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Livermore
Livermore
ZHEN

WBI Investments

SEC CIK
0001397424
Latest filing
Aug 11, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
177
+2 vs. Q1 2021
Portfolio value
$650.9M
+$14.1M (+2.2%) vs. Q1 2021
Filed
Aug 13, 2021
AmendedSEC
Holdings of WBI Investments in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr46435U853BROAD USD HIGH1,305,010$54.4M8.4%−289,873−18.2%Reduced–
DBX ETF Tr233051432XTRACK USD HIGH1,233,991$49.7M7.6%−109,863−8.2%Reduced–
Absolute Shs Tr00400R858WBI PWR FACTOR1,174,782$32.3M5.0%−57,622−4.7%Reduced–
Absolute Shs Tr00400R601WBI BBR VAL 3000966,634$30.7M4.7%+101,343+11.7%Added–
Absolute Shs Tr00400R874WBI BBR GBL INME1,148,290$28.6M4.4%+67,482+6.2%Added–
Absolute Shs Tr00400R809WBI BBR QTY 3000882,334$27.1M4.2%+15,647+1.8%Added–
Absolute Shs Tr00400R700WBI BBR YLD 30001,005,523$26.8M4.1%+1,335+0.1%Added–
Absolute Shs Tr00400R841WBI BULBEAR TR768,857$15.7M2.4%−3,484−0.5%Reduced–
SPDR Series Trust78468R408ST TERM HIGH ETF451,500$12.5M1.9%+329,054+268.7%Added–
iShares Tr46434V4070-5YR HI YL CP267,237$12.3M1.9%+199,625+295.3%Added–
VanEck ETF Trust92189F437FALLEN ANGEL HG368,515$12.1M1.9%−377,716−50.6%Reduced–
EBAYeBay IncCOM157,660$11.1M1.7%+157,660NewHistory
OMFOneMain Holdings, Inc.COM179,613$10.8M1.7%+179,613NewHistory
DGXQuest Diagnostics IncCOM65,716$8.67M1.3%+53,150+423.0%AddedHistory
AAPLApple Inc.Stock62,410$8.55M1.3%+62,410NewHistory
GILDGilead Sciences, Inc.Stock117,446$8.09M1.2%+42,996+57.8%AddedHistory
NFLXNetflix IncStock15,065$7.96M1.2%+15,065NewHistory
ACNAccenture plcStock25,807$7.61M1.2%+5,455+26.8%AddedHistory
METAMeta Platforms, Inc.Stock21,279$7.40M1.1%+21,279NewHistory
PMPhilip Morris International Inc.Stock72,487$7.18M1.1%+14,252+24.5%AddedHistory
PIIPolaris Inc.Stock52,024$7.13M1.1%+52,024NewHistory
ABBVAbbVie Inc.Stock60,096$6.77M1.0%−45,310−43.0%ReducedHistory
CCEPCoca-Cola Europacific Partners plcSHS113,863$6.75M1.0%+76,901+208.1%AddedHistory
Pacer Trendpilot US Mid Cap ETF69374H204ETF181,536$6.44M1.0%+161,036+785.5%Added–
ZMZoom Communications, Inc.Stock15,274$5.91M0.9%+15,274NewHistory
AAPAdvance Auto Parts IncCOM28,603$5.87M0.9%+18,982+197.3%AddedHistory
iShares Tr464288687PFD AND INCM SEC139,409$5.48M0.8%+139,409New–
IPInternational Paper CoCOM88,392$5.42M0.8%+66,812+309.6%AddedHistory
UPSUnited Parcel Service IncStock25,218$5.24M0.8%−23,334−48.1%ReducedHistory
IRMIron Mountain IncCOM110,299$4.67M0.7%−9,960−8.3%ReducedHistory
TSLATesla, Inc.Stock6,861$4.66M0.7%+6,861NewHistory
BBYBest Buy Co IncStock39,569$4.55M0.7%−16,249−29.1%ReducedHistory
PFGPrincipal Financial Group IncCOM70,547$4.46M0.7%+5,223+8.0%AddedHistory
HUMHumana IncStock9,535$4.22M0.6%+9,535NewHistory
CFCF Industries Holdings, Inc.COM77,251$3.98M0.6%+77,251NewHistory
WMTWalmart Inc.Stock28,091$3.96M0.6%+28,091NewHistory
SHOPShopify Inc.Stock2,700$3.94M0.6%−74−2.7%ReducedHistory
