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Livermore
Livermore
ZHEN

HighTower Advisors, LLC

SEC CIK
0001462245
Latest filing
Aug 25, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed May 5, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
3,790
+152 vs. Q4 2025
Portfolio value
$94.2B
+$2.78B (+3.0%) vs. Q4 2025
Filed
May 5, 2026
SEC
Holdings of HighTower Advisors, LLC in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
TBITrueBlue, Inc.COM14,687$57.4K<0.1%−960−6.1%ReducedHistory
TIITitan Mining CorpCOM SHS NEW20,120$59.8K<0.1%+2,795+16.1%AddedHistory
SMRTSmartRent, Inc.COM CL A40,082$60.1K<0.1%+242+0.6%AddedHistory
BGSB&G Foods, Inc.COM12,705$61.1K<0.1%+12,705NewHistory
BAKBraskem SASP ADR PFD A16,868$61.7K<0.1%+16,868NewHistory
MINEMayfair Gold Corp.COM NEW20,000$61.9K<0.1%+20,000NewHistory
CMUMFS High Yield Municipal TrustSH BEN INT17,365$62.2K<0.1%+17,365NewHistory
GAUGaliano Gold Inc.COM25,010$62.8K<0.1%00.0%UnchangedHistory
TTRXTurn Therapeutics Inc.COM19,684$63.0K<0.1%00.0%UnchangedHistory
GLOClough Global Opportunities FundSH BEN INT11,652$64.9K<0.1%−2,749−19.1%ReducedHistory
DYAIDyadic International IncCOM79,469$65.2K<0.1%00.0%UnchangedHistory
EDFVirtus Stone Harbor Emerging Markets Income FundCOM13,652$65.3K<0.1%+13,652NewHistory
BDNBrandywine Realty TrustSH BEN INT NEW24,118$65.4K<0.1%+6,056+33.5%AddedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT12,327$65.6K<0.1%−449−3.5%ReducedHistory
YALAYalla Group LtdADS10,889$67.8K<0.1%+10,889NewHistory
GUTGabelli Utility TrustCOM11,350$68.7K<0.1%−1,956−14.7%ReducedHistory
SXCSunCoke Energy, Inc.COM10,548$68.7K<0.1%−12,219−53.7%ReducedHistory
ASMAvino Silver & Gold Mines LtdCOM10,957$69.2K<0.1%+10,957NewHistory
IRWDIronwood Pharmaceuticals IncCOM CL A19,920$69.9K<0.1%+3,770+23.3%AddedHistory
HTZHertz Global Holdings, IncCOM NEW15,717$72.5K<0.1%−6,487−29.2%ReducedHistory
RXRXRecursion Pharmaceuticals, Inc.CL A23,679$72.7K<0.1%−2,349−9.0%ReducedHistory
UGUnited Guardian IncCOM11,000$72.9K<0.1%00.0%UnchangedHistory
ATOMAtomera IncCOM19,371$73.8K<0.1%+19,371NewHistory
BFLYButterfly Network, Inc.COM CL A18,320$74.0K<0.1%−2,983−14.0%ReducedHistory
DMACDiaMedica Therapeutics Inc.COM NEW10,999$74.5K<0.1%+10,999NewHistory
TDOCTeladoc Health, Inc.COM13,915$75.8K<0.1%−4,732−25.4%ReducedHistory
RRRichtech Robotics Inc.CL B36,911$77.1K<0.1%+6,567+21.6%AddedHistory
OBIOOrchestra BioMed Holdings, Inc.COM18,275$77.7K<0.1%00.0%UnchangedHistory
VVRInvesco Senior Income TrustCOM24,625$79.3K<0.1%−34,645−58.5%ReducedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM10,430$80.1K<0.1%−4,223−28.8%ReducedHistory
ASGLiberty All Star Growth Fund Inc.COM17,010$80.8K<0.1%−3,384−16.6%ReducedHistory
UDMYUdemy, Inc.COM17,622$81.4K<0.1%+1,842+11.7%AddedHistory
