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Livermore
Livermore
ZHEN

Lee Financial Co

SEC CIK
0001391166
Latest filing
Jul 22, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 8, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
861
+25 vs. Q3 2023
Portfolio value
$569.9M
+$33.2M (+6.2%) vs. Q3 2023
Filed
Feb 8, 2024
SEC
Holdings of Lee Financial Co in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF216,972$103.6M18.2%+7,725+3.7%Added–
iShares Core S&P Mid-Cap ETF464287507ETF237,095$65.7M11.5%−7,190−2.9%Reduced–
Schwab Fundamental U.S. Large Company ETF808524771ETF815,642$50.5M8.9%+9,272+1.1%Added–
BRK.BBerkshire Hathaway IncStock88,126$31.4M5.5%−3,892−4.2%ReducedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY773,427$21.4M3.8%−9,362−1.2%Reduced–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF186,217$20.5M3.6%+15,523+9.1%Added–
iShares S&P 500 Growth ETF464287309ETF261,763$19.7M3.4%+33,642+14.7%Added–
GLDSPDR Gold TrustETF92,186$17.6M3.1%−3,270−3.4%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF209,760$17.6M3.1%−4,215−2.0%Reduced–
AAPLApple Inc.Stock72,581$14.0M2.5%−669−0.9%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF123,760$13.4M2.4%−117,771−48.8%Reduced–
iShares Select Dividend ETF464287168ETF113,660$13.3M2.3%−2,622−2.3%Reduced–
Invesco QQQ Trust Series I46090E103ETF32,003$13.1M2.3%−148−0.5%Reduced–
Schwab Fundamental International Equity ETF808524755ETF309,338$10.4M1.8%−63,180−17.0%Reduced–
Schwab U.S. Mid-Cap ETF808524508ETF113,305$8.53M1.5%+6,401+6.0%Added–
Schwab U.S. Large-Cap ETF808524201ETF120,691$6.81M1.2%−4,968−4.0%Reduced–
MSFTMicrosoft CorpStock17,032$6.40M1.1%−3,659−17.7%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD68,714$5.64M1.0%−34,463−33.4%Reduced–
iShares Russell Mid-Cap Growth ETF464287481ETF48,534$5.07M0.9%−801−1.6%Reduced–
iShares Tr464288257MSCI ACWI ETF38,038$3.87M0.7%+288+0.8%Added–
AVGOBroadcom Inc.Stock2,833$3.16M0.6%+7+0.2%AddedHistory
BNLBroadstone Net Lease, Inc.COM168,178$2.94M0.5%00.0%UnchangedHistory
iShares Tr46429B7470-5 YR TIPS ETF28,615$2.82M0.5%−23,589−45.2%Reduced–
Schwab Emerging Markets Equity ETF808524706ETF99,533$2.47M0.4%−1,444−1.4%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF32,383$2.28M0.4%−651−2.0%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF44,700$2.11M0.4%+3,026+7.3%Added–
HDHome Depot, Inc.Stock5,854$2.03M0.4%−17−0.3%ReducedHistory
ABBVAbbVie Inc.Stock12,972$2.01M0.4%−106−0.8%ReducedHistory
WSOWatsco IncCOM4,674$2.00M0.4%−3−0.1%ReducedHistory
iShares S&P 500 Value ETF464287408ETF11,270$1.96M0.3%−1,456−11.4%Reduced–
XOMExxonMobil Holdings CorpCOM19,424$1.94M0.3%−799−4.0%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock8,054$1.66M0.3%−5−0.1%ReducedHistory
UNHUnitedHealth Group IncStock3,142$1.65M0.3%+5+0.2%AddedHistory
CNQCanadian Natural Resources LtdCOM24,803$1.63M0.3%−13−0.1%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF7,575$1.62M0.3%−48−0.6%Reduced–
Schwab International Equity ETF808524805ETF42,810$1.58M0.3%−11,491−21.2%Reduced–