IBMInternational Business Machines CorpStock26,197$3.84M0.6%−8,519−24.5%ReducedHistory
AMZNAmazon Com IncStock1,082$3.72M0.6%+1,082NewHistory
MANManpowerGroup Inc.COM30,631$3.64M0.6%+30,631NewHistory
LEGLeggett & Platt IncStock69,429$3.60M0.6%+60,039+639.4%AddedHistory
GPCGenuine Parts CoStock28,312$3.58M0.6%+28,312NewHistory
PFEPfizer IncStock86,868$3.40M0.5%+80,521+1,268.6%AddedHistory
EMNEastman Chemical CoStock29,019$3.39M0.5%+29,019NewHistory
TELTE Connectivity plcREG SHS24,732$3.34M0.5%+24,732NewHistory
LOWLowes Companies IncStock16,958$3.29M0.5%+11,830+230.7%AddedHistory
SPDR Series Trust78468R861STATE STRET SPDR154,531$3.27M0.5%+154,531New–
SPDR Series Trust78464A383ST STR BACKE ETF122,464$3.17M0.5%+122,464New–
CRHCRH Public Ltd CoADR61,825$3.14M0.5%+1,998+3.3%AddedHistory
DOCUDocuSign, Inc.Stock10,950$3.06M0.5%+10,950NewHistory
MOAltria Group, Inc.Stock63,162$3.01M0.5%+57,008+926.4%AddedHistory
VZVerizon Communications IncStock53,566$3.00M0.5%+1,877+3.6%AddedHistory
JEFJefferies Financial Group Inc.COM86,227$2.95M0.5%+86,227NewHistory
KHCKraft Heinz CoStock72,243$2.95M0.5%+12,709+21.3%AddedHistory
DOWDow Inc.Stock46,500$2.94M0.5%+46,500NewHistory
IPGInterpublic Group of Companies, Inc.COM89,312$2.90M0.4%+12,674+16.5%AddedHistory
SOSouthern CoStock46,285$2.80M0.4%+46,285NewHistory
NVDANVIDIA CorpStock3,411$2.73M0.4%+3,411NewHistory
CINFCincinnati Financial CorpCOM23,114$2.70M0.4%+23,114NewHistory
FASTFastenal CoStock48,164$2.50M0.4%+44,104+1,086.3%AddedHistory
MUMicron Technology IncStock28,979$2.46M0.4%+28,979NewHistory
Invesco Exchange Traded FD T46137V373S&P500 EQL STP15,189$2.45M0.4%+5,280+53.3%Added–
GDGeneral Dynamics CorpStock12,890$2.43M0.4%+12,890NewHistory
Pacer Trendpilot US Large Cap ETF69374H105ETF63,180$2.38M0.4%+8,912+16.4%Added–
TROWPrice T Rowe Group IncStock11,704$2.32M0.4%−569−4.6%ReducedHistory
DGDollar General CorpCOM10,534$2.28M0.4%+10,534NewHistory
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW48,123$2.26M0.3%+32,036+199.1%Added–
BENFranklin Templeton IncCOM69,939$2.24M0.3%+69,939NewHistory
HBIHanesbrands Inc.COM117,733$2.20M0.3%+76,467+185.3%AddedHistory
PGProcter & Gamble CoStock16,054$2.17M0.3%−664−4.0%ReducedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF23,171$2.12M0.3%+23,171New–
NLSNNielsen Holdings plcSHS EUR85,447$2.11M0.3%+85,447NewHistory
KSSKOHLS CorpStock37,675$2.08M0.3%+37,675NewHistory
iShares Tr464288166AGENCY BOND ETF17,195$2.04M0.3%+10,160+144.4%Added–
OMCOmnicom Group Inc.COM25,202$2.02M0.3%+582+2.4%AddedHistory
iShares U.S. Healthcare Providers ETF464288828ETF7,486$2.00M0.3%+6,127+450.8%Added–
BXBlackstone Inc.COM20,523$1.99M0.3%+20,523NewHistory
TGTTarget CorpStock8,061$1.95M0.3%−33,502−80.6%ReducedHistory
HCAHCA Healthcare, Inc.COM9,263$1.92M0.3%−554−5.6%ReducedHistory
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT6,379$1.87M0.3%+4,350+214.4%Added–
