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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 16, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
1,816
+65 vs. Q4 2023
Portfolio value
$4.37B
+$154.2M (+3.7%) vs. Q4 2023
Filed
May 16, 2024
SEC
Holdings of Ancora Advisors, LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Anc Rent Corp001813104COM25$00.0%00.0%Unchanged–
Escrow All American Semiconduc016ESC402COM100,350$00.0%00.0%Unchanged–
Escrow Ambassadors Group Inc C023ESC999COM4,900$00.0%00.0%Unchanged–
American Green Inc02640N200COM750$00.0%00.0%Unchanged–
Esc American Medical Alert Cor027904986COM35,100$00.0%00.0%Unchanged–
Atlantis Plastics Inc049156102COM640$00.0%00.0%Unchanged–
AVTAAvantax, Inc.COM100$00.0%00.0%UnchangedHistory
Brampton Crest Intl Inc Com10511R101COM4$00.0%00.0%Unchanged–
Cannalink Inc Com13765B103COM28$00.0%00.0%Unchanged–
E Digital Corp26841Y103COM500$00.0%+500New–
Earthshell Corp Com New27032B209COM250$00.0%00.0%Unchanged–
Fab Unvl Corp Com302771100COM142$00.0%00.0%Unchanged–
First PL Finl Corp Com33610T109COM9,450$00.0%+4,000+73.4%Added–
Firstime Design Ltd Com33766M106COM65$00.0%00.0%Unchanged–
Flutter Entmt PLC Unsponsored ADS344044102ADR24$00.0%−100−80.6%Reduced–
Golden Developing Solutions in Com38089W103COM50,000$00.0%00.0%Unchanged–
Green Earth Techs39303R102COM10,000$00.0%00.0%Unchanged–
Gulf Energy Corp402274104COM500$00.0%00.0%Unchanged–
Iexalt Inc Com New451691208COM20$00.0%00.0%Unchanged–
Escrow Lehman Bros Hldgs Inc C524ESC100COM187$00.0%00.0%Unchanged–
LEVLLevel One Bancorp IncCOM2,500$00.0%00.0%UnchangedHistory
Natur International Corporatio63883U103COM142$00.0%00.0%Unchanged–
Neurobiological Tech Inc Com N64124W304COM2,544,675$00.0%00.0%Unchanged–
Oilsands Quest Inc Com678046103COM1,000$00.0%00.0%Unchanged–
PDL Biopharma Inc Com69329Y104COM4,948$00.0%00.0%Unchanged–
Penn Treaty Amern Corp Com New707874400COM50,000$00.0%00.0%Unchanged–
Sgi Intl Com New784185209COM2,000$00.0%00.0%Unchanged–
Smart SMS Corp Com83171W207COM2,500$00.0%00.0%Unchanged–
Spirit MTA REIT848ESC018Common Stock75,000$00.0%−15,000−16.7%Reduced–
Sport Haley Hldgs84917J104COM2,500$00.0%00.0%Unchanged–
Tactical Air Defense Svcs Com87356M108COM2,640,000$00.0%+2,500,000+1,785.7%Added–
Thai Fund882ESC106COM594$00.0%00.0%Unchanged–
Escrow Turkish Invst FD900ESC104COM318$00.0%00.0%Unchanged–
VanEck Vectors ETF Tr92189F403RUSSIA ETF400$00.0%00.0%Unchanged–
Virtus Oil and Gas Corporation92834V209COM66$00.0%00.0%Unchanged–
Interprivate III Financial P46064R114*W EXP 99/99/9996,540$00.0%00.0%Unchanged–
Ap Henderson Group00186G100COM2,000$00.0%00.0%Unchanged–
Atna Resources04957F101COM400$00.0%00.0%Unchanged–
Financial Strategies Acquisi31772T115*W EXP 03/31/20210,000$00.0%00.0%Unchanged–
NMG Parent LLC62929P102COM17$00.0%00.0%Unchanged–
Esc Lubys in Delaware Escrow549ESC028Com7,000$00.0%00.0%Unchanged–
Buckeye St Bank118239102COM667$00.0%00.0%Unchanged–
Pershing Square Tontine715ESC018COM1,439$00.0%+1,439New–
Blue River Bancshares Inc09602P107COM6,000$00.0%00.0%Unchanged–
