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Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 16, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,951
−139 vs. Q4 2022
Portfolio value
$3.51B
+$67.3M (+2.0%) vs. Q4 2022
Filed
May 16, 2023
SEC
Holdings of Ancora Advisors, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Anc Rent Corp001813104COM25$00.0%00.0%Unchanged–
Escrow All American Semiconduc016ESC402COM100,350$00.0%00.0%Unchanged–
Escrow Ambassadors Group Inc C023ESC999COM4,900$00.0%00.0%Unchanged–
Esc American Medical Alert Cor027904986COM35,100$00.0%00.0%Unchanged–
Atlantis Plastics Inc049156102COM640$00.0%00.0%Unchanged–
Brampton Crest Intl Inc Com10511R101COM4$00.0%00.0%Unchanged–
Cannalink Inc Com13765B103COM28$00.0%00.0%Unchanged–
Escrow Concord Camera Corp Com206ESC998COM2,500$00.0%00.0%Unchanged–
Earthshell Corp Com New27032B209COM250$00.0%00.0%Unchanged–
Fab Unvl Corp Com302771100COM142$00.0%00.0%Unchanged–
First PL Finl Corp Com33610T109COM5,450$00.0%00.0%Unchanged–
Green Earth Techs39303R102COM10,000$00.0%00.0%Unchanged–
Gulf Energy Corp402274104COM500$00.0%00.0%Unchanged–
Iexalt Inc Com New451691208COM20$00.0%00.0%Unchanged–
Escrow Lehman Bros Hldgs Inc C524ESC100COM187$00.0%00.0%Unchanged–
LEVLLevel One Bancorp IncCOM2,500$00.0%00.0%UnchangedHistory
Lone Pine Res Inc Com54222A106COM1,000,000$00.0%00.0%Unchanged–
Natur International Corporatio63883U103COM142$00.0%00.0%Unchanged–
Oilsands Quest Inc Com678046103COM1,000$00.0%00.0%Unchanged–
PDL Biopharma Inc Com69329Y104COM4,948$00.0%00.0%Unchanged–
Penn Treaty Amern Corp Com New707874400COM50,000$00.0%00.0%Unchanged–
Progenics Pharmaceuticals Inc743CVR037COM47,700$00.0%00.0%Unchanged–
Sgi Intl Com New784185209COM2,000$00.0%00.0%Unchanged–
Smart SMS Corp Com83171W207COM2,500$00.0%00.0%Unchanged–
Spirit MTA REIT848ESC018Common Stock80,000$00.0%00.0%Unchanged–
Sport Haley Hldgs84917J104COM2,500$00.0%00.0%Unchanged–
Tactical Air Defense Svcs Com87356M108COM140,000$00.0%00.0%Unchanged–
Tapestry Pharma Inc Com New876031204COM1,248,000$00.0%00.0%Unchanged–
Thai Fund882ESC106COM594$00.0%00.0%Unchanged–
Escrow Turkish Invst FD900ESC104COM318$00.0%00.0%Unchanged–
VanEck Vectors ETF Tr92189F403RUSSIA ETF400$00.0%00.0%Unchanged–
Virtus Oil and Gas Corporation92834V209COM66$00.0%00.0%Unchanged–
WTS QLT Inc9941239W9WT200,000$00.0%00.0%Unchanged–
Ap Henderson Group00186G100COM2,000$00.0%00.0%Unchanged–
Atna Resources04957F101COM400$00.0%00.0%Unchanged–
GT Advanced Techno Escrow361ESC023COM19$00.0%00.0%Unchanged–
Esc Lubys in Delaware Escrow549ESC028Com7,000$00.0%00.0%Unchanged–
Buckeye St Bank118239102COM667$00.0%00.0%Unchanged–
Pershing Square Tontine715ESC018COM1,439$00.0%00.0%Unchanged–
Blue River Bancshares Inc09602P107COM6,000$00.0%00.0%Unchanged–
Sesen Bio I N C817CVR038COM1,302$00.0%+1,302New–
American Green Inc02640N200COM750$1<0.1%00.0%Unchanged–
Web Blockchain Media Inc94734A103COM1,000$1<0.1%00.0%Unchanged–
Affymax Inc00826A109COM500$2<0.1%00.0%Unchanged–