WESTWestrock Coffee CoCOM19,400$82.5K<0.1%+219+1.1%AddedHistory
SLIStandard Lithium Ltd.COM24,232$82.6K<0.1%00.0%UnchangedHistory
CATXPerspective Therapeutics, Inc.COM NEW20,027$83.5K<0.1%−16,855−45.7%ReducedHistory
RMTIRockwell Medical, Inc.COM NEW93,524$83.5K<0.1%00.0%UnchangedHistory
SERVServe Robotics Inc.COM10,016$84.5K<0.1%−1,492−13.0%ReducedHistory
SERASera Prognostics, Inc.CLASS A COM42,234$85.7K<0.1%00.0%UnchangedHistory
DHFBNY Mellon High Yield Strategies FundSH BEN INT35,768$87.3K<0.1%−5,551−13.4%ReducedHistory
PCQPIMCO California Municipal Income FundCOM10,566$90.6K<0.1%+9+0.1%AddedHistory
TMCTMC the metals Co Inc.COM19,506$91.1K<0.1%−22,546−53.6%ReducedHistory
CXMSprinklr, Inc.CL A15,221$91.3K<0.1%+15,221NewHistory
THMInternational Tower Hill Mines LtdCOM40,000$92.0K<0.1%00.0%UnchangedHistory
FENCFennec Pharmaceuticals Inc.COM14,960$92.0K<0.1%−40−0.3%ReducedHistory
WIAWestern Asset Inflation-Linked Income FundCOM SH BEN INT11,476$92.7K<0.1%−1,834−13.8%ReducedHistory
FRMIFermi Inc.COM15,906$92.9K<0.1%+4,075+34.4%AddedHistory
XXITwenty One Capital, Inc.COM SHS CL A14,530$93.0K<0.1%+2,444+20.2%AddedHistory
INVInnventure, Inc.COM24,121$94.3K<0.1%+11,605+92.7%AddedHistory
MCWMister Car Wash, Inc.COM13,560$94.5K<0.1%+1,693+14.3%AddedHistory
CRMLCritical Metals Corp.PUBCO ORD SHS12,060$95.8K<0.1%+12,060NewHistory
RCReady Capital CorpCOM59,123$95.8K<0.1%+1,418+2.5%AddedHistory
MLCOMelco Resorts & Entertainment LTDADR16,969$96.4K<0.1%−2,797−14.2%ReducedHistory
VGIVirtus Global Multi-Sector Income FundCOM13,385$98.8K<0.1%00.0%UnchangedHistory
CNTYCentury Casinos IncCOM72,992$101.5K<0.1%+72,992NewHistory
BBAIBigBear.ai Holdings, Inc.COM28,881$101.7K<0.1%−18,335−38.8%ReducedHistory
UNITUniti Group Inc.COM SHS10,868$101.9K<0.1%+10,868NewHistory
EHEHang Holdings LtdADS10,583$102.8K<0.1%00.0%UnchangedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM13,509$103.6K<0.1%−16,197−54.5%ReducedHistory
MNKDMannkind CorpCOM NEW42,489$104.1K<0.1%−785−1.8%ReducedHistory
HUYAHUYA Inc.ADS REP SHS A31,605$104.3K<0.1%−671−2.1%ReducedHistory
ASSTStrive, Inc.CL A COM10,441$104.6K<0.1%+10,441NewHistory
CIONCION Investment CorpCOM15,416$105.4K<0.1%−1,934−11.1%ReducedHistory
IHSIHS Holding LtdORD SHS12,951$106.6K<0.1%00.0%UnchangedHistory
RLAYRelay Therapeutics, Inc.COM10,738$106.8K<0.1%+10,738NewHistory
ANIXAnixa Biosciences IncCOM41,550$107.2K<0.1%+400+1.0%AddedHistory
AFCGAdvanced Flower Capital Inc.COM38,120$107.5K<0.1%+10,429+37.7%AddedHistory
MFMAberdeen Municipal Income FundSH BEN INT20,017$107.9K<0.1%−12,410−38.3%ReducedHistory
SGCSuperior Group of Companies, Inc.COM10,705$108.8K<0.1%−92−0.9%ReducedHistory
PNNTPennantpark Investment CorpCOM24,310$109.2K<0.1%+60+0.2%AddedHistory