Sesen Bio I N C817CVR038COM1,302$00.0%00.0%Unchanged–
SFTGQShift Technologies, Inc.CL A NEW28$00.0%00.0%UnchangedHistory
Esc Gci Liberty Inc Sr361ESC049COM4,359$00.0%00.0%Unchanged–
WTS Constellation 3/31/4021037X134SNW249$00.0%−58−18.9%Reduced–
CEPLCapstone Energy Plus, Inc.Stock2$00.0%+2NewHistory
Fusion Acquisition Corp II WTS269996054WARRANTS359$00.0%00.0%Unchanged–
PDX Partners Inc Com70455F109COM4,900$00.0%00.0%Unchanged–
Retail Value Inc SHS761ESC037Common Stock8$00.0%+8New–
Solar Integrated Roofing Corp83417R202COM14$00.0%+14New–
CORRCorEnergy Infrastructure Trust, Inc.COM NEW87$1<0.1%00.0%UnchangedHistory
IronNet, Inc.46323Q113*W EXP 08/26/2026,500$1<0.1%00.0%Unchanged–
ATHXAthersys, IncCOM NEW310$2<0.1%00.0%UnchangedHistory
Bird Global, Inc.09077J115*W EXP 01/07/2022,000$3<0.1%00.0%Unchanged–
PNSTPinstripes Holdings, Inc.CL A COM1$3<0.1%+1NewHistory
Electriq Power Holdings, Inc.285046116Warrant5,298$6<0.1%00.0%Unchanged–
CHRDChord Energy CorpCOM NEW0$7<0.1%−140−100.0%ReducedHistory
PERFFPerfect Corp.*W EXP 99/99/999103$8<0.1%00.0%UnchangedHistory
First Rep BK San Francisco C33616C100COM220$9<0.1%00.0%Unchanged–
Benson Hill, Inc.082490111*W EXP 99/99/9992,600$9<0.1%00.0%Unchanged–
ACBAurora Cannabis IncCOM2$9<0.1%00.0%UnchangedConverted for a 1-for-10 splitHistory
Getaround, Inc37427G119*W EXP 03/09/2023,200$18<0.1%00.0%Unchanged–
Fidelity MSCI Financials Index ETF316092501ETF0$20<0.1%0Unchanged–
Rubicon Technologies, Inc.78112J117*W EXP 04/01/2028,150$20<0.1%00.0%Unchanged–
LITSFLithos Group Ltd.COM39$20<0.1%+39NewHistory
Hyster B449172204COM1$27<0.1%00.0%Unchanged–
NINisource Inc.COM1$28<0.1%00.0%UnchangedHistory
E Med Future Inc Com26875D108COM3,000$30<0.1%00.0%Unchanged–
Goldenstone Acquisition Ltd38136Y110*W EXP 07/15/2023,000$33<0.1%00.0%Unchanged–
Revelstone Capital Acqstn Co76137R114*W EXP 09/15/2022,249$34<0.1%00.0%Unchanged–
SBIGWSBIG Holdings, Inc.*W EXP 06/14/2028,600$34<0.1%00.0%UnchangedHistory
John Wood Group PL OrdfG9745T118COM24$40<0.1%00.0%Unchanged–
DKSDick's Sporting Goods, Inc.Stock0$43<0.1%0NewHistory
Marblegate Acquisition Corp.56608A113*W EXP 08/31/2022,500$44<0.1%00.0%Unchanged–
VanEck ETF Trust92189Y204GREEN METALS ETF2$48<0.1%00.0%Unchanged–
VFSVinFast Auto Ltd.SHS10$50<0.1%00.0%UnchangedHistory
CPTKWCrown PropTech Acquisitions*W EXP 99/99/99912,098$58<0.1%00.0%UnchangedHistory
ITRMIterum Therapeutics plcSHS38$59<0.1%00.0%UnchangedHistory
Cepton, Inc.15673X119*W EXP 06/01/2026,250$61<0.1%00.0%Unchanged–
Spectaire Hldgs Inc84753T117*W EXP 10/17/2022,500$62<0.1%00.0%Unchanged–
View, Inc.92671V114*W EXP 03/08/2029,400$63<0.1%00.0%Unchanged–
Lumiradx LimitedG5709L117*W EXP 09/28/20215,470$63<0.1%00.0%Unchanged–
Coliseum Acquisition Corp.G2263T107*W EXP 08/22/2021,073$64<0.1%00.0%Unchanged–
HWMHowmet Aerospace Inc.Stock1$68<0.1%00.0%UnchangedHistory
GSTCGlobeStar Therapeutics CorpCOM88,000$79<0.1%00.0%UnchangedHistory
FutureTech II Acquisition Corp.36119D111*W EXP 12/23/2022,000$79<0.1%00.0%Unchanged–
