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Livermore
Livermore
ZHEN

Caxton Corp

SEC CIK
0001388551
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
55
−8 vs. Q2 2021
Portfolio value
$123.4M
−$22.6M (−15.5%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Caxton Corp in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
CRDFCardiff Oncology, Inc.COM2,522,083$16.8M13.6%+178,750+7.6%AddedHistory
SBBPStrongbridge Biopharma plcSHS USD8,024,542$16.4M13.3%−58,900−0.7%ReducedHistory
MTEMMolecular Templates, Inc.COM2,137,991$14.3M11.6%00.0%UnchangedHistory
SRRASierra Oncology, Inc.COM NEW442,754$9.71M7.9%−1,205−0.3%ReducedHistory
SVRASavara IncCOM6,896,551$9.52M7.7%+945,536+15.9%AddedHistory
SCYXScynexis IncCOM NEW1,564,400$8.29M6.7%+75,777+5.1%AddedHistory
GLDSPDR Gold TrustETF40,820$6.70M5.4%00.0%UnchangedHistory
KALAKALA BIO, Inc.COM1,727,751$4.53M3.7%+22,902+1.3%AddedHistory
RZLTRezolute, Inc.COM NEW424,243$3.17M2.6%00.0%UnchangedHistory
CTICCti Biopharma CorpCOM1,000,000$2.95M2.4%−1,314,533−56.8%ReducedHistory
ADXNAddex Therapeutics Ltd.SPONSORED ADS265,940$2.40M1.9%00.0%UnchangedHistory
Lux Health Tech Acquisition55068A100COM CL A200,000$1.96M1.6%00.0%Unchanged–
SPYSPDR S&P 500 ETF TrustETF3,480$1.49M1.2%+3,480NewHistory
iShares MSCI Eafe ETF464287465ETF19,000$1.48M1.2%+19,000New–
Ares Acquisition CorporationG33032114UNIT 99/99/9999139,680$1.38M1.1%00.0%Unchanged–
INTUIntuit Inc.Stock1,884$1.02M0.8%−1−0.1%ReducedHistory
GOOGAlphabet Inc.Stock372$992.0K0.8%00.0%UnchangedHistory
EIGREiger BioPharmaceuticals, Inc.COM140,622$939.0K0.8%+1,996+1.4%AddedHistory
SPGIS&P Global Inc.Stock2,072$880.0K0.7%−10.0%ReducedHistory
METAMeta Platforms, Inc.Stock2,565$870.0K0.7%−10.0%ReducedHistory
CVNACarvana Co.CL A2,886$870.0K0.7%−2−0.1%ReducedHistory
MSFTMicrosoft CorpStock3,057$862.0K0.7%−2−0.1%ReducedHistory
MCOMoodys CorpStock2,380$845.0K0.7%−2−0.1%ReducedHistory
NFLXNetflix IncStock1,357$828.0K0.7%+38+2.9%AddedHistory
CRMSalesforce, Inc.Stock2,986$810.0K0.7%−2−0.1%ReducedHistory
PYPLPayPal Holdings, Inc.Stock3,058$796.0K0.6%−2−0.1%ReducedHistory
VVisa Inc.Stock3,513$783.0K0.6%−3−0.1%ReducedHistory
TDGTransDigm Group INCCOM1,238$773.0K0.6%−1−0.1%ReducedHistory
CHTRCharter Communications, Inc.CL A1,061$772.0K0.6%−1−0.1%ReducedHistory
AMTAmerican Tower CorpREIT2,894$768.0K0.6%−2−0.1%ReducedHistory
MAMastercard IncStock2,184$759.0K0.6%−10.0%ReducedHistory
DISWalt Disney CoStock4,397$744.0K0.6%−3−0.1%ReducedHistory
WHRWhirlpool CorpStock3,488$711.0K0.6%−2−0.1%ReducedHistory
MDLZMondelez International, Inc.Stock12,038$700.0K0.6%−8−0.1%ReducedHistory
FLACFrazier Lifesciences Acquisition CorpCL A SHS64,000$629.0K0.5%00.0%UnchangedHistory
Science Strategic Acq Alpha808641203UNIT 01/20/202662,000$618.0K0.5%00.0%Unchanged–
Bridgetown Holdings LtdG1355U113COM CL A62,688$615.0K0.5%00.0%Unchanged–
HumanCo Acquisition Corp.44487N208UNIT 12/08/202357,724$592.0K0.5%00.0%Unchanged–
FICOFair Isaac CorpCOM1,485$591.0K0.5%−1−0.1%ReducedHistory
CDLXCardlytics, Inc.COM6,801$571.0K0.5%−4−0.1%ReducedHistory
GIGCAPITAL4 Inc37518G200UNIT 99/99/999945,000$459.0K0.4%00.0%Unchanged–
Switchback II CorpG8633T123UNIT 99/99/999939,000$398.0K0.3%00.0%Unchanged–
ELEVElevation Acquisition Group Inc.COM48,183$375.0K0.3%+8,597+21.7%AddedHistory
Boa Acquisition Corp05601A208UNIT 99/99/999934,070$337.0K0.3%00.0%Unchanged–
SVF Investment Corp.G8601L102CL A SHS27,900$272.0K0.2%00.0%Unchanged–
Primavera Capital Acquist CoG7255E109SHS CL A24,000$234.0K0.2%00.0%Unchanged–
ScION Tech Growth IG31067120UNIT 12/17/202522,410$223.0K0.2%00.0%Unchanged–
Pivotal Investment Corp III72582M205UNIT 01/28/202816,800$166.0K0.1%00.0%Unchanged–
MLTXMoonLake ImmunotherapeuticsCOM CL A16,009$158.0K0.1%00.0%UnchangedHistory
RMG Acquisition Corp IIIG76088114UNIT 02/08/202611,000$109.0K0.1%00.0%Unchanged–
Cazoo Group LtdG2007L113*W EXP 08/26/20262,500$94.0K0.1%+62,500New–
Lux Health Tech Acquisition55068A118*W EXP 11/30/20266,666$77.0K0.1%00.0%Unchanged–
Bridgetown Holdings LtdG1355U121*W EXP 09/30/20239,773$41.0K<0.1%00.0%Unchanged–
Frazier Lifesciences Acqu CoG3710A113*W EXP 11/30/20221,333$14.0K<0.1%00.0%Unchanged–
Primavera Capital Acquist CoG7255E117*W EXP 01/19/20212,000$10.0K<0.1%00.0%Unchanged–

Sold out since Q2 2021 (11)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Caxton Corp sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ISEEIVERIC bio, Inc.COM203,414$1.28M0.9%History
Ajax IG0190X100COM50,000$498.0K0.3%–
ONCSOncosec Medical IncCOM159,935$449.0K0.3%History
Isos Acquisition CorporationG4962C120UNIT 99/99/999924,000$245.0K0.2%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202615,000$159.0K0.1%–
ALDXAldeyra Therapeutics, Inc.COM11,784$134.0K0.1%History
Ajax IG0190X126*W EXP 10/27/20262,500$117.0K0.1%–
Dragoneer Growth Opportun CoG28302100COM CL A11,000$110.0K0.1%–
Reinvent Technology PartnersG7483N129CL A11,000$110.0K0.1%–
Nextgen Acquisition CorpG65305107CL A11,000$109.0K0.1%–
Marquee Raine Acquisition CoG58442123*W EXP 12/01/20223,171$29.0K<0.1%–