PAYXPaychex IncStock13,090$1.56M0.3%+35+0.3%AddedHistory
PMPhilip Morris International Inc.Stock16,531$1.56M0.3%−9−0.1%ReducedHistory
MRKMerck & Co., Inc.Stock14,268$1.56M0.3%+4,414+44.8%AddedHistory
MSMorgan StanleyStock16,444$1.53M0.3%+10,980+201.0%AddedHistory
QSRRestaurant Brands International Inc.COM19,517$1.53M0.3%−11−0.1%ReducedHistory
BAHBooz Allen Hamilton Holding CorpCL A11,371$1.45M0.3%+23+0.2%AddedHistory
BLKBlackRock, Inc.COM1,771$1.44M0.3%+163+10.1%AddedHistory
iShares Tr464288273EAFE SML CP ETF23,023$1.43M0.3%−5,289−18.7%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF5,947$1.41M0.2%+4,198+240.0%Added–
LINLinde PLCStock3,303$1.36M0.2%−15−0.5%ReducedHistory
AMTAmerican Tower CorpREIT6,265$1.35M0.2%−17−0.3%ReducedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF8,563$1.34M0.2%−7,737−47.5%Reduced–
SYYSysco CorpStock18,104$1.32M0.2%+23+0.1%AddedHistory
KOCoca Cola CoStock22,364$1.32M0.2%+120+0.5%AddedHistory
TXNTexas Instruments IncStock7,679$1.31M0.2%−9−0.1%ReducedHistory
EPDEnterprise Products Partners L.P.Stock48,453$1.28M0.2%00.0%UnchangedHistory
SPGIS&P Global Inc.Stock2,855$1.26M0.2%−2−0.1%ReducedHistory
COSTCostco Wholesale CorpStock1,888$1.25M0.2%+1,067+130.0%AddedHistory
CSCOCisco Systems, Inc.Stock24,085$1.22M0.2%−100.0%ReducedHistory
FERGFerguson Enterprises Inc.SHS6,299$1.22M0.2%+1,323+26.6%AddedHistory
CNICanadian National Railway CoStock9,050$1.14M0.2%+1,538+20.5%AddedHistory
VNOMViper Energy, Inc.COM35,979$1.13M0.2%−150.0%ReducedHistory
AMGNAmgen IncStock3,804$1.10M0.2%+22+0.6%AddedHistory
CODICompass Diversified HoldingsSH BEN INT48,752$1.09M0.2%−70−0.1%ReducedHistory
MAMastercard IncStock2,521$1.08M0.2%+38+1.5%AddedHistory
ORIOld Republic International CorpCOM36,334$1.07M0.2%+43+0.1%AddedHistory
STESTERIS plcSHS USD4,766$1.05M0.2%−3−0.1%ReducedHistory
VICIVici Properties Inc.COM32,790$1.05M0.2%−60.0%ReducedHistory
ENBEnbridge IncStock27,690$997.4K0.2%+3,335+13.7%AddedHistory
FNFFidelity National Financial, Inc.COM SHS19,245$981.9K0.2%−10−0.1%ReducedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD80,655$980.8K0.2%00.0%UnchangedHistory
FASTFastenal CoStock14,971$969.7K0.2%+6,986+87.5%AddedHistory
OKEONEOK IncCOM13,782$967.8K0.2%+1,099+8.7%AddedHistory
AMZNAmazon Com IncStock6,081$923.9K0.2%+276+4.8%AddedHistory
VVisa Inc.Stock3,239$843.3K0.1%+1,468+82.9%AddedHistory
LLYEli Lilly & CoStock1,444$841.7K0.1%+53+3.8%AddedHistory
JPMJPMorgan Chase & CoStock4,920$836.9K0.1%+48+1.0%AddedHistory
SUISun Communities IncCOM6,237$833.6K0.1%00.0%UnchangedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF16,014$810.0K0.1%−649−3.9%Reduced–
SCIService Corp InternationalCOM11,395$780.0K0.1%+11,378+66,929.4%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT4,777$753.8K0.1%−1,633−25.5%Reduced–
NVDANVIDIA CorpStock1,476$731.1K0.1%−41−2.7%ReducedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF28,900$725.1K0.1%00.0%Unchanged–
ORCLOracle CorpStock6,822$719.2K0.1%−9−0.1%ReducedHistory