Blue Ocean Acquisition CorpG1330L121*W EXP 12/02/2025,000$88<0.1%00.0%Unchanged–
DUET Acquisition Corp.26431Q114*W EXP 07/19/2023,000$90<0.1%00.0%Unchanged–
ATEKWAthena Technology Acquisition Corp. II*W EXP 10/17/2022,500$91<0.1%00.0%UnchangedHistory
Stryve Foods, Inc.863685111*W EXP 07/31/20217,300$92<0.1%00.0%Unchanged–
DPRODraganfly Inc.COM NEW500$95<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM NEW11$95<0.1%−28−71.8%ReducedHistory
Ap Acquisition CorpG04058114*W EXP 12/07/2022,500$100<0.1%00.0%Unchanged–
HUBCWHub Cyber Security Ltd.*W EXP 02/27/2026,293$102<0.1%00.0%UnchangedHistory
Zyversa Therapeut 27 WTF Warra98987D110WT1,500$105<0.1%00.0%Unchanged–
Blockchain Coinvstrs Acq CRPG11765115*W EXP 11/01/2022,500$108<0.1%00.0%Unchanged–
Finnovate Acquisition Corp.G3R34K111*W EXP 99/99/99910,825$108<0.1%00.0%Unchanged–

Options (52)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q1 2024
SecurityClassPutsCalls
Select Sector SPDR Tr81369Y904CALL–$12.6M
ProShares Tr74348A950PUT$3.67M–
iShares Tr464287955PUT$2.48M–
Elanco Animal Health Inc28414H903CALL–$2.08M
Caesars Entertainment Inc Ne12769G900CALL–$1.88M
Kohls Corp500255904CALL–$1.67M
Berry Global Group Inc08579W903CALL–$1.56M
Norfolk Southn Corp655844908CALL–$947.1K
ProShares Tr74348A900CALL–$871.4K
Amazon Com Inc023135906CALL–$704.4K
Select Sector SPDR Tr81369Y954PUT$391.0K–
Facebook Inc30303M902CALL–$329.9K
Veeva Sys Inc922475908CALL–$220.2K
Pitney Bowes Inc724479900CALL–$202.5K
RB Global Inc74935Q957PUT$146.7K–
Green Plains Partners LP393221906CALL–$125.0K
CSX Corp126408953PUT$102.5K–
Old Dominion Freight Line IN679580950PUT$89.2K–
Arcbest Corp03937C955PUT$88.3K–
Select Sector SPDR Tr81369Y950PUT$88.0K–
United Parcel Service Inc911312956PUT$81.0K–
State Street Utilities Select Sector SPDR ETF81369Y886ETF–$73.0K
Kohls Corp500255954PUT$64.8K–
SPDR Series Trust78464A954PUT$61.0K–
Hunt J B Trans Svcs Inc445658957PUT$52.2K–
Direxion Shs ETF Tr25459Y957PUT$50.9K–
Uber Technologies Inc90353T950PUT$50.3K–
FedEx Corp31428X956PUT$39.0K–
ProShares Tr74347W900CALL–$38.0K
Caesars Entertainment Inc Ne12769G950COM$36.8K–
Icahn Enterprises LP451100901CALL–$34.2K
Winnebago Inds Inc974637950PUT$33.0K–
Listed FD Tr53656F959PUT$31.6K–
Harmonic Inc413160902CALL–$26.7K
VanEck Vectors ETF Tr92189F906CALL–$24.0K
Select Sector SPDR Tr81369Y955put$23.0K–
iShares Tr464287958PUT$19.2K–
Expedia Group Inc30212P953PUT$14.7K–
Select Sector SPDR Tr81369Y952COMMUNUNICATIONS$14.6K–
Comtech Telecommunications C205826909CALL–$13.5K
iShares Inc464286901CALL–$13.0K
Patrick Inds Inc703343953PUT$13.0K–
Apple Inc037833950PUT$8.36K–
iShares Tr464287952PUT$7.90K–
Lci Inds50189K903CALL$7.00K–
Invesco Exchange Traded FD T46137V952PUT$6.00K–
SPDR S&P 500 ETF Tr78462F953PUT$4.92K–
Sportsmans Whse Hldgs Inc84920Y956PUT$2.00K–
VanEck Vectors ETF Tr92189F956PUT$1.40K–
Digital Rlty Tr Inc253868953PUT$850–
New York Cmnty Bancorp Inc649445903CALL–$250
Sportsmans Whse Hldgs Inc84920Y906CALL–$250

Sold out since Q4 2023 (101)

Positions held at the end of Q4 2023 that are gone from this filing.

