Appleton Group, LLC
- SEC CIK
- 0001454759
- Latest filing
- Nov 8, 2023
Holdings changes from Q2 2021 to Q3 2021
Long positions only; new, added, reduced and sold out are based on share counts. Pick any two quarters this institution filed.
- New
- 5
- Est. +$1.92M
- Added
- 17
- Est. +$8.69M
- Reduced
- 15
- Est. −$10.0M
- Sold out
- 14
- Est. −$13.1M
Portfolio value went from $130.3M to $116.2M (−$14.0M (−10.8%)); positions from 51 to 42 (−9).
All Q3 2021 holdingsAll Q2 2021 holdings
In the shares, value and % of portfolio columns, the top figure is Q3 2021 and the gray one below is Q2 2021. For stocks that split between the two quarters, Q2 2021 shares are converted at the split ratio before comparing.
| Security | Action | Shares | Share change | Value | Est. bought or sold | % of portfolio | Weight change (pp) |
|---|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap Growth ETF808524300 | Added– | 167,449162,960 | +4,489+2.8% | $24.8M$23.8M | +$664.8K | 21.3%18.3% | +3.08 |
| Schwab U.S. Large-Cap ETF808524201 | Added– | 192,696188,703 | +3,993+2.1% | $20.0M$19.6M | +$415.4K | 17.2%15.1% | +2.19 |
| Schwab U.S. Large-Cap Value ETF808524409 | Reduced– | 288,103289,572 | −1,469−0.5% | $19.4M$19.8M | −$99.1K | 16.7%15.2% | +1.53 |
| Schwab U.S. Small-Cap ETF808524607 | Added– | 136,78067,449 | +69,331+102.8% | $13.7M$7.03M | +$6.94M | 11.8%5.4% | +6.39 |
| Schwab International Equity ETF808524805 | Reduced– | 172,132307,131 | −134,999−44.0% | $6.66M$12.1M | −$5.22M | 5.7%9.3% | −3.57 |
| Schwab Emerging Markets Equity ETF808524706 | Reduced– | 179,075313,151 | −134,076−42.8% | $5.46M$10.3M | −$4.09M | 4.7%7.9% | −3.21 |
| SPDR Series Trust78468R622 | Added– | 34,86232,382 | +2,480+7.7% | $3.81M$3.56M | +$271.2K | 3.3%2.7% | +0.55 |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | Reduced– | 42,09143,015 | −924−2.1% | $3.59M$3.73M | −$78.9K | 3.1%2.9% | +0.23 |
| Schwab US Aggregate Bond ETF808524839 | Added– | 39,42939,254 | +175+0.4% | $2.14M$2.14M | +$9.49K | 1.8%1.6% | +0.20 |
| Vanguard Scottsdale FDS92206C409 | Reduced– | 21,11721,710 | −593−2.7% | $1.74M$1.80M | −$48.9K | 1.5%1.4% | +0.12 |
| Schwab U.S. Mid-Cap ETF808524508 | Added– | 18,06417,885 | +179+1.0% | $1.39M$1.40M | +$13.7K | 1.2%1.1% | +0.12 |
| SPYSPDR S&P 500 ETF Trust | AddedHistory | 2,7222,713 | +9+0.3% | $1.17M$1.16M | +$3.86K | 1.0%0.9% | +0.11 |
| iShares Russell 1000 Value ETF464287598 | Added– | 6,3826,343 | +39+0.6% | $999.0K$1.01M | +$6.10K | 0.9%0.8% | +0.09 |
| iShares Tr464287630 | Added– | 5,3215,290 | +31+0.6% | $853.0K$877.0K | +$4.97K | 0.7%0.7% | +0.06 |
| METAMeta Platforms, Inc. | ReducedHistory | 1,6931,980 | −287−14.5% | $575.0K$688.0K | −$97.5K | 0.5%0.5% | −0.03 |
| EXRExtra Space Storage Inc. | UnchangedHistory | 2,9642,964 | 00.0% | $498.0K$486.0K | $0 | 0.4%0.4% | +0.06 |
| STXSeagate Technology Holdings plc | ReducedHistory | 5,6616,131 | −470−7.7% | $467.0K$539.0K | −$38.8K | 0.4%0.4% | −0.01 |
| AMDAdvanced Micro Devices Inc | UnchangedHistory | 4,4374,437 | 00.0% | $457.0K$417.0K | $0 | 0.4%0.3% | +0.07 |
| iShares Tr464288570 | Added– | 5,2254,937 | +288+5.8% | $435.0K$409.0K | +$24.0K | 0.4%0.3% | +0.06 |
| SPDR Series Trust78468R796 | Added– | 4,0333,809 | +224+5.9% | $428.0K$404.0K | +$23.8K | 0.4%0.3% | +0.06 |
| NFLXNetflix Inc | NewHistory | 6870 | +687 | $419.0K$0 | +$419.0K | 0.4%0.0% | +0.36 |
| GRMNGarmin Ltd | UnchangedHistory | 2,6502,650 | 00.0% | $412.0K$383.0K | $0 | 0.4%0.3% | +0.06 |
| PFEPfizer Inc | ReducedHistory | 9,2099,578 | −369−3.9% | $396.0K$375.0K | −$15.9K | 0.3%0.3% | +0.05 |
| CVSCVS Health Corp | ReducedHistory | 4,5214,653 | −132−2.8% | $384.0K$388.0K | −$11.2K | 0.3%0.3% | +0.03 |
| COOCooper Companies, Inc. | AddedHistory | 924668 | +256+38.3% | $382.0K$265.0K | +$105.8K | 0.3%0.2% | +0.13 |
| TJXTJX Companies Inc | NewHistory | 5,7700 | +5,770 | $381.0K$0 | +$381.0K | 0.3%0.0% | +0.33 |
