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Livermore
Livermore
ZHEN

Benjamin Edwards Inc

SEC CIK
0001451623
Latest filing
Jul 24, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
538
+132 vs. Q2 2021
Portfolio value
$164.4M
+$18.8M (+12.9%) vs. Q2 2021
Filed
Nov 2, 2021
SEC
Holdings of Benjamin Edwards Inc in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NVDANVIDIA CorpStock184$38.0K<0.1%+184NewHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY1,617$38.0K<0.1%+326+25.3%Added–
CROXCrocs, Inc.COM268$38.0K<0.1%+268NewHistory
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID1,501$38.0K<0.1%−5−0.3%Reduced–
ALRMAlarm.com Holdings, Inc.COM482$38.0K<0.1%+482NewHistory
ZZillow Group, Inc.CL C CAP STK427$38.0K<0.1%+3+0.7%AddedHistory
CBSHCommerce Bancshares IncStock564$39.0K<0.1%−14,176−96.2%ReducedHistory
TWTRTwitter, Inc.COM643$39.0K<0.1%+92+16.7%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF763$40.0K<0.1%−6,476−89.5%Reduced–
NTRSNorthern Trust CorpCOM367$40.0K<0.1%+367NewHistory
TFCTruist Financial CorpCOM690$40.0K<0.1%+690NewHistory
NVSNovartis AGADR507$41.0K<0.1%+307+153.5%AddedHistory
PMPhilip Morris International Inc.Stock446$42.0K<0.1%+346+346.0%AddedHistory
CMECME Group Inc.COM216$42.0K<0.1%+210+3,500.0%AddedHistory
Schwab U.S. Mid-Cap ETF808524508ETF568$44.0K<0.1%−6−1.0%Reduced–
GDGeneral Dynamics CorpStock225$44.0K<0.1%+223+11,150.0%AddedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT396$44.0K<0.1%−14−3.4%ReducedHistory
GGGGraco IncCOM630$44.0K<0.1%+630NewHistory
ZBRAZebra Technologies CorpCL A85$44.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY932$44.0K<0.1%00.0%Unchanged–
SPOTSpotify Technology S.A.Stock200$45.0K<0.1%+3+1.5%AddedHistory
PMMFranklin Managed Municipal Income TrustCOM5,400$45.0K<0.1%00.0%UnchangedHistory
BACBank of America CorpStock1,076$46.0K<0.1%+1,076NewHistory
AWKAmerican Water Works Company, Inc.Stock272$46.0K<0.1%+272NewHistory
CRLCharles River Laboratories International, Inc.COM111$46.0K<0.1%00.0%UnchangedHistory
LRCXLam Research CorpCOM81$46.0K<0.1%+81NewHistory
CATCaterpillar IncStock243$47.0K<0.1%+132+118.9%AddedHistory
DDominion Energy, IncStock646$47.0K<0.1%+178+38.0%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF439$48.0K<0.1%−7−1.6%Reduced–
MGMMGM Resorts InternationalStock1,102$48.0K<0.1%+1,102NewHistory
COPConocoPhillipsStock710$48.0K<0.1%+410+136.7%AddedHistory
BBNBlackRock Taxable Municipal Bond TrustSHS1,883$48.0K<0.1%−227−10.8%ReducedHistory
Schwab Emerging Markets Equity ETF808524706ETF1,595$49.0K<0.1%−17−1.1%Reduced–
TWLOTwilio IncCL A153$49.0K<0.1%−15−8.9%ReducedHistory
EXASExact Sciences CorpCOM514$49.0K<0.1%+47+10.1%AddedHistory
SLViShares Silver TrustETF2,418$50.0K<0.1%+91+3.9%AddedHistory
AZPNASPENTECH CorpCOM406$50.0K<0.1%+275+209.9%AddedHistory
GOOGLAlphabet Inc.Stock19$51.0K<0.1%+19NewHistory
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG1,674$51.0K<0.1%00.0%Unchanged–
NVTAInvitae CorpCOM1,804$51.0K<0.1%+241+15.4%AddedHistory
PNCPNC Financial Services Group, Inc.Stock266$52.0K<0.1%+266NewHistory
MRSHMarsh & McLennan Companies, Inc.Stock343$52.0K<0.1%+343NewHistory
iShares Tr46436E825IBONDS 29 TRM TS2,077$52.0K<0.1%+2,077New–
SHOPShopify Inc.Stock39$53.0K<0.1%−2−4.9%ReducedHistory
iShares Tr46436E866IBONDS 25 TRM TS2,056$53.0K<0.1%+2,056New–
WMWaste Management IncStock363$54.0K<0.1%+7+2.0%AddedHistory
BROBrown & Brown, Inc.Stock975$54.0K<0.1%+975NewHistory
First Tr Exchange Traded FD33738R118NASD TECH DIV964$54.0K<0.1%−6−0.6%Reduced–
State Street Health Care Select Sector SPDR ETF81369Y209ETF435$55.0K<0.1%+2+0.5%Added–
First Tr Exchange-Traded FD33738D309SENIOR LN FD1,149$55.0K<0.1%00.0%Unchanged–
PLTRPalantir Technologies Inc.Stock2,330$56.0K<0.1%+168+7.8%AddedHistory
SPDR Series Trust78464A581ST STR SP HCEQ446$56.0K<0.1%−7−1.5%Reduced–
SRSpire IncCOM924$57.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF522$57.0K<0.1%−10−1.9%Reduced–
UUnity Software Inc.COM448$57.0K<0.1%+51+12.8%AddedHistory
BMYBristol Myers Squibb CoStock980$58.0K<0.1%+384+64.4%AddedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF421$59.0K<0.1%−3−0.7%Reduced–
AZNAstraZeneca PLCSPONSORED ADR978$59.0K<0.1%+678+226.0%AddedHistory
SCHWSchwab Charles CorpStock834$61.0K<0.1%+760+1,027.0%AddedHistory
EXPDExpeditors International of Washington IncCOM508$61.0K<0.1%+508NewHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF348$62.0K<0.1%−6−1.7%Reduced–
XYZBlock, Inc.CL A260$62.0K<0.1%−52−16.7%ReducedHistory
First Tr Exchange Traded FD33738R860NASDAQ BK ETF1,893$62.0K<0.1%+3+0.2%Added–
INTCIntel CorpStock1,189$63.0K<0.1%+1,104+1,298.8%AddedHistory
CBChubb LtdStock369$64.0K<0.1%+369NewHistory
BEBloom Energy CorpCOM CL A3,406$64.0K<0.1%+3,406NewHistory
POOLPool CorpCOM147$64.0K<0.1%+73+98.6%AddedHistory
Schwab U.S. REIT ETF808524847ETF1,415$65.0K<0.1%−37−2.5%Reduced–
SOSouthern CoStock1,071$66.0K<0.1%+1,071NewHistory
MMM3M CoStock378$66.0K<0.1%+172+83.5%AddedHistory
COINCoinbase Global, Inc.COM CL A290$66.0K<0.1%+71+32.4%AddedHistory
iShares Tr46428865310-20 YR TRS ETF449$66.0K<0.1%+449New–
TDOCTeladoc Health, Inc.COM525$67.0K<0.1%+33+6.7%AddedHistory
Vanguard Morningstar Value ETF922908744ETF500$68.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF293$69.0K<0.1%−5−1.7%Reduced–
DISWalt Disney CoStock409$69.0K<0.1%−2,385−85.4%ReducedHistory
LINLinde PLCSHS237$70.0K<0.1%+237NewHistory
Vanguard Ftse Emerging Markets ETF922042858ETF1,411$71.0K<0.1%+1,411New–
ROKURoku, IncCOM CL A232$73.0K<0.1%−3−1.3%ReducedHistory
iShares Semiconductor ETF464287523ETF165$74.0K<0.1%−3−1.8%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF441$75.0K<0.1%−5−1.1%Reduced–
CNPCenterpoint Energy IncCOM3,100$76.0K<0.1%00.0%UnchangedHistory
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS3,605$76.0K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF274$77.0K<0.1%−4−1.4%Reduced–
VanEck Semiconductor ETF92189F676ETF299$77.0K<0.1%−5−1.6%Reduced–
MOAltria Group, Inc.Stock1,725$79.0K<0.1%+329+23.6%AddedHistory
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH2,946$79.0K<0.1%−1,125−27.6%Reduced–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP1,242$80.0K<0.1%+2+0.2%Added–
NDSNNordson CorpCOM341$81.0K<0.1%+221+184.2%AddedHistory
First Tr Exchange-Traded FD33734X168MATERIALS ALPH1,481$83.0K0.1%00.0%Unchanged–
Amplify ETF Tr032108102ONLIN RETL ETF767$84.0K0.1%−7−0.9%Reduced–
First Trust Financials Alphadex Fund33734X135ETF1,968$87.0K0.1%00.0%Unchanged–
PYPLPayPal Holdings, Inc.Stock335$87.0K0.1%+335NewHistory
NTLAIntellia Therapeutics, Inc.COM652$87.0K0.1%−198−23.3%ReducedHistory
First Tr Exchange-Traded FD336917109SHS2,710$89.0K0.1%+187+7.4%Added–
PGProcter & Gamble CoStock650$91.0K0.1%+650NewHistory
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD2,758$91.0K0.1%−106−3.7%Reduced–
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,533$98.0K0.1%−27−1.7%Reduced–
HUBBHubbell IncCOM543$98.0K0.1%+61+12.7%AddedHistory
OGEOGE Energy Corp.COM2,972$98.0K0.1%+296+11.1%AddedHistory

Sold out since Q2 2021 (14)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Benjamin Edwards Inc sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Tr46436E833IBONDS 28 TRM TS29,240$744.0K0.5%–
iShares Tr46428951110+ YR INVST GRD6,827$479.0K0.3%–
FISVFiserv IncStock3,778$404.0K0.3%History
NLYAnnaly Capital Management IncCOM31,987$284.0K0.2%History
SONYSony Group CorpSPONSORED ADR595$58.0K<0.1%History
FHNFirst Horizon CorpCOM2,181$38.0K<0.1%History
ALLEAllegion plcORD SHS171$24.0K<0.1%History
HTBKHeritage Commerce CorpCOM2,029$23.0K<0.1%History
MCRBSeres Therapeutics, Inc.COM679$16.0K<0.1%History
PEverpure, Inc.CL A677$13.0K<0.1%History
DBX ETF Tr233051705XTRACK MUN INFRA300$9.00K<0.1%–
DBX ETF Tr233051879XTRACK HRVST CSI208$8.00K<0.1%–
NFLXNetflix IncStock7$4.00K<0.1%History
XLNXXilinx IncCOM16$2.00K<0.1%History