Appleton Group, LLC
- SEC CIK
- 0001454759
- Latest filing
- Nov 8, 2023
Holdings changes from Q3 2022 to Q4 2022
Long positions only; new, added, reduced and sold out are based on share counts. Pick any two quarters this institution filed.
- New
- 25
- Est. +$42.8M
- Added
- 5
- Est. +$6.97M
- Reduced
- 6
- Est. −$8.86M
- Sold out
- 5
- Est. −$9.39M
Portfolio value went from $35.0M to $68.2M (+$33.2M (+94.7%)); positions from 22 to 42 (+20).
All Q4 2022 holdingsAll Q3 2022 holdings
In the shares, value and % of portfolio columns, the top figure is Q4 2022 and the gray one below is Q3 2022. For stocks that split between the two quarters, Q3 2022 shares are converted at the split ratio before comparing.
| Security | Action | Shares | Share change | Value | Est. bought or sold | % of portfolio | Weight change (pp) |
|---|---|---|---|---|---|---|---|
| Schwab US Dividend Equity ETF808524797 | New– | 213,7130 | +213,713 | $16.1M$0 | +$16.1M | 23.7%0.0% | +23.68 |
| Schwab U.S. Large-Cap ETF808524201 | Added– | 314,921161,743 | +153,178+94.7% | $14.2M$6.85M | +$6.92M | 20.9%19.6% | +1.30 |
| Schwab International Equity ETF808524805 | New– | 331,1440 | +331,144 | $10.7M$0 | +$10.7M | 15.6%0.0% | +15.64 |
| SPDR Series Trust78468R622 | New– | 31,2660 | +31,266 | $2.81M$0 | +$2.81M | 4.1%0.0% | +4.13 |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | New– | 26,2870 | +26,287 | $2.77M$0 | +$2.77M | 4.1%0.0% | +4.06 |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | New– | 41,7980 | +41,798 | $2.69M$0 | +$2.69M | 3.9%0.0% | +3.94 |
| iShares Tr464288687 | New– | 86,2250 | +86,225 | $2.63M$0 | +$2.63M | 3.9%0.0% | +3.86 |
| Schwab US Aggregate Bond ETF808524839 | Reduced– | 46,19946,547 | −348−0.7% | $2.11M$2.11M | −$15.9K | 3.1%6.0% | −2.93 |
| Vanguard Scottsdale FDS92206C409 | Added– | 20,18119,948 | +233+1.2% | $1.52M$1.48M | +$17.5K | 2.2%4.2% | −2.01 |
| Schwab U.S. Mid-Cap ETF808524508 | Reduced– | 16,656148,307 | −131,651−88.8% | $1.09M$8.98M | −$8.64M | 1.6%25.6% | −24.02 |
| iShares Russell 1000 Value ETF464287598 | Unchanged– | 5,8545,854 | 00.0% | $887.8K$796.0K | $0 | 1.3%2.3% | −0.97 |
| Schwab U.S. Large-Cap Growth ETF808524300 | Added– | 14,29114,035 | +256+1.8% | $794.0K$783.0K | +$14.2K | 1.2%2.2% | −1.07 |
| SPYSPDR S&P 500 ETF Trust | UnchangedHistory | 2,0742,074 | 00.0% | $793.2K$741.0K | $0 | 1.2%2.1% | −0.95 |
| Schwab U.S. Small-Cap ETF808524607 | Reduced– | 14,61414,710 | −96−0.7% | $592.0K$556.0K | −$3.89K | 0.9%1.6% | −0.72 |
| iShares Tr464287630 | Unchanged– | 4,1524,152 | 00.0% | $575.8K$535.0K | $0 | 0.8%1.5% | −0.68 |
| NFLXNetflix Inc | AddedHistory | 1,9291,921 | +8+0.4% | $568.8K$452.0K | +$2.36K | 0.8%1.3% | −0.46 |
| ENPHEnphase Energy, Inc. | ReducedHistory | 1,4872,088 | −601−28.8% | $394.0K$579.0K | −$159.2K | 0.6%1.7% | −1.08 |
| TJXTJX Companies Inc | NewHistory | 4,8000 | +4,800 | $382.1K$0 | +$382.1K | 0.6%0.0% | +0.56 |
| ETNEaton Corp plc | UnchangedHistory | 2,4272,427 | 00.0% | $380.9K$324.0K | $0 | 0.6%0.9% | −0.37 |
| MPCMarathon Petroleum Corp | UnchangedHistory | 3,0003,000 | 00.0% | $349.2K$298.0K | $0 | 0.5%0.9% | −0.34 |
| SKXSkechers USA Inc | NewHistory | 8,2120 | +8,212 | $344.5K$0 | +$344.5K | 0.5%0.0% | +0.51 |
