Appleton Group, LLC
- SEC CIK
- 0001454759
- Latest filing
- Nov 8, 2023
Holdings changes from Q2 2023 to Q3 2023
Long positions only; new, added, reduced and sold out are based on share counts. Pick any two quarters this institution filed.
- New
- 9
- Est. +$2.78M
- Added
- 5
- Est. +$14.9M
- Reduced
- 8
- Est. −$38.1M
- Sold out
- 19
- Est. −$20.9M
Portfolio value went from $71.6M to $28.6M (−$43.0M (−60.0%)); positions from 37 to 27 (−10).
All Q3 2023 holdingsAll Q2 2023 holdings
In the shares, value and % of portfolio columns, the top figure is Q3 2023 and the gray one below is Q2 2023. For stocks that split between the two quarters, Q2 2023 shares are converted at the split ratio before comparing.
| Security | Action | Shares | Share change | Value | Est. bought or sold | % of portfolio | Weight change (pp) |
|---|---|---|---|---|---|---|---|
| Schwab US Dividend Equity ETF808524797 | Added– | 220,01211,640 | +208,372+1,790.1% | $15.6M$845.3K | +$14.7M | 54.4%1.2% | +53.19 |
| Schwab US Aggregate Bond ETF808524839 | Reduced– | 43,74045,296 | −1,556−3.4% | $1.93M$2.09M | −$68.8K | 6.8%2.9% | +3.84 |
| iShares Core S&P Mid-Cap ETF464287507 | Reduced– | 4,23437,517 | −33,283−88.7% | $1.06M$9.81M | −$8.30M | 3.7%13.7% | −10.01 |
| iShares Russell 1000 Value ETF464287598 | Added– | 6,4076,143 | +264+4.3% | $972.7K$969.5K | +$40.1K | 3.4%1.4% | +2.04 |
| SPYSPDR S&P 500 ETF Trust | AddedHistory | 2,2622,169 | +93+4.3% | $967.0K$961.5K | +$39.8K | 3.4%1.3% | +2.03 |
| Schwab U.S. Large-Cap Growth ETF808524300 | Reduced– | 11,584273,765 | −262,181−95.8% | $842.4K$20.5M | −$19.1M | 2.9%28.6% | −25.70 |
| iShares Tr464287630 | Added– | 4,8394,615 | +224+4.9% | $655.9K$649.8K | +$30.4K | 2.3%0.9% | +1.38 |
| Schwab U.S. Small-Cap ETF808524607 | Reduced– | 14,447257,542 | −243,095−94.4% | $598.4K$11.3M | −$10.1M | 2.1%15.7% | −13.66 |
| ProShares Ultrashort S&P 50074347G416 | New– | 12,7740 | +12,774 | $474.0K$0 | +$474.0K | 1.7%0.0% | +1.66 |
| MPCMarathon Petroleum Corp | UnchangedHistory | 3,0003,000 | 00.0% | $454.0K$349.8K | $0 | 1.6%0.5% | +1.10 |
| ProShares Tr74347G689 | New– | 24,9150 | +24,915 | $388.9K$0 | +$388.9K | 1.4%0.0% | +1.36 |
| ETNEaton Corp plc | ReducedHistory | 1,8222,427 | −605−24.9% | $388.6K$488.1K | −$129.0K | 1.4%0.7% | +0.68 |
| METAMeta Platforms, Inc. | ReducedHistory | 1,1962,562 | −1,366−53.3% | $359.1K$735.2K | −$410.1K | 1.3%1.0% | +0.23 |
| HQYHealthequity, Inc. | UnchangedHistory | 4,8784,878 | 00.0% | $356.3K$308.0K | $0 | 1.2%0.4% | +0.81 |
| TJXTJX Companies Inc | UnchangedHistory | 4,0074,007 | 00.0% | $356.1K$339.8K | $0 | 1.2%0.5% | +0.77 |
| SPLKSplunk Inc | NewHistory | 2,2630 | +2,263 | $331.0K$0 | +$331.0K | 1.2%0.0% | +1.16 |
| STXSeagate Technology Holdings plc | UnchangedHistory | 4,4864,486 | 00.0% | $295.9K$277.5K | $0 | 1.0%0.4% | +0.65 |
| iShares Tr464288570 | Unchanged– | 3,5113,511 | 00.0% | $285.8K$295.5K | $0 | 1.0%0.4% | +0.59 |
| OLEDUniversal Display Corp | NewHistory | 1,8160 | +1,816 | $285.1K$0 | +$285.1K | 1.0%0.0% | +1.00 |
| WLYJohn Wiley & Sons, Inc. | NewHistory | 7,5670 | +7,567 | $281.3K$0 | +$281.3K | 1.0%0.0% | +0.98 |
| GRMNGarmin Ltd | ReducedHistory | 2,5892,676 | −87−3.3% | $272.4K$279.1K | −$9.15K | 1.0%0.4% | +0.56 |
