Appleton Group, LLC
- SEC CIK
- 0001454759
- Latest filing
- Nov 8, 2023
Holdings changes from Q3 2021 to Q4 2021
Long positions only; new, added, reduced and sold out are based on share counts. Pick any two quarters this institution filed.
- New
- 18
- Est. +$13.7M
- Added
- 6
- Est. +$375.7K
- Reduced
- 22
- Est. −$27.4M
- Sold out
- 9
- Est. −$11.3M
Portfolio value went from $116.2M to $99.7M (−$16.5M (−14.2%)); positions from 42 to 51 (+9).
All Q4 2021 holdingsAll Q3 2021 holdings
In the shares, value and % of portfolio columns, the top figure is Q4 2021 and the gray one below is Q3 2021. For stocks that split between the two quarters, Q3 2021 shares are converted at the split ratio before comparing.
| Security | Action | Shares | Share change | Value | Est. bought or sold | % of portfolio | Weight change (pp) |
|---|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap Growth ETF808524300 | Reduced– | 150,907167,449 | −16,542−9.9% | $24.7M$24.8M | −$2.71M | 24.8%21.3% | +3.45 |
| Schwab U.S. Large-Cap Value ETF808524409 | Reduced– | 279,528288,103 | −8,575−3.0% | $20.5M$19.4M | −$627.9K | 20.5%16.7% | +3.80 |
| Schwab U.S. Large-Cap ETF808524201 | Reduced– | 162,017192,696 | −30,679−15.9% | $18.4M$20.0M | −$3.49M | 18.5%17.2% | +1.25 |
| SPDR Series Trust78468R622 | Reduced– | 32,70934,862 | −2,153−6.2% | $3.55M$3.81M | −$233.7K | 3.6%3.3% | +0.28 |
| Invesco Exch Traded FD Tr II46138E511 | New– | 230,0550 | +230,055 | $3.45M$0 | +$3.45M | 3.5%0.0% | +3.46 |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | New– | 25,4020 | +25,402 | $3.37M$0 | +$3.37M | 3.4%0.0% | +3.38 |
| Schwab US Aggregate Bond ETF808524839 | Added– | 41,56339,429 | +2,134+5.4% | $2.24M$2.14M | +$115.0K | 2.2%1.8% | +0.41 |
| Vanguard Scottsdale FDS92206C409 | Reduced– | 21,01821,117 | −99−0.5% | $1.71M$1.74M | −$8.05K | 1.7%1.5% | +0.22 |
| iShares Tr464288281 | New– | 15,5970 | +15,597 | $1.70M$0 | +$1.70M | 1.7%0.0% | +1.71 |
| Schwab U.S. Mid-Cap ETF808524508 | Added– | 18,23218,064 | +168+0.9% | $1.47M$1.39M | +$13.5K | 1.5%1.2% | +0.28 |
| SPYSPDR S&P 500 ETF Trust | UnchangedHistory | 2,7222,722 | 00.0% | $1.29M$1.17M | $0 | 1.3%1.0% | +0.29 |
| iShares Russell 1000 Value ETF464287598 | Unchanged– | 6,3826,382 | 00.0% | $1.07M$999.0K | $0 | 1.1%0.9% | +0.22 |
| iShares Tr464287630 | Unchanged– | 5,3215,321 | 00.0% | $884.0K$853.0K | $0 | 0.9%0.7% | +0.15 |
| Schwab U.S. Small-Cap ETF808524607 | Reduced– | 7,530136,780 | −129,250−94.5% | $771.0K$13.7M | −$13.2M | 0.8%11.8% | −11.01 |
| METAMeta Platforms, Inc. | AddedHistory | 2,0871,693 | +394+23.3% | $702.0K$575.0K | +$132.5K | 0.7%0.5% | +0.21 |
| STXSeagate Technology Holdings plc | ReducedHistory | 5,5985,661 | −63−1.1% | $632.0K$467.0K | −$7.11K | 0.6%0.4% | +0.23 |
