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Livermore
Livermore
ZHEN

Lee Financial Co

SEC CIK
0001391166
Latest filing
Jul 22, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
793
−137 vs. Q4 2022
Portfolio value
$582.9M
−$3.22M (−0.5%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of Lee Financial Co in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF167,713$68.9M11.8%+4,778+2.9%Added–
iShares Core S&P Mid-Cap ETF464287507ETF251,883$63.0M10.8%+1,446+0.6%Added–
Schwab Fundamental U.S. Large Company ETF808524771ETF767,921$42.2M7.2%+19,662+2.6%Added–
BRK.BBerkshire Hathaway IncStock95,655$29.5M5.1%−2,184−2.2%ReducedHistory
Schwab Fundamental International Equity ETF808524755ETF907,203$28.4M4.9%−392,922−30.2%Reduced–
iShares Tr4642874571 3 YR TREAS BD299,396$24.6M4.2%−7,098−2.3%Reduced–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY884,913$23.6M4.0%−16,316−1.8%Reduced–
iShares Core S&P Small Cap ETF464287804ETF212,616$20.6M3.5%+15,040+7.6%Added–
GLDSPDR Gold TrustETF112,137$20.5M3.5%−4,167−3.6%ReducedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF183,283$20.3M3.5%+157,943+623.3%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF235,744$19.5M3.4%−5,278−2.2%Reduced–
iShares MSCI USA Momentum Factor ETF46432F396ETF133,402$18.5M3.2%−3,537−2.6%Reduced–
iShares Select Dividend ETF464287168ETF121,489$14.2M2.4%+5,188+4.5%Added–
iShares Tr46429B7470-5 YR TIPS ETF134,274$13.3M2.3%−4,789−3.4%Reduced–
AAPLApple Inc.Stock71,999$11.9M2.0%−43,559−37.7%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF156,988$10.0M1.7%+973+0.6%Added–
Invesco QQQ Trust Series I46090E103ETF25,115$8.07M1.4%+25,115New–
Schwab U.S. Mid-Cap ETF808524508ETF107,754$7.31M1.3%−1,037−1.0%Reduced–
MSFTMicrosoft CorpStock23,504$6.78M1.2%−1,933−7.6%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF121,668$5.89M1.0%−2,607−2.1%Reduced–
iShares Russell Mid-Cap Growth ETF464287481ETF60,209$5.48M0.9%−403−0.7%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF77,456$5.18M0.9%−32,374−29.5%Reduced–
Schwab International Equity ETF808524805ETF86,304$3.00M0.5%−3,458−3.9%Reduced–
iShares Tr464288257MSCI ACWI ETF32,548$2.97M0.5%+802+2.5%Added–
AVGOBroadcom Inc.Stock4,545$2.92M0.5%−579−11.3%ReducedHistory
BNLBroadstone Net Lease, Inc.COM168,778$2.91M0.5%−31,168−15.6%ReducedHistory
ABBVAbbVie Inc.Stock15,258$2.43M0.4%−1,482−8.9%ReducedHistory
Schwab Emerging Markets Equity ETF808524706ETF96,427$2.36M0.4%+3,128+3.4%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF12,473$2.36M0.4%−411−3.2%Reduced–
iShares Tr464288273EAFE SML CP ETF38,332$2.28M0.4%−11,528−23.1%Reduced–
XOMExxonMobil Holdings CorpCOM20,360$2.23M0.4%+237+1.2%AddedHistory
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A47,160$2.17M0.4%−6,919−12.8%ReducedHistory
CNQCanadian Natural Resources LtdCOM37,687$2.09M0.4%−5,765−13.3%ReducedHistory
iShares S&P 500 Value ETF464287408ETF13,224$2.01M0.3%−605−4.4%Reduced–
NEENextera Energy IncStock25,676$1.98M0.3%−3,338−11.5%ReducedHistory
VICIVici Properties Inc.COM59,806$1.95M0.3%−8,983−13.1%ReducedHistory
HDHome Depot, Inc.Stock6,164$1.82M0.3%+3,968+180.7%AddedHistory
iShares Tr46435U697IBONDS DEC67,920$1.76M0.3%00.0%Unchanged–
