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Livermore
Livermore
ZHEN

Lee Financial Co

SEC CIK
0001391166
Latest filing
Jul 22, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
716
+40 vs. Q2 2021
Portfolio value
$483.4M
+$11.9M (+2.5%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Lee Financial Co in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P Mid-Cap ETF464287507ETF232,303$61.1M12.6%+960.0%Added–
iShares Core S&P 500 ETF464287200ETF112,935$48.7M10.1%+1,577+1.4%Added–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF1,172,447$37.8M7.8%+59,292+5.3%Added–
Schwab Fundamental U.S. Large Company ETF808524771ETF484,797$26.2M5.4%+228,390+89.1%Added–
BRK.BBerkshire Hathaway IncStock89,276$24.4M5.0%+1,202+1.4%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF131,411$23.1M4.8%+2,967+2.3%Added–
GLDSPDR Gold TrustETF134,576$22.1M4.6%−3,686−2.7%ReducedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY667,741$15.8M3.3%+93,887+16.4%Added–
iShares Select Dividend ETF464287168ETF121,935$14.0M2.9%+2,749+2.3%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF207,833$10.8M2.2%+6,403+3.2%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF175,254$10.8M2.2%−1,290−0.7%Reduced–
AAPLApple Inc.Stock74,084$10.5M2.2%+6,447+9.5%AddedHistory
Schwab U.S. Mid-Cap ETF808524508ETF118,996$9.12M1.9%−235−0.2%Reduced–
iShares Tr46428743220 YR TR BD ETF62,741$9.05M1.9%−65−0.1%Reduced–
Schwab U.S. Large-Cap ETF808524201ETF70,016$7.28M1.5%−155−0.2%Reduced–
MSFTMicrosoft CorpStock21,233$5.99M1.2%+144+0.7%AddedHistory
BNLBroadstone Net Lease, Inc.COM211,898$5.26M1.1%−22,329−9.5%ReducedHistory
iShares Inc464286533MSCI EMERG MRKT80,796$5.06M1.0%00.0%Unchanged–
iShares Core MSCI Eafe ETF46432F842ETF66,139$4.91M1.0%+205+0.3%Added–
iShares S&P 500 Growth ETF464287309ETF62,015$4.58M0.9%+75+0.1%Added–
Schwab Emerging Markets Equity ETF808524706ETF146,588$4.47M0.9%−20.0%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF30,882$3.55M0.7%−4,354−12.4%Reduced–
iShares Tr464288497DEVSMCP EXNA ETF50,418$3.49M0.7%−928−1.8%Reduced–
AVGOBroadcom Inc.Stock6,392$3.10M0.6%+14+0.2%AddedHistory
iShares Tr46429B7470-5 YR TIPS ETF29,294$3.09M0.6%−1,038−3.4%Reduced–
iShares Tr464288257MSCI ACWI ETF28,000$2.80M0.6%+708+2.6%Added–
NEENextera Energy IncStock35,139$2.76M0.6%+177+0.5%AddedHistory
UNHUnitedHealth Group IncStock6,060$2.37M0.5%−30.0%ReducedHistory
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A35,391$2.12M0.4%+3,958+12.6%AddedHistory
ABBVAbbVie Inc.Stock18,752$2.02M0.4%+307+1.7%AddedHistory
PMPhilip Morris International Inc.Stock20,888$1.98M0.4%+147+0.7%AddedHistory
VICIVici Properties Inc.COM67,026$1.90M0.4%+9,904+17.3%AddedHistory
BRBroadridge Financial Solutions, Inc.Stock11,384$1.90M0.4%+11+0.1%AddedHistory
QSRRestaurant Brands International Inc.COM29,336$1.79M0.4%+4,951+20.3%AddedHistory
LINLinde PLCSHS6,031$1.77M0.4%+63+1.1%AddedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN23,134$1.74M0.4%+25+0.1%AddedHistory
AMTAmerican Tower CorpREIT6,346$1.68M0.3%−1,172−15.6%ReducedHistory
CNQCanadian Natural Resources LtdCOM45,940$1.68M0.3%+17,560+61.9%AddedHistory
STAGSTAG Industrial, Inc.COM42,006$1.65M0.3%+135+0.3%AddedHistory
