Appleton Group, LLC
- SEC CIK
- 0001454759
- Latest filing
- Nov 8, 2023
Holdings changes from Q1 2021 to Q2 2021
Long positions only; new, added, reduced and sold out are based on share counts. Pick any two quarters this institution filed.
- New
- 14
- Est. +$12.8M
- Added
- 18
- Est. +$46.6M
- Reduced
- 13
- Est. −$8.21M
- Sold out
- 6
- Est. −$1.77M
Portfolio value went from $76.5M to $130.3M (+$53.8M (+70.3%)); positions from 43 to 51 (+8).
All Q2 2021 holdingsAll Q1 2021 holdings
In the shares, value and % of portfolio columns, the top figure is Q2 2021 and the gray one below is Q1 2021. For stocks that split between the two quarters, Q1 2021 shares are converted at the split ratio before comparing.
| Security | Action | Shares | Share change | Value | Est. bought or sold | % of portfolio | Weight change (pp) |
|---|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap Growth ETF808524300 | Added– | 162,96016,448 | +146,512+890.8% | $23.8M$2.13M | +$21.4M | 18.3%2.8% | +15.47 |
| Schwab U.S. Large-Cap Value ETF808524409 | Added– | 289,572283,900 | +5,672+2.0% | $19.8M$18.5M | +$387.8K | 15.2%24.2% | −9.04 |
| Schwab U.S. Large-Cap ETF808524201 | Added– | 188,703186,977 | +1,726+0.9% | $19.6M$18.0M | +$179.4K | 15.1%23.5% | −8.42 |
| Schwab International Equity ETF808524805 | Added– | 307,13121,725 | +285,406+1,313.7% | $12.1M$817.0K | +$11.3M | 9.3%1.1% | +8.23 |
| Schwab Emerging Markets Equity ETF808524706 | Added– | 313,15117,895 | +295,256+1,649.9% | $10.3M$569.0K | +$9.71M | 7.9%0.7% | +7.16 |
| Schwab U.S. Small-Cap ETF808524607 | Reduced– | 67,449135,419 | −67,970−50.2% | $7.03M$13.5M | −$7.08M | 5.4%17.7% | −12.26 |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | New– | 43,0150 | +43,015 | $3.73M$0 | +$3.73M | 2.9%0.0% | +2.86 |
| Invesco Exch Traded FD Tr II46138E511 | Reduced– | 240,891246,757 | −5,866−2.4% | $3.69M$3.70M | −$89.9K | 2.8%4.8% | −2.01 |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | New– | 27,4550 | +27,455 | $3.69M$0 | +$3.69M | 2.8%0.0% | +2.83 |
| SPDR Series Trust78468R622 | Added– | 32,3822,535 | +29,847+1,177.4% | $3.56M$276.0K | +$3.28M | 2.7%0.4% | +2.37 |
| Schwab US Aggregate Bond ETF808524839 | Added– | 39,25438,362 | +892+2.3% | $2.14M$2.07M | +$48.7K | 1.6%2.7% | −1.06 |
| iShares Tr464288281 | New– | 16,1210 | +16,121 | $1.81M$0 | +$1.81M | 1.4%0.0% | +1.39 |
| Vanguard Scottsdale FDS92206C409 | Reduced– | 21,71027,671 | −5,961−21.5% | $1.80M$2.28M | −$493.1K | 1.4%3.0% | −1.61 |
| Schwab U.S. Mid-Cap ETF808524508 | Added– | 17,88517,408 | +477+2.7% | $1.40M$1.30M | +$37.3K | 1.1%1.7% | −0.62 |
