Appleton Group, LLC
- SEC CIK
- 0001454759
- Latest filing
- Nov 8, 2023
Holdings changes from Q4 2022 to Q1 2023
Long positions only; new, added, reduced and sold out are based on share counts. Pick any two quarters this institution filed.
- New
- 10
- Est. +$3.33M
- Added
- 6
- Est. +$20.5M
- Reduced
- 13
- Est. −$16.2M
- Sold out
- 20
- Est. −$25.7M
Portfolio value went from $68.2M to $51.3M (−$16.9M (−24.8%)); positions from 42 to 32 (−10).
All Q1 2023 holdingsAll Q4 2022 holdings
In the shares, value and % of portfolio columns, the top figure is Q1 2023 and the gray one below is Q4 2022. For stocks that split between the two quarters, Q4 2022 shares are converted at the split ratio before comparing.
| Security | Action | Shares | Share change | Value | Est. bought or sold | % of portfolio | Weight change (pp) |
|---|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap Growth ETF808524300 | Added– | 325,36914,291 | +311,078+2,176.7% | $21.2M$794.0K | +$20.3M | 41.3%1.2% | +40.18 |
| Schwab U.S. Large-Cap ETF808524201 | Reduced– | 301,734314,921 | −13,187−4.2% | $14.6M$14.2M | −$637.9K | 28.5%20.9% | +7.60 |
| Schwab US Aggregate Bond ETF808524839 | Reduced– | 43,81146,199 | −2,388−5.2% | $2.06M$2.11M | −$112.0K | 4.0%3.1% | +0.91 |
| Vanguard Scottsdale FDS92206C409 | Reduced– | 18,70120,181 | −1,480−7.3% | $1.43M$1.52M | −$112.8K | 2.8%2.2% | +0.55 |
| Schwab U.S. Mid-Cap ETF808524508 | Reduced– | 15,49716,656 | −1,159−7.0% | $1.05M$1.09M | −$78.6K | 2.1%1.6% | +0.45 |
| iShares Russell 1000 Value ETF464287598 | Added– | 6,0175,854 | +163+2.8% | $916.1K$887.8K | +$24.8K | 1.8%1.3% | +0.48 |
| SPYSPDR S&P 500 ETF Trust | AddedHistory | 2,1402,074 | +66+3.2% | $876.1K$793.2K | +$27.0K | 1.7%1.2% | +0.54 |
| Schwab US Dividend Equity ETF808524797 | Reduced– | 10,830213,713 | −202,883−94.9% | $792.3K$16.1M | −$14.8M | 1.5%23.7% | −22.13 |
| METAMeta Platforms, Inc. | NewHistory | 2,8320 | +2,832 | $600.2K$0 | +$600.2K | 1.2%0.0% | +1.17 |
| iShares Tr464287630 | Added– | 4,3514,152 | +199+4.8% | $596.2K$575.8K | +$27.3K | 1.2%0.8% | +0.32 |
| Schwab U.S. Small-Cap ETF808524607 | Reduced– | 13,70014,614 | −914−6.3% | $574.4K$592.0K | −$38.3K | 1.1%0.9% | +0.25 |
| ETNEaton Corp plc | UnchangedHistory | 2,4272,427 | 00.0% | $415.8K$380.9K | $0 | 0.8%0.6% | +0.25 |
| ProShares Tr74347G374 | New– | 9,5640 | +9,564 | $409.7K$0 | +$409.7K | 0.8%0.0% | +0.80 |
| MPCMarathon Petroleum Corp | UnchangedHistory | 3,0003,000 | 00.0% | $404.5K$349.2K | $0 | 0.8%0.5% | +0.28 |
| AAPLApple Inc. | NewHistory | 2,4380 | +2,438 | $402.1K$0 | +$402.1K | 0.8%0.0% | +0.78 |
| ENPHEnphase Energy, Inc. | AddedHistory | 1,8571,487 | +370+24.9% | $390.5K$394.0K | +$77.8K | 0.8%0.6% | +0.18 |
| AMDAdvanced Micro Devices Inc | ReducedHistory | 3,4473,951 | −504−12.8% | $337.8K$255.9K | −$49.4K | 0.7%0.4% | +0.28 |
| OLEDUniversal Display Corp | ReducedHistory | 2,1722,796 | −624−22.3% | $336.9K$302.1K | −$96.8K | 0.7%0.4% | +0.21 |
| CRUSCirrus Logic, Inc. | ReducedHistory | 3,0113,953 | −942−23.8% | $329.3K$294.4K | −$103.0K | 0.6%0.4% | +0.21 |
| ProShares Tr74347G689 | Added– | 21,07017,123 | +3,947+23.1% | $326.6K$284.1K | +$61.2K | 0.6%0.4% | +0.22 |
| ONOn Semiconductor Corp | NewHistory | 3,6820 | +3,682 | $303.1K$0 | +$303.1K | 0.6%0.0% | +0.59 |
| KRKroger Co | NewHistory | 6,0030 | +6,003 | $296.4K$0 | +$296.4K | 0.6%0.0% | +0.58 |
| EXRExtra Space Storage Inc. | NewHistory | 1,7870 | +1,787 | $291.2K$0 | +$291.2K | 0.6%0.0% | +0.57 |
| HLITHarmonic Inc. | NewHistory | 19,7570 | +19,757 | $288.3K$0 | +$288.3K | 0.6%0.0% | +0.56 |
