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Livermore
Livermore
ZHEN

Macquarie Group Ltd

SEC CIK
0001418333
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
2,616
+67 vs. Q2 2021
Portfolio value
$117.3B
−$4.45B (−3.7%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Macquarie Group Ltd in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
CPKChesapeake Utilities CorpCOM6$1.00K<0.1%00.0%UnchangedHistory
BDTXBlack Diamond Therapeutics, Inc.COM173$1.00K<0.1%00.0%UnchangedHistory
APREAprea Therapeutics, Inc.COM183$1.00K<0.1%00.0%UnchangedHistory
iShares Tr464287234MSCI EMG MKT ETF31$2.00K<0.1%00.0%Unchanged–
ARDXArdelyx, Inc.COM1,724$2.00K<0.1%00.0%UnchangedHistory
TCDATricida, Inc.COM364$2.00K<0.1%00.0%UnchangedHistory
LEGNLegend Biotech CorpSPONSORED ADS67$3.00K<0.1%00.0%UnchangedHistory
LELands' End, Inc.COM111$3.00K<0.1%00.0%UnchangedHistory
MBIMbia IncCOM230$3.00K<0.1%00.0%UnchangedHistory
RLMDRelmada Therapeutics, Inc.COM116$3.00K<0.1%00.0%UnchangedHistory
ASMBAssembly Biosciences, Inc.COM912$3.00K<0.1%00.0%UnchangedHistory
MTEMMolecular Templates, Inc.COM396$3.00K<0.1%00.0%UnchangedHistory
PASGPassage BIO, Inc.COM265$3.00K<0.1%00.0%UnchangedHistory
BROSDutch Bros Inc.CL A100$4.00K<0.1%+100NewHistory
ADVMAdverum Biotechnologies, Inc.COM1,706$4.00K<0.1%00.0%UnchangedHistory
TECXTectonic Therapeutic, Inc.COM805$4.00K<0.1%00.0%UnchangedHistory
NWLINational Western Life Group, Inc.CL A21$4.00K<0.1%00.0%UnchangedHistory
PTGXProtagonist Therapeutics, IncCOM307$5.00K<0.1%00.0%UnchangedHistory
UFCSUnited Fire Group IncCOM232$5.00K<0.1%00.0%UnchangedHistory
FFFutureFuel Corp.COM725$5.00K<0.1%00.0%UnchangedHistory
GSBCGreat Southern Bancorp, Inc.COM97$5.00K<0.1%00.0%UnchangedHistory
CVMCel Sci CorpCOM PAR NEW469$5.00K<0.1%00.0%UnchangedHistory
CFBCrossfirst Bankshares, Inc.COM377$5.00K<0.1%00.0%UnchangedHistory
DRRXDurect CorpCOM3,782$5.00K<0.1%00.0%UnchangedHistory
QGENQiagen N.V.SHS NEW100$5.00K<0.1%00.0%UnchangedHistory
COLLCollegium Pharmaceutical, IncCOM292$6.00K<0.1%00.0%UnchangedHistory
KREFKKR Real Estate Finance Trust Inc.COM290$6.00K<0.1%00.0%UnchangedHistory
NABLN-able, Inc.COMMON STOCK456$6.00K<0.1%+456NewHistory
ARRArmour Residential REIT, Inc.COM NEW555$6.00K<0.1%00.0%UnchangedHistory
CMOCapstead Mortgage CorpCOM NO PAR908$6.00K<0.1%00.0%UnchangedHistory
HTBKHeritage Commerce CorpCOM539$6.00K<0.1%00.0%UnchangedHistory
ORANYOrangeSPONSORED ADR588$6.00K<0.1%00.0%UnchangedHistory
SDCSmileDirectClub, Inc.CL A COM1,100$6.00K<0.1%00.0%UnchangedHistory
CLBCore Laboratories Inc.COM226$6.00K<0.1%00.0%UnchangedHistory
SAPSAP SEADR55$7.00K<0.1%00.0%UnchangedHistory
CTBICommunity Trust Bancorp IncCOM155$7.00K<0.1%00.0%UnchangedHistory