| SPYSPDR S&P 500 ETF Trust | AddedHistory | 2,7132,704 | +9+0.3% | $1.16M$1.07M | +$3.85K | 0.9%1.4% | −0.51 |
| iShares Russell 1000 Value ETF464287598 | Added– | 6,3436,293 | +50+0.8% | $1.01M$954.0K | +$7.93K | 0.8%1.2% | −0.48 |
| iShares Tr464287630 | Reduced– | 5,2905,343 | −53−1.0% | $877.0K$852.0K | −$8.79K | 0.7%1.1% | −0.44 |
| METAMeta Platforms, Inc. | AddedHistory | 1,9801,912 | +68+3.6% | $688.0K$563.0K | +$23.6K | 0.5%0.7% | −0.21 |
| STXSeagate Technology Holdings plc | UnchangedHistory | 6,1316,131 | 00.0% | $539.0K$471.0K | $0 | 0.4%0.6% | −0.20 |
| SKXSkechers USA Inc | UnchangedHistory | 9,9969,996 | 00.0% | $498.0K$417.0K | $0 | 0.4%0.5% | −0.16 |
| EXRExtra Space Storage Inc. | UnchangedHistory | 2,9642,964 | 00.0% | $486.0K$393.0K | $0 | 0.4%0.5% | −0.14 |
| KSUKansas City Southern | UnchangedHistory | 1,6621,662 | 00.0% | $471.0K$439.0K | $0 | 0.4%0.6% | −0.21 |
| AXPAmerican Express Co | AddedHistory | 2,8152,808 | +7+0.2% | $465.0K$397.0K | +$1.16K | 0.4%0.5% | −0.16 |
| HQYHealthequity, Inc. | AddedHistory | 5,3544,005 | +1,349+33.7% | $431.0K$272.0K | +$108.6K | 0.3%0.4% | −0.02 |
| CRUSCirrus Logic, Inc. | AddedHistory | 4,9513,748 | +1,203+32.1% | $421.0K$318.0K | +$102.3K | 0.3%0.4% | −0.09 |
| AMDAdvanced Micro Devices Inc | NewHistory | 4,4370 | +4,437 | $417.0K$0 | +$417.0K | 0.3%0.0% | +0.32 |
| iShares Tr464288570 | Reduced– | 4,9375,221 | −284−5.4% | $409.0K$399.0K | −$23.5K | 0.3%0.5% | −0.21 |
| SPDR Series Trust78468R796 | Reduced– | 3,8094,004 | −195−4.9% | $404.0K$393.0K | −$20.7K | 0.3%0.5% | −0.20 |
| PPGPPG Industries Inc | AddedHistory | 2,3731,710 | +663+38.8% | $403.0K$257.0K | +$112.6K | 0.3%0.3% | −0.03 |
| CVSCVS Health Corp | AddedHistory | 4,6534,642 | +11+0.2% | $388.0K$349.0K | +$917.26 | 0.3%0.5% | −0.16 |
| ETNEaton Corp plc | UnchangedHistory | 2,5892,589 | 00.0% | $384.0K$358.0K | $0 | 0.3%0.5% | −0.17 |
| GRMNGarmin Ltd | AddedHistory | 2,6502,645 | +5+0.2% | $383.0K$349.0K | +$722.64 | 0.3%0.5% | −0.16 |
| TYLTyler Technologies Inc | NewHistory | 8400 | +840 | $380.0K$0 | +$380.0K | 0.3%0.0% | +0.29 |
| BLDRBuilders FirstSource, Inc. | ReducedHistory | 8,87412,156 | −3,282−27.0% | $379.0K$564.0K | −$140.2K | 0.3%0.7% | −0.45 |
| PFEPfizer Inc | AddedHistory | 9,5789,561 | +17+0.2% | $375.0K$346.0K | +$665.59 | 0.3%0.5% | −0.16 |
| OLEDUniversal Display Corp | NewHistory | 1,6850 | +1,685 | $375.0K$0 | +$375.0K | 0.3%0.0% | +0.29 |
| BLUEbluebird bio, Inc. | NewHistory | 11,3260 | +11,326 | $362.0K$0 | +$362.0K | 0.3%0.0% | +0.28 |
| State Street Financial Select Sector SPDR ETF81369Y605 | Reduced– | 9,7619,912 | −151−1.5% | $358.0K$338.0K | −$5.54K | 0.3%0.4% | −0.17 |
