial Systems Inc. | COM | 12,018 | $75.0K | <0.1% | – | – | History |
| Switchback II CorpG8633T107 | *W EXP 01/07/202 | 38,322 | $76.0K | <0.1% | – | – | – |
| Two Harbors Investment Corp.90187B408 | COM NEW | 13,145 | $88.0K | <0.1% | – | – | – |
| ARLPAlliance Resource Partners LP | Stock | 15,563 | $90.0K | <0.1% | – | – | History |
| CLSCelestica Inc | SUB VTG SHS | 10,851 | $91.0K | <0.1% | – | – | History |
| Epiphany Technology Acquisit29429X117 | *W EXP 01/12/202 | 125,000 | $104.0K | <0.1% | – | – | – |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 12,624 | $107.0K | <0.1% | – | – | History |
| KKR Real Estate Fin Tr Inc48251KAB6 | NOTE 6.125% 5/1 | – | $107.0K | <0.1% | – | – | – |
| Marquee Raine Acquisition CoG58442123 | *W EXP 12/01/202 | 85,987 | $107.0K | <0.1% | – | – | – |
| iShares S&P 500 Value ETF464287408 | ETF | 17,977 | $109.0K | <0.1% | – | – | – |
| PRTYParty City Holdco Inc. | COM | 20,760 | $120.0K | <0.1% | – | – | History |
| UTIUniversal Technical Institute Inc | COM | 20,700 | $121.0K | <0.1% | – | – | History |
| NOVNOV Inc. | COM | 10,096 | $122.0K | <0.1% | – | – | History |
| MOTSMotus GI Holdings, Inc. | COM | 101,586 | $123.0K | <0.1% | – | – | History |
| Senior Connect Acquisitn Cor81723H116 | *W EXP 12/31/202 | 174,620 | $124.0K | <0.1% | – | – | – |
| DHYUBS Asset Management High Yield Credit Fund | SH BEN INT | 52,580 | $127.0K | <0.1% | – | – | History |
| BM Technologies, Inc.05591L115 | *W EXP 01/04/202 | 63,355 | $127.0K | <0.1% | – | – | – |
| CEMIChembio Diagnostics, Inc. | COM NEW | 37,500 | $132.0K | <0.1% | – | – | History |
| FNBFNB Corp | COM | 12,075 | $140.0K | <0.1% | – | – | History |
| PRETQPennsylvania Real Estate Investment Trust | SH BEN INT | 73,436 | $141.0K | <0.1% | – | – | History |
| VRRMVerra Mobility Corp | CL A COM STK | 11,344 | $147.0K | <0.1% | – | – | History |
| MROMarathon Oil Corp | COM | 17,852 | $147.0K | <0.1% | – | – | History |
| BRMKBroadmark Realty Capital Inc. | COM | 14,165 | $148.0K | <0.1% | – | – | History |
| GELGenesis Energy LP | UNIT LTD PARTN | 16,000 | $149.0K | <0.1% | – | – | History |
| DPCM Cap Inc23344P119 | *W EXP 10/14/202 | 121,124 | $151.0K | <0.1% | – | – | – |
| INOInovio Pharmaceuticals, Inc. | COM NEW | 16,887 | $156.0K | <0.1% | – | – | History |
| Vesper Healthcare Acqstn Cor92538T104 | COM CL A | 14,896 | $161.0K | <0.1% | – | – | – |
| BDNBrandywine Realty Trust | SH BEN INT NEW | 12,695 | $164.0K | <0.1% | – | – | History |
| NRONeuberger Real Estate Securities Income Fund Inc | COM | 37,649 | $172.0K | <0.1% | – | – | History |
| CNXCNX Resources Corp | COM | 11,852 | $174.0K | <0.1% | – | – | History |
| INNSummit Hotel Properties, Inc. | COM | 17,903 | $177.0K | <0.1% | – | – | History |
| BURBurford Capital Ltd | ORD SHS | 19,813 | $178.0K | <0.1% | – | – | History |
| AMRNAmarin Corp PLC | SPONS ADR NEW | 28,754 | $179.0K | <0.1% | – | – | History |
| SVF Investment Corp. 2G8601M100 | CL A SHS | 18,000 | $182.0K | <0.1% | – | – | – |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 14,605 | $190.0K | <0.1% | – | – | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 16,958 | $199.0K | <0.1% | – | – | History |
| IAInnovative Solutions & Support Inc | COM | 31,450 | $199.0K | <0.1% | – | – | History |
| MILEMetromile, LLC | COM | 19,385 | $199.0K | <0.1% | – | – | History |
| MLKNMillerknoll, Inc. | COM | 4,869 | $200.0K | <0.1% | – | – | History |
| LOPEGrand Canyon Education, Inc. | COM | 1,958 | $200.0K | <0.1% | – | – | History |
| MANManpowerGroup Inc. | COM | 2,045 | $202.0K | <0.1% | – | – | History |
| AIVApartment Investment & Management Co | CL A | 33,068 | $203.0K | <0.1% | – | – | History |
| BBCPConcrete Pumping Holdings, Inc. | COM | 27,938 | $207.0K | <0.1% | – | – | History |
| Starwood Ppty Tr Inc85571BAH8 | NOTE 4.375% 4/0 | – | $208.0K | <0.1% | – | – | – |
| ENREnergizer Holdings, Inc. | COM | 4,414 | $209.0K | <0.1% | – | – | History |
| NVECNve Corp | COM NEW | 2,978 | $209.0K | <0.1% | – | – | History |
| PHRPhreesia, Inc. | COM | 4,025 | $210.0K | <0.1% | – | – | History |