CRD.ACrawford & CoCL A10,999$109.7K<0.1%−1,140−9.4%ReducedHistory
UAUnder Armour, Inc.CL C18,952$109.7K<0.1%+1,726+10.0%AddedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF20,718$111.0K<0.1%+20,718NewHistory
BTZBlackRock Credit Allocation Income TrustCOM11,018$111.3K<0.1%+11,018NewHistory
NAVINavient CorpCOM13,619$111.4K<0.1%+13,619NewHistory
FWRGFirst Watch Restaurant Group, Inc.COM10,684$112.0K<0.1%+10,684NewHistory
UAAUnder Armour, Inc.Stock19,073$112.7K<0.1%+19,073NewHistory
ELMEElme CommunitiesSH BEN INT56,250$113.1K<0.1%+28,686+104.1%AddedHistory
GDRXGoodRx Holdings, Inc.COM CL A57,844$113.4K<0.1%+1,715+3.1%AddedHistory
HOPEHope Bancorp IncCOM10,244$114.4K<0.1%+10,244NewHistory
KTFDWS Municipal Income TrustCOM12,586$114.5K<0.1%00.0%UnchangedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM10,426$114.9K<0.1%00.0%UnchangedHistory
DGXXDigi Power X Inc.COM SUB VTG56,792$115.3K<0.1%+25,405+80.9%AddedHistory
LIQTLiqtech International IncCOM60,432$115.4K<0.1%00.0%UnchangedHistory
STLAStellantis N.V.SHS16,290$115.5K<0.1%−284−1.7%ReducedHistory
BORRBorr Drilling LtdSHS20,255$116.9K<0.1%−14,383−41.5%ReducedHistory
GRFSGrifols SASP ADR REP B NVT14,604$117.1K<0.1%+291+2.0%AddedHistory
QUBTQuantum Computing Inc.COM17,178$117.7K<0.1%−8,425−32.9%ReducedHistory
PHKPIMCO High Income FundCOM SHS25,538$118.2K<0.1%+10,752+72.7%AddedHistory
SGHCSuper Group (SGHC) LtdORD SHS10,961$118.4K<0.1%+10,961NewHistory
IQIInvesco Quality Municipal Income TrustCOM12,392$119.2K<0.1%−2,492−16.7%ReducedHistory
ELTXElicio Therapeutics, Inc.COM11,166$119.4K<0.1%−20−0.2%ReducedHistory
KODKEastman Kodak CoCOM NEW13,328$120.6K<0.1%+2,818+26.8%AddedHistory
NUVBNuvation Bio Inc.COM CL A28,198$121.0K<0.1%+5,741+25.6%AddedHistory
VKQInvesco Municipal TrustCOM12,793$121.8K<0.1%+1,051+9.0%AddedHistory
TKCTurkcell Iletisim Hizmetleri A SSPON ADR NEW20,251$122.1K<0.1%+8,356+70.2%AddedHistory
UWMCUWM Holdings CorpCOM CL A33,750$122.2K<0.1%+33,750NewHistory
BHKBlackRock Core Bond TrustSHS BEN INT13,377$122.5K<0.1%−730−5.2%ReducedHistory
PRGOPERRIGO Co plcSHS11,511$123.6K<0.1%−2,801−19.6%ReducedHistory
PMMFranklin Managed Municipal Income TrustCOM20,201$124.2K<0.1%−14,725−42.2%ReducedHistory
BLMNBloomin' Brands, Inc.COM23,036$124.4K<0.1%+23,036NewHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of HighTower Advisors, LLC in Q1 2026
SecurityClassPutsCalls
Global X FDS37954Y483NASDAQ 100 COVER–$2.11M
Global X FDS37954Y475S&P 500 COVERED–$247.4K
Global X FDS37954Y459RUSSELL 2000–$57.1K
Global X FDS37960A859DOW 30 CO CA ETF–$25.3K
SLVOCredit Suisse AGETRA SILV SHS CO–$10.7K
Amplify ETF Tr032108433SILJ COVERED CAL–$3.39K

Sold out since Q4 2025 (192)

Positions held at the end of Q4 2025 that are gone from this filing.

The largest 100 of 192 by value last quarter.