Neurobiological Tech Inc Com N64124W304COM2,544,675$3<0.1%00.0%Unchanged–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/202100$11<0.1%00.0%Unchanged–
ACBAurora Cannabis IncCOM20$14<0.1%00.0%UnchangedHistory
SIVBSVB Financial GroupCOM16$14<0.1%+6+60.0%AddedHistory
Fidelity MSCI Financials Index ETF316092501ETF0$15<0.1%0New–
Getswift Technologies37428G100COM147,030$15<0.1%−27,500−15.8%Reduced–
PERFFPerfect Corp.*W EXP 99/99/999103$16<0.1%00.0%UnchangedHistory
Pivotal Investment Corp III72582M114*W EXP 01/28/2022,529$17<0.1%00.0%Unchanged–
Jackson Acquisition Co46653C114*W EXP 99/99/9992,500$22<0.1%00.0%Unchanged–
Southport Acquisition Corp84465L113*W EXP 99/99/999467$22<0.1%−200−30.0%Reduced–
Pure Energy Minerals74624B700COM55$24<0.1%00.0%Unchanged–
Aries I Acquisition CorpG0542N123*W EXP 03/18/2021,500$26<0.1%00.0%Unchanged–
Hyster B449172204COM1$27<0.1%00.0%Unchanged–
Tio Tech AG8T10C114*W EXP 04/12/2026,700$28<0.1%00.0%Unchanged–
Catcha Investment CorpG1962Y110*W EXP 99/99/9992,607$29<0.1%00.0%Unchanged–
SFTGQShift Technologies, Inc.CL A NEW28$31<0.1%−0−1.1%ReducedConverted for a 1-for-10 splitHistory
Skydeck Acquisition Corp.G82220115*W EXP 05/13/2021,000$32<0.1%00.0%Unchanged–
Northern Star Invest Corp II66574L118*W EXP 02/25/202687$34<0.1%00.0%Unchanged–
Berenson Acquisition Corp. I083690115*W EXP 08/01/20211,585$35<0.1%00.0%Unchanged–
ITRMIterum Therapeutics plcSHS38$38<0.1%00.0%UnchangedHistory
Prospector Capital CorpG7273A113*W EXP 01/01/202420$38<0.1%00.0%Unchanged–
UNITUniti Group Inc.COM11$39<0.1%00.0%UnchangedHistory
E Med Future Inc Com26875D108COM3,000$42<0.1%00.0%Unchanged–
Solar Integrated Roofing Cor Com83417R103Common Stock2,000$46<0.1%00.0%Unchanged–
BFXBowflex Inc.COM36$48<0.1%00.0%UnchangedHistory
Alset Capital Acquisition Co02115M117*W EXP 01/31/2021,000$49<0.1%00.0%Unchanged–
ALPPAlpine 4 Holdings, Inc.COM100$51<0.1%00.0%UnchangedHistory
FutureTech II Acquisition Corp.36119D111*W EXP 12/23/2022,000$51<0.1%00.0%Unchanged–
Altimar Acquisition Corp. IIIG0370U116*W EXP 08/03/2022,725$54<0.1%00.0%Unchanged–
ZEVLightning eMotors, Inc.COM200$57<0.1%+200NewHistory
John Wood Group PL OrdfG9745T118COM24$59<0.1%00.0%Unchanged–
LGNDZLigand Pharmaceuticals IncCOM12,000$60<0.1%00.0%UnchangedHistory
Bird Global, Inc.09077J115*W EXP 01/07/2022,000$60<0.1%00.0%Unchanged–
SMXWWSMX (Security Matters) Public Ltd Co*W EXP 03/07/2021,194$60<0.1%+1,194NewHistory
Alsp Orchid Acquisition CorpG0231L123*W EXP 11/30/2021,250$65<0.1%00.0%Unchanged–
Valor Latitude Acquisitn CorG9460N122*W EXP 04/02/2021,666$67<0.1%00.0%Unchanged–
Elliott Opportunity II Corp.G30092111*W EXP 03/02/2021,250$69<0.1%00.0%Unchanged–
BRCNFBurcon NutraScience CorpCOM350$70<0.1%+350NewHistory
New Providence Acqsitn Corp64823D110*W EXP 11/09/2021,666$76<0.1%00.0%Unchanged–
Trine II Acquisition Corp.G9059F118*W EXP 99/99/9997,589$76<0.1%00.0%Unchanged–
BioPlus Acquisition Corp.G11217125*W EXP 12/02/2021,006$80<0.1%00.0%Unchanged–
Tailwind Internatnal Acq CorG8662F119*W EXP 03/01/2024,046$81<0.1%−10,000−71.2%Reduced–