PAYXPaychex IncStock14,629$1.65M0.3%+50+0.3%AddedHistory
LMTLockheed Martin CorpStock4,739$1.64M0.3%+27+0.6%AddedHistory
iShares Tr464288281JPMORGAN USD EMG14,826$1.63M0.3%−585−3.8%Reduced–
FHNFirst Horizon CorpCOM97,330$1.59M0.3%+22,630+30.3%AddedHistory
Schwab International Equity ETF808524805ETF39,852$1.54M0.3%00.0%Unchanged–
WFCWells Fargo & CompanyStock33,184$1.54M0.3%+459+1.4%AddedHistory
WSOWatsco IncCOM5,579$1.48M0.3%−1,556−21.8%ReducedHistory
CSCOCisco Systems, Inc.Stock26,746$1.46M0.3%−2,905−9.8%ReducedHistory
CONECyrusOne Holdco LLCCOM18,254$1.41M0.3%−4,962−21.4%ReducedHistory
Schwab US Aggregate Bond ETF808524839ETF25,996$1.41M0.3%00.0%Unchanged–
MOAltria Group, Inc.Stock30,428$1.39M0.3%00.0%UnchangedHistory
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF51,300$1.38M0.3%00.0%Unchanged–
ETEnergy Transfer LPCOM UT LTD PTN143,395$1.37M0.3%00.0%UnchangedHistory
AMZNAmazon Com IncStock409$1.34M0.3%+44+12.1%AddedHistory
XOMExxonMobil Holdings CorpCOM20,572$1.21M0.3%−12,524−37.8%ReducedHistory
iShares S&P 500 Value ETF464287408ETF8,135$1.18M0.2%−145−1.8%Reduced–
CMAComerica IncCOM14,599$1.18M0.2%00.0%UnchangedHistory
Healthpeak Properties, Inc.71943U104COM62,185$1.10M0.2%00.0%Unchanged–
iShares Tr46432F859CORE 1 5 YR USD21,117$1.08M0.2%00.0%Unchanged–
SYYSysco CorpStock13,198$1.04M0.2%+12,798+3,199.5%AddedHistory
MRNAModerna, Inc.Stock2,608$1.00M0.2%00.0%UnchangedHistory
FEFirstenergy CorpCOM27,994$997.0K0.2%+3,870+16.0%AddedHistory
EPDEnterprise Products Partners L.P.Stock42,888$929.0K0.2%−1,092−2.5%ReducedHistory
CMECME Group Inc.COM4,701$909.0K0.2%−2,084−30.7%ReducedHistory
NEMNEWMONT CorpStock16,060$872.0K0.2%00.0%UnchangedHistory
MMLPMartin Midstream Partners L.P.UNIT L P INT271,369$868.0K0.2%00.0%UnchangedHistory
MAMastercard IncStock2,450$852.0K0.2%00.0%UnchangedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF28,900$828.0K0.2%00.0%Unchanged–
DBX ETF Tr233051879XTRACK HRVST CSI21,568$822.0K0.2%+500+2.4%Added–
SUNSunoco LPCOM UT REP LP21,650$808.0K0.2%00.0%UnchangedHistory
Invesco QQQ Trust Series I46090E103ETF2,154$771.0K0.2%−13−0.6%Reduced–
VBTXVeritex Holdings, Inc.COM18,900$744.0K0.2%00.0%UnchangedHistory
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF27,866$738.0K0.2%00.0%Unchanged–
CODICompass Diversified HoldingsSH BEN INT26,147$737.0K0.2%+26,147NewHistory
AGNCAGNC Investment Corp.REIT46,526$734.0K0.2%−7,025−13.1%ReducedHistory
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF27,221$731.0K0.2%00.0%Unchanged–
iShares Russell 1000 Growth ETF464287614ETF2,582$708.0K0.1%00.0%Unchanged–
iShares Tr46434VBG4IBONDS DEC24 ETF26,920$708.0K0.1%00.0%Unchanged–
iShares Tr46435G318IBONDS DEC202325,994$676.0K0.1%00.0%Unchanged–
HDHome Depot, Inc.Stock2,052$674.0K0.1%−10.0%ReducedHistory
ProShares Tr74347R180ULTR 7-10 TREA9,854$671.0K0.1%00.0%Unchanged–
OKEONEOK IncCOM11,533$668.0K0.1%+44+0.4%AddedHistory
VNOMViper Energy, Inc.COM UNT RP INT29,062$635.0K0.1%+26,062+868.7%AddedHistory
GOOGAlphabet Inc.Stock238$634.0K0.1%00.0%UnchangedHistory
SPDR Series Trust78464A607ST STR DOW REIT5,828$614.0K0.1%+9+0.2%Added–
WMTWalmart Inc.Stock4,297$599.0K0.1%+5+0.1%AddedHistory
ORCLOracle CorpStock6,287$548.0K0.1%00.0%UnchangedHistory