QSRRestaurant Brands International Inc.COM25,787$1.73M0.3%−3,949−13.3%ReducedHistory
PMPhilip Morris International Inc.Stock17,666$1.72M0.3%−2,624−12.9%ReducedHistory
LINLinde PLCStock4,663$1.66M0.3%−671−12.6%ReducedHistory
iShares Tr46435G318IBONDS DEC202363,580$1.62M0.3%−5,200−7.6%Reduced–
PAYXPaychex IncStock13,903$1.59M0.3%−1,971−12.4%ReducedHistory
WSOWatsco IncCOM5,002$1.59M0.3%−749−13.0%ReducedHistory
Schwab U.S. Small-Cap ETF808524607ETF36,885$1.55M0.3%+1,450+4.1%Added–
UNHUnitedHealth Group IncStock3,246$1.53M0.3%−1,590−32.9%ReducedHistory
TXNTexas Instruments IncStock8,202$1.53M0.3%−934−10.2%ReducedHistory
BAHBooz Allen Hamilton Holding CorpCL A16,394$1.52M0.3%−2,386−12.7%ReducedHistory
SYYSysco CorpStock19,381$1.50M0.3%−2,865−12.9%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock10,159$1.49M0.3%−1,526−13.1%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF30,381$1.48M0.3%−14,227−31.9%Reduced–
AMTAmerican Tower CorpREIT6,723$1.37M0.2%+281+4.4%AddedHistory
CSCOCisco Systems, Inc.Stock26,102$1.36M0.2%−2,950−10.2%ReducedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN20,606$1.25M0.2%−3,095−13.1%ReducedHistory
EPDEnterprise Products Partners L.P.Stock44,443$1.15M0.2%+389+0.9%AddedHistory
WFCWells Fargo & CompanyStock29,906$1.12M0.2%−4,259−12.5%ReducedHistory
MOAltria Group, Inc.Stock24,996$1.12M0.2%−3,770−13.1%ReducedHistory
VNOMViper Energy, Inc.COM UNT RP INT38,038$1.07M0.2%−7,850−17.1%ReducedHistory
SPGIS&P Global Inc.Stock3,056$1.05M0.2%+645+26.8%AddedHistory
STESTERIS plcSHS USD5,020$960.2K0.2%+625+14.2%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT6,350$918.3K0.2%−300−4.5%Reduced–
EVAEnviva, LLCCOM31,551$911.2K0.2%+2,277+7.8%AddedHistory
CODICompass Diversified HoldingsSH BEN INT47,657$909.3K0.2%−7,350−13.4%ReducedHistory
MAMastercard IncStock2,483$902.3K0.2%+11+0.4%AddedHistory
KOCoca Cola CoStock14,199$883.8K0.2%+7,700+118.5%AddedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD78,918$855.5K0.1%+1,242+1.6%AddedHistory
NEMNEWMONT CorpStock16,060$787.3K0.1%00.0%UnchangedHistory
AAPAdvance Auto Parts IncCOM6,419$780.6K0.1%−1,010−13.6%ReducedHistory
OKEONEOK IncCOM11,468$728.7K0.1%−53−0.5%ReducedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF28,900$720.8K0.1%00.0%Unchanged–
Schwab U.S. REIT ETF808524847ETF36,678$715.2K0.1%−1,860−4.8%Reduced–
WMTWalmart Inc.Stock4,597$679.6K0.1%−99−2.1%ReducedHistory
SUISun Communities IncCOM4,637$653.3K0.1%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock4,993$650.7K0.1%+88+1.8%AddedHistory
DMLPDorchester Minerals, L.P.COM UNIT21,273$644.4K0.1%−11,000−34.1%ReducedHistory
ORCLOracle CorpStock6,890$640.2K0.1%+95+1.4%AddedHistory
iShares Tr464288497DEVSMCP EXNA ETF11,883$634.0K0.1%−4,867−29.1%Reduced–
Vanguard S&P 500 ETF922908363ETF1,638$616.0K0.1%−345−17.4%Reduced–
AMZNAmazon Com IncStock5,675$586.2K0.1%−1,168−17.1%ReducedHistory
iShares Inc464286533MSCI EMERG MRKT10,408$567.9K0.1%−385−3.6%Reduced–
COSTCostco Wholesale CorpStock1,123$558.2K0.1%−271−19.4%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF10,151$510.8K0.1%−4,780−32.0%Reduced–
GOOGAlphabet Inc.Stock4,842$503.6K0.1%−998−17.1%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN39,582$493.6K0.1%−125,624−76.0%ReducedHistory