Bullpen Parlay Acquisition CG1792A118*W EXP 12/03/2022,500$81<0.1%00.0%Unchanged–
HWMHowmet Aerospace Inc.Stock2$85<0.1%−1,300−99.8%ReducedHistory
Mountain & Co I Acquisitn CoG6301J112*W EXP 09/30/2021,250$85<0.1%−3,800−75.2%Reduced–
Goldenstone Acquisition Ltd38136Y110*W EXP 07/15/2023,000$90<0.1%00.0%Unchanged–
RIBTRiceBran TechnologiesCOM100$93<0.1%+100NewHistory
Accretion Acquisition Corp00438Y115*W EXP 03/01/2022,700$94<0.1%00.0%Unchanged–
Anthemis Digital AcquisitionG03959114*W EXP 99/99/9992,500$98<0.1%00.0%Unchanged–
CEROWCero Therapeutics Holdings, Inc.*W EXP 09/01/2022,500$100<0.1%00.0%UnchangedHistory
AQMSAqua Metals, Inc.COM101$101<0.1%+101NewHistory
OCA Acquisition Corp.670865112*W EXP 01/14/2021,400$101<0.1%00.0%Unchanged–
RKLBRocket Lab CorpCOM25$101<0.1%+25NewHistory
Blockchain Moon Acquisitn Co09370F125*W EXP 10/14/2025,500$103<0.1%00.0%Unchanged–
DUET Acquisition Corp.26431Q114*W EXP 07/19/2023,000$105<0.1%00.0%Unchanged–
Zyversa Therapeut 27 WTF Warra98987D110WT1,500$105<0.1%00.0%Unchanged–

Options (44)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q1 2023
SecurityClassPutsCalls
ProShares Tr74348A950PUT$4.45M–
iShares Tr464287955PUT$2.30M$110.2K
Invesco QQQ Tr46090E953PUT$2.12M–
SPDR Dow Jones Indl Average78467X959PUT$779.7K–
SPDR Series Trust78464A954PUT$667.5K–
SPX Corp784635954PUT$641.0K–
iShares Tr464287957PUT$505.9K–
SPDR S&P 500 ETF Tr78462F953PUT$495.0K–
Hunt J B Trans Svcs Inc445658957PUT$456.0K–
iShares Tr464287952PUT$452.0K–
Invesco Exchange Traded FD T46137V952PUT$413.8K–
Select Sector SPDR Tr81369Y954PUT$345.0K–
ProShares Tr74347W950II PUT–$319.7K
SPDR S&P 500 ETF Tr78462F903CALL–$317.6K
Expeditors Intl Wash Inc302130959PUT$310.1K–
Select Sector SPDR Tr81369Y957PUT$268.7K–
Green Plains Partners LP393221956PUT$252.1K–
Ashland Global Hldgs Inc044186954PUT$237.3K–
C H Robinson Worldwide Inc12541W959PUT$198.1K–
Select Sector SPDR Tr81369Y950PUT$164.9K–
CSX Corp126408953PUT$144.0K–
United Parcel Service Inc911312956PUT$134.8K–
United STS Gasoline FD LP91201T902CALL–$85.0K
United STS Gasoline FD LP91201T952PUT$85.0K–
Union Pac Corp907818958PUT$83.8K–
Berry Global Group Inc08579W953COM$77.0K–
iShares Tr464287950PUT$72.4K–
Royal Caribbean GroupV7780T953COM$41.4K–
iShares Tr464288953PUT$35.0K–
XND 221230C0011500062877D101CALL–$34.6K
iShares Tr464288954PUT$30.0K–
Pitney Bowes Inc724479950PUT$24.6K–
B. Riley Financial Inc05580M958PUT$24.0K–
First Rep BK San Francisco C33616C950PUT$21.6K–
Skechers U S A Inc830566905CALL–$15.8K
iShares Tr464288950PUT$15.0K–
Ritchie Bros Auctioneers767744955PUT$15.0K–
Lululemon Athletica Inc550021909CALL–$10.8K
Diebold Inc253651953PUT–$5.25K
Select Sector SPDR Tr81369Y955put$4.40K–
iShares Tr464288903CALL–$3.40K
Mueller WTR Prods Inc624758958PUT$1.54K–
Lululemon Athletica Inc550021959PUT$870–
Skechers U S A Inc830566955PUT$375–

Sold out since Q4 2022 (323)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 323 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