BGSB&G Foods, Inc.COM56,073$1.84M0.3%+20,374+57.1%AddedHistory
DKSDick's Sporting Goods, Inc.Stock18,232$1.83M0.3%+18,232NewHistory
NWLNewell Brands Inc.Stock66,402$1.82M0.3%+66,402NewHistory
TXNTexas Instruments IncStock9,477$1.82M0.3%+298+3.2%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF14,376$1.81M0.3%+14,376New–
KRKroger CoStock45,617$1.75M0.3%−2,575−5.3%ReducedHistory
JHGJanus Henderson Group Ltd.ORD SHS44,727$1.74M0.3%+44,727NewHistory
XRXXerox Holdings CorpCOM NEW67,487$1.58M0.2%+23,021+51.8%AddedHistory
NRGNRG Energy, Inc.Stock39,006$1.57M0.2%+39,006NewHistory
UNMUnum GroupStock54,264$1.54M0.2%+31,822+141.8%AddedHistory
ORIOld Republic International CorpCOM57,539$1.43M0.2%+17,346+43.2%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock6,348$1.37M0.2%+3,257+105.4%AddedHistory
CDWCDW CorpCOM7,227$1.26M0.2%−14,784−67.2%ReducedHistory
J P Morgan Exchange Traded F46641Q845DIVERSFD EQT ETF27,903$1.24M0.2%+27,903New–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF17,032$1.19M0.2%+5,051+42.2%Added–
LYBLyondellBasell Industries N.V.SHS - A -11,423$1.18M0.2%−24,849−68.5%ReducedHistory
LMTLockheed Martin CorpStock3,064$1.16M0.2%−3,186−51.0%ReducedHistory
SJISouth Jersey Industries IncCOM43,922$1.14M0.2%+43,922NewHistory
FHNFirst Horizon CorpCOM62,557$1.08M0.2%+26,328+72.7%AddedHistory
SPDR Series Trust78468R101ST SHO TREAS ETF34,842$1.07M0.2%+34,842New–

Sold out since Q1 2021 (81)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of WBI Investments sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
MSFTMicrosoft CorpStock36,308$8.56M1.3%History
RJFRaymond James Financial IncCOM63,996$7.84M1.2%History
BRBroadridge Financial Solutions, Inc.Stock43,877$6.72M1.1%History
FANGDiamondback Energy, Inc.Stock74,701$5.49M0.9%History
AOSSmith A O CorpCOM80,648$5.45M0.9%History
CMICummins IncStock19,346$5.01M0.8%History
TAT&T Inc.Stock161,408$4.89M0.8%History
Absolute Shs Tr00400R833WBI BULBEAR TR281,701$4.83M0.8%–
AMPAmeriprise Financial IncCOM20,497$4.76M0.7%History
KMBKimberly Clark CorpStock32,738$4.55M0.7%History
PGRProgressive CorpStock46,268$4.42M0.7%History
GWWW.W. Grainger, Inc.Stock10,309$4.13M0.6%History
EMREmerson Electric CoStock44,360$4.00M0.6%History
Absolute Shs Tr00400R502WBI BBR RNG 3000125,248$3.68M0.6%–
STLDSteel Dynamics IncCOM72,117$3.66M0.6%History
XOMExxonMobil Holdings CorpCOM64,887$3.62M0.6%History
GSGoldman Sachs Group IncStock10,965$3.59M0.6%History
METMetlife IncStock57,492$3.50M0.5%History
FNFFidelity National Financial, Inc.COM SHS82,401$3.35M0.5%History
PRIPrimerica, Inc.Stock22,187$3.28M0.5%History
STTState Street CorpCOM36,712$3.08M0.5%History
PHParker-Hannifin CorpStock9,641$3.04M0.5%History
STXSeagate Technology Holdings plcSHS39,527$3.03M0.5%History
EXPDExpeditors International of Washington IncCOM26,797$2.89M0.5%History
TSNTyson Foods, Inc.Stock38,108$2.83M0.4%History
FAFFirst American Financial CorpStock47,068$2.67M0.4%History