GOOGAlphabet Inc.Stock5,001$704.8K0.1%+59+1.2%AddedHistory
DMLPDorchester Minerals, L.P.COM UNIT21,273$677.1K0.1%00.0%UnchangedHistory
NEMNEWMONT CorpStock16,060$664.7K0.1%00.0%UnchangedHistory
WMTWalmart Inc.Stock4,076$644.3K0.1%+82+2.1%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN42,999$593.4K0.1%+3,417+8.6%AddedHistory
Schwab U.S. REIT ETF808524847ETF28,098$581.9K0.1%−9,818−25.9%Reduced–
MTNVail Resorts IncCOM2,721$581.6K0.1%+10+0.4%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF1,826$553.6K0.1%00.0%Unchanged–
iShares Tr464288414NATIONAL MUN ETF5,055$548.0K0.1%+5,000+9,090.9%Added–
WFCWells Fargo & CompanyStock10,899$536.5K0.1%+129+1.2%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF5,340$530.0K0.1%+2,917+120.4%Added–
ABTAbbott LaboratoriesStock4,793$527.6K0.1%+1,827+61.6%AddedHistory
SPDR Series Trust78464A607ST STR DOW REIT5,426$517.2K0.1%−78−1.4%Reduced–
METAMeta Platforms, Inc.Stock1,413$500.1K0.1%+87+6.6%AddedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF10,500$493.8K0.1%00.0%Unchanged–
Vanguard S&P 500 ETF922908363ETF1,111$485.1K0.1%+1+0.1%Added–
ELVElevance Health, Inc.Stock1,003$473.0K0.1%+983+4,915.0%AddedHistory
Vanguard Real Estate ETF922908553ETF5,288$467.3K0.1%+5,288New–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF19,430$465.0K0.1%00.0%Unchanged–
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF19,330$462.0K0.1%00.0%Unchanged–

Sold out since Q3 2023 (85)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Lee Financial Co sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A34,642$1.22M0.2%History
UMHUmh Properties, Inc.COM30,882$433.0K0.1%History
SLFSun Life Financial IncCOM5,241$255.8K<0.1%History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER2,848$83.3K<0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF416$42.4K<0.1%–
ProShares Tr74347B425SHORT S&P 500 NE2,930$42.4K<0.1%–
PACWPacwest BancorpCOM4,518$35.7K<0.1%History
Schwab U.S. Broad Market ETF808524102ETF699$34.8K<0.1%–
Vanguard Health Care ETF92204A504ETF121$28.4K<0.1%–
SPDR Series Trust78468R101ST SHO TREAS ETF655$18.8K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER480$17.5K<0.1%–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS295$16.9K<0.1%–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW233$13.9K<0.1%–
CCKCrown Holdings, Inc.COM150$13.3K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW692$6.65K<0.1%History
iShares Inc464286772MSCI STH KOR ETF109$6.42K<0.1%–
Simplify Exchange Traded Fun82889N780TAIL RISK STRAT1,200$6.36K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF200$6.10K<0.1%–
NVRNVR IncCOM1$5.96K<0.1%History
PUMPProPetro Holding Corp.COM550$5.85K<0.1%History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX334$5.82K<0.1%–
SPDR Index Shs FDS78463X400SP CHINA ETF80$5.72K<0.1%–
INNSummit Hotel Properties, Inc.COM955$5.54K<0.1%History
RFRegions Financial CorpCOM295$5.14K<0.1%History
iShares Tr464288851US OIL GS EX ETF50$4.90K<0.1%–
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK351$4.65K<0.1%History