| EXRExtra Space Storage Inc. | ReducedHistory | 2,6852,964 | −279−9.4% | $609.0K$498.0K | −$63.3K | 0.6%0.4% | +0.18 |
| AMDAdvanced Micro Devices Inc | ReducedHistory | 4,0454,437 | −392−8.8% | $582.0K$457.0K | −$56.4K | 0.6%0.4% | +0.19 |
| AAPLApple Inc. | NewHistory | 3,0730 | +3,073 | $546.0K$0 | +$546.0K | 0.5%0.0% | +0.55 |
| PFEPfizer Inc | ReducedHistory | 9,1059,209 | −104−1.1% | $538.0K$396.0K | −$6.15K | 0.5%0.3% | +0.20 |
| FFord Motor Co | ReducedHistory | 25,45525,704 | −249−1.0% | $529.0K$364.0K | −$5.17K | 0.5%0.3% | +0.22 |
| CVSCVS Health Corp | ReducedHistory | 4,5054,521 | −16−0.4% | $465.0K$384.0K | −$1.65K | 0.5%0.3% | +0.14 |
| CTSHCognizant Technology Solutions Corp | ReducedHistory | 5,0815,109 | −28−0.5% | $451.0K$379.0K | −$2.49K | 0.5%0.3% | +0.13 |
| TJXTJX Companies Inc | AddedHistory | 5,8075,770 | +37+0.6% | $441.0K$381.0K | +$2.81K | 0.4%0.3% | +0.11 |
| ONOn Semiconductor Corp | NewHistory | 6,3840 | +6,384 | $434.0K$0 | +$434.0K | 0.4%0.0% | +0.44 |
| TYLTyler Technologies Inc | AddedHistory | 805601 | +204+33.9% | $433.0K$276.0K | +$109.7K | 0.4%0.2% | +0.20 |
| iShares Tr464288570 | Reduced– | 4,5315,225 | −694−13.3% | $421.0K$435.0K | −$64.5K | 0.4%0.4% | +0.05 |
| OLEDUniversal Display Corp | NewHistory | 2,5480 | +2,548 | $420.0K$0 | +$420.0K | 0.4%0.0% | +0.42 |
| ETNEaton Corp plc | UnchangedHistory | 2,4272,427 | 00.0% | $419.0K$362.0K | $0 | 0.4%0.3% | +0.11 |
| SPDR Series Trust78468R796 | Reduced– | 3,5454,033 | −488−12.1% | $417.0K$428.0K | −$57.4K | 0.4%0.4% | +0.05 |
| GPNGlobal Payments Inc | NewHistory | 3,0080 | +3,008 | $407.0K$0 | +$407.0K | 0.4%0.0% | +0.41 |
| PPGPPG Industries Inc | NewHistory | 2,3270 | +2,327 | $401.0K$0 | +$401.0K | 0.4%0.0% | +0.40 |
| HLITHarmonic Inc. | NewHistory | 34,1140 | +34,114 | $401.0K$0 | +$401.0K | 0.4%0.0% | +0.40 |
| COOCooper Companies, Inc. | AddedHistory | 929924 | +5+0.5% | $389.0K$382.0K | +$2.09K | 0.4%0.3% | +0.06 |
| CRUSCirrus Logic, Inc. | ReducedHistory | 4,1374,151 | −14−0.3% | $381.0K$342.0K | −$1.29K | 0.4%0.3% | +0.09 |
| NICNicolet Bankshares Inc | UnchangedHistory | 4,2854,285 | 00.0% | $367.0K$318.0K | $0 | 0.4%0.3% | +0.09 |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | New– | 1,4870 | +1,487 | $304.0K$0 | +$304.0K | 0.3%0.0% | +0.30 |
| State Street Technology Select Sector SPDR ETF81369Y803 | Reduced– | 1,7401,924 | −184−9.6% | $303.0K$287.0K | −$32.0K | 0.3%0.2% | +0.06 |
| ProShares Tr74347G689 | New– | 23,1650 | +23,165 | $300.0K$0 | +$300.0K | 0.3%0.0% | +0.30 |
| NFLXNetflix Inc | ReducedHistory | 495687 | −192−27.9% | $298.0K$419.0K | −$115.6K | 0.3%0.4% | −0.06 |