| iShares Tr464287739 | Reduced– | 3,0793,117 | −38−1.2% | $314.0K$287.0K | −$3.88K | 0.2%0.4% | −0.13 |
| NICNicolet Bankshares Inc | UnchangedHistory | 4,2854,285 | 00.0% | $301.0K$358.0K | $0 | 0.2%0.5% | −0.24 |
| First Trust Dow Jones Internet Index Fund33733E302 | New– | 1,2180 | +1,218 | $298.0K$0 | +$298.0K | 0.2%0.0% | +0.23 |
| DISWalt Disney Co | ReducedHistory | 1,6722,290 | −618−27.0% | $294.0K$423.0K | −$108.7K | 0.2%0.6% | −0.33 |
| State Street Industrial Select Sector SPDR ETF81369Y704 | Reduced– | 2,8582,886 | −28−1.0% | $293.0K$284.0K | −$2.87K | 0.2%0.4% | −0.15 |
| Invesco Exchange Traded FD T46137V142 | New– | 5,4630 | +5,463 | $292.0K$0 | +$292.0K | 0.2%0.0% | +0.22 |
| State Street Health Care Select Sector SPDR ETF81369Y209 | New– | 2,3080 | +2,308 | $291.0K$0 | +$291.0K | 0.2%0.0% | +0.22 |
| State Street Technology Select Sector SPDR ETF81369Y803 | New– | 1,9340 | +1,934 | $286.0K$0 | +$286.0K | 0.2%0.0% | +0.22 |
| Invesco Exch Traded FD Tr II46138G706 | New– | 3,1750 | +3,175 | $284.0K$0 | +$284.0K | 0.2%0.0% | +0.22 |
| State Street SPDR S&P Biotech ETF78464A870 | New– | 2,0590 | +2,059 | $279.0K$0 | +$279.0K | 0.2%0.0% | +0.21 |
| State Street Energy Select Sector SPDR ETF81369Y506 | Reduced– | 5,1027,550 | −2,448−32.4% | $275.0K$370.0K | −$131.9K | 0.2%0.5% | −0.27 |
| COOCooper Companies, Inc. | NewHistory | 6680 | +668 | $265.0K$0 | +$265.0K | 0.2%0.0% | +0.20 |
| VMWVmware LLC | ReducedHistory | 1,6512,303 | −652−28.3% | $264.0K$346.0K | −$104.3K | 0.2%0.5% | −0.25 |
| CTSHCognizant Technology Solutions Corp | Sold outHistory | 04,390 | −4,390−100.0% | $0$343.0K | −$343.0K | 0.0%0.4% | −0.45 |
| MARMarriott International Inc | Sold outHistory | 02,205 | −2,205−100.0% | $0$327.0K | −$327.0K | 0.0%0.4% | −0.43 |
| State Street Utilities Select Sector SPDR ETF81369Y886 | Sold out– | 04,346 | −4,346−100.0% | $0$278.0K | −$278.0K | 0.0%0.4% | −0.36 |
| State Street Materials Select Sector SPDR ETF81369Y100 | Sold out– | 03,478 | −3,478−100.0% | $0$274.0K | −$274.0K | 0.0%0.4% | −0.36 |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | Sold out– | 01,632 | −1,632−100.0% | $0$274.0K | −$274.0K | 0.0%0.4% | −0.36 |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | Sold out– | 03,988 | −3,988−100.0% | $0$272.0K | −$272.0K | 0.0%0.4% | −0.36 |
Estimated amounts multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares): new positions use this quarter's value and sold-out positions last quarter's; positions reported only as principal (PRN) cannot be estimated. 13F shows only quarter-end holdings, not when trades happened or at what price.