| CTSHCognizant Technology Solutions Corp | NewHistory | 5,1090 | +5,109 | $379.0K$0 | +$379.0K | 0.3%0.0% | +0.33 |
| BLUEbluebird bio, Inc. | AddedHistory | 19,49511,326 | +8,169+72.1% | $373.0K$362.0K | +$156.3K | 0.3%0.3% | +0.04 |
| MARMarriott International Inc | NewHistory | 2,5180 | +2,518 | $373.0K$0 | +$373.0K | 0.3%0.0% | +0.32 |
| FFord Motor Co | NewHistory | 25,7040 | +25,704 | $364.0K$0 | +$364.0K | 0.3%0.0% | +0.31 |
| ETNEaton Corp plc | ReducedHistory | 2,4272,589 | −162−6.3% | $362.0K$384.0K | −$24.2K | 0.3%0.3% | +0.02 |
| HQYHealthequity, Inc. | AddedHistory | 5,5665,354 | +212+4.0% | $360.0K$431.0K | +$13.7K | 0.3%0.3% | −0.02 |
| CRUSCirrus Logic, Inc. | ReducedHistory | 4,1514,951 | −800−16.2% | $342.0K$421.0K | −$65.9K | 0.3%0.3% | −0.03 |
| KSUKansas City Southern | ReducedHistory | 1,1921,662 | −470−28.3% | $323.0K$471.0K | −$127.4K | 0.3%0.4% | −0.08 |
| NICNicolet Bankshares Inc | UnchangedHistory | 4,2854,285 | 00.0% | $318.0K$301.0K | $0 | 0.3%0.2% | +0.04 |
| Invesco Exchange Traded FD T46137V142 | Added– | 5,7895,463 | +326+6.0% | $317.0K$292.0K | +$17.9K | 0.3%0.2% | +0.05 |
| State Street Health Care Select Sector SPDR ETF81369Y209 | Reduced– | 2,2932,308 | −15−0.6% | $292.0K$291.0K | −$1.91K | 0.3%0.2% | +0.03 |
| State Street Technology Select Sector SPDR ETF81369Y803 | Reduced– | 1,9241,934 | −10−0.5% | $287.0K$286.0K | −$1.49K | 0.2%0.2% | +0.03 |
| State Street Energy Select Sector SPDR ETF81369Y506 | Added– | 5,4535,102 | +351+6.9% | $284.0K$275.0K | +$18.3K | 0.2%0.2% | +0.03 |
| DISWalt Disney Co | UnchangedHistory | 1,6721,672 | 00.0% | $283.0K$294.0K | $0 | 0.2%0.2% | +0.02 |
| TYLTyler Technologies Inc | ReducedHistory | 601840 | −239−28.5% | $276.0K$380.0K | −$109.8K | 0.2%0.3% | −0.05 |
| State Street SPDR S&P Biotech ETF78464A870 | Added– | 2,0972,059 | +38+1.8% | $264.0K$279.0K | +$4.78K | 0.2%0.2% | +0.01 |
| Invesco Exch Traded FD Tr II46138E511 | Sold out– | 0240,891 | −240,891−100.0% | $0$3.69M | −$3.69M | 0.0%2.8% | −2.83 |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | Sold out– | 027,455 | −27,455−100.0% | $0$3.69M | −$3.69M | 0.0%2.8% | −2.83 |
| iShares Tr464288281 | Sold out– | 016,121 | −16,121−100.0% | $0$1.81M | −$1.81M | 0.0%1.4% | −1.39 |
| SKXSkechers USA Inc | Sold outHistory | 09,996 | −9,996−100.0% | $0$498.0K | −$498.0K | 0.0%0.4% | −0.38 |
| AXPAmerican Express Co | Sold outHistory | 02,815 | −2,815−100.0% | $0$465.0K | −$465.0K | 0.0%0.4% | −0.36 |
| PPGPPG Industries Inc | Sold outHistory | 02,373 | −2,373−100.0% | $0$403.0K | −$403.0K | 0.0%0.3% | −0.31 |
| BLDRBuilders FirstSource, Inc. | Sold outHistory | 08,874 | −8,874−100.0% | $0$379.0K | −$379.0K | 0.0%0.3% | −0.29 |
| OLEDUniversal Display Corp | Sold outHistory | 01,685 | −1,685−100.0% | $0$375.0K | −$375.0K | 0.0%0.3% | −0.29 |
| State Street Financial Select Sector SPDR ETF81369Y605 | Sold out– | 09,761 | −9,761−100.0% | $0$358.0K | −$358.0K | 0.0%0.3% | −0.27 |
| iShares Tr464287739 | Sold out– | 03,079 | −3,079−100.0% | $0$314.0K | −$314.0K | 0.0%0.2% | −0.24 |
| First Trust Dow Jones Internet Index Fund33733E302 | Sold out– | 01,218 | −1,218−100.0% | $0$298.0K | −$298.0K | 0.0%0.2% | −0.23 |
| State Street Industrial Select Sector SPDR ETF81369Y704 | Sold out– | 02,858 | −2,858−100.0% | $0$293.0K | −$293.0K | 0.0%0.2% | −0.22 |
| Invesco Exch Traded FD Tr II46138G706 | Sold out– | 03,175 | −3,175−100.0% | $0$284.0K | −$284.0K | 0.0%0.2% | −0.22 |
| VMWVmware LLC | Sold outHistory | 01,651 | −1,651−100.0% | $0$264.0K | −$264.0K | 0.0%0.2% | −0.20 |
Estimated amounts multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares): new positions use this quarter's value and sold-out positions last quarter's; positions reported only as principal (PRN) cannot be estimated. 13F shows only quarter-end holdings, not when trades happened or at what price.