NRCNRC HealthCOM NEW170$7.00K<0.1%00.0%UnchangedHistory
NICNicolet Bankshares IncCOM90$7.00K<0.1%00.0%UnchangedHistory
QCRHQCR Holdings IncCOM128$7.00K<0.1%00.0%UnchangedHistory
OSGOctave Specialty Group IncCOM NEW514$7.00K<0.1%00.0%UnchangedHistory
CPFCentral Pacific Financial CorpCOM NEW256$7.00K<0.1%00.0%UnchangedHistory
CACCamden National CorpCOM144$7.00K<0.1%00.0%UnchangedHistory
EFCEllington Financial Inc.COM360$7.00K<0.1%00.0%UnchangedHistory
NFBKNorthfield Bancorp, Inc.COM398$7.00K<0.1%00.0%UnchangedHistory
RMNIRimini Street, Inc.COM698$7.00K<0.1%+698NewHistory
TRSTTrustco Bank Corp N YCOM NEW214$7.00K<0.1%00.0%UnchangedHistory
UVSPUnivest Financial CorpCOM267$7.00K<0.1%00.0%UnchangedHistory
ABTXAllegiance Bancshares, Inc.COM182$7.00K<0.1%00.0%UnchangedHistory
APLTApplied Therapeutics, Inc.COM393$7.00K<0.1%00.0%UnchangedHistory
ATHXAthersys, IncCOM5,566$7.00K<0.1%00.0%UnchangedHistory
FBMSFirst Bancshares IncCOM168$7.00K<0.1%00.0%UnchangedHistory
NVONovo Nordisk A SADR79$8.00K<0.1%−25−24.0%ReducedHistory
HSTMHealthstream IncCOM292$8.00K<0.1%00.0%UnchangedHistory
SNNSmith & Nephew PLCSPDN ADR NEW227$8.00K<0.1%+89+64.5%AddedHistory
HCSGHealthcare Services Group IncCOM310$8.00K<0.1%00.0%UnchangedHistory
GERNGeron CorpCOM5,935$8.00K<0.1%00.0%UnchangedHistory
FMSFresenius Medical Care AGSPONSORED ADR221$8.00K<0.1%00.0%UnchangedHistory
BANCBanc of California, Inc.COM453$8.00K<0.1%00.0%UnchangedHistory
BRSPBrightSpire Capital, Inc.COM CL A877$8.00K<0.1%00.0%UnchangedHistory
EHTHeHealth, Inc.COM190$8.00K<0.1%00.0%UnchangedHistory
WASHWashington Trust Bancorp IncCOM144$8.00K<0.1%00.0%UnchangedHistory
HSIIHeidrick & Struggles International IncCOM188$8.00K<0.1%00.0%UnchangedHistory
IVRInvesco Mortgage Capital Inc.COM2,650$8.00K<0.1%00.0%UnchangedHistory
SRDXSurmodics IncCOM138$8.00K<0.1%00.0%UnchangedHistory
SWISolarWinds CorpCOM456$8.00K<0.1%+456NewHistory
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A1,684$9.00K<0.1%00.0%UnchangedHistory
AMPHAmphastar Pharmaceuticals, Inc.COM454$9.00K<0.1%00.0%UnchangedHistory
MBWMMercantile Bank CorpCOM288$9.00K<0.1%00.0%UnchangedHistory
DEODiageo PLCSPON ADR NEW48$9.00K<0.1%−8−14.3%ReducedHistory
OSUROrasure Technologies IncCOM828$9.00K<0.1%00.0%UnchangedHistory
SPNTSiriusPoint LtdCOM982$9.00K<0.1%00.0%UnchangedHistory
SCLStepan CoCOM84$9.00K<0.1%+84NewHistory
CVGWCalavo Growers IncCOM232$9.00K<0.1%00.0%UnchangedHistory
LBAILakeland Bancorp IncCOM526$9.00K<0.1%00.0%UnchangedHistory
Meridian Bioscience Inc589584101COM482$9.00K<0.1%00.0%Unchanged–
RADNew Rite Aid, LLCCOM607$9.00K<0.1%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock886$10.0K<0.1%−5,382−85.9%Reduced–