| NICNicolet Bankshares Inc | UnchangedHistory | 4,2854,285 | 00.0% | $341.9K$302.0K | $0 | 0.5%0.9% | −0.36 |
| PFEPfizer Inc | NewHistory | 6,6530 | +6,653 | $340.9K$0 | +$340.9K | 0.5%0.0% | +0.50 |
| VMWVmware LLC | NewHistory | 2,5720 | +2,572 | $315.7K$0 | +$315.7K | 0.5%0.0% | +0.46 |
| GRMNGarmin Ltd | NewHistory | 3,3510 | +3,351 | $309.3K$0 | +$309.3K | 0.5%0.0% | +0.45 |
| SPDR Series Trust78468R796 | New– | 3,2520 | +3,252 | $303.6K$0 | +$303.6K | 0.4%0.0% | +0.45 |
| iShares Tr464288570 | New– | 4,2140 | +4,214 | $302.5K$0 | +$302.5K | 0.4%0.0% | +0.44 |
| OLEDUniversal Display Corp | NewHistory | 2,7960 | +2,796 | $302.1K$0 | +$302.1K | 0.4%0.0% | +0.44 |
| CRUSCirrus Logic, Inc. | NewHistory | 3,9530 | +3,953 | $294.4K$0 | +$294.4K | 0.4%0.0% | +0.43 |
| ProShares Tr74347G689 | Added– | 17,12316,199 | +924+5.7% | $284.1K$316.0K | +$15.3K | 0.4%0.9% | −0.49 |
| CVSCVS Health Corp | ReducedHistory | 2,9253,111 | −186−6.0% | $272.6K$297.0K | −$17.3K | 0.4%0.8% | −0.45 |
| AMDAdvanced Micro Devices Inc | NewHistory | 3,9510 | +3,951 | $255.9K$0 | +$255.9K | 0.4%0.0% | +0.38 |
| First Tr Exchange-Traded FD33736G106 | New– | 13,5580 | +13,558 | $234.8K$0 | +$234.8K | 0.3%0.0% | +0.34 |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | New– | 6,3210 | +6,321 | $233.4K$0 | +$233.4K | 0.3%0.0% | +0.34 |
| Invesco Exchange Traded FD T46137V142 | New– | 4,4710 | +4,471 | $230.4K$0 | +$230.4K | 0.3%0.0% | +0.34 |
| Invesco Exch Traded FD Tr II46138G706 | Reduced– | 2,9803,341 | −361−10.8% | $217.4K$246.0K | −$26.3K | 0.3%0.7% | −0.38 |
| NOCNorthrop Grumman Corp | NewHistory | 3840 | +384 | $209.5K$0 | +$209.5K | 0.3%0.0% | +0.31 |
| ASBAssociated Banc-Corp | NewHistory | 9,0530 | +9,053 | $209.0K$0 | +$209.0K | 0.3%0.0% | +0.31 |
| State Street Utilities Select Sector SPDR ETF81369Y886 | New– | 2,9440 | +2,944 | $207.6K$0 | +$207.6K | 0.3%0.0% | +0.30 |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | New– | 2,6970 | +2,697 | $201.1K$0 | +$201.1K | 0.3%0.0% | +0.29 |
| State Street Industrial Select Sector SPDR ETF81369Y704 | New– | 2,0470 | +2,047 | $201.0K$0 | +$201.0K | 0.3%0.0% | +0.29 |
| State Street Health Care Select Sector SPDR ETF81369Y209 | New– | 1,4790 | +1,479 | $200.9K$0 | +$200.9K | 0.3%0.0% | +0.29 |
| Schwab U.S. Large-Cap Value ETF808524409 | Sold out– | 0139,476 | −139,476−100.0% | $0$8.16M | −$8.16M | 0.0%23.3% | −23.30 |
| HLITHarmonic Inc. | Sold outHistory | 029,536 | −29,536−100.0% | $0$386.0K | −$386.0K | 0.0%1.1% | −1.10 |
| ONOn Semiconductor Corp | Sold outHistory | 05,060 | −5,060−100.0% | $0$315.0K | −$315.0K | 0.0%0.9% | −0.90 |
| HQYHealthequity, Inc. | Sold outHistory | 04,187 | −4,187−100.0% | $0$281.0K | −$281.0K | 0.0%0.8% | −0.80 |
| Invesco Exchange Traded FD T46137V134 | Sold out– | 05,051 | −5,051−100.0% | $0$243.0K | −$243.0K | 0.0%0.7% | −0.69 |
Estimated amounts multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares): new positions use this quarter's value and sold-out positions last quarter's; positions reported only as principal (PRN) cannot be estimated. 13F shows only quarter-end holdings, not when trades happened or at what price.