| Invesco Exchange Traded FD T46137V142 | Reduced– | 4,9055,789 | −884−15.3% | $298.0K$317.0K | −$53.7K | 0.3%0.3% | +0.03 |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | New– | 3,8600 | +3,860 | $298.0K$0 | +$298.0K | 0.3%0.0% | +0.30 |
| State Street Utilities Select Sector SPDR ETF81369Y886 | New– | 4,1340 | +4,134 | $296.0K$0 | +$296.0K | 0.3%0.0% | +0.30 |
| State Street Materials Select Sector SPDR ETF81369Y100 | New– | 3,2350 | +3,235 | $293.0K$0 | +$293.0K | 0.3%0.0% | +0.29 |
| iShares Tr464287739 | New– | 2,5050 | +2,505 | $291.0K$0 | +$291.0K | 0.3%0.0% | +0.29 |
| State Street Health Care Select Sector SPDR ETF81369Y209 | Reduced– | 2,0122,293 | −281−12.3% | $283.0K$292.0K | −$39.5K | 0.3%0.3% | +0.03 |
| GOLFAcushnet Holdings Corp. | NewHistory | 5,3090 | +5,309 | $282.0K$0 | +$282.0K | 0.3%0.0% | +0.28 |
| State Street Industrial Select Sector SPDR ETF81369Y704 | New– | 2,6550 | +2,655 | $281.0K$0 | +$281.0K | 0.3%0.0% | +0.28 |
| GRMNGarmin Ltd | ReducedHistory | 1,8952,650 | −755−28.5% | $258.0K$412.0K | −$102.8K | 0.3%0.4% | −0.10 |
| Schwab International Equity ETF808524805 | Reduced– | 5,293172,132 | −166,839−96.9% | $206.0K$6.66M | −$6.49M | 0.2%5.7% | −5.53 |
| ASBAssociated Banc-Corp | NewHistory | 9,1410 | +9,141 | $206.0K$0 | +$206.0K | 0.2%0.0% | +0.21 |
| Schwab Emerging Markets Equity ETF808524706 | Sold out– | 0179,075 | −179,075−100.0% | $0$5.46M | −$5.46M | 0.0%4.7% | −4.70 |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | Sold out– | 042,091 | −42,091−100.0% | $0$3.59M | −$3.59M | 0.0%3.1% | −3.09 |
| MARMarriott International Inc | Sold outHistory | 02,518 | −2,518−100.0% | $0$373.0K | −$373.0K | 0.0%0.3% | −0.32 |
| BLUEbluebird bio, Inc. | Sold outHistory | 019,495 | −19,495−100.0% | $0$373.0K | −$373.0K | 0.0%0.3% | −0.32 |
| HQYHealthequity, Inc. | Sold outHistory | 05,566 | −5,566−100.0% | $0$360.0K | −$360.0K | 0.0%0.3% | −0.31 |
| KSUKansas City Southern | Sold outHistory | 01,192 | −1,192−100.0% | $0$323.0K | −$323.0K | 0.0%0.3% | −0.28 |
| State Street Energy Select Sector SPDR ETF81369Y506 | Sold out– | 05,453 | −5,453−100.0% | $0$284.0K | −$284.0K | 0.0%0.2% | −0.24 |
| DISWalt Disney Co | Sold outHistory | 01,672 | −1,672−100.0% | $0$283.0K | −$283.0K | 0.0%0.2% | −0.24 |
| State Street SPDR S&P Biotech ETF78464A870 | Sold out– | 02,097 | −2,097−100.0% | $0$264.0K | −$264.0K | 0.0%0.2% | −0.23 |
Estimated amounts multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares): new positions use this quarter's value and sold-out positions last quarter's; positions reported only as principal (PRN) cannot be estimated. 13F shows only quarter-end holdings, not when trades happened or at what price.