IAAIAA, Inc.COM4,691,033$187.6M5.5%History
OIO-I Glass, Inc.COM1,394,558$23.1M0.7%History
AVDXAvidXchange Holdings, Inc.COM1,087,866$10.8M0.3%History
NFYSEnphys Acquisition Corp.CL A ORD SHS499,857$5.01M0.1%History
ZIMVZimVie Inc.Stock426,683$3.98M0.1%History
PBPBPotbelly CorpCOM631,267$3.52M0.1%History
RILYBRC Group Holdings, Inc.COM51,565$1.76M0.1%History
JBGSJBG Smith PropertiesCOM72,990$1.39M<0.1%History
VSXYVictoria's Secret & Co.COMMON STOCK38,060$1.36M<0.1%History
Digital Transformatn Opt Cor25401K107CLASS A COM120,240$1.21M<0.1%–
NABLN-able, Inc.COMMON STOCK105,980$1.09M<0.1%History
FWRDForward Air CorpCOM9,900$1.04M<0.1%History
ROSSBPGC Acquisition Corp.SHS CL A102,530$1.04M<0.1%History
SCAQStratim Cloud Acquisition Corp.CLASS A COM102,500$1.03M<0.1%History
PCBPCB BancorpCOM54,400$962.0K<0.1%History
KBALKimball International IncCL B139,908$909.0K<0.1%History
GOROGoldgroup Mining Inc.COM541,200$828.0K<0.1%History
ACAHAtlantic Coastal Acquisition Corp.CLASS A COM82,031$822.0K<0.1%History
Mason Industrial Technolgy I57520Y106COM CL A73,806$738.0K<0.1%–
Envoy Medical, Inc.03737A101COM CL A63,899$645.0K<0.1%–
THCPThunder Bridge Capital Partners IV, Inc.CLASS A COM63,480$632.0K<0.1%History
ACGLArch Capital Group Ltd.Stock9,234$580.0K<0.1%History
WFC.PLWells Fargo & CompanyPERP PFD CNV A477$565.0K<0.1%History
AEAdams Resources & Energy, Inc.COM NEW14,401$560.0K<0.1%History
CCRDCoreCard CorpCOM17,730$514.0K<0.1%History
LFCRLifecore Biomedical, Inc.COM77,551$502.0K<0.1%History
TLYSTilly's, Inc.CL A54,780$496.0K<0.1%History
FZTFAST Acquisition Corp. IICL A49,000$490.0K<0.1%History
Interprivate IV Infratech PR46064T102CLASS A COM48,368$490.0K<0.1%–
KTCCKey Tronic CorpCOM98,493$426.0K<0.1%History
HWELHealthwell Acquisition Corp. ICLASS A COM42,482$421.0K<0.1%History
GX Acquisition Corp II36260F105CLASS A COM38,511$385.0K<0.1%–
NRGNRG Energy, Inc.Stock10,920$347.0K<0.1%History
LOCCLive Oak Crestview Climate Acquisition Corp.CL A COM34,900$347.0K<0.1%History
Metals Acquisition CorpG60405100SHS CL A34,077$341.0K<0.1%–
UGIUgi CorpStock8,844$328.0K<0.1%History
SMLRSemler Scientific, Inc.COM9,810$324.0K<0.1%History
MDH Acquisition Corp55283P106COM CL A31,817$319.0K<0.1%–
African Gold Acquisition CorG0112R108SHS CL A30,000$301.0K<0.1%–
Colombier Acquisition Corp19533H108CL A29,144$290.0K<0.1%–
FSNBFusion Acquisition Corp. IICOM CL A28,428$285.0K<0.1%History
BMACBlack Mountain Acquisition Corp.CL A COM26,598$271.0K<0.1%History
CODACoda Octopus Group, Inc.COM NEW38,443$264.0K<0.1%History
Inflection Point Acqustn CorG47874121CLASS A ORD26,299$264.0K<0.1%–
Unit Corp909218406COM4,500$260.0K<0.1%–
HAYNHaynes International IncCOM NEW5,640$258.0K<0.1%History
Eg Acquisition Corp26846A100COM CL A25,157$251.0K<0.1%–
ALTIAlTi Global, Inc.CL A SHS21,583$236.0K<0.1%History
KLICKulicke & Soffa Industries IncCOM5,020$222.0K<0.1%History
Tech and Energy Transition87823R102CLASS A COM22,155$222.0K<0.1%–
CNDAConcord Acquisition Corp IICOM CL A22,050$219.0K<0.1%History