| SOSouthern Co | NewHistory | 4,1170 | +4,117 | $286.5K$0 | +$286.5K | 0.6%0.0% | +0.56 |
| iShares Tr464288570 | Reduced– | 3,6244,214 | −590−14.0% | $282.6K$302.5K | −$46.0K | 0.6%0.4% | +0.11 |
| SPDR Series Trust78468R796 | ReducedConverted for a 3-for-1 split– | 8,3929,756 | −1,364−14.0% | $279.0K$303.6K | −$45.3K | 0.5%0.4% | +0.10 |
| VMWVmware LLC | ReducedHistory | 2,2262,572 | −346−13.5% | $277.9K$315.7K | −$43.2K | 0.5%0.5% | +0.08 |
| NICNicolet Bankshares Inc | UnchangedHistory | 4,2854,285 | 00.0% | $270.2K$341.9K | $0 | 0.5%0.5% | +0.03 |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | Reduced– | 6,0696,321 | −252−4.0% | $226.9K$233.4K | −$9.42K | 0.4%0.3% | +0.10 |
| State Street Technology Select Sector SPDR ETF81369Y803 | New– | 1,4860 | +1,486 | $224.4K$0 | +$224.4K | 0.4%0.0% | +0.44 |
| iShares Semiconductor ETF464287523 | New– | 5040 | +504 | $224.1K$0 | +$224.1K | 0.4%0.0% | +0.44 |
| Schwab International Equity ETF808524805 | Sold out– | 0331,144 | −331,144−100.0% | $0$10.7M | −$10.7M | 0.0%15.6% | −15.64 |
| SPDR Series Trust78468R622 | Sold out– | 031,266 | −31,266−100.0% | $0$2.81M | −$2.81M | 0.0%4.1% | −4.13 |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | Sold out– | 026,287 | −26,287−100.0% | $0$2.77M | −$2.77M | 0.0%4.1% | −4.06 |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | Sold out– | 041,798 | −41,798−100.0% | $0$2.69M | −$2.69M | 0.0%3.9% | −3.94 |
| iShares Tr464288687 | Sold out– | 086,225 | −86,225−100.0% | $0$2.63M | −$2.63M | 0.0%3.9% | −3.86 |
| NFLXNetflix Inc | Sold outHistory | 01,929 | −1,929−100.0% | $0$568.8K | −$568.8K | 0.0%0.8% | −0.83 |
| TJXTJX Companies Inc | Sold outHistory | 04,800 | −4,800−100.0% | $0$382.1K | −$382.1K | 0.0%0.6% | −0.56 |
| SKXSkechers USA Inc | Sold outHistory | 08,212 | −8,212−100.0% | $0$344.5K | −$344.5K | 0.0%0.5% | −0.51 |
| PFEPfizer Inc | Sold outHistory | 06,653 | −6,653−100.0% | $0$340.9K | −$340.9K | 0.0%0.5% | −0.50 |
| GRMNGarmin Ltd | Sold outHistory | 03,351 | −3,351−100.0% | $0$309.3K | −$309.3K | 0.0%0.5% | −0.45 |
| CVSCVS Health Corp | Sold outHistory | 02,925 | −2,925−100.0% | $0$272.6K | −$272.6K | 0.0%0.4% | −0.40 |
| First Tr Exchange-Traded FD33736G106 | Sold out– | 013,558 | −13,558−100.0% | $0$234.8K | −$234.8K | 0.0%0.3% | −0.34 |
| Invesco Exchange Traded FD T46137V142 | Sold out– | 04,471 | −4,471−100.0% | $0$230.4K | −$230.4K | 0.0%0.3% | −0.34 |
| Invesco Exch Traded FD Tr II46138G706 | Sold out– | 02,980 | −2,980−100.0% | $0$217.4K | −$217.4K | 0.0%0.3% | −0.32 |
| NOCNorthrop Grumman Corp | Sold outHistory | 0384 | −384−100.0% | $0$209.5K | −$209.5K | 0.0%0.3% | −0.31 |
| ASBAssociated Banc-Corp | Sold outHistory | 09,053 | −9,053−100.0% | $0$209.0K | −$209.0K | 0.0%0.3% | −0.31 |
| State Street Utilities Select Sector SPDR ETF81369Y886 | Sold out– | 02,944 | −2,944−100.0% | $0$207.6K | −$207.6K | 0.0%0.3% | −0.30 |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | Sold out– | 02,697 | −2,697−100.0% | $0$201.1K | −$201.1K | 0.0%0.3% | −0.29 |
| State Street Industrial Select Sector SPDR ETF81369Y704 | Sold out– | 02,047 | −2,047−100.0% | $0$201.0K | −$201.0K | 0.0%0.3% | −0.29 |
| State Street Health Care Select Sector SPDR ETF81369Y209 | Sold out– | 01,479 | −1,479−100.0% | $0$200.9K | −$200.9K | 0.0%0.3% | −0.29 |
Estimated amounts multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares): new positions use this quarter's value and sold-out positions last quarter's; positions reported only as principal (PRN) cannot be estimated. 13F shows only quarter-end holdings, not when trades happened or at what price.