RVMDRevolution Medicines, Inc.COM352$10.0K<0.1%00.0%UnchangedHistory
SIGASiga Technologies IncCOM1,355$10.0K<0.1%00.0%UnchangedHistory
HTLDHeartland Express IncCOM606$10.0K<0.1%00.0%UnchangedHistory
AKBAAkebia Therapeutics, Inc.COM3,370$10.0K<0.1%00.0%UnchangedHistory
COTYCoty Inc.COM CL A1,281$10.0K<0.1%−842,092−99.8%ReducedHistory
PRAProassurance CorpCOM422$10.0K<0.1%00.0%UnchangedHistory
SMPStandard Motor Products, Inc.Stock261$11.0K<0.1%00.0%UnchangedHistory
SLPSimulations Plus, Inc.COM269$11.0K<0.1%00.0%UnchangedHistory
TBBKBancorp, Inc.COM440$11.0K<0.1%00.0%UnchangedHistory
HFWAHeritage Financial CorpCOM434$11.0K<0.1%00.0%UnchangedHistory
GTHXG1 Therapeutics, Inc.COM842$11.0K<0.1%00.0%UnchangedHistory
BATRKAtlanta Braves Holdings, Inc.COM C BRAVES GRP410$11.0K<0.1%00.0%UnchangedHistory
NTUSNatus Medical IncCOM425$11.0K<0.1%00.0%UnchangedHistory
GABCGerman American Bancorp, Inc.Stock318$12.0K<0.1%00.0%UnchangedHistory
ESPREsperion Therapeutics, Inc.COM976$12.0K<0.1%00.0%UnchangedHistory
TDSTelephone & Data Systems IncCOM NEW601$12.0K<0.1%00.0%UnchangedHistory
IMAXImax CorpCOM608$12.0K<0.1%00.0%UnchangedHistory
BKDBrookdale Senior Living Inc.COM1,966$12.0K<0.1%00.0%UnchangedHistory
VREXVarex Imaging CorpCOM433$12.0K<0.1%00.0%UnchangedHistory
KRNYKearny Financial Corp.COM960$12.0K<0.1%00.0%UnchangedHistory
BBTBeacon Financial CorpCOM450$12.0K<0.1%00.0%UnchangedHistory
GBIOGeneration Bio Co.COM498$12.0K<0.1%00.0%UnchangedHistory
Two Harbors Investment Corp.90187B408COM NEW1,914$12.0K<0.1%00.0%Unchanged–

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Macquarie Group Ltd in Q3 2021
SecurityClassPutsCalls
SPDR S&P Midcap 400 ETF Tr78467Y957PUT$11.3M–
Invesco QQQ Tr46090E953PUT$10.9M–
iShares Tr464287955PUT$2.49M–
AMCRAmcor plcORD–$82.0K

Sold out since Q2 2021 (107)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 107 by value last quarter.

Positions of Macquarie Group Ltd sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Aarons Holdings Company Inc00258R109COM1,421,700$68.4M0.1%–
Telus Intl Cda Inc87975H100SUB VTG SHS2,000,000$62.2M0.1%–
CORECore-Mark Holding Company, LLCCOM1,365,201$61.4M0.1%History
KNLKnoll IncCOM NEW1,854,908$48.2M<0.1%History
MGAMagna International IncCOM503,765$46.7M<0.1%History
KKR Acquisition Holding I Co48253T208UNIT 99/99/99993,900,000$39.2M<0.1%–
HOMEAt Home Group Inc.COM995,729$36.7M<0.1%History
SWIMLatham Group, Inc.COM989,088$31.6M<0.1%History
Nabors Inds Inc New62957HAB1NOTE 0.750% 1/1–$27.2M<0.1%–
PFPTProofpoint IncCOM136,233$23.7M<0.1%History
Gores Guggenheim, Inc.38286Q206UNIT 03/25/20282,250,000$22.5M<0.1%–
ABBNYABB LtdSPONSORED ADR637,503$21.7M<0.1%History
Landcadia Holdings IV, Inc.51477A203UNIT 05/01/20252,000,000$19.9M<0.1%–