AMATApplied Materials IncStock19,862$2.65M0.4%History
CECelanese CorpStock17,581$2.63M0.4%History
PPGPPG Industries IncStock14,736$2.21M0.3%History
OGEOGE Energy Corp.COM65,706$2.13M0.3%History
FBINFortune Brands Innovations, Inc.COM20,982$2.01M0.3%History
AFGAmerican Financial Group IncCOM17,418$1.99M0.3%History
TOLToll Brothers, Inc.COM34,536$1.96M0.3%History
DOXAmdocs LtdSHS27,897$1.96M0.3%History
JPMJPMorgan Chase & CoStock12,495$1.90M0.3%History
SCIService Corp InternationalCOM36,729$1.88M0.3%History
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF14,188$1.78M0.3%–
SJMJ M SMUCKER CoStock13,255$1.68M0.3%History
ProShares Tr74347B698RUSS 2000 DIVD23,684$1.55M0.2%–
Fidelity Covington Trust316092303CONSMR STAPLES37,072$1.54M0.2%–
TTCToro CoCOM14,549$1.50M0.2%History
HRBH&R Block IncCOM68,780$1.50M0.2%History
CAHCardinal Health IncStock23,596$1.43M0.2%History
VIRTVirtu Financial, Inc.CL A42,593$1.32M0.2%History
PBCTPeople's United Financial, Inc.COM65,585$1.17M0.2%History
TSCOTractor Supply CoCOM5,673$1.00M0.2%History
Franklin Templeton ETF Tr35473P801US LRG CP MLTFCT24,842$995.0K0.2%–
VMIValmont Industries IncCOM4,130$981.0K0.2%History
WHRWhirlpool CorpStock3,999$881.0K0.1%History
MMSMaximus, Inc.COM9,622$857.0K0.1%History
EVREvercore Inc.CLASS A6,242$822.0K0.1%History
Alps ETF Tr00162Q452ALERIAN MLP25,035$764.0K0.1%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD9,139$754.0K0.1%–
AJGArthur J. Gallagher & Co.COM5,619$701.0K0.1%History
NXSTNexstar Media Group, Inc.COMMON STOCK4,815$676.0K0.1%History
Fidelity MSCI Utilities Index ETF316092865ETF16,158$670.0K0.1%–
CMAComerica IncCOM9,327$669.0K0.1%History
ISBCInvestors Bancorp, Inc.COM44,953$660.0K0.1%History
Fidelity High Dividend ETF316092840ETF18,514$658.0K0.1%–
AGMFederal Agricultural Mortgage CorpCL C6,398$644.0K0.1%History
HPQHP IncStock19,325$614.0K0.1%History
SNVSynovus Financial CorpCOM NEW13,206$604.0K0.1%History
HOPEHope Bancorp IncCOM38,761$584.0K0.1%History
BFINBankFinancial CORPCOM56,170$580.0K0.1%History
FRAFFranklin Financial Services CorpCOM18,354$572.0K0.1%History
ITWIllinois Tool Works IncStock2,544$564.0K0.1%History
Waddell & Reed Finl Inc930059100CL A20,453$512.0K0.1%–
SEICSEI Investments CoCOM8,012$488.0K0.1%History
WRBBerkley W R CorpCOM5,929$447.0K0.1%History
iShares Tr46434V613CORE UNIVRSL USD7,806$412.0K0.1%–
PHMPultegroup IncCOM7,477$392.0K0.1%History
iShares Tr464288760US AER DEF ETF3,596$374.0K0.1%–
iShares Tr464288646ISHS 1-5YR INVS6,805$372.0K0.1%–
J P Morgan Exchange Traded F46641Q886DIVERSFED RTRN4,251$352.0K0.1%–
YUMYum Brands IncStock2,987$323.0K0.1%History
DHIHorton D R IncCOM3,157$281.0K<0.1%History
FITBFifth Third BancorpCOM7,431$278.0K<0.1%History
KEYKeycorpCOM13,284$265.0K<0.1%History
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF3,141$258.0K<0.1%–
KMPRKEMPER CorpCOM2,654$212.0K<0.1%History
RSReliance, Inc.COM1,365$208.0K<0.1%History