| CVSCVS Health Corp | AddedHistory | 3,8753,618 | +257+7.1% | $270.6K$250.1K | +$17.9K | 0.9%0.3% | +0.60 |
| SCSCScansource, Inc. | NewHistory | 8,7880 | +8,788 | $266.4K$0 | +$266.4K | 0.9%0.0% | +0.93 |
| SOSouthern Co | NewHistory | 3,9040 | +3,904 | $252.7K$0 | +$252.7K | 0.9%0.0% | +0.88 |
| PATHUiPath, Inc. | NewHistory | 14,7380 | +14,738 | $252.2K$0 | +$252.2K | 0.9%0.0% | +0.88 |
| State Street Energy Select Sector SPDR ETF81369Y506 | New– | 2,7100 | +2,710 | $245.0K$0 | +$245.0K | 0.9%0.0% | +0.86 |
| NICNicolet Bankshares Inc | ReducedHistory | 3,2154,285 | −1,070−25.0% | $224.3K$291.0K | −$74.7K | 0.8%0.4% | +0.38 |
| Schwab U.S. Large-Cap ETF808524201 | Sold out– | 0299,890 | −299,890−100.0% | $0$15.7M | −$15.7M | 0.0%21.9% | −21.92 |
| AAPLApple Inc. | Sold outHistory | 02,438 | −2,438−100.0% | $0$473.0K | −$473.0K | 0.0%0.7% | −0.66 |
| NFLXNetflix Inc | Sold outHistory | 0993 | −993−100.0% | $0$437.4K | −$437.4K | 0.0%0.6% | −0.61 |
| FFord Motor Co | Sold outHistory | 023,679 | −23,679−100.0% | $0$358.3K | −$358.3K | 0.0%0.5% | −0.50 |
| ENPHEnphase Energy, Inc. | Sold outHistory | 02,090 | −2,090−100.0% | $0$350.0K | −$350.0K | 0.0%0.5% | −0.49 |
| VMWVmware LLC | Sold outHistory | 02,226 | −2,226−100.0% | $0$319.9K | −$319.9K | 0.0%0.4% | −0.45 |
| ONOn Semiconductor Corp | Sold outHistory | 03,356 | −3,356−100.0% | $0$317.4K | −$317.4K | 0.0%0.4% | −0.44 |
| ITWIllinois Tool Works Inc | Sold outHistory | 01,243 | −1,243−100.0% | $0$310.9K | −$310.9K | 0.0%0.4% | −0.43 |
| SPDR Series Trust78468R796 | Sold out– | 08,133 | −8,133−100.0% | $0$294.2K | −$294.2K | 0.0%0.4% | −0.41 |
| TWLOTwilio Inc | Sold outHistory | 04,267 | −4,267−100.0% | $0$271.5K | −$271.5K | 0.0%0.4% | −0.38 |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | Sold out– | 06,833 | −6,833−100.0% | $0$257.5K | −$257.5K | 0.0%0.4% | −0.36 |
| PFEPfizer Inc | Sold outHistory | 07,015 | −7,015−100.0% | $0$257.3K | −$257.3K | 0.0%0.4% | −0.36 |
| State Street Technology Select Sector SPDR ETF81369Y803 | Sold out– | 01,460 | −1,460−100.0% | $0$253.8K | −$253.8K | 0.0%0.4% | −0.35 |
| iShares Semiconductor ETF464287523 | Sold out– | 0486 | −486−100.0% | $0$246.5K | −$246.5K | 0.0%0.3% | −0.34 |
| State Street SPDR S&P Biotech ETF78464A870 | Sold out– | 02,643 | −2,643−100.0% | $0$219.9K | −$219.9K | 0.0%0.3% | −0.31 |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | Sold out– | 01,266 | −1,266−100.0% | $0$215.0K | −$215.0K | 0.0%0.3% | −0.30 |
| Invesco Exchange Traded FD T46137V142 | Sold out– | 03,719 | −3,719−100.0% | $0$209.7K | −$209.7K | 0.0%0.3% | −0.29 |
| State Street Materials Select Sector SPDR ETF81369Y100 | Sold out– | 02,440 | −2,440−100.0% | $0$202.2K | −$202.2K | 0.0%0.3% | −0.28 |
| PEPPepsiCo Inc | Sold outHistory | 01,089 | −1,089−100.0% | $0$201.7K | −$201.7K | 0.0%0.3% | −0.28 |
Estimated amounts multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares): new positions use this quarter's value and sold-out positions last quarter's; positions reported only as principal (PRN) cannot be estimated. 13F shows only quarter-end holdings, not when trades happened or at what price.