MSD Acquisition Corp.G5709C117UNIT 03/25/20261,500,000$15.2M<0.1%–
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/99991,510,000$15.1M<0.1%–
Khosla Ventures Acqustn Co I482505104COM CL A1,500,000$14.9M<0.1%–
Lead Edge Growth Oprtunts LTG54085124UNIT 04/01/20261,350,000$13.5M<0.1%–
Sogou Inc83409V104ADR REPSTG A1,500,000$12.8M<0.1%–
Translate Bio, Inc.89374L104COM457,565$12.6M<0.1%–
TECKTeck Resources LtdCL B532,327$12.3M<0.1%History
Byte Acquisition CorpG1R25Q121UNIT 03/18/20291,169,100$11.9M<0.1%–
Stratim Cloud Acquisition Corp.86309R206UNIT 03/05/20261,150,000$11.5M<0.1%–
Ross Acquisition Corp IIG7641C122UNIT 99/99/99991,149,010$11.5M<0.1%–
Disruptive Acquisition CorpG2770Y110UNIT 03/06/20261,100,000$11.0M<0.1%–
Digital Transformatn Opt Cor25401K206UNIT 03/31/20281,100,000$10.9M<0.1%–
Rocket Internet GRWT Oprt CoG7613T111UNIT 99/99/99991,000,000$10.0M<0.1%–
Supernova Partn Acq Co III LG8T90F110UNIT 99/99/99991,000,000$9.97M<0.1%–
Athena Technology Acquisi Co04687A208UNIT 99/99/9999979,000$9.76M<0.1%–
Landcadia Holdings III Inc51476H100COM CL A750,000$9.30M<0.1%–
Esm Acquisition CorporationG3195H120UNIT 99/99/9999900,000$9.00M<0.1%–
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/2026900,000$9.00M<0.1%–
TB SA Acquisition CorpG8657L113UNIT 03/25/2028900,000$8.96M<0.1%–
Af Acquisition Corp001040203UNIT 03/31/2028900,000$8.95M<0.1%–
Golden Arrow Merger Corp380799205UNIT 07/31/2026900,000$8.95M<0.1%–
Levere Holdings Corp.G5462L114UNIT 03/09/2026850,000$8.71M<0.1%–
Forum Merger IV Corp349875203UNIT 03/15/2028850,000$8.49M<0.1%–
Oyster Enterprises Acq Corp69242M203UNIT 01/20/2026835,000$8.33M<0.1%–
iShares Tr464288414NATIONAL MUN ETF68,900$8.07M<0.1%–
QTSQTS Realty Trust, Inc.COM CL A103,071$7.97M<0.1%History
Accelerate Acquisition Corp.00439D201UNIT 99/99/9999750,000$7.57M<0.1%–
Longview Acquisition Corp. II54319Q204UNIT 99/99/9999700,000$7.06M<0.1%–
Sandbridge X2 Corp799792205UNIT 99/99/9999700,000$7.01M<0.1%–
Fortress Value Acquisi Corp34964K207UNIT 03/31/2028700,000$7.00M<0.1%–
PWP Forward Acquisition Corp74709Q200UNIT 03/10/2026700,000$6.96M<0.1%–
MXIMMaxim Integrated Products IncCOM62,194$6.55M<0.1%History
Northern Genesis Acqu Corp I66516W206UNIT 99/99/9999600,000$6.06M<0.1%–
LDH Growth Corp IG54094118UNIT 03/17/2026600,000$6.00M<0.1%–
GX Acquisition Corp II36260F204UNIT 03/17/2026600,000$5.99M<0.1%–
Agile Growth Corp.G01202129UNIT 03/09/2026600,000$5.98M<0.1%–
Build Acquisition Corp12008J204UNIT 99/99/9999600,000$5.97M<0.1%–
YELLQYellow CorpCOM885,593$5.76M<0.1%History
WOLFWolfspeed, Inc.COM57,120$5.59M<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM28,084$5.16M<0.1%History
OPAL Fuels Inc.G0R21B120UNIT 03/16/2028500,000$5.02M<0.1%–