HWKZHawks Acquisition CorpCL A19,698$197.0K<0.1%History
LanzaTech Global, Inc.00166R100CLASS A COM18,200$182.0K<0.1%–
AEONAEON Biopharma, Inc.CL A16,770$169.0K<0.1%History
Alpha Healthcare Acqu Corp I02073F104CLASS A COM15,572$154.0K<0.1%–
Forum Merger IV Corp349875104CLASS A COM15,000$151.0K<0.1%–
NewHold Investment Corp. II651450108COM CL A15,000$151.0K<0.1%–
FIXComfort Systems USA IncCOM1,275$147.0K<0.1%History
KEKimball Electronics, Inc.Stock6,353$144.0K<0.1%History
TROWPrice T Rowe Group IncStock1,190$130.0K<0.1%History
AANAaron's Company, Inc.COM10,840$130.0K<0.1%History
FENCFennec Pharmaceuticals Inc.COM12,245$118.0K<0.1%History
SPXCSPX Technologies, Inc.COM1,750$115.0K<0.1%History
MultiSensor AI Holdings, Inc.84921J108COM11,130$114.0K<0.1%–
HCVIRed Rock Acquisition Corp.CLASS A COM10,000$99.0K<0.1%History
Aurora Acquisition CorpG0698L103CLASS A ORD SHS9,000$91.0K<0.1%–
FATPFat Projects Acquisition CorpCLASS A ORD SHS9,000$91.0K<0.1%History
ProShares Tr74347B508DJ BRKFLD GLB2,014$90.0K<0.1%–
SF.PDStifel Financial CorpCOM5,350$87.0K<0.1%History
ESIElement Solutions IncCOM4,705$86.0K<0.1%History
Noble Rock Acquisition CorpG6546R101CL A SHS8,000$81.0K<0.1%–
Pine Technology Acquisitn Co722850104CLASS A COM8,104$81.0K<0.1%–
Axonprime Infrstctr Aqstn Co05467C108CLASS A COM7,500$74.0K<0.1%–
Far Peak Acquisition CorpG3312L103SHS CL A7,000$70.0K<0.1%–
TWCBBilander Acquisition Corp.CL A COM7,100$70.0K<0.1%History
Alps ETF Tr00162Q379OSHARES EUR QLT2,500$59.0K<0.1%–
RTORentokil Initial PLCSPONSORED ADR1,884$58.0K<0.1%History
CYCUCycurion, Inc.COM4,800$55.0K<0.1%History
Accretion Acquisition Corp00438Y107COM5,400$54.0K<0.1%–
Silver Spike Acquisitn CorpG8201H105CLASS A ORD SHS5,278$53.0K<0.1%–
Viscogliosi Bros Acquistn Co92838K100COMMON STOCK5,000$51.0K<0.1%–
B Riley Prin 250 Merger Corp05602L104CLASS A COM5,000$50.0K<0.1%–
WPCBWarburg Pincus Capital Corp I-BSHS CL A5,000$50.0K<0.1%History
WPCAWarburg Pincus Capital Corp I-ASHS CL A5,000$50.0K<0.1%History
G Squared Ascend I IncG4204R109SHS CL A4,727$48.0K<0.1%–
Twelve Seas Investment Co. II90118T106COM CL A4,149$42.0K<0.1%–
ARIZArisz Acquisition Corp.COMMON STOCK4,000$40.0K<0.1%History
DUK.PADuke Energy CORPCOM1,620$38.0K<0.1%History
Khosla Ventures Acquisition482504107CL A3,710$37.0K<0.1%–
Churchill Capital Corp V17144T107COM CL A3,605$36.0K<0.1%–
ZLSZalatoris II Acquisition CorpCLASS A ORD3,072$31.0K<0.1%History
ADRTAult Disruptive Technologies CorpCOM3,000$31.0K<0.1%History
SNPSSynopsys IncCOM94$30.0K<0.1%History
Fusion Acquisition Corp. II36118N201UNIT 02/29/20283,000$30.0K<0.1%–
CCVIChurchill Capital Corp VICOM CL A3,006$30.0K<0.1%History
PEGRProject Energy Reimagined Acquisition Corp.CLASS A ORD3,000$30.0K<0.1%History
Burtech Acquisition Corp123013104CLASS A COM3,000$30.0K<0.1%–
DUETDUET Acquisition Corp.CLASS A COM3,000$30.0K<0.1%History
TCOAZalatoris Acquisition Corp.COM CL A3,000$30.0K<0.1%History
FCRDFirst Eagle Alternative Capital BDC, Inc.COM6,158$26.0K<0.1%History