| SAFESafehold Inc. | COM | 3,009 | $211.0K | <0.1% | – | – | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 11,634 | $212.0K | <0.1% | – | – | History |
| MLPBUBS AG | ETRACS ALER MLP | 15,000 | $212.0K | <0.1% | – | – | History |
| iShares Tr464288752 | US HOME CONS ETF | 3,140 | $213.0K | <0.1% | – | – | – |
| ACCDAccolade, Inc. | COM | 4,700 | $213.0K | <0.1% | – | – | History |
| ITGRInteger Holdings Corp | COM | 2,340 | $215.0K | <0.1% | – | – | History |
| HBMHudbay Minerals Inc. | COM | 31,454 | $215.0K | <0.1% | – | – | History |
| ELANElanco Animal Health Inc | COM | 7,296 | $215.0K | <0.1% | – | – | History |
| MNRLMNRL Sub Inc. | CL A COM | 14,835 | $215.0K | <0.1% | – | – | History |
| iShares Tr464287721 | U.S. TECH ETF | 2,476 | $217.0K | <0.1% | – | – | – |
| AQUAEvoqua Water Technologies Corp. | COM | 8,265 | $217.0K | <0.1% | – | – | History |
| IDCCInterDigital, Inc. | COM | 3,430 | $218.0K | <0.1% | – | – | History |
| SLViShares Silver Trust | ETF | 9,664 | $219.0K | <0.1% | – | – | History |
| FMSFresenius Medical Care AG | SPONSORED ADR | 5,944 | $219.0K | <0.1% | – | – | History |
| CPRTCopart Inc | COM | 2,560 | $219.0K | <0.1% | – | – | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 25,000 | $220.0K | <0.1% | – | – | History |
| ABRArbor Realty Trust Inc | COM | 13,817 | $220.0K | <0.1% | – | – | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 4,469 | $221.0K | <0.1% | – | – | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 3,267 | $224.0K | <0.1% | – | – | – |
| iShares Inc46434G848 | MSCI GBL ETF NEW | 5,318 | $224.0K | <0.1% | – | – | – |
| iShares Tr464287150 | CORE S&P TTL STK | 2,457 | $225.0K | <0.1% | – | – | – |
| KMPRKEMPER Corp | COM | 2,819 | $225.0K | <0.1% | – | – | History |
| AMWLAmerican Well Corp | CL A | 13,005 | $226.0K | <0.1% | – | – | History |
| CRISCuris Inc | COM NEW | 20,000 | $226.0K | <0.1% | – | – | History |
| GMEDGlobus Medical Inc | Stock | 3,697 | $228.0K | <0.1% | – | – | History |
| PORPortland General Electric Co | COM NEW | 5,038 | $228.0K | <0.1% | – | – | History |
| NVONovo Nordisk A S | ADR | 3,466 | $229.0K | <0.1% | – | – | History |
| IVACIntevac Inc | COM | 32,400 | $232.0K | <0.1% | – | – | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,945 | $233.0K | <0.1% | – | – | – |
| HPPHudson Pacific Properties, Inc. | COM | 8,622 | $234.0K | <0.1% | – | – | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 11,670 | $235.0K | <0.1% | – | – | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 5,965 | $236.0K | <0.1% | – | – | – |
| GOOSCanada Goose Holdings Inc. | SHS SUB VTG | 6,318 | $236.0K | <0.1% | – | – | History |
| Caesars Entertainment, Inc.127686AA1 | NOTE 5.000%10/0 | – | $238.0K | <0.1% | – | – | – |
| SFIXStitch Fix, Inc. | Stock | 5,351 | $239.0K | <0.1% | – | – | History |
| IVZInvesco Ltd. | Stock | 10,473 | $242.0K | <0.1% | – | – | History |
| iShares Russell Midcap ETF464287499 | ETF | 3,263 | $242.0K | <0.1% | – | – | – |
| MKLMarkel Group Inc. | COM | 221 | $242.0K | <0.1% | – | – | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 7,715 | $243.0K | <0.1% | – | – | – |
| MTGMgic Investment Corp | COM | 18,076 | $244.0K | <0.1% | – | – | History |
| CLRContinental Resources, Inc | COM | 10,120 | $246.0K | <0.1% | – | – | History |
| SONSonoco Products Co | COM | 3,926 | $248.0K | <0.1% | – | – | History |
| PIPRPiper Sandler Companies | COM | 2,261 | $248.0K | <0.1% | – | – | History |
Options (11)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BXBlackstone Inc. | COM | – | $2.48M |
| TPRTapestry, Inc. | COM | – | $2.42M |
| DLTRDollar Tree, Inc. | COM | – | $1.53M |
| ORLYO Reilly Automotive Inc | Stock | – | $1.48M |
| SUMOSumo Logic, Inc. | COM | – | $1.11M |
| iShares Russell 2000 ETF464287655 | ETF | $653.0K | – |
| UAAUnder Armour, Inc. | Stock | – | $397.0K |
| LWLamb Weston Holdings, Inc. | Stock | – | $297.0K |
| SPDR Series Trust78464A789 | ST STR SP INS | – | $260.0K |
| EBAYeBay Inc | COM | – | $226.0K |
| TJXTJX Companies Inc | Stock | – | $208.0K |