Vanguard Morningstar Small-Cap Growth ETF922908595ETF20$4.28K<0.1%–
OMCOmnicom Group Inc.COM53$3.98K<0.1%History
DFSDiscover Financial ServicesCOM45$3.90K<0.1%History
LKQLKQ CorpCOM74$3.66K<0.1%History
DOXAmdocs LtdSHS41$3.48K<0.1%History
AMNAmn Healthcare Services IncCOM37$3.15K<0.1%History
Innovator ETFs Trust45782C581US EQTY BUF NOV94$3.08K<0.1%–
HTHersha Hospitality TrustPR SHS BEN INT296$2.93K<0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF70$2.75K<0.1%–
VRTVVeritiv CorpCOM16$2.70K<0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF47$2.61K<0.1%–
WECWec Energy Group, Inc.Stock32$2.58K<0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock20$2.25K<0.1%History
LSCCLattice Semiconductor CorpCOM26$2.23K<0.1%History
FISFidelity National Information Services, Inc.Stock38$2.10K<0.1%History
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF64$2.08K<0.1%–
ETF Managers Tr26924G763TREATMENTS TSTNG114$2.04K<0.1%–
AMHAmerican Homes 4 RentCL A58$1.96K<0.1%History
EXPDExpeditors International of Washington IncCOM17$1.95K<0.1%History
WATWaters CorpCOM7$1.92K<0.1%History
DLTRDollar Tree, Inc.COM18$1.92K<0.1%History
LBTYKLiberty Global Ltd.SHS CL C103$1.91K<0.1%History
SGENSeagen Inc.COM9$1.91K<0.1%History
FNDFloor & Decor Holdings, Inc.CL A20$1.81K<0.1%History
VTRVentas, Inc.REIT42$1.79K<0.1%History
FITBFifth Third BancorpCOM69$1.77K<0.1%History
TFXTeleflex IncCOM9$1.77K<0.1%History
PDIPIMCO Dynamic Income FundSHS100$1.73K<0.1%History
PENPenumbra IncCOM7$1.69K<0.1%History
DARDarling Ingredients Inc.COM32$1.67K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM75$1.67K<0.1%History
Indexiq ETF Tr45409B388IQ CHAIKIN US50$1.60K<0.1%–
RGENRepligen CorpCOM10$1.59K<0.1%History
HUBBHubbell IncCOM5$1.57K<0.1%History
Innovator ETFs Trust45782C508US EQTY PWR BUF45$1.57K<0.1%–
DXCDXC Technology CoStock72$1.50K<0.1%History
AMCRAmcor plcORD158$1.45K<0.1%History
WSBCWesbanco IncCOM58$1.44K<0.1%History
LAMRLamar Advertising CoREIT17$1.42K<0.1%History
HRHealthcare Realty Trust IncCL A COM90$1.38K<0.1%History
EWEdwards Lifesciences CorpStock18$1.25K<0.1%History
MCFTMasterCraft Boat Holdings, Inc.COM55$1.22K<0.1%History
FHNFirst Horizon CorpCOM106$1.19K<0.1%History
BBWIBath & Body Works, Inc.COM27$913<0.1%History
MASIMasimo CorpCOM10$877<0.1%History
ECHOEchoStar CORPCL A49$821<0.1%History
SEDGSolaredge Technologies, Inc.COM6$778<0.1%History
Invesco Exch Traded FD Tr II46138G706SOLAR ETF15$777<0.1%–
U.S. Global Jets ETF26922A842ETF45$767<0.1%–
ProShares Tr74347R842PSHS ULTRUSS200025$756<0.1%–
CFGCitizens Financial Group IncCOM21$563<0.1%History
PCHPotlatchdeltic CorpCOM11$500<0.1%History
FTREFortrea Holdings Inc.COMMON STOCK17$487<0.1%History
RGAReinsurance Group of America IncCOM NEW3$436<0.1%History
LPXLouisiana-Pacific CorpCOM6$332<0.1%History
HBIHanesbrands Inc.COM48$191<0.1%History
CNPCenterpoint Energy IncCOM6$162<0.1%History
ETF Managers Tr26924G508ETFMG ALTR HRVST35$128<0.1%–
TSMTaiwan Semiconductor Manufacturing Co LtdADR0$12<0.1%History