GLPGlobal Partners LPCOM UNITS25,800$546.0K0.1%00.0%UnchangedHistory
HCAHCA Healthcare, Inc.COM2,245$545.0K0.1%+27+1.2%AddedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF10,500$538.0K0.1%00.0%Unchanged–
DMLPDorchester Minerals, L.P.COM UNIT27,811$533.0K0.1%00.0%UnchangedHistory
LENLennar CorpCL A5,637$528.0K0.1%−13−0.2%ReducedHistory
JPMJPMorgan Chase & CoStock3,213$526.0K0.1%+18+0.6%AddedHistory
LUVSouthwest Airlines CoCOM10,149$522.0K0.1%00.0%UnchangedHistory
iShares Tr464288273EAFE SML CP ETF6,612$492.0K0.1%+518+8.5%Added–
ENLCEnLink Midstream, LLCCOM UNIT REP LTD70,821$483.0K0.1%+4,003+6.0%AddedHistory
GOOGLAlphabet Inc.Stock180$481.0K0.1%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock1,363$463.0K0.1%+106+8.4%AddedHistory
iShares Tr46434V4070-5YR HI YL CP10,141$463.0K0.1%+240+2.4%Added–
iShares Tr464288638ISHS 5-10YR INVT7,688$462.0K0.1%−5,500−41.7%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF2,032$451.0K0.1%+13+0.6%Added–

Sold out since Q2 2021 (42)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Lee Financial Co sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ECLEcolab Inc.Stock1,262$260.0K0.1%History
SVXYProShares Trust IISHT VIX ST TRM900$50.0K<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT2,787$41.0K<0.1%History
CLColgate Palmolive CoStock450$37.0K<0.1%History
RKTRocket Companies, Inc.Stock1,500$29.0K<0.1%History
BP Midstream Partners LP0556EL109UNIT LTD PTNR1,644$24.0K<0.1%–
EPAMEPAM Systems, Inc.COM45$23.0K<0.1%History
UWMCUWM Holdings CorpCOM CL A2,000$17.0K<0.1%History
GGGGraco IncCOM115$9.00K<0.1%History
MANManpowerGroup Inc.COM31$4.00K<0.1%History
BIIBBiogen Inc.COM8$3.00K<0.1%History
NXQuanex Building Products CORPCOM117$3.00K<0.1%History
NVCRNovoCure LtdORD SHS15$3.00K<0.1%History
FCXFreeport-McMoran IncStock48$2.00K<0.1%History
MTZMastec IncCOM17$2.00K<0.1%History
WEXWEX Inc.COM9$2.00K<0.1%History
TXG10x Genomics, Inc.CL A COM9$2.00K<0.1%History
FBINFortune Brands Innovations, Inc.COM18$2.00K<0.1%History
AMCXAMC Global Media Inc.CL A34$2.00K<0.1%History
HCSGHealthcare Services Group IncCOM54$2.00K<0.1%History
TNLTravel & Leisure Co.COM31$2.00K<0.1%History
CNOCNO Financial Group, Inc.COM75$2.00K<0.1%History
ARMKAramarkCOM48$2.00K<0.1%History
SNASnap-on IncCOM8$2.00K<0.1%History
UHSUniversal Health Services IncCL B12$2.00K<0.1%History
SLMSLM CorpCOM89$2.00K<0.1%History
GHCGraham Holdings CoCOM CL B3$2.00K<0.1%History
PINSPinterest, Inc.CL A24$2.00K<0.1%History
STNEStoneCo Ltd.COM35$2.00K<0.1%History
FSPFranklin Street Properties CorpCOM327$2.00K<0.1%History
SEMSelect Medical Holdings CorpCOM59$2.00K<0.1%History
WORWorthington Enterprises, Inc.COM37$2.00K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM11$2.00K<0.1%History
OPIOffice Properties Income TrustCOM SHS BEN INT60$2.00K<0.1%History
PRAHPRA Health Sciences, Inc.COM11$2.00K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A148$2.00K<0.1%History
REGIRenewable Energy Group, Inc.COM NEW33$2.00K<0.1%History
SYKESykes Enterprises IncCOM36$2.00K<0.1%History
ZENZendesk, Inc.COM12$2.00K<0.1%History
ZNGAZynga IncCL A170$2.00K<0.1%History
ENDPEndo International plcSHS458$2.00K<0.1%History
TELTE Connectivity plcREG SHS1$00.0%History