Positions of HighTower Advisors, LLC sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
EXASExact Sciences CorpCOM1,227,761$124.7M0.1%History
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT639,183$34.5M<0.1%–
Invesco Exchange Traded FD T46137V696DYNMC MEDIA413,647$24.6M<0.1%–
BXMXNuveen S&P 500 BuyWrite Income FundCOM688,353$10.1M<0.1%History
BNY Mellon Concentrated International ETF09661T834ETP156,015$8.05M<0.1%–
Harbor ETF Trust41151J828LONG SHO EQU ETF179,124$4.94M<0.1%–
ETF Opportunities Trust26923Q697OPPORTUNISTIC TR202,518$4.46M<0.1%–
Cyberark Software LtdM2682V108SHS8,279$3.69M<0.1%–
CMAComerica IncCOM41,133$3.58M<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF33,606$3.25M<0.1%–
ProShares Tr74347G234NASDAQ 100 HIGH66,855$2.97M<0.1%–
STEPStepStone Group Inc.COM CL A44,573$2.86M<0.1%History
Series Portfolios Tr81752T528ELDRIDGE BBB B106,885$2.83M<0.1%–
NPACNew Providence Acquisition Corp. III/CaymanCOM244,121$2.50M<0.1%History
CADECadence BancorporationEQUITY US CM53,715$2.30M<0.1%History
iShares Tr46429B523MSCI DENMARK ETF17,915$2.05M<0.1%–
Invesco Exch Traded FD Tr II46138E388S&P 500 EX RAT37,165$2.01M<0.1%–
STNEStoneCo Ltd.COM120,688$1.78M<0.1%History
BCARD. Boral ARC Acquisition I Corp.SHS CL A168,867$1.69M<0.1%History
CUBICustomers Bancorp, Inc.COM20,985$1.53M<0.1%History
FUTUFutu Holdings LtdSPON ADS CL A9,103$1.49M<0.1%History
ATATAtour Lifestyle Holdings LtdSPONSORED ADS33,065$1.30M<0.1%History
REFIChicago Atlantic Real Estate Finance, Inc.COM97,258$1.19M<0.1%History
Capitol Ser Tr14064D519HULL TACTICAL29,344$1.16M<0.1%–
SNVSynovus Financial CorpCOM NEW22,417$1.12M<0.1%History
QNCXQuince Therapeutics, Inc.COM328,500$1.10M<0.1%History
EROEro Copper Corp.COM36,058$1.02M<0.1%History
CIVICivitas Resources, Inc.EQUITY US CM36,439$987.1K<0.1%History
Global X FDS37954Y814FINTECH ETF33,203$977.2K<0.1%–
Tidal Trust III45259A803ROCK US SMAL ETF38,600$974.6K<0.1%–
Direxion Shs ETF Tr25461A874DLY AAPL BUL1.5X27,300$916.7K<0.1%–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG41,336$895.3K<0.1%–
FGF&G Annuities & Life, Inc.COMMON STOCK28,280$872.4K<0.1%History
BlackRock ETF Trust II092528843ISH HIG MUN ETF17,349$844.6K<0.1%–
REVGREV Group, Inc.COM13,793$838.8K<0.1%History
ACLXArcellx, Inc.COMMON STOCK12,558$818.8K<0.1%History
VTYXVentyx Biosciences, Inc.COM85,972$776.3K<0.1%History
VIPSVipshop Holdings LtdSPONSORED ADS A40,170$710.6K<0.1%History
INSPInspire Medical Systems, Inc.COM7,543$695.7K<0.1%History
Listed FD Tr53656F383SPEAR ALPHA ETF17,961$691.5K<0.1%–
GFUZGeneral Fusion Group Ltd.Equity67,344$683.5K<0.1%History
VVXV2X, Inc.COM11,875$647.8K<0.1%History
MNDYmonday.com Ltd.SHS4,228$623.9K<0.1%History
CNOBConnectOne Bancorp, Inc.COM23,540$617.2K<0.1%History
Advisors Inner Circle FD III00774Q148DEMOCRACY INTERN19,858$615.8K<0.1%–
OCFCOceanfirst Financial CorpCOM33,726$605.4K<0.1%History
MRXMarex Group LtdORD14,505$556.4K<0.1%History
MYDBlackRock Muniyield Fund, Inc.COM52,127$546.8K<0.1%History