UMHUmh Properties, Inc.COM33,162$490.5K0.1%−5,150−13.4%ReducedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF10,500$487.9K0.1%00.0%Unchanged–
iShares Tr464287861EUROPE ETF9,608$480.6K0.1%−3,512−26.8%Reduced–
SPDR Series Trust78464A607ST STR DOW REIT5,197$461.4K0.1%−311−5.6%Reduced–
iShares Tr46432F859CORE 1 5 YR USD9,737$459.1K0.1%−13,700−58.5%Reduced–
iShares Russell 1000 Growth ETF464287614ETF1,826$446.1K0.1%+44+2.5%Added–
JNJJohnson & JohnsonStock2,862$443.6K0.1%+67+2.4%AddedHistory
CVXChevron CorpStock2,588$422.2K0.1%+151+6.2%AddedHistory
NVDANVIDIA CorpStock1,491$414.2K0.1%−144−8.8%ReducedHistory
MRNAModerna, Inc.Stock2,612$401.2K0.1%−4−0.2%ReducedHistory
iShares Tr464288638ISHS 5-10YR INVT7,688$394.2K0.1%00.0%Unchanged–
VVisa Inc.Stock1,730$390.0K0.1%−377−17.9%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,835$374.6K0.1%−208−10.2%Reduced–
STZConstellation Brands, Inc.Stock1,640$370.5K0.1%+39+2.4%AddedHistory
Schwab US Aggregate Bond ETF808524839ETF7,599$356.5K0.1%−4,512−37.3%Reduced–
VBTXVeritex Holdings, Inc.COM19,230$351.1K0.1%+330+1.7%AddedHistory

Sold out since Q4 2022 (209)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 209 by value last quarter.

Positions of Lee Financial Co sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Invesco QQQ Tr04609E107UNIT SER 125,146$6.70M1.1%–
VanEck ETF Trust92189H607OIL SERVICES ETF4,000$1.22M0.2%–
GLPGlobal Partners LPCOM UNITS25,800$897.1K0.2%History
BRK.ABerkshire Hathaway IncCL A1$468.7K0.1%History
STAGSTAG Industrial, Inc.COM13,028$420.9K0.1%History
CAPLCrossAmerica Partners LPUT LTD PTN INT18,000$356.9K0.1%History
iShares Ibonds Dec 2029 Term46436E209IBONDS DEC 2914,550$322.6K0.1%–
ATECAlphatec Holdings, Inc.COM NEW20,431$252.3K<0.1%History
SBRSabine Royalty TrustUNIT BEN INT2,700$230.1K<0.1%History
SPDR Gold MiniShares Trust98149E307ETF6,188$223.9K<0.1%–
TRPTC Energy CorpCOM5,525$220.2K<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN10,000$181.2K<0.1%History
Vanguard Total Bond Market ETF921937835ETF2,500$179.6K<0.1%–
TTITetra Technologies IncCOM32,000$110.7K<0.1%History
Raytheon Technologies Corp75513E105COM988$99.7K<0.1%–
TGTTarget CorpCOMMON560$83.5K<0.1%History
TRVTravelers Companies, Inc.COM398$74.6K<0.1%History
GLNGGolar LNG LtdSHS3,000$68.4K<0.1%History
ETF Managers Tr26924G870BLUESTAR ISRAEL1,456$64.1K<0.1%–
DJPBarclays Bank PLCDJUBS CMDT ETN361,325$44.7K<0.1%History
BHPBHP Group LtdADR500$31.0K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS245$27.9K<0.1%History
NVSNovartis AGADR300$27.2K<0.1%History
Raytheon Technologies Corp75513E106COM267$26.9K<0.1%–
AVTRAvantor, Inc.COM1,142$24.1K<0.1%History
KDPKeurig Dr Pepper Inc.COM672$24.0K<0.1%History
PCVXVaxcyte, Inc.COM487$23.4K<0.1%History
LSTRLandstar System IncCOM141$23.0K<0.1%History
JBHTHunt J B Transport Services IncCOM126$22.0K<0.1%History
CALYCallaway Golf CoCOM1,058$20.9K<0.1%History
PVLPermianville Royalty TrustTR UNIT5,500$18.4K<0.1%History
ITWIllinois Tool Works IncStock82$18.1K<0.1%History
ALLYAlly Financial Inc.Stock738$18.0K<0.1%History
Paramount Global92556H206CL B1,025$17.3K<0.1%–
WALWestern Alliance BancorporationCOM280$16.7K<0.1%History
IVDAIveda Solutions, Inc.COM NEW30,000$16.6K<0.1%History
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund250$13.5K<0.1%–