Silver Spike Acquisitn CorpG8201H121UNIT 02/26/2026450,000$4.54M<0.1%–
L Catterton Asia AcquisitionG5346G109UNIT 03/11/2026450,000$4.50M<0.1%–
SYNAPTICS Inc87157DAD1NOTE 0.500% 6/1–$4.24M<0.1%–
Archimedes Tech Spac Partnr039562202UNIT 03/10/2026425,000$4.22M<0.1%–
G&P Acquisition Corp36146G202UNIT 02/28/2028420,727$4.22M<0.1%–
PDC Energy, Inc.69327RAD3NOTE 1.125% 9/1–$4.09M<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/2026400,000$4.01M<0.1%–
Plum Acquisition Corp IG7134L100UNIT 03/15/2026400,000$3.97M<0.1%–
VanEck ETF Trust92189H409HIGH YLD MUNIETF61,000$3.88M<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT119,932$3.85M<0.1%History
Frontier Acquisition Corp.G36826116UNIT 03/01/2026382,000$3.82M<0.1%–
European Biotech Acqutn CorpG3167F110UNIT 03/09/2026378,000$3.78M<0.1%–
Waldencast Acquisition CorpG9460C126UNIT 03/11/2026364,914$3.75M<0.1%–
Proofpoint Inc743424AF0NOTE 0.250% 8/1–$3.49M<0.1%–
Colonnade Acquisition Corp IG2284B127UNIT 99/99/9999350,000$3.48M<0.1%–
PRAHPRA Health Sciences, Inc.COM19,797$3.27M<0.1%History
Pine Technology Acquisitn Co722850203UNIT 03/31/2028300,000$2.98M<0.1%–
BNTXBioNTech SESPONSORED ADS12,806$2.87M<0.1%History
Priceline Grp Inc741503AX4NOTE 0.900% 9/1–$2.85M<0.1%–
SYKESykes Enterprises IncCOM48,018$2.58M<0.1%History
FAFirst Advantage CorpCOM94,320$1.88M<0.1%History
PLLPiedmont Lithium Inc.Stock22,367$1.75M<0.1%History
Liberty Media Corp Del531229AF9NOTE 1.000% 1/3–$1.65M<0.1%–
Kadem Sustainable Impact Cor48284E204UNIT 03/17/2026156,100$1.56M<0.1%–
GRFSGrifols SASP ADR REP B NVT83,234$1.44M<0.1%History
New Relic, Inc.64829BAB6NOTE 0.500% 5/0–$1.37M<0.1%–
Zendesk, Inc.98936JAD3NOTE 0.625% 6/1–$1.16M<0.1%–
IAC Interactivecorp New44891N109COM7,116$1.10M<0.1%–
Alteryx, Inc.02156BAD5NOTE 0.500% 8/0–$1.02M<0.1%–
Rice Acquisition Corp762594109COM CL A46,602$841.0K<0.1%–
PARRPar Pacific Holdings, Inc.COM NEW36,951$621.0K<0.1%History
MQMarqeta, Inc.CLASS A COM20,649$580.0K<0.1%History
CHRDChord Energy CorpCOM NEW5,587$556.0K<0.1%History
PLTKPlaytika Holding Corp.COM21,726$518.0K<0.1%History
VTLEVital Energy, Inc.COM5,360$497.0K<0.1%History
Achilles Therapeutics PLC00449L102SPONSORED ADS40,402$396.0K<0.1%–
MNDTMandiant, Inc.COM6,708$136.0K<0.1%History
Brookfield Ppty REIT Inc11282X103CL A6,393$121.0K<0.1%–
GRAW R Grace & CoCOM1,156$80.0K<0.1%History
CAI International, Inc.12477X106COM746$42.0K<0.1%–
NAVNavistar International CorpCOM950$42.0K<0.1%History
ORBCOMM Inc.68555P100COM3,421$38.0K<0.1%–
CLBKColumbia Financial, Inc.COM1,754$30.0K<0.1%History
LMNXLuminex CorpCOM741$27.0K<0.1%History
CNSTConstellation Pharmaceuticals IncCOM686$23.0K<0.1%History
MSG Network Inc553573106CL A1,572$23.0K<0.1%–