DVAXDynavax Technologies CorpCOM NEW34,094$524.4K<0.1%History
FYBRFrontier Communications Parent, Inc.COM13,708$521.9K<0.1%History
KRNYKearny Financial Corp.COM68,018$504.0K<0.1%History
VanEck Vectors ETF Tr92189F114VIDEO GAMING4,737$490.7K<0.1%–
BLEBlackRock Municipal Income Trust IICOM46,359$484.0K<0.1%History
RIGLRigel Pharmaceuticals IncCOM11,088$474.9K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS49,495$473.2K<0.1%History
VOYAVoya Financial, Inc.COM6,066$451.9K<0.1%History
REALTheRealReal, Inc.COM28,042$442.5K<0.1%History
GRNTGranite Ridge Resources, Inc.COM94,029$441.9K<0.1%History
RAPTRAPT Therapeutics, Inc.COM NEW12,525$424.2K<0.1%History
APPFAppfolio IncCOM CL A1,802$419.3K<0.1%History
ALEXAlexander & Baldwin, Inc.COM20,246$417.9K<0.1%History
DLOdLocal LtdCLASS A COM29,353$415.1K<0.1%History
GDOTGreen Dot CorpCL A32,054$410.6K<0.1%History
BILLBILL Holdings, Inc.Stock7,370$402.0K<0.1%History
Direxion Shs ETF Tr25459W102DLY TECH BULL 3X3,396$399.0K<0.1%–
TMETencent Music Entertainment GroupSPON ADS22,705$398.0K<0.1%History
INODInnodata IncCOM NEW7,479$381.1K<0.1%History
CSGSCSG Systems International IncCOM4,760$365.1K<0.1%History
BlackRock ETF Trust II iShares Larg Cap Added092528801ETF10,871$359.5K<0.1%–
DUOLDuolingo, Inc.CL A COM2,013$353.3K<0.1%History
BFKBlackRock Municipal Income TrustSH BEN INT34,992$351.0K<0.1%History
WGSGeneDx Holdings Corp.COM CL A2,682$348.8K<0.1%History
CPRICapri Holdings LtdSHS14,120$344.5K<0.1%History
AVDLAvadel Pharmaceuticals PLCStock15,209$327.8K<0.1%History
HPSJohn Hancock Preferred Income Fund IIICOM22,666$326.6K<0.1%History
GIBCgi IncCL A3,491$322.3K<0.1%History
AZTAAzenta, Inc.COM9,423$313.4K<0.1%History
FWONALiberty Media CorpCOM LBTY ONE S A3,485$311.5K<0.1%History
TECHBIO-TECHNE CorpCOM5,277$310.4K<0.1%History
RGRSturm Ruger & Co IncStock9,462$308.9K<0.1%History
USPHU S Physical Therapy IncCOM3,931$306.9K<0.1%History
Capital Group Equity ETF Tr14022A201US LARGE GROWT10,720$306.3K<0.1%–
Direxion Shs ETF Tr25460G153DAILY REGIONAL3,000$303.1K<0.1%–
PVHPVH Corp.COM4,509$302.2K<0.1%History
MVTBlackRock Munivest Fund II, Inc.COM27,729$299.8K<0.1%History
WIXWix.com Ltd.SHS2,881$299.3K<0.1%History
ABRArbor Realty Trust IncCOM37,189$288.6K<0.1%History
GHCGraham Holdings CoCOM CL B258$283.6K<0.1%History
PLABPhotronics IncCOM8,711$278.8K<0.1%History
First Tr Exch TRD Alphdx FD33737J802INDIA NFTY50 EQW4,737$276.3K<0.1%–
BFSTBusiness First Bancshares, Inc.COM10,517$274.9K<0.1%History
PCHPotlatchdeltic CorpCOM6,841$272.1K<0.1%History
SLVMSylvamo CorpCOMMON STOCK5,643$271.7K<0.1%History
Dolly Varden Silver Corp256827783COM NO PAR60,678$267.6K<0.1%–
ACADAcadia Pharmaceuticals IncCOM9,965$266.2K<0.1%History
VKTXViking Therapeutics, Inc.COM7,533$265.0K<0.1%History
Innovator ETFs Trust45783Y285INTL DE PW JUNE9,003$263.1K<0.1%–
Innovator ETFs Trust45784N742EQUI DEFI 1 MARC9,539$262.3K<0.1%–
Schwab Strategic Tr808524656CRYPTO THEMATIC4,242$254.4K<0.1%–
TRMKTrustmark CorpCOM6,526$254.2K<0.1%History