Signature BK New York N Y82669G104COM95$10.9K<0.1%–
APDAir Products & Chemicals, Inc.Stock35$10.8K<0.1%History
VFCV F CorpStock350$9.66K<0.1%History
LEN.BLennar CorpCL B111$8.30K<0.1%History
Equitable Hldgs Inc29452E105COM281$8.06K<0.1%–
KLACKLA CorpCOM NEW21$7.92K<0.1%History
Vanguard Emerging Markets Government Bond ETF921946885ETF119$7.26K<0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK330$6.84K<0.1%History
FERGFerguson Enterprises Inc.SHS50$6.35K<0.1%History
CIVICivitas Resources, Inc.EQUITY US CM89$5.16K<0.1%History
Vanguard Morningstar Mid-Cap Value ETF922908512ETF35$4.73K<0.1%–
RWAYRunway Growth Finance Corp.COM375$4.35K<0.1%History
NTRSNorthern Trust CorpCOM49$4.34K<0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF111$4.33K<0.1%–
iShares Tr464287150CORE S&P TTL STK50$4.24K<0.1%–
APAMArtisan Partners Asset Management Inc.CL A135$4.01K<0.1%History
DHRDanaher CorpStock15$3.98K<0.1%History
Occidental Pete Corp WT Exp 080327674599162Stock91$3.75K<0.1%–
DYAIDyadic International IncCOM3,000$3.69K<0.1%History
Vanguard Ftse Developed Markets ETF921943858ETF87$3.65K<0.1%–
GDGeneral Dynamics CorpStock13$3.23K<0.1%History
NNNNNN REIT, Inc.REIT70$3.20K<0.1%History
LUMNLumen Technologies, Inc.Stock599$3.13K<0.1%History
CUZCousins Properties IncCOM NEW117$2.96K<0.1%History
KEYKeycorpCOM167$2.91K<0.1%History
TMOThermo Fisher Scientific Inc.Stock5$2.75K<0.1%History
KIMKimco Realty CorpCOM125$2.65K<0.1%History
iShares Future AI & Tech ETF46435U556ETF100$2.55K<0.1%–
RMDResmed IncCOM11$2.29K<0.1%History
LULUlululemon athletica inc.Stock7$2.24K<0.1%History
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF75$2.18K<0.1%–
PTCPTC Inc.Stock18$2.16K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF20$2.06K<0.1%–
SBACSba Communications CorpCL A7$1.96K<0.1%History
FTNTFortinet, Inc.COM40$1.96K<0.1%History
KRCKilroy Realty CorpCOM50$1.93K<0.1%History
AFGAmerican Financial Group IncCOM14$1.92K<0.1%History
PDMPiedmont Realty Trust, Inc.COM CL A206$1.89K<0.1%History
CVSCVS Health CorpStock20$1.86K<0.1%History
ARMKAramarkCOM45$1.86K<0.1%History
HIWHighwoods Properties, Inc.COM65$1.82K<0.1%History
FHNFirst Horizon CorpCOM74$1.81K<0.1%History
WRKWestRock CoCOM49$1.72K<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM43$1.68K<0.1%–
ZSZscaler, Inc.Stock15$1.68K<0.1%History
WBSWebster Financial CorpCOM34$1.61K<0.1%History
WOLFWolfspeed, Inc.Stock23$1.59K<0.1%History
FFIVF5, Inc.Stock11$1.58K<0.1%History
CRLCharles River Laboratories International, Inc.COM7$1.52K<0.1%History
FCNCAFirst Citizens Bancshares IncCL A2$1.52K<0.1%History
CLColgate Palmolive CoStock19$1.50K<0.1%History
WUWestern Union COStock106$1.46K<0.1%History
BXPBXP, Inc.COM21$1.42K<0.1%History
PLUGPlug Power IncStock103$1.27K<0.1%History
NRGNRG Energy, Inc.Stock39$1.24K<0.1%History
SWAVShockwave Medical, Inc.COM6$1.23K<0.1%History
SIXSix Flags Entertainment CorpCOM50$1.16K<0.1%History
Invesco Exch Traded FD Tr II46138E511PFD ETF100$1.12K<0.1%–
INVAInnoviva, Inc.COM84$1.11K<0.1%History
CNRCore Natural Resources, Inc.COM16$1.04K<0.1%History
NLYAnnaly Capital Management IncREIT46$970<0.1%History
EWBCEast West Bancorp IncCOM14$923<0.1%History
AONAon plcCL A3$900<0.1%History