The largest 100 of 101 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
EHABEnhabit, Inc.COM1,444,386$14.9M0.4%History
Avon Protection PLCG06860103COM849,748$9.21M0.2%–
FWRDForward Air CorpCOM126,553$7.96M0.2%History
APPFAppfolio IncCOM CL A22,382$3.88M0.1%History
PIMCO ETF Tr72201R88225YR+ ZERO U S33,343$2.85M0.1%–
CNXCConcentrix CorpStock18,071$1.77M<0.1%History
UTMDUtah Medical Products IncCOM16,657$1.40M<0.1%History
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF42,220$1.12M<0.1%–
XPOXPO, Inc.COM11,370$995.9K<0.1%History
NFGNational Fuel Gas CoStock16,300$817.8K<0.1%History
EIGEmployers Holdings, Inc.COM18,000$709.2K<0.1%History
USAPUniversal Stainless & Alloy Products IncCOM33,045$663.5K<0.1%History
FLICFirst of Long Island CorpCOM41,528$549.8K<0.1%History
ELFe.l.f. Beauty, Inc.COM3,228$465.9K<0.1%History
Ceres Farms LLC001466717LP464,108$464.1K<0.1%–
CMLSQCumulus Media IncCOM CL A74,080$394.1K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF13,514$372.7K<0.1%–
CTRNCiti Trends IncCOM12,590$356.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE12,374$352.7K<0.1%–
NATHNathans Famous, Inc.COM3,936$307.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF8,512$307.0K<0.1%–
VRAVera Bradley, Inc.COM39,380$303.2K<0.1%History
EVCEntravision Communications CorpCL A69,407$289.4K<0.1%History
ICDIndependence Contract Drilling, Inc.COM107,143$262.5K<0.1%History
PMDPsychemedics CorpCOM NEW78,173$231.4K<0.1%History
UNGUnited States Natural Gas Fund, LPUNIT PAR44,089$223.5K<0.1%History
Alps ETF Tr00162Q205EQUAL SEC ETF1,002$109.8K<0.1%–
LMNRLimoneira COCOM4,901$101.1K<0.1%History
Pru Gia744366725COM75,211$87.2K<0.1%–
SIGSignet Jewelers LtdSHS700$75.1K<0.1%History
MGNIMagnite, Inc.COM8,000$74.7K<0.1%History
WORWorthington Enterprises, Inc.COM1,280$73.7K<0.1%History
URBNUrban Outfitters IncCOM1,579$56.4K<0.1%History
JMMNuveen Multi-Market Income FundCOM9,183$54.3K<0.1%History
DNPDNP Select Income Fund IncCOM5,500$46.6K<0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF1,300$40.8K<0.1%–
WWWW International, Inc.COM4,490$39.3K<0.1%History
UUnity Software Inc.COM900$36.8K<0.1%History
WSWorthington Steel, Inc.COM SHS1,280$36.0K<0.1%History
BHKBlackRock Core Bond TrustSHS BEN INT3,050$33.3K<0.1%History
BTGB2GOLD CorpCOM10,000$31.6K<0.1%History
BOILProShares Trust IIULTRA BLOOMBERG1,108$31.5K<0.1%History
SPLKSplunk IncCOM200$30.5K<0.1%History
NWNNorthwest Natural Holding CoCOM750$29.2K<0.1%History
JRSNuveen Real Estate Income FundCOM3,400$26.6K<0.1%History
MCYMercury General CorpCOM700$26.1K<0.1%History
PCNPIMCO Corporate & Income Strategy FundCOM2,000$24.8K<0.1%History
AIC3.ai, Inc.Stock830$23.8K<0.1%History
TTCToro CoCOM236$22.7K<0.1%History
MSTRStrategy IncStock31$19.6K<0.1%History
American Axle & Mfg Com240611038COM2,190$19.3K<0.1%–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL140$16.4K<0.1%–
GLXYGalaxy Digital Inc.Common1,925$15.1K<0.1%History
IRDMIridium Communications Inc.COM360$14.8K<0.1%History
VREXVarex Imaging CorpCOM630$12.9K<0.1%History
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL268$11.4K<0.1%–
ENREnergizer Holdings, Inc.COM300$9.50K<0.1%History
iShares Tr46436E33820+ YEAR TR BD331$9.10K<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST2,426$7.84K<0.1%–
DARDarling Ingredients Inc.COM148$7.38K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A3,000$7.02K<0.1%History
ROKURoku, IncCOM CL A70$6.42K<0.1%History
CARSCars.com Inc.COM333$6.32K<0.1%History
HLHecla Mining CoCOM1,200$5.77K<0.1%History
DASHDoorDash, Inc.Stock57$5.64K<0.1%History
NJRNew Jersey Resources CorpStock124$5.53K<0.1%History
First Tr Exchange-Traded FD33739Q705FT VEST S&P 500100$5.17K<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY85$5.13K<0.1%–
Alliant Energy Corp Com188021083COM100$5.13K<0.1%–
iShares Tr46435G326CORE MSCI INTL54$3.44K<0.1%–
BYDDFBYD Co LtdCOM100$2.75K<0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF50$2.69K<0.1%–
iShares Tr46434V647GLOBAL REIT ETF97$2.35K<0.1%–
Paramount Resources Ltd Cl A699320206COM106$2.08K<0.1%–
WisdomTree Tr97717W315EMER MKT HIGH FD51$2.08K<0.1%–
Tidal Tr II Defiance88636J832S&P 500104$1.87K<0.1%–
BITWBitwise 10 Crypto Index ETFUNIT BENEFICIAL56$1.30K<0.1%History
iShares U S ETF Tr46431W598BLOOMBERG ROLL24$1.13K<0.1%–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG50$1.03K<0.1%–
Fintech Ecosystem Deve318136124RIGHT 04/01/20269,900$990<0.1%–
Adit Edtech Acquisition Corp007024110*W EXP 99/99/99911,300$949<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF13$666<0.1%–
Sizzle Acquisition Corp.83014E117*W EXP 11/02/2026,340$571<0.1%–
Atlantic Coastal Acquistn Co048453112*W EXP 03/02/20221,701$566<0.1%–
DKNGDraftKings Inc.Stock15$529<0.1%History
DHC Acquisition CorpG2758T117*W EXP 02/25/20217,548$351<0.1%–
Semper Paratus Acquisition CG8028L131*W EXP 11/04/2026,204$248<0.1%–
PLUGPlug Power IncStock50$225<0.1%History
Esgen Acquisition CorpG3R95N111*W EXP 10/18/2025,050$202<0.1%–
Greencity Acquisition CorpG4086B123*W EXP 04/28/2028,400$136<0.1%–
Fat Projects Acquisition CorG3400W110*W EXP 08/31/20212,100$133<0.1%–
Frontier Investment CorpG36816125*W EXP 06/29/2023,993$80<0.1%–
Newcourt Acquisition CorpG6448C129*W EXP 04/12/2025,000$80<0.1%–
LGNDZLigand Pharmaceuticals IncCOM12,000$54<0.1%History
Blackstone Private Credit Fund09261H107LP1$25<0.1%–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/202100$3<0.1%–
Solar Integrated Roofing Cor Com83417R103Common Stock2,000$2<0.1%–
Escrow Concord Camera Corp Com206ESC998COM2,500$00.0%–
WTS QLT Inc9941239W9WT200,000$00.0%–
ADR Amryt Pharm Contra032